summaryrefslogtreecommitdiff
path: root/third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt
diff options
context:
space:
mode:
Diffstat (limited to 'third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt')
-rw-r--r--third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt944
1 files changed, 944 insertions, 0 deletions
diff --git a/third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt b/third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt
new file mode 100644
index 00000000000..51e252acf4b
--- /dev/null
+++ b/third_party/heimdal/doc/standardisation/draft-ietf-cat-kerberos-pk-init-08.txt
@@ -0,0 +1,944 @@
+INTERNET-DRAFT Brian Tung
+draft-ietf-cat-kerberos-pk-init-08.txt Clifford Neuman
+Updates: RFC 1510 ISI
+expires November 12, 1999 Matthew Hur
+ CyberSafe Corporation
+ Ari Medvinsky
+ Excite
+ Sasha Medvinsky
+ General Instrument
+ John Wray
+ Iris Associates, Inc.
+ Jonathan Trostle
+ Cisco
+
+ Public Key Cryptography for Initial Authentication in Kerberos
+
+0. Status Of This Memo
+
+ This document is an Internet-Draft and is in full conformance with
+ all provisions of Section 10 of RFC 2026. Internet-Drafts are
+ working documents of the Internet Engineering Task Force (IETF),
+ its areas, and its working groups. Note that other groups may also
+ distribute working documents as Internet-Drafts.
+
+ Internet-Drafts are draft documents valid for a maximum of six
+ months and may be updated, replaced, or obsoleted by other
+ documents at any time. It is inappropriate to use Internet-Drafts
+ as reference material or to cite them other than as "work in
+ progress."
+
+ The list of current Internet-Drafts can be accessed at
+ http://www.ietf.org/ietf/1id-abstracts.txt
+
+ The list of Internet-Draft Shadow Directories can be accessed at
+ http://www.ietf.org/shadow.html.
+
+ To learn the current status of any Internet-Draft, please check
+ the "1id-abstracts.txt" listing contained in the Internet-Drafts
+ Shadow Directories on ftp.ietf.org (US East Coast),
+ nic.nordu.net (Europe), ftp.isi.edu (US West Coast), or
+ munnari.oz.au (Pacific Rim).
+
+ The distribution of this memo is unlimited. It is filed as
+ draft-ietf-cat-kerberos-pk-init-09.txt, and expires November 12,
+ 1999. Please send comments to the authors.
+
+1. Abstract
+
+ This document defines extensions (PKINIT) to the Kerberos protocol
+ specification (RFC 1510 [1]) to provide a method for using public
+ key cryptography during initial authentication. The methods
+ defined specify the ways in which preauthentication data fields and
+ error data fields in Kerberos messages are to be used to transport
+ public key data.
+
+2. Introduction
+
+ The popularity of public key cryptography has produced a desire for
+ its support in Kerberos [2]. The advantages provided by public key
+ cryptography include simplified key management (from the Kerberos
+ perspective) and the ability to leverage existing and developing
+ public key certification infrastructures.
+
+ Public key cryptography can be integrated into Kerberos in a number
+ of ways. One is to associate a key pair with each realm, which can
+ then be used to facilitate cross-realm authentication; this is the
+ topic of another draft proposal. Another way is to allow users with
+ public key certificates to use them in initial authentication. This
+ is the concern of the current document.
+
+ PKINIT utilizes Diffie-Hellman keys in combination with digital
+ signature keys as the primary, required mechanism. It also allows
+ for the use of RSA keys. Note that PKINIT supports the use of
+ separate signature and encryption keys.
+
+ PKINIT enables access to Kerberos-secured services based on initial
+ authentication utilizing public key cryptography. PKINIT utilizes
+ standard public key signature and encryption data formats within the
+ standard Kerberos messages. The basic mechanism is as follows: The
+ user sends a request to the KDC as before, except that if that user
+ is to use public key cryptography in the initial authentication
+ step, his certificate and a signature accompany the initial request
+ in the preauthentication fields. Upon receipt of this request, the
+ KDC verifies the certificate and issues a ticket granting ticket
+ (TGT) as before, except that the encPart from the AS-REP message
+ carrying the TGT is now encrypted utilizing either a Diffie-Hellman
+ derived key or the user's public key. This message is authenticated
+ utilizing the public key signature of the KDC.
+
+ The PKINIT specification may also be used as a building block for
+ other specifications. PKCROSS [3] utilizes PKINIT for establishing
+ the inter-realm key and associated inter-realm policy to be applied
+ in issuing cross realm service tickets. As specified in [4],
+ anonymous Kerberos tickets can be issued by applying a NULL
+ signature in combination with Diffie-Hellman in the PKINIT exchange.
+ Additionally, the PKINIT specification may be used for direct peer
+ to peer authentication without contacting a central KDC. This
+ application of PKINIT is described in PKTAPP [5] and is based on
+ concepts introduced in [6, 7]. For direct client-to-server
+ authentication, the client uses PKINIT to authenticate to the end
+ server (instead of a central KDC), which then issues a ticket for
+ itself. This approach has an advantage over TLS [8] in that the
+ server does not need to save state (cache session keys).
+ Furthermore, an additional benefit is that Kerberos tickets can
+ facilitate delegation (see [9]).
+
+3. Proposed Extensions
+
+ This section describes extensions to RFC 1510 for supporting the
+ use of public key cryptography in the initial request for a ticket
+ granting ticket (TGT).
+
+ In summary, the following change to RFC 1510 is proposed:
+
+ * Users may authenticate using either a public key pair or a
+ conventional (symmetric) key. If public key cryptography is
+ used, public key data is transported in preauthentication
+ data fields to help establish identity. The user presents
+ a public key certificate and obtains an ordinary TGT that may
+ be used for subsequent authentication, with such
+ authentication using only conventional cryptography.
+
+ Section 3.1 provides definitions to help specify message formats.
+ Section 3.2 describes the extensions for the initial authentication
+ method.
+
+3.1. Definitions
+
+ The extensions involve new preauthentication fields; we introduce
+ the following preauthentication types:
+
+ PA-PK-AS-REQ 14
+ PA-PK-AS-REP 15
+ PA-PK-KEY-REQ 18
+ PA-PK-KEY-REP 19
+
+ The extensions also involve new error types; we introduce the
+ following types:
+
+ KDC_ERR_CLIENT_NOT_TRUSTED 62
+ KDC_ERR_KDC_NOT_TRUSTED 63
+ KDC_ERR_INVALID_SIG 64
+ KDC_ERR_KEY_TOO_WEAK 65
+ KDC_ERR_CERTIFICATE_MISMATCH 66
+
+ We utilize the following typed data for errors:
+
+ ETD-PKINIT-CMS-CERTIFICATES 101
+ ETD-KRB-PRINCIPAL 102
+ ETD-KRB-REALM 103
+
+ We utilize the following encryption types (which map directly to
+ OIDs):
+ sha1WithRSAEncryption-CmsOID 8
+ dsaWithSHA1-CmsOID 9
+ md4WithRsaEncryption-CmsOID 10
+ md5WithRSAEncryption-CmsOID 11
+ rc2CBC-EnvOID 12
+ rc4-EnvOID 13
+
+ In many cases, PKINIT requires the encoding of an X.500 name as a
+ Realm. In these cases, the realm will be represented using a
+ different style, specified in RFC 1510 with the following example:
+
+ NAMETYPE:rest/of.name=without-restrictions
+
+ For a realm derived from an X.500 name, NAMETYPE will have the value
+ X500-RFC2253. The full realm name will appear as follows:
+
+ X500-RFC2253:RFC2253Encode(DistinguishedName)
+
+ where DistinguishedName is an X.500 name, and RFC2253Encode is a
+ readable ASCII encoding of an X.500 name, as defined by
+ RFC 2253 [14] (part of LDAPv3).
+
+ To ensure that this encoding is unique, we add the following rule
+ to those specified by RFC 2253:
+
+ The order in which the attributes appear in the RFC 2253
+ encoding must be the reverse of the order in the ASN.1
+ encoding of the X.500 name that appears in the public key
+ certificate. The order of the relative distinguished names
+ (RDNs), as well as the order of the AttributeTypeAndValues
+ within each RDN, will be reversed. (This is despite the fact
+ that an RDN is defined as a SET of AttributeTypeAndValues, where
+ an order is normally not important.)
+
+ Similarly, PKINIT may require the encoding of an X.500 name as a
+ PrincipalName. In these cases, the name-type of the principal name
+ shall be set to KRB_NT-X500-PRINCIPAL. This new name type is
+ defined as:
+
+ KRB_NT_X500_PRINCIPAL 6
+
+ The name-string shall be set as follows:
+
+ RFC2253Encode(DistinguishedName)
+
+ as described above.
+
+ Note that name mapping may be required or optional based on policy.
+
+3.1.1. Encryption and Key Formats
+
+ In the exposition below, we use the terms public key and private
+ key generically. It should be understood that the term "public
+ key" may be used to refer to either a public encryption key or a
+ signature verification key, and that the term "private key" may be
+ used to refer to either a private decryption key or a signature
+ generation key. The fact that these are logically distinct does
+ not preclude the assignment of bitwise identical keys.
+
+ In the case of Diffie-Hellman, the key shall be produced from the
+ agreed bit string as follows:
+
+ * Truncate the bit string to the appropriate length.
+ * Rectify parity in each byte (if necessary) to obtain the key.
+
+ For instance, in the case of a DES key, we take the first eight
+ bytes of the bit stream, and then adjust the least significant bit
+ of each byte to ensure that each byte has odd parity.
+
+3.1.2. Algorithm Identifiers
+
+ PKINIT does not define, but does permit, the algorithm identifiers
+ listed below.
+
+3.1.2.1. Signature Algorithm Identifiers
+
+ These are the algorithm identifiers for use in the Signature data
+ structure as specified in CMS [11]:
+
+ sha-1WithRSAEncryption ALGORITHM PARAMETER NULL
+ ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
+ pkcs-1(1) 5 }
+
+ dsaWithSHA1 ALGORITHM PARAMETER NULL
+ ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
+ oIWSecAlgorithm(2) dsaWithSHA1(27) }
+
+ md4WithRsaEncryption ALGORITHM PARAMETER NULL
+ ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
+ oIWSecAlgorithm(2) md4WithRSAEncryption(4) }
+
+ md5WithRSAEncryption ALGORITHM PARAMETER NULL
+ ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
+ pkcs-1(1) md5WithRSAEncryption(4) }
+
+3.1.2.2 Diffie-Hellman Key Agreement Algorithm Identifier
+
+ This algorithm identifier is used inside the SubjectPublicKeyInfo
+ data structure:
+
+ dhKeyAgreement ALGORITHM PARAMETER DHParameters
+ ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
+ pkcs-3(3) dhKeyAgreement(1) }
+
+ DHParameters ::= SEQUENCE {
+ prime INTEGER,
+ -- p
+ base INTEGER,
+ -- g
+ privateValueLength INTEGER OPTIONAL
+ } -- as specified by the X.509 recommendation [9]
+
+3.1.2.3. Algorithm Identifiers for RSA Encryption
+
+ These algorithm identifiers are used inside the EnvelopedData data
+ structure, for encrypting the temporary key with a public key:
+
+ id-RSAES-OAEP OBJECT IDENTIFIER
+ ::= { iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1)
+ pkcs-1(1) 7 }
+
+3.1.2.4. Algorithm Identifiers for Encryption with Secret Keys
+
+ These algorithm identifiers are used inside the EnvelopedData data
+ structure, for encrypting the temporary key with a Diffie-Hellman-
+ derived key, or for encrypting the reply key:
+
+ desCBC ALGORITHM PARAMETER IV8
+ ::= { iso(1) identifiedOrganization(3) oIW(14) oIWSecSig(3)
+ oIWSecAlgorithm(2) desCBC(7) }
+
+ DES-EDE3-CBC ALGORITHM PARAMETER IV8
+ ::= { iso(1) member-body(2) US(840) rsadsi(113549)
+ encryptionAlgorithm(3) desEDE3(7) }
+
+ IV8 ::= OCTET STRING (SIZE(8)) -- initialization vector
+
+ rc2CBC ALGORITHM PARAMETER RC2-CBCParameter
+ ::= { iso(1) member-body(2) US(840) rsadsi(113549)
+ encryptionAlgorithm(3) rc2CBC(2) }
+
+ The rc2CBC algorithm parameters (RC2-CBCParameter) are defined
+ in the following section.
+
+ rc4 ALGORITHM PARAMETER NULL
+ ::= { iso(1) member-body(2) US(840) rsadsi(113549)
+ encryptionAlgorithm(3) rc4(4) }
+
+ The rc4 algorithm cannot be used with the Diffie-Hellman-derived
+ keys, because its parameters do not specify the size of the key.
+
+3.1.2.5. rc2CBC Algorithm Parameters
+
+ This definition of the RC2 parameters is taken from a paper by
+ Ron Rivest [13]. Refer to [13] for the complete description of the
+ RC2 algorithm.
+
+ RC2-CBCParameter ::= CHOICE {
+ iv IV,
+ params SEQUENCE {
+ version RC2Version,
+ iv IV
+ }
+ }
+
+ where
+
+ IV ::= OCTET STRING -- 8 octets
+ RC2Version ::= INTEGER -- 1-1024
+
+ RC2 in CBC mode has two parameters: an 8-byte initialization
+ vector (IV) and a version number in the range 1-1024 which
+ specifies in a roundabout manner the number of effective key bits
+ to be used for the RC2 encryption/decryption.
+
+ The correspondence between effective key bits and version number
+ is as follows:
+
+ 1. If the number EKB of effective key bits is in the range 1-255,
+ then the version number is given by Table[EKB], where the
+ 256-byte translation table is specified below. It specifies a
+ permutation on the numbers 0-255.
+
+ 2. If the number EKB of effective key bits is in the range
+ 256-1024, then the version number is simply EKB.
+
+ The default number of effective key bits for RC2 is 32.
+ If RC2-CBC is being performed with 32 effective key bits, the
+ parameters should be supplied as a simple IV, rather than as a
+ SEQUENCE containing a version and an IV.
+
+ 0 1 2 3 4 5 6 7 8 9 a b c d e f
+
+ 00: bd 56 ea f2 a2 f1 ac 2a b0 93 d1 9c 1b 33 fd d0
+ 10: 30 04 b6 dc 7d df 32 4b f7 cb 45 9b 31 bb 21 5a
+ 20: 41 9f e1 d9 4a 4d 9e da a0 68 2c c3 27 5f 80 36
+ 30: 3e ee fb 95 1a fe ce a8 34 a9 13 f0 a6 3f d8 0c
+ 40: 78 24 af 23 52 c1 67 17 f5 66 90 e7 e8 07 b8 60
+ 50: 48 e6 1e 53 f3 92 a4 72 8c 08 15 6e 86 00 84 fa
+ 60: f4 7f 8a 42 19 f6 db cd 14 8d 50 12 ba 3c 06 4e
+ 70: ec b3 35 11 a1 88 8e 2b 94 99 b7 71 74 d3 e4 bf
+ 80: 3a de 96 0e bc 0a ed 77 fc 37 6b 03 79 89 62 c6
+ 90: d7 c0 d2 7c 6a 8b 22 a3 5b 05 5d 02 75 d5 61 e3
+ a0: 18 8f 55 51 ad 1f 0b 5e 85 e5 c2 57 63 ca 3d 6c
+ b0: b4 c5 cc 70 b2 91 59 0d 47 20 c8 4f 58 e0 01 e2
+ c0: 16 38 c4 6f 3b 0f 65 46 be 7e 2d 7b 82 f9 40 b5
+ d0: 1d 73 f8 eb 26 c7 87 97 25 54 b1 28 aa 98 9d a5
+ e0: 64 6d 7a d4 10 81 44 ef 49 d6 ae 2e dd 76 5c 2f
+ f0: a7 1c c9 09 69 9a 83 cf 29 39 b9 e9 4c ff 43 ab
+
+
+3.2. Public Key Authentication
+
+ Implementation of the changes in this section is REQUIRED for
+ compliance with PKINIT.
+
+ It is assumed that all public keys are signed by some certification
+ authority (CA). The initial authentication request is sent as per
+ RFC 1510, except that a preauthentication field containing data
+ signed by the user's private key accompanies the request:
+
+ PA-PK-AS-REQ ::= SEQUENCE {
+ -- PA TYPE 14
+ signedAuthPack [0] SignedData
+ -- defined in CMS [11]
+ -- AuthPack (below) defines the data
+ -- that is signed
+ trustedCertifiers [1] SEQUENCE OF PrincipalName OPTIONAL,
+ -- CAs that the client trusts
+ kdcCert [2] IssuerAndSerialNumber OPTIONAL
+ -- as defined in CMS [11]
+ -- specifies a particular KDC
+ -- certificate if the client
+ -- already has it;
+ -- must be accompanied by
+ -- a single trustedCertifier
+ }
+
+ Usage of SignedData:
+ The SignedData data type is specified in the Cryptographic
+ Message Syntax, a product of the S/MIME working group of the IETF.
+ - The encapContentInfo field must contain the PKAuthenticator
+ and, optionally, the client's Diffie Hellman public value.
+ - The eContentType field shall contain the OID value for
+ id-data: iso(1) member-body(2) us(840) rsadsi(113549)
+ pkcs(1) pkcs7(7) data(1)
+ - The eContent field is data of the type AuthPack (below).
+ - The signerInfos field is a SET of SignerInfo that is required by
+ CMS; however, the set may contain zero elements. When non-empty,
+ this field contains the client's certificate chain. If present,
+ the KDC uses the public key from the client's certificate to
+ verify the signature in the request. Note that the client may
+ pass different certificates that are used for signing or for
+ encrypting. Thus, the KDC may utilize a different client
+ certificate for signature verification than the one it uses to
+ encrypt the reply to the client.
+
+ AuthPack ::= SEQUENCE {
+ pkAuthenticator [0] PKAuthenticator,
+ clientPublicValue [1] SubjectPublicKeyInfo OPTIONAL
+ -- if client is using Diffie-Hellman
+ }
+
+ PKAuthenticator ::= SEQUENCE {
+ kdcName [0] PrincipalName,
+ kdcRealm [1] Realm,
+ cusec [2] INTEGER,
+ -- for replay prevention
+ ctime [3] KerberosTime,
+ -- for replay prevention
+ nonce [4] INTEGER
+ }
+
+ SubjectPublicKeyInfo ::= SEQUENCE {
+ algorithm AlgorithmIdentifier,
+ -- dhKeyAgreement
+ subjectPublicKey BIT STRING
+ -- for DH, equals
+ -- public exponent (INTEGER encoded
+ -- as payload of BIT STRING)
+ } -- as specified by the X.509 recommendation [9]
+
+ AlgorithmIdentifier ::= SEQUENCE {
+ algorithm ALGORITHM.&id,
+ parameters ALGORITHM.&type
+ } -- as specified by the X.509 recommendation [10]
+
+ If the client passes an issuer and serial number in the request,
+ the KDC is requested to use the referred-to certificate. If none
+ exists, then the KDC returns an error of type
+ KDC_ERR_CERTIFICATE_MISMATCH. It also returns this error if, on the
+ other hand, the client does not pass any trustedCertifiers,
+ believing that it has the KDC's certificate, but the KDC has more
+ than one certificate. The KDC should include information in the
+ KRB-ERROR message that indicates the KDC certificate(s) that a
+ client may utilize. This data is specified in the e-typed-data
+ type as follows:
+
+ ETypedData ::= SEQUENCE {
+ e-data-type [1] INTEGER,
+ e-data-value [2] OCTET STRING,
+ } -- per Kerberos RFC 1510 revisions
+
+ where:
+ e-data-type = ETD-PKINIT-CMS-CERTIFICATES = 101
+ e-data-value = CertificateSet // as specified by CMS [11]
+
+ The PKAuthenticator carries information to foil replay attacks,
+ to bind the request and response. The PKAuthenticator is signed
+ with the private key corresponding to the public key in the
+ certificate found in userCert (or cached by the KDC).
+
+ The trustedCertifiers field contains a list of certification
+ authorities trusted by the client, in the case that the client does
+ not possess the KDC's public key certificate. If the KDC has no
+ certificate signed by any of the trustedCertifiers, then it returns
+ an error of type KDC_ERR_KDC_NOT_TRUSTED.
+
+ KDCs should try to (in order of preference):
+ 1. Use the KDC certificate identified by the serialNumber included
+ in the client's request.
+ 2. Use a certificate issued to the KDC by the client's CA (if in the
+ middle of a CA key roll-over, use the KDC cert issued under same
+ CA key as user cert used to verify request).
+ 3. Use a certificate issued to the KDC by one of the client's
+ trustedCertifier(s);
+ If the KDC is unable to comply with any of these options, then the
+ KDC returns an error message of type KDC_ERR_KDC_NOT_TRUSTED to the
+ client.
+
+ Upon receipt of the AS_REQ with PA-PK-AS-REQ pre-authentication
+ type, the KDC attempts to verify the user's certificate chain
+ (userCert), if one is provided in the request. This is done by
+ verifying the certification path against the KDC's policy of
+ legitimate certifiers. This may be based on a certification
+ hierarchy, or it may be simply a list of recognized certifiers in a
+ system like PGP.
+
+ If verification of the user's certificate fails, the KDC sends back
+ an error message of type KDC_ERR_CLIENT_NOT_TRUSTED. The e-data
+ field contains additional information pertaining to this error, and
+ is formatted as follows:
+
+ METHOD-DATA ::= SEQUENCE {
+ method-type [0] INTEGER,
+ -- 0 = not specified
+ -- 1 = cannot verify public key
+ -- 2 = invalid certificate
+ -- 3 = revoked certificate
+ -- 4 = invalid KDC name
+ -- 5 = client name mismatch
+ method-data [1] OCTET STRING OPTIONAL
+ } -- syntax as for KRB_AP_ERR_METHOD (RFC 1510)
+
+ The values for the method-type and method-data fields are described
+ in Section 3.2.1.
+
+ If a trust relationship exists, the KDC then verifies the client's
+ signature on AuthPack. If that fails, the KDC returns an error
+ message of type KDC_ERR_INVALID_SIG. Otherwise, the KDC uses the
+ timestamp (ctime and cusec) in the PKAuthenticator to assure that
+ the request is not a replay. The KDC also verifies that its name
+ is specified in the PKAuthenticator.
+
+ If the clientPublicValue field is filled in, indicating that the
+ client wishes to use Diffie-Hellman key agreement, then the KDC
+ checks to see that the parameters satisfy its policy. If they do
+ not (e.g., the prime size is insufficient for the expected
+ encryption type), then the KDC sends back an error message of type
+ KDC_ERR_KEY_TOO_WEAK. Otherwise, it generates its own public and
+ private values for the response.
+
+ The KDC also checks that the timestamp in the PKAuthenticator is
+ within the allowable window and that the principal name and realm
+ are correct. If the local (server) time and the client time in the
+ authenticator differ by more than the allowable clock skew, then the
+ KDC returns an error message of type KRB_AP_ERR_SKEW. If the
+ principal name or realm do not match the KDC, then the KDC returns
+ an error message of type KDC_ERR_NAME_MISMATCH for which the
+ e-typed-data may contain the correct name to use
+ (EDT-KRB-PRINCIPAL=102 or EDT-KRB-REALM=103 where
+ e-data-value = PrincipalName or Realm as defined by RFC 1510).
+
+ Assuming no errors, the KDC replies as per RFC 1510, except as
+ follows. The user's name in the ticket is determined by the
+ following decision algorithm:
+
+ 1. If the KDC has a mapping from the name in the certificate
+ to a Kerberos name, then use that name.
+ Else
+ 2. If the certificate contains a Kerberos name in an extension
+ field, and local KDC policy allows, then use that name.
+ Else
+ 3. Use the name as represented in the certificate, mapping
+ as necessary (e.g., as per RFC 2253 for X.500 names). In
+ this case the realm in the ticket shall be the name of the
+ certification authority that issued the user's certificate.
+
+ The KDC encrypts the reply not with the user's long-term key, but
+ with a random key generated only for this particular response. This
+ random key is sealed in the preauthentication field:
+
+ PA-PK-AS-REP ::= CHOICE {
+ -- PA TYPE 15
+ dhSignedData [0] SignedData,
+ -- Defined in CMS and used only with
+ -- Diffie-Helman key exchange
+ encKeyPack [1] EnvelopedData,
+ -- Defined in CMS
+ -- The temporary key is encrypted
+ -- using the client public key
+ -- key
+ -- SignedReplyKeyPack, encrypted
+ -- with the temporary key, is also
+ -- included.
+ }
+
+ Usage of SignedData:
+ If the Diffie-Hellman option is used, dhSignedData in PA-PK-AS-REP
+ provides authenticated Diffie-Hellman parameters of the KDC. The
+ reply key used to encrypt part of the KDC reply message is derived
+ from the Diffie-Hellman exchange:
+ - Both the KDC and the client calculate a secret value (g^ab mod p),
+ where a is the client's private exponent and b is the KDC's
+ private exponent.
+ - Both the KDC and the client take the first N bits of this secret
+ value and convert it into a reply key. N depends on the reply key
+ type.
+ - If the reply key is DES, N=64 bits, where some of the bits are
+ replaced with parity bits, according to FIPS PUB 74.
+ - If the reply key is (3-key) 3-DES, N=192 bits, where some of the
+ bits are replaced with parity bits, according to FIPS PUB 74.
+ - The encapContentInfo field must contain the KdcDHKeyInfo as
+ defined below.
+ - The eContentType field shall contain the OID value for
+ id-data: iso(1) member-body(2) us(840) rsadsi(113549)
+ pkcs(1) pkcs7(7) data(1)
+ - The certificates field must contain the certificates necessary
+ for the client to establish trust in the KDC's certificate
+ based on the list of trusted certifiers sent by the client in
+ the PA-PK-AS-REQ. This field may be empty if the client did
+ not send to the KDC a list of trusted certifiers (the
+ trustedCertifiers field was empty, meaning that the client
+ already possesses the KDC's certificate).
+ - The signerInfos field is a SET that must contain at least one
+ member, since it contains the actual signature.
+
+ Usage of EnvelopedData:
+ The EnvelopedData data type is specified in the Cryptographic
+ Message Syntax, a product of the S/MIME working group of the IETF.
+ It contains an temporary key encrypted with the PKINIT
+ client's public key. It also contains a signed and encrypted
+ reply key.
+ - The originatorInfo field is not required, since that information
+ may be presented in the signedData structure that is encrypted
+ within the encryptedContentInfo field.
+ - The optional unprotectedAttrs field is not required for PKINIT.
+ - The recipientInfos field is a SET which must contain exactly one
+ member of the KeyTransRecipientInfo type for encryption
+ with an RSA public key.
+ - The encryptedKey field (in KeyTransRecipientInfo) contains
+ the temporary key which is encrypted with the PKINIT client's
+ public key.
+ - The encryptedContentInfo field contains the signed and encrypted
+ reply key.
+ - The contentType field shall contain the OID value for
+ id-signedData: iso(1) member-body(2) us(840) rsadsi(113549)
+ pkcs(1) pkcs7(7) signedData(2)
+ - The encryptedContent field is encrypted data of the CMS type
+ signedData as specified below.
+ - The encapContentInfo field must contains the ReplyKeyPack.
+ - The eContentType field shall contain the OID value for
+ id-data: iso(1) member-body(2) us(840) rsadsi(113549)
+ pkcs(1) pkcs7(7) data(1)
+ - The eContent field is data of the type ReplyKeyPack (below).
+ - The certificates field must contain the certificates necessary
+ for the client to establish trust in the KDC's certificate
+ based on the list of trusted certifiers sent by the client in
+ the PA-PK-AS-REQ. This field may be empty if the client did
+ not send to the KDC a list of trusted certifiers (the
+ trustedCertifiers field was empty, meaning that the client
+ already possesses the KDC's certificate).
+ - The signerInfos field is a SET that must contain at least one
+ member, since it contains the actual signature.
+
+ KdcDHKeyInfo ::= SEQUENCE {
+ -- used only when utilizing Diffie-Hellman
+ nonce [0] INTEGER,
+ -- binds responce to the request
+ subjectPublicKey [2] BIT STRING
+ -- Equals public exponent (g^a mod p)
+ -- INTEGER encoded as payload of
+ -- BIT STRING
+ }
+
+ ReplyKeyPack ::= SEQUENCE {
+ -- not used for Diffie-Hellman
+ replyKey [0] EncryptionKey,
+ -- used to encrypt main reply
+ -- ENCTYPE is at least as strong as
+ -- ENCTYPE of session key
+ nonce [1] INTEGER,
+ -- binds response to the request
+ -- must be same as the nonce
+ -- passed in the PKAuthenticator
+ }
+
+
+ Since each certifier in the certification path of a user's
+ certificate is essentially a separate realm, the name of each
+ certifier must be added to the transited field of the ticket. The
+ format of these realm names is defined in Section 3.1 of this
+ document. If applicable, the transit-policy-checked flag should be
+ set in the issued ticket.
+
+ The KDC's certificate must bind the public key to a name derivable
+ from the name of the realm for that KDC. X.509 certificates shall
+ contain the principal name of the KDC as the SubjectAltName version
+ 3 extension. Below is the definition of this version 3 extension, as
+ specified by the X.509 standard:
+
+ subjectAltName EXTENSION ::= {
+ SYNTAX GeneralNames
+ IDENTIFIED BY id-ce-subjectAltName
+ }
+
+ GeneralNames ::= SEQUENCE SIZE(1..MAX) OF GeneralName
+
+ GeneralName ::= CHOICE {
+ otherName [0] INSTANCE OF OTHER-NAME,
+ ...
+ }
+
+ OTHER-NAME ::= TYPE-IDENTIFIER
+
+ In this definition, otherName is a name of any form defined as an
+ instance of the OTHER-NAME information object class. For the purpose
+ of specifying a Kerberos principal name, INSTANCE OF OTHER-NAME will
+ be replaced by the type KerberosPrincipalName:
+
+ KerberosPrincipalName ::= SEQUENCE {
+ nameType [0] OTHER-NAME.&id ( { PrincipalNameTypes } ),
+ name [1] OTHER-NAME.&type ( { PrincipalNameTypes }
+ { @nameType } )
+ }
+
+ PrincipalNameTypes OTHER-NAME ::= {
+ { PrincipalNameSrvInst IDENTIFIED BY principalNameSrvInst }
+ }
+
+ PrincipalNameSrvInst ::= GeneralString
+
+ where (from the Kerberos specification) we have
+
+ krb5 OBJECT IDENTIFIER ::= { iso (1)
+ org (3)
+ dod (6)
+ internet (1)
+ security (5)
+ kerberosv5 (2) }
+
+ principalName OBJECT IDENTIFIER ::= { krb5 2 }
+
+ principalNameSrvInst OBJECT IDENTIFIER ::= { principalName 2 }
+
+ (This specification can also be used to specify a Kerberos name
+ within the user's certificate.)
+
+ The client then extracts the random key used to encrypt the main
+ reply. This random key (in encPaReply) is encrypted with either the
+ client's public key or with a key derived from the DH values
+ exchanged between the client and the KDC.
+
+3.2.1. Additional Information for Errors
+
+ This section describes the interpretation of the method-type and
+ method-data fields of the KDC_ERR_CLIENT_NOT_TRUSTED error.
+
+ If method-type=1, the client's public key certificate chain does not
+ contain a certificate that is signed by a certification authority
+ trusted by the KDC. The format of the method-data field will be an
+ ASN.1 encoding of a list of trusted certifiers, as defined above:
+
+ TrustedCertifiers ::= SEQUENCE OF PrincipalName
+
+ If method-type=2, the signature on one of the certificates in the
+ chain cannot be verified. The format of the method-data field will
+ be an ASN.1 encoding of the integer index of the certificate in
+ question:
+
+ CertificateIndex ::= INTEGER
+ -- 0 = 1st certificate,
+ -- 1 = 2nd certificate, etc
+
+ If method-type=3, one of the certificates in the chain has been
+ revoked. The format of the method-data field will be an ASN.1
+ encoding of the integer index of the certificate in question:
+
+ CertificateIndex ::= INTEGER
+ -- 0 = 1st certificate,
+ -- 1 = 2nd certificate, etc
+
+ If method-type=4, the KDC name or realm in the PKAuthenticator does
+ not match the principal name of the KDC. There is no method-data
+ field in this case.
+
+ If method-type=5, the client name or realm in the certificate does
+ not match the principal name of the client. There is no
+ method-data field in this case.
+
+3.2.2. Required Algorithms
+
+ Not all of the algorithms in the PKINIT protocol specification have
+ to be implemented in order to comply with the proposed standard.
+ Below is a list of the required algorithms:
+
+ - Diffie-Hellman public/private key pairs
+ - SHA1 digest and DSA for signatures
+ - 3-key triple DES keys derived from the Diffie-Hellman Exchange
+ - 3-key triple DES Temporary and Reply keys
+
+4. Logistics and Policy
+
+ This section describes a way to define the policy on the use of
+ PKINIT for each principal and request.
+
+ The KDC is not required to contain a database record for users
+ that use either the Standard Public Key Authentication. However,
+ if these users are registered with the KDC, it is recommended that
+ the database record for these users be modified to an additional
+ flag in the attributes field to indicate that the user should
+ authenticate using PKINIT. If this flag is set and a request
+ message does not contain the PKINIT preauthentication field, then
+ the KDC sends back as error of type KDC_ERR_PREAUTH_REQUIRED
+ indicating that a preauthentication field of type PA-PK-AS-REQ must
+ be included in the request.
+
+5. Security Considerations
+
+ PKINIT raises a few security considerations, which we will address
+ in this section.
+
+ First of all, PKINIT introduces a new trust model, where KDCs do not
+ (necessarily) certify the identity of those for whom they issue
+ tickets. PKINIT does allow KDCs to act as their own CAs, in order
+ to simplify key management, but one of the additional benefits is to
+ align Kerberos authentication with a global public key
+ infrastructure. Anyone using PKINIT in this way must be aware of
+ how the certification infrastructure they are linking to works.
+
+ Secondly, PKINIT also introduces the possibility of interactions
+ between different cryptosystems, which may be of widely varying
+ strengths. Many systems, for instance, allow the use of 512-bit
+ public keys. Using such keys to wrap data encrypted under strong
+ conventional cryptosystems, such as triple-DES, is inappropriate;
+ it adds a weak link to a strong one at extra cost. Implementors
+ and administrators should take care to avoid such wasteful and
+ deceptive interactions.
+
+ Lastly, PKINIT calls for randomly generated keys for conventional
+ cryptosystems. Many such systems contain systematically "weak"
+ keys. PKINIT implementations MUST avoid use of these keys, either
+ by discarding those keys when they are generated, or by fixing them
+ in some way (e.g., by XORing them with a given mask). These
+ precautions vary from system to system; it is not our intention to
+ give an explicit recipe for them here.
+
+6. Transport Issues
+
+ Certificate chains can potentially grow quite large and span several
+ UDP packets; this in turn increases the probability that a Kerberos
+ message involving PKINIT extensions will be broken in transit. In
+ light of the possibility that the Kerberos specification will
+ require KDCs to accept requests using TCP as a transport mechanism,
+ we make the same recommendation with respect to the PKINIT
+ extensions as well.
+
+7. Bibliography
+
+ [1] J. Kohl, C. Neuman. The Kerberos Network Authentication Service
+ (V5). Request for Comments 1510.
+
+ [2] B.C. Neuman, Theodore Ts'o. Kerberos: An Authentication Service
+ for Computer Networks, IEEE Communications, 32(9):33-38. September
+ 1994.
+
+ [3] B. Tung, T. Ryutov, C. Neuman, G. Tsudik, B. Sommerfeld,
+ A. Medvinsky, M. Hur. Public Key Cryptography for Cross-Realm
+ Authentication in Kerberos.
+ draft-ietf-cat-kerberos-pk-cross-04.txt
+
+ [4] A. Medvinsky, J. Cargille, M. Hur. Anonymous Credentials in
+ Kerberos.
+ draft-ietf-cat-kerberos-anoncred-00.txt
+
+ [5] A. Medvinsky, M. Hur, B. Clifford Neuman. Public Key Utilizing
+ Tickets for Application Servers (PKTAPP).
+ draft-ietf-cat-pktapp-00.txt
+
+ [6] M. Sirbu, J. Chuang. Distributed Authentication in Kerberos
+ Using Public Key Cryptography. Symposium On Network and Distributed
+ System Security, 1997.
+
+ [7] B. Cox, J.D. Tygar, M. Sirbu. NetBill Security and Transaction
+ Protocol. In Proceedings of the USENIX Workshop on Electronic
+ Commerce, July 1995.
+
+ [8] T. Dierks, C. Allen. The TLS Protocol, Version 1.0
+ Request for Comments 2246, January 1999.
+
+ [9] B.C. Neuman, Proxy-Based Authorization and Accounting for
+ Distributed Systems. In Proceedings of the 13th International
+ Conference on Distributed Computing Systems, May 1993.
+
+ [10] ITU-T (formerly CCITT) Information technology - Open Systems
+ Interconnection - The Directory: Authentication Framework
+ Recommendation X.509 ISO/IEC 9594-8
+
+ [11] R. Housley. Cryptographic Message Syntax.
+ draft-ietf-smime-cms-10.txt, December 1998.
+
+ [12] PKCS #7: Cryptographic Message Syntax Standard,
+ An RSA Laboratories Technical Note Version 1.5
+ Revised November 1, 1993
+
+ [13] R. Rivest, MIT Laboratory for Computer Science and RSA Data
+ Security, Inc. A Description of the RC2(r) Encryption Algorithm
+ March 1998.
+ Request for Comments 2268.
+
+ [14] M. Wahl, S. Kille, T. Howes. Lightweight Directory Access
+ Protocol (v3): UTF-8 String Representation of Distinguished Names.
+ Request for Comments 2253.
+
+8. Acknowledgements
+
+ Some of the ideas on which this proposal is based arose during
+ discussions over several years between members of the SAAG, the IETF
+ CAT working group, and the PSRG, regarding integration of Kerberos
+ and SPX. Some ideas have also been drawn from the DASS system.
+ These changes are by no means endorsed by these groups. This is an
+ attempt to revive some of the goals of those groups, and this
+ proposal approaches those goals primarily from the Kerberos
+ perspective. Lastly, comments from groups working on similar ideas
+ in DCE have been invaluable.
+
+9. Expiration Date
+
+ This draft expires November 12, 1999.
+
+10. Authors
+
+ Brian Tung
+ Clifford Neuman
+ USC Information Sciences Institute
+ 4676 Admiralty Way Suite 1001
+ Marina del Rey CA 90292-6695
+ Phone: +1 310 822 1511
+ E-mail: {brian, bcn}@isi.edu
+
+ Matthew Hur
+ CyberSafe Corporation
+ 1605 NW Sammamish Road
+ Issaquah WA 98027-5378
+ Phone: +1 425 391 6000
+ E-mail: matt.hur@cybersafe.com
+
+ Ari Medvinsky
+ Excite
+ 555 Broadway
+ Redwood City, CA 94063
+ Phone +1 650 569 2119
+ E-mail: amedvins@excitecorp.com
+
+ Sasha Medvinsky
+ General Instrument
+ 6450 Sequence Drive
+ San Diego, CA 92121
+ Phone +1 619 404 2825
+ E-mail: smedvinsky@gi.com
+
+ John Wray
+ Iris Associates, Inc.
+ 5 Technology Park Dr.
+ Westford, MA 01886
+ E-mail: John_Wray@iris.com
+
+ Jonathan Trostle
+ 170 W. Tasman Dr.
+ San Jose, CA 95134
+ E-mail: jtrostle@cisco.com