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|
This is gawk.info, produced by makeinfo version 4.13 from gawk.texi.
INFO-DIR-SECTION Text creation and manipulation
START-INFO-DIR-ENTRY
* Gawk: (gawk). A text scanning and processing language.
END-INFO-DIR-ENTRY
INFO-DIR-SECTION Individual utilities
START-INFO-DIR-ENTRY
* awk: (gawk)Invoking gawk. Text scanning and processing.
END-INFO-DIR-ENTRY
Copyright (C) 1989, 1991, 1992, 1993, 1996, 1997, 1998, 1999, 2000,
2001, 2002, 2003, 2004, 2005, 2007, 2009, 2010, 2011, 2012 Free
Software Foundation, Inc.
This is Edition 4 of `GAWK: Effective AWK Programming: A User's
Guide for GNU Awk', for the 4.0.1 (or later) version of the GNU
implementation of AWK.
Permission is granted to copy, distribute and/or modify this document
under the terms of the GNU Free Documentation License, Version 1.3 or
any later version published by the Free Software Foundation; with the
Invariant Sections being "GNU General Public License", the Front-Cover
texts being (a) (see below), and with the Back-Cover Texts being (b)
(see below). A copy of the license is included in the section entitled
"GNU Free Documentation License".
a. "A GNU Manual"
b. "You have the freedom to copy and modify this GNU manual. Buying
copies from the FSF supports it in developing GNU and promoting
software freedom."
File: gawk.info, Node: Top, Next: Foreword, Up: (dir)
General Introduction
********************
This file documents `awk', a program that you can use to select
particular records in a file and perform operations upon them.
Copyright (C) 1989, 1991, 1992, 1993, 1996, 1997, 1998, 1999, 2000,
2001, 2002, 2003, 2004, 2005, 2007, 2009, 2010, 2011, 2012 Free
Software Foundation, Inc.
This is Edition 4 of `GAWK: Effective AWK Programming: A User's
Guide for GNU Awk', for the 4.0.1 (or later) version of the GNU
implementation of AWK.
Permission is granted to copy, distribute and/or modify this document
under the terms of the GNU Free Documentation License, Version 1.3 or
any later version published by the Free Software Foundation; with the
Invariant Sections being "GNU General Public License", the Front-Cover
texts being (a) (see below), and with the Back-Cover Texts being (b)
(see below). A copy of the license is included in the section entitled
"GNU Free Documentation License".
a. "A GNU Manual"
b. "You have the freedom to copy and modify this GNU manual. Buying
copies from the FSF supports it in developing GNU and promoting
software freedom."
* Menu:
* Foreword:: Some nice words about this
Info file.
* Preface:: What this Info file is about; brief
history and acknowledgments.
* Getting Started:: A basic introduction to using
`awk'. How to run an `awk'
program. Command-line syntax.
* Invoking Gawk:: How to run `gawk'.
* Regexp:: All about matching things using regular
expressions.
* Reading Files:: How to read files and manipulate fields.
* Printing:: How to print using `awk'. Describes
the `print' and `printf'
statements. Also describes redirection of
output.
* Expressions:: Expressions are the basic building blocks
of statements.
* Patterns and Actions:: Overviews of patterns and actions.
* Arrays:: The description and use of arrays. Also
includes array-oriented control statements.
* Functions:: Built-in and user-defined functions.
* Internationalization:: Getting `gawk' to speak your
language.
* Arbitrary Precision Arithmetic:: Arbitrary precision arithmetic with
`gawk'.
* Advanced Features:: Stuff for advanced users, specific to
`gawk'.
* Library Functions:: A Library of `awk' Functions.
* Sample Programs:: Many `awk' programs with complete
explanations.
* Debugger:: The `gawk' debugger.
* Language History:: The evolution of the `awk'
language.
* Installation:: Installing `gawk' under various
operating systems.
* Notes:: Notes about `gawk' extensions and
possible future work.
* Basic Concepts:: A very quick introduction to programming
concepts.
* Glossary:: An explanation of some unfamiliar terms.
* Copying:: Your right to copy and distribute
`gawk'.
* GNU Free Documentation License:: The license for this Info file.
* Index:: Concept and Variable Index.
* History:: The history of `gawk' and
`awk'.
* Names:: What name to use to find `awk'.
* This Manual:: Using this Info file. Includes
sample input files that you can use.
* Conventions:: Typographical Conventions.
* Manual History:: Brief history of the GNU project and this
Info file.
* How To Contribute:: Helping to save the world.
* Acknowledgments:: Acknowledgments.
* Running gawk:: How to run `gawk' programs;
includes command-line syntax.
* One-shot:: Running a short throwaway `awk'
program.
* Read Terminal:: Using no input files (input from terminal
instead).
* Long:: Putting permanent `awk' programs in
files.
* Executable Scripts:: Making self-contained `awk'
programs.
* Comments:: Adding documentation to `gawk'
programs.
* Quoting:: More discussion of shell quoting issues.
* DOS Quoting:: Quoting in Windows Batch Files.
* Sample Data Files:: Sample data files for use in the
`awk' programs illustrated in this
Info file.
* Very Simple:: A very simple example.
* Two Rules:: A less simple one-line example using two
rules.
* More Complex:: A more complex example.
* Statements/Lines:: Subdividing or combining statements into
lines.
* Other Features:: Other Features of `awk'.
* When:: When to use `gawk' and when to use
other things.
* Command Line:: How to run `awk'.
* Options:: Command-line options and their meanings.
* Other Arguments:: Input file names and variable assignments.
* Naming Standard Input:: How to specify standard input with other
files.
* Environment Variables:: The environment variables `gawk'
uses.
* AWKPATH Variable:: Searching directories for `awk'
programs.
* Other Environment Variables:: The environment variables.
* Exit Status:: `gawk''s exit status.
* Include Files:: Including other files into your program.
* Obsolete:: Obsolete Options and/or features.
* Undocumented:: Undocumented Options and Features.
* Regexp Usage:: How to Use Regular Expressions.
* Escape Sequences:: How to write nonprinting characters.
* Regexp Operators:: Regular Expression Operators.
* Bracket Expressions:: What can go between `[...]'.
* GNU Regexp Operators:: Operators specific to GNU software.
* Case-sensitivity:: How to do case-insensitive matching.
* Leftmost Longest:: How much text matches.
* Computed Regexps:: Using Dynamic Regexps.
* Records:: Controlling how data is split into records.
* Fields:: An introduction to fields.
* Nonconstant Fields:: Nonconstant Field Numbers.
* Changing Fields:: Changing the Contents of a Field.
* Field Separators:: The field separator and how to change it.
* Default Field Splitting:: How fields are normally separated.
* Regexp Field Splitting:: Using regexps as the field separator.
* Single Character Fields:: Making each character a separate field.
* Command Line Field Separator:: Setting `FS' from the command-line.
* Field Splitting Summary:: Some final points and a summary table.
* Constant Size:: Reading constant width data.
* Splitting By Content:: Defining Fields By Content
* Multiple Line:: Reading multi-line records.
* Getline:: Reading files under explicit program
control using the `getline' function.
* Plain Getline:: Using `getline' with no arguments.
* Getline/Variable:: Using `getline' into a variable.
* Getline/File:: Using `getline' from a file.
* Getline/Variable/File:: Using `getline' into a variable from a
file.
* Getline/Pipe:: Using `getline' from a pipe.
* Getline/Variable/Pipe:: Using `getline' into a variable from a
pipe.
* Getline/Coprocess:: Using `getline' from a coprocess.
* Getline/Variable/Coprocess:: Using `getline' into a variable from a
coprocess.
* Getline Notes:: Important things to know about
`getline'.
* Getline Summary:: Summary of `getline' Variants.
* Read Timeout:: Reading input with a timeout.
* Command line directories:: What happens if you put a directory on the
command line.
* Print:: The `print' statement.
* Print Examples:: Simple examples of `print' statements.
* Output Separators:: The output separators and how to change
them.
* OFMT:: Controlling Numeric Output With
`print'.
* Printf:: The `printf' statement.
* Basic Printf:: Syntax of the `printf' statement.
* Control Letters:: Format-control letters.
* Format Modifiers:: Format-specification modifiers.
* Printf Examples:: Several examples.
* Redirection:: How to redirect output to multiple files
and pipes.
* Special Files:: File name interpretation in `gawk'.
`gawk' allows access to inherited
file descriptors.
* Special FD:: Special files for I/O.
* Special Network:: Special files for network communications.
* Special Caveats:: Things to watch out for.
* Close Files And Pipes:: Closing Input and Output Files and Pipes.
* Values:: Constants, Variables, and Regular
Expressions.
* Constants:: String, numeric and regexp constants.
* Scalar Constants:: Numeric and string constants.
* Nondecimal-numbers:: What are octal and hex numbers.
* Regexp Constants:: Regular Expression constants.
* Using Constant Regexps:: When and how to use a regexp constant.
* Variables:: Variables give names to values for later
use.
* Using Variables:: Using variables in your programs.
* Assignment Options:: Setting variables on the command-line and a
summary of command-line syntax. This is an
advanced method of input.
* Conversion:: The conversion of strings to numbers and
vice versa.
* All Operators:: `gawk''s operators.
* Arithmetic Ops:: Arithmetic operations (`+', `-',
etc.)
* Concatenation:: Concatenating strings.
* Assignment Ops:: Changing the value of a variable or a
field.
* Increment Ops:: Incrementing the numeric value of a
variable.
* Truth Values and Conditions:: Testing for true and false.
* Truth Values:: What is ``true'' and what is ``false''.
* Typing and Comparison:: How variables acquire types and how this
affects comparison of numbers and strings
with `<', etc.
* Variable Typing:: String type versus numeric type.
* Comparison Operators:: The comparison operators.
* POSIX String Comparison:: String comparison with POSIX rules.
* Boolean Ops:: Combining comparison expressions using
boolean operators `||' (``or''),
`&&' (``and'') and `!' (``not'').
* Conditional Exp:: Conditional expressions select between two
subexpressions under control of a third
subexpression.
* Function Calls:: A function call is an expression.
* Precedence:: How various operators nest.
* Locales:: How the locale affects things.
* Pattern Overview:: What goes into a pattern.
* Regexp Patterns:: Using regexps as patterns.
* Expression Patterns:: Any expression can be used as a pattern.
* Ranges:: Pairs of patterns specify record ranges.
* BEGIN/END:: Specifying initialization and cleanup
rules.
* Using BEGIN/END:: How and why to use BEGIN/END rules.
* I/O And BEGIN/END:: I/O issues in BEGIN/END rules.
* BEGINFILE/ENDFILE:: Two special patterns for advanced control.
* Empty:: The empty pattern, which matches every
record.
* Using Shell Variables:: How to use shell variables with
`awk'.
* Action Overview:: What goes into an action.
* Statements:: Describes the various control statements in
detail.
* If Statement:: Conditionally execute some `awk'
statements.
* While Statement:: Loop until some condition is satisfied.
* Do Statement:: Do specified action while looping until
some condition is satisfied.
* For Statement:: Another looping statement, that provides
initialization and increment clauses.
* Switch Statement:: Switch/case evaluation for conditional
execution of statements based on a value.
* Break Statement:: Immediately exit the innermost enclosing
loop.
* Continue Statement:: Skip to the end of the innermost enclosing
loop.
* Next Statement:: Stop processing the current input record.
* Nextfile Statement:: Stop processing the current file.
* Exit Statement:: Stop execution of `awk'.
* Built-in Variables:: Summarizes the built-in variables.
* User-modified:: Built-in variables that you change to
control `awk'.
* Auto-set:: Built-in variables where `awk'
gives you information.
* ARGC and ARGV:: Ways to use `ARGC' and `ARGV'.
* Array Basics:: The basics of arrays.
* Array Intro:: Introduction to Arrays
* Reference to Elements:: How to examine one element of an array.
* Assigning Elements:: How to change an element of an array.
* Array Example:: Basic Example of an Array
* Scanning an Array:: A variation of the `for' statement. It
loops through the indices of an array's
existing elements.
* Controlling Scanning:: Controlling the order in which arrays are
scanned.
* Delete:: The `delete' statement removes an
element from an array.
* Numeric Array Subscripts:: How to use numbers as subscripts in
`awk'.
* Uninitialized Subscripts:: Using Uninitialized variables as
subscripts.
* Multi-dimensional:: Emulating multidimensional arrays in
`awk'.
* Multi-scanning:: Scanning multidimensional arrays.
* Arrays of Arrays:: True multidimensional arrays.
* Built-in:: Summarizes the built-in functions.
* Calling Built-in:: How to call built-in functions.
* Numeric Functions:: Functions that work with numbers, including
`int()', `sin()' and
`rand()'.
* String Functions:: Functions for string manipulation, such as
`split()', `match()' and
`sprintf()'.
* Gory Details:: More than you want to know about `\'
and `&' with `sub()',
`gsub()', and `gensub()'.
* I/O Functions:: Functions for files and shell commands.
* Time Functions:: Functions for dealing with timestamps.
* Bitwise Functions:: Functions for bitwise operations.
* Type Functions:: Functions for type information.
* I18N Functions:: Functions for string translation.
* User-defined:: Describes User-defined functions in detail.
* Definition Syntax:: How to write definitions and what they
mean.
* Function Example:: An example function definition and what it
does.
* Function Caveats:: Things to watch out for.
* Calling A Function:: Don't use spaces.
* Variable Scope:: Controlling variable scope.
* Pass By Value/Reference:: Passing parameters.
* Return Statement:: Specifying the value a function returns.
* Dynamic Typing:: How variable types can change at runtime.
* Indirect Calls:: Choosing the function to call at runtime.
* I18N and L10N:: Internationalization and Localization.
* Explaining gettext:: How GNU `gettext' works.
* Programmer i18n:: Features for the programmer.
* Translator i18n:: Features for the translator.
* String Extraction:: Extracting marked strings.
* Printf Ordering:: Rearranging `printf' arguments.
* I18N Portability:: `awk'-level portability issues.
* I18N Example:: A simple i18n example.
* Gawk I18N:: `gawk' is also internationalized.
* Floating-point Programming:: Effective floating-point programming.
* Floating-point Representation:: Binary floating-point representation.
* Floating-point Context:: Floating-point context.
* Rounding Mode:: Floating-point rounding mode.
* Arbitrary Precision Floats:: Arbitrary precision floating-point
arithmetic with `gawk'.
* Setting Precision:: Setting the working precision.
* Setting Rounding Mode:: Setting the rounding mode.
* Floating-point Constants:: Representing floating-point constants.
* Changing Precision:: Changing the precision of a number.
* Exact Arithmetic:: Exact arithmetic with floating-point numbers.
* Integer Programming:: Effective integer programming.
* Arbitrary Precision Integers:: Arbitrary precision integer
arithmetic with `gawk'.
* MPFR and GMP Libraries:: Information about the MPFR and GMP libraries.
* Nondecimal Data:: Allowing nondecimal input data.
* Array Sorting:: Facilities for controlling array traversal
and sorting arrays.
* Controlling Array Traversal:: How to use PROCINFO["sorted_in"].
* Array Sorting Functions:: How to use `asort()' and
`asorti()'.
* Two-way I/O:: Two-way communications with another
process.
* TCP/IP Networking:: Using `gawk' for network
programming.
* Profiling:: Profiling your `awk' programs.
* Library Names:: How to best name private global variables
in library functions.
* General Functions:: Functions that are of general use.
* Strtonum Function:: A replacement for the built-in
`strtonum()' function.
* Assert Function:: A function for assertions in `awk'
programs.
* Round Function:: A function for rounding if `sprintf()'
does not do it correctly.
* Cliff Random Function:: The Cliff Random Number Generator.
* Ordinal Functions:: Functions for using characters as numbers
and vice versa.
* Join Function:: A function to join an array into a string.
* Gettimeofday Function:: A function to get formatted times.
* Data File Management:: Functions for managing command-line data
files.
* Filetrans Function:: A function for handling data file
transitions.
* Rewind Function:: A function for rereading the current file.
* File Checking:: Checking that data files are readable.
* Empty Files:: Checking for zero-length files.
* Ignoring Assigns:: Treating assignments as file names.
* Getopt Function:: A function for processing command-line
arguments.
* Passwd Functions:: Functions for getting user information.
* Group Functions:: Functions for getting group information.
* Walking Arrays:: A function to walk arrays of arrays.
* Running Examples:: How to run these examples.
* Clones:: Clones of common utilities.
* Cut Program:: The `cut' utility.
* Egrep Program:: The `egrep' utility.
* Id Program:: The `id' utility.
* Split Program:: The `split' utility.
* Tee Program:: The `tee' utility.
* Uniq Program:: The `uniq' utility.
* Wc Program:: The `wc' utility.
* Miscellaneous Programs:: Some interesting `awk' programs.
* Dupword Program:: Finding duplicated words in a document.
* Alarm Program:: An alarm clock.
* Translate Program:: A program similar to the `tr'
utility.
* Labels Program:: Printing mailing labels.
* Word Sorting:: A program to produce a word usage count.
* History Sorting:: Eliminating duplicate entries from a
history file.
* Extract Program:: Pulling out programs from Texinfo source
files.
* Simple Sed:: A Simple Stream Editor.
* Igawk Program:: A wrapper for `awk' that includes
files.
* Anagram Program:: Finding anagrams from a dictionary.
* Signature Program:: People do amazing things with too much time
on their hands.
* Debugging:: Introduction to `gawk' Debugger.
* Debugging Concepts:: Debugging in General.
* Debugging Terms:: Additional Debugging Concepts.
* Awk Debugging:: Awk Debugging.
* Sample Debugging Session:: Sample Debugging Session.
* Debugger Invocation:: How to Start the Debugger.
* Finding The Bug:: Finding the Bug.
* List of Debugger Commands:: Main Commands.
* Breakpoint Control:: Control of Breakpoints.
* Debugger Execution Control:: Control of Execution.
* Viewing And Changing Data:: Viewing and Changing Data.
* Execution Stack:: Dealing with the Stack.
* Debugger Info:: Obtaining Information about the Program and
the Debugger State.
* Miscellaneous Debugger Commands:: Miscellaneous Commands.
* Readline Support:: Readline Support.
* Limitations:: Limitations and Future Plans.
* V7/SVR3.1:: The major changes between V7 and System V
Release 3.1.
* SVR4:: Minor changes between System V Releases 3.1
and 4.
* POSIX:: New features from the POSIX standard.
* BTL:: New features from Brian Kernighan's version
of `awk'.
* POSIX/GNU:: The extensions in `gawk' not in
POSIX `awk'.
* Common Extensions:: Common Extensions Summary.
* Ranges and Locales:: How locales used to affect regexp ranges.
* Contributors:: The major contributors to `gawk'.
* Gawk Distribution:: What is in the `gawk' distribution.
* Getting:: How to get the distribution.
* Extracting:: How to extract the distribution.
* Distribution contents:: What is in the distribution.
* Unix Installation:: Installing `gawk' under various
versions of Unix.
* Quick Installation:: Compiling `gawk' under Unix.
* Additional Configuration Options:: Other compile-time options.
* Configuration Philosophy:: How it's all supposed to work.
* Non-Unix Installation:: Installation on Other Operating Systems.
* PC Installation:: Installing and Compiling `gawk' on
MS-DOS and OS/2.
* PC Binary Installation:: Installing a prepared distribution.
* PC Compiling:: Compiling `gawk' for MS-DOS,
Windows32, and OS/2.
* PC Testing:: Testing `gawk' on PC systems.
* PC Using:: Running `gawk' on MS-DOS, Windows32
and OS/2.
* Cygwin:: Building and running `gawk' for
Cygwin.
* MSYS:: Using `gawk' In The MSYS
Environment.
* VMS Installation:: Installing `gawk' on VMS.
* VMS Compilation:: How to compile `gawk' under VMS.
* VMS Installation Details:: How to install `gawk' under VMS.
* VMS Running:: How to run `gawk' under VMS.
* VMS Old Gawk:: An old version comes with some VMS systems.
* Bugs:: Reporting Problems and Bugs.
* Other Versions:: Other freely available `awk'
implementations.
* Compatibility Mode:: How to disable certain `gawk'
extensions.
* Additions:: Making Additions To `gawk'.
* Accessing The Source:: Accessing the Git repository.
* Adding Code:: Adding code to the main body of
`gawk'.
* New Ports:: Porting `gawk' to a new operating
system.
* Dynamic Extensions:: Adding new built-in functions to
`gawk'.
* Internals:: A brief look at some `gawk'
internals.
* Plugin License:: A note about licensing.
* Loading Extensions:: How to load dynamic extensions.
* Sample Library:: A example of new functions.
* Internal File Description:: What the new functions will do.
* Internal File Ops:: The code for internal file operations.
* Using Internal File Ops:: How to use an external extension.
* Future Extensions:: New features that may be implemented one
day.
* Basic High Level:: The high level view.
* Basic Data Typing:: A very quick intro to data types.
* Floating Point Issues:: Stuff to know about floating-point numbers.
* String Conversion Precision:: The String Value Can Lie.
* Unexpected Results:: Floating Point Numbers Are Not Abstract
Numbers.
* POSIX Floating Point Problems:: Standards Versus Existing Practice.
To Miriam, for making me complete.
To Chana, for the joy you bring us.
To Rivka, for the exponential increase.
To Nachum, for the added dimension.
To Malka, for the new beginning.
File: gawk.info, Node: Foreword, Next: Preface, Prev: Top, Up: Top
Foreword
********
Arnold Robbins and I are good friends. We were introduced in 1990 by
circumstances--and our favorite programming language, AWK. The
circumstances started a couple of years earlier. I was working at a new
job and noticed an unplugged Unix computer sitting in the corner. No
one knew how to use it, and neither did I. However, a couple of days
later it was running, and I was `root' and the one-and-only user. That
day, I began the transition from statistician to Unix programmer.
On one of many trips to the library or bookstore in search of books
on Unix, I found the gray AWK book, a.k.a. Aho, Kernighan and
Weinberger, `The AWK Programming Language', Addison-Wesley, 1988.
AWK's simple programming paradigm--find a pattern in the input and then
perform an action--often reduced complex or tedious data manipulations
to few lines of code. I was excited to try my hand at programming in
AWK.
Alas, the `awk' on my computer was a limited version of the
language described in the AWK book. I discovered that my computer had
"old `awk'" and the AWK book described "new `awk'." I learned that
this was typical; the old version refused to step aside or relinquish
its name. If a system had a new `awk', it was invariably called
`nawk', and few systems had it. The best way to get a new `awk' was to
`ftp' the source code for `gawk' from `prep.ai.mit.edu'. `gawk' was a
version of new `awk' written by David Trueman and Arnold, and available
under the GNU General Public License.
(Incidentally, it's no longer difficult to find a new `awk'. `gawk'
ships with GNU/Linux, and you can download binaries or source code for
almost any system; my wife uses `gawk' on her VMS box.)
My Unix system started out unplugged from the wall; it certainly was
not plugged into a network. So, oblivious to the existence of `gawk'
and the Unix community in general, and desiring a new `awk', I wrote my
own, called `mawk'. Before I was finished I knew about `gawk', but it
was too late to stop, so I eventually posted to a `comp.sources'
newsgroup.
A few days after my posting, I got a friendly email from Arnold
introducing himself. He suggested we share design and algorithms and
attached a draft of the POSIX standard so that I could update `mawk' to
support language extensions added after publication of the AWK book.
Frankly, if our roles had been reversed, I would not have been so
open and we probably would have never met. I'm glad we did meet. He
is an AWK expert's AWK expert and a genuinely nice person. Arnold
contributes significant amounts of his expertise and time to the Free
Software Foundation.
This book is the `gawk' reference manual, but at its core it is a
book about AWK programming that will appeal to a wide audience. It is
a definitive reference to the AWK language as defined by the 1987 Bell
Laboratories release and codified in the 1992 POSIX Utilities standard.
On the other hand, the novice AWK programmer can study a wealth of
practical programs that emphasize the power of AWK's basic idioms: data
driven control-flow, pattern matching with regular expressions, and
associative arrays. Those looking for something new can try out
`gawk''s interface to network protocols via special `/inet' files.
The programs in this book make clear that an AWK program is
typically much smaller and faster to develop than a counterpart written
in C. Consequently, there is often a payoff to prototype an algorithm
or design in AWK to get it running quickly and expose problems early.
Often, the interpreted performance is adequate and the AWK prototype
becomes the product.
The new `pgawk' (profiling `gawk'), produces program execution
counts. I recently experimented with an algorithm that for n lines of
input, exhibited ~ C n^2 performance, while theory predicted ~ C n log n
behavior. A few minutes poring over the `awkprof.out' profile
pinpointed the problem to a single line of code. `pgawk' is a welcome
addition to my programmer's toolbox.
Arnold has distilled over a decade of experience writing and using
AWK programs, and developing `gawk', into this book. If you use AWK or
want to learn how, then read this book.
Michael Brennan
Author of `mawk'
March, 2001
File: gawk.info, Node: Preface, Next: Getting Started, Prev: Foreword, Up: Top
Preface
*******
Several kinds of tasks occur repeatedly when working with text files.
You might want to extract certain lines and discard the rest. Or you
may need to make changes wherever certain patterns appear, but leave
the rest of the file alone. Writing single-use programs for these
tasks in languages such as C, C++, or Java is time-consuming and
inconvenient. Such jobs are often easier with `awk'. The `awk'
utility interprets a special-purpose programming language that makes it
easy to handle simple data-reformatting jobs.
The GNU implementation of `awk' is called `gawk'; if you invoke it
with the proper options or environment variables (*note Options::), it
is fully compatible with the POSIX(1) specification of the `awk'
language and with the Unix version of `awk' maintained by Brian
Kernighan. This means that all properly written `awk' programs should
work with `gawk'. Thus, we usually don't distinguish between `gawk'
and other `awk' implementations.
Using `awk' allows you to:
* Manage small, personal databases
* Generate reports
* Validate data
* Produce indexes and perform other document preparation tasks
* Experiment with algorithms that you can adapt later to other
computer languages
In addition, `gawk' provides facilities that make it easy to:
* Extract bits and pieces of data for processing
* Sort data
* Perform simple network communications
This Info file teaches you about the `awk' language and how you can
use it effectively. You should already be familiar with basic system
commands, such as `cat' and `ls',(2) as well as basic shell facilities,
such as input/output (I/O) redirection and pipes.
Implementations of the `awk' language are available for many
different computing environments. This Info file, while describing the
`awk' language in general, also describes the particular implementation
of `awk' called `gawk' (which stands for "GNU awk"). `gawk' runs on a
broad range of Unix systems, ranging from Intel(R)-architecture
PC-based computers up through large-scale systems, such as Crays.
`gawk' has also been ported to Mac OS X, Microsoft Windows (all
versions) and OS/2 PCs, and VMS. (Some other, obsolete systems to
which `gawk' was once ported are no longer supported and the code for
those systems has been removed.)
* Menu:
* History:: The history of `gawk' and
`awk'.
* Names:: What name to use to find `awk'.
* This Manual:: Using this Info file. Includes sample
input files that you can use.
* Conventions:: Typographical Conventions.
* Manual History:: Brief history of the GNU project and this
Info file.
* How To Contribute:: Helping to save the world.
* Acknowledgments:: Acknowledgments.
---------- Footnotes ----------
(1) The 2008 POSIX standard can be found online at
`http://www.opengroup.org/onlinepubs/9699919799/'.
(2) These commands are available on POSIX-compliant systems, as well
as on traditional Unix-based systems. If you are using some other
operating system, you still need to be familiar with the ideas of I/O
redirection and pipes.
File: gawk.info, Node: History, Next: Names, Up: Preface
History of `awk' and `gawk'
===========================
Recipe For A Programming Language
1 part `egrep' 1 part `snobol'
2 parts `ed' 3 parts C
Blend all parts well using `lex' and `yacc'. Document minimally
and release.
After eight years, add another part `egrep' and two more parts C.
Document very well and release.
The name `awk' comes from the initials of its designers: Alfred V.
Aho, Peter J. Weinberger and Brian W. Kernighan. The original version
of `awk' was written in 1977 at AT&T Bell Laboratories. In 1985, a new
version made the programming language more powerful, introducing
user-defined functions, multiple input streams, and computed regular
expressions. This new version became widely available with Unix System
V Release 3.1 (1987). The version in System V Release 4 (1989) added
some new features and cleaned up the behavior in some of the "dark
corners" of the language. The specification for `awk' in the POSIX
Command Language and Utilities standard further clarified the language.
Both the `gawk' designers and the original Bell Laboratories `awk'
designers provided feedback for the POSIX specification.
Paul Rubin wrote the GNU implementation, `gawk', in 1986. Jay
Fenlason completed it, with advice from Richard Stallman. John Woods
contributed parts of the code as well. In 1988 and 1989, David
Trueman, with help from me, thoroughly reworked `gawk' for compatibility
with the newer `awk'. Circa 1994, I became the primary maintainer.
Current development focuses on bug fixes, performance improvements,
standards compliance, and occasionally, new features.
In May of 1997, Ju"rgen Kahrs felt the need for network access from
`awk', and with a little help from me, set about adding features to do
this for `gawk'. At that time, he also wrote the bulk of `TCP/IP
Internetworking with `gawk'' (a separate document, available as part of
the `gawk' distribution). His code finally became part of the main
`gawk' distribution with `gawk' version 3.1.
John Haque rewrote the `gawk' internals, in the process providing an
`awk'-level debugger. This version became available as `gawk' version
4.0, in 2011.
*Note Contributors::, for a complete list of those who made
important contributions to `gawk'.
File: gawk.info, Node: Names, Next: This Manual, Prev: History, Up: Preface
A Rose by Any Other Name
========================
The `awk' language has evolved over the years. Full details are
provided in *note Language History::. The language described in this
Info file is often referred to as "new `awk'" (`nawk').
Because of this, there are systems with multiple versions of `awk'.
Some systems have an `awk' utility that implements the original version
of the `awk' language and a `nawk' utility for the new version. Others
have an `oawk' version for the "old `awk'" language and plain `awk' for
the new one. Still others only have one version, which is usually the
new one.(1)
All in all, this makes it difficult for you to know which version of
`awk' you should run when writing your programs. The best advice we
can give here is to check your local documentation. Look for `awk',
`oawk', and `nawk', as well as for `gawk'. It is likely that you
already have some version of new `awk' on your system, which is what
you should use when running your programs. (Of course, if you're
reading this Info file, chances are good that you have `gawk'!)
Throughout this Info file, whenever we refer to a language feature
that should be available in any complete implementation of POSIX `awk',
we simply use the term `awk'. When referring to a feature that is
specific to the GNU implementation, we use the term `gawk'.
---------- Footnotes ----------
(1) Often, these systems use `gawk' for their `awk' implementation!
File: gawk.info, Node: This Manual, Next: Conventions, Prev: Names, Up: Preface
Using This Book
===============
The term `awk' refers to a particular program as well as to the
language you use to tell this program what to do. When we need to be
careful, we call the language "the `awk' language," and the program
"the `awk' utility." This Info file explains both how to write
programs in the `awk' language and how to run the `awk' utility. The
term "`awk' program" refers to a program written by you in the `awk'
programming language.
Primarily, this Info file explains the features of `awk' as defined
in the POSIX standard. It does so in the context of the `gawk'
implementation. While doing so, it also attempts to describe important
differences between `gawk' and other `awk' implementations.(1) Finally,
any `gawk' features that are not in the POSIX standard for `awk' are
noted.
There are subsections labeled as *Advanced Notes* scattered
throughout the Info file. They add a more complete explanation of
points that are relevant, but not likely to be of interest on first
reading. All appear in the index, under the heading "advanced
features."
Most of the time, the examples use complete `awk' programs. Some of
the more advanced sections show only the part of the `awk' program that
illustrates the concept currently being described.
While this Info file is aimed principally at people who have not been
exposed to `awk', there is a lot of information here that even the `awk'
expert should find useful. In particular, the description of POSIX
`awk' and the example programs in *note Library Functions::, and in
*note Sample Programs::, should be of interest.
*note Getting Started::, provides the essentials you need to know to
begin using `awk'.
*note Invoking Gawk::, describes how to run `gawk', the meaning of
its command-line options, and how it finds `awk' program source files.
*note Regexp::, introduces regular expressions in general, and in
particular the flavors supported by POSIX `awk' and `gawk'.
*note Reading Files::, describes how `awk' reads your data. It
introduces the concepts of records and fields, as well as the `getline'
command. I/O redirection is first described here. Network I/O is also
briefly introduced here.
*note Printing::, describes how `awk' programs can produce output
with `print' and `printf'.
*note Expressions::, describes expressions, which are the basic
building blocks for getting most things done in a program.
*note Patterns and Actions::, describes how to write patterns for
matching records, actions for doing something when a record is matched,
and the built-in variables `awk' and `gawk' use.
*note Arrays::, covers `awk''s one-and-only data structure:
associative arrays. Deleting array elements and whole arrays is also
described, as well as sorting arrays in `gawk'. It also describes how
`gawk' provides arrays of arrays.
*note Functions::, describes the built-in functions `awk' and `gawk'
provide, as well as how to define your own functions.
*note Internationalization::, describes special features in `gawk'
for translating program messages into different languages at runtime.
*note Advanced Features::, describes a number of `gawk'-specific
advanced features. Of particular note are the abilities to have
two-way communications with another process, perform TCP/IP networking,
and profile your `awk' programs.
*note Library Functions::, and *note Sample Programs::, provide many
sample `awk' programs. Reading them allows you to see `awk' solving
real problems.
*note Debugger::, describes the `awk' debugger.
*note Language History::, describes how the `awk' language has
evolved since its first release to present. It also describes how
`gawk' has acquired features over time.
*note Installation::, describes how to get `gawk', how to compile it
on POSIX-compatible systems, and how to compile and use it on different
non-POSIX systems. It also describes how to report bugs in `gawk' and
where to get other freely available `awk' implementations.
*note Notes::, describes how to disable `gawk''s extensions, as well
as how to contribute new code to `gawk', how to write extension
libraries, and some possible future directions for `gawk' development.
*note Basic Concepts::, provides some very cursory background
material for those who are completely unfamiliar with computer
programming. Also centralized there is a discussion of some of the
issues surrounding floating-point numbers.
The *note Glossary::, defines most, if not all, the significant
terms used throughout the book. If you find terms that you aren't
familiar with, try looking them up here.
*note Copying::, and *note GNU Free Documentation License::, present
the licenses that cover the `gawk' source code and this Info file,
respectively.
---------- Footnotes ----------
(1) All such differences appear in the index under the entry
"differences in `awk' and `gawk'."
File: gawk.info, Node: Conventions, Next: Manual History, Prev: This Manual, Up: Preface
Typographical Conventions
=========================
This Info file is written in Texinfo (http://texinfo.org), the GNU
documentation formatting language. A single Texinfo source file is
used to produce both the printed and online versions of the
documentation. This minor node briefly documents the typographical
conventions used in Texinfo.
Examples you would type at the command-line are preceded by the
common shell primary and secondary prompts, `$' and `>'. Input that
you type is shown `like this'. Output from the command is preceded by
the glyph "-|". This typically represents the command's standard
output. Error messages, and other output on the command's standard
error, are preceded by the glyph "error-->". For example:
$ echo hi on stdout
-| hi on stdout
$ echo hello on stderr 1>&2
error--> hello on stderr
Characters that you type at the keyboard look `like this'. In
particular, there are special characters called "control characters."
These are characters that you type by holding down both the `CONTROL'
key and another key, at the same time. For example, a `Ctrl-d' is typed
by first pressing and holding the `CONTROL' key, next pressing the `d'
key and finally releasing both keys.
Dark Corners
............
Dark corners are basically fractal -- no matter how much you
illuminate, there's always a smaller but darker one.
Brian Kernighan
Until the POSIX standard (and `GAWK: Effective AWK Programming'),
many features of `awk' were either poorly documented or not documented
at all. Descriptions of such features (often called "dark corners")
are noted in this Info file with "(d.c.)". They also appear in the
index under the heading "dark corner."
As noted by the opening quote, though, any coverage of dark corners
is, by definition, incomplete.
Extensions to the standard `awk' language that are supported by more
than one `awk' implementation are marked "(c.e.)," and listed in the
index under "common extensions" and "extensions, common."
File: gawk.info, Node: Manual History, Next: How To Contribute, Prev: Conventions, Up: Preface
The GNU Project and This Book
=============================
The Free Software Foundation (FSF) is a nonprofit organization dedicated
to the production and distribution of freely distributable software.
It was founded by Richard M. Stallman, the author of the original Emacs
editor. GNU Emacs is the most widely used version of Emacs today.
The GNU(1) Project is an ongoing effort on the part of the Free
Software Foundation to create a complete, freely distributable,
POSIX-compliant computing environment. The FSF uses the "GNU General
Public License" (GPL) to ensure that their software's source code is
always available to the end user. A copy of the GPL is included for
your reference (*note Copying::). The GPL applies to the C language
source code for `gawk'. To find out more about the FSF and the GNU
Project online, see the GNU Project's home page (http://www.gnu.org).
This Info file may also be read from their web site
(http://www.gnu.org/software/gawk/manual/).
A shell, an editor (Emacs), highly portable optimizing C, C++, and
Objective-C compilers, a symbolic debugger and dozens of large and
small utilities (such as `gawk'), have all been completed and are
freely available. The GNU operating system kernel (the HURD), has been
released but remains in an early stage of development.
Until the GNU operating system is more fully developed, you should
consider using GNU/Linux, a freely distributable, Unix-like operating
system for Intel(R), Power Architecture, Sun SPARC, IBM S/390, and other
systems.(2) Many GNU/Linux distributions are available for download
from the Internet.
(There are numerous other freely available, Unix-like operating
systems based on the Berkeley Software Distribution, and some of them
use recent versions of `gawk' for their versions of `awk'. NetBSD
(http://www.netbsd.org), FreeBSD (http://www.freebsd.org), and OpenBSD
(http://www.openbsd.org) are three of the most popular ones, but there
are others.)
The Info file itself has gone through a number of previous editions.
Paul Rubin wrote the very first draft of `The GAWK Manual'; it was
around 40 pages in size. Diane Close and Richard Stallman improved it,
yielding a version that was around 90 pages long and barely described
the original, "old" version of `awk'.
I started working with that version in the fall of 1988. As work on
it progressed, the FSF published several preliminary versions (numbered
0.X). In 1996, Edition 1.0 was released with `gawk' 3.0.0. The FSF
published the first two editions under the title `The GNU Awk User's
Guide'.
This edition maintains the basic structure of the previous editions.
For Edition 4.0, the content has been thoroughly reviewed and updated.
All references to versions prior to 4.0 have been removed. Of
significant note for this edition is *note Debugger::.
`GAWK: Effective AWK Programming' will undoubtedly continue to
evolve. An electronic version comes with the `gawk' distribution from
the FSF. If you find an error in this Info file, please report it!
*Note Bugs::, for information on submitting problem reports
electronically.
---------- Footnotes ----------
(1) GNU stands for "GNU's not Unix."
(2) The terminology "GNU/Linux" is explained in the *note Glossary::.
File: gawk.info, Node: How To Contribute, Next: Acknowledgments, Prev: Manual History, Up: Preface
How to Contribute
=================
As the maintainer of GNU `awk', I once thought that I would be able to
manage a collection of publicly available `awk' programs and I even
solicited contributions. Making things available on the Internet helps
keep the `gawk' distribution down to manageable size.
The initial collection of material, such as it is, is still available
at `ftp://ftp.freefriends.org/arnold/Awkstuff'. In the hopes of doing
something more broad, I acquired the `awk.info' domain.
However, I found that I could not dedicate enough time to managing
contributed code: the archive did not grow and the domain went unused
for several years.
Fortunately, late in 2008, a volunteer took on the task of setting up
an `awk'-related web site--`http://awk.info'--and did a very nice job.
If you have written an interesting `awk' program, or have written a
`gawk' extension that you would like to share with the rest of the
world, please see `http://awk.info/?contribute' for how to contribute
it to the web site.
File: gawk.info, Node: Acknowledgments, Prev: How To Contribute, Up: Preface
Acknowledgments
===============
The initial draft of `The GAWK Manual' had the following
acknowledgments:
Many people need to be thanked for their assistance in producing
this manual. Jay Fenlason contributed many ideas and sample
programs. Richard Mlynarik and Robert Chassell gave helpful
comments on drafts of this manual. The paper `A Supplemental
Document for `awk'' by John W. Pierce of the Chemistry Department
at UC San Diego, pinpointed several issues relevant both to `awk'
implementation and to this manual, that would otherwise have
escaped us.
I would like to acknowledge Richard M. Stallman, for his vision of a
better world and for his courage in founding the FSF and starting the
GNU Project.
Earlier editions of this Info file had the following
acknowledgements:
The following people (in alphabetical order) provided helpful
comments on various versions of this book, Rick Adams, Dr. Nelson
H.F. Beebe, Karl Berry, Dr. Michael Brennan, Rich Burridge, Claire
Cloutier, Diane Close, Scott Deifik, Christopher ("Topher") Eliot,
Jeffrey Friedl, Dr. Darrel Hankerson, Michal Jaegermann, Dr.
Richard J. LeBlanc, Michael Lijewski, Pat Rankin, Miriam Robbins,
Mary Sheehan, and Chuck Toporek.
Robert J. Chassell provided much valuable advice on the use of
Texinfo. He also deserves special thanks for convincing me _not_
to title this Info file `How To Gawk Politely'. Karl Berry helped
significantly with the TeX part of Texinfo.
I would like to thank Marshall and Elaine Hartholz of Seattle and
Dr. Bert and Rita Schreiber of Detroit for large amounts of quiet
vacation time in their homes, which allowed me to make significant
progress on this Info file and on `gawk' itself.
Phil Hughes of SSC contributed in a very important way by loaning
me his laptop GNU/Linux system, not once, but twice, which allowed
me to do a lot of work while away from home.
David Trueman deserves special credit; he has done a yeoman job of
evolving `gawk' so that it performs well and without bugs.
Although he is no longer involved with `gawk', working with him on
this project was a significant pleasure.
The intrepid members of the GNITS mailing list, and most notably
Ulrich Drepper, provided invaluable help and feedback for the
design of the internationalization features.
Chuck Toporek, Mary Sheehan, and Claire Coutier of O'Reilly &
Associates contributed significant editorial help for this Info
file for the 3.1 release of `gawk'.
Dr. Nelson Beebe, Andreas Buening, Antonio Colombo, Stephen Davies,
Scott Deifik, John H. DuBois III, Darrel Hankerson, Michal Jaegermann,
Ju"rgen Kahrs, Dave Pitts, Stepan Kasal, Pat Rankin, Andrew Schorr,
Corinna Vinschen, Anders Wallin, and Eli Zaretskii (in alphabetical
order) make up the current `gawk' "crack portability team." Without
their hard work and help, `gawk' would not be nearly the fine program
it is today. It has been and continues to be a pleasure working with
this team of fine people.
John Haque contributed the modifications to convert `gawk' into a
byte-code interpreter, including the debugger, and the additional
modifications for support of arbitrary precision arithmetic. Stephen
Davies contributed to the effort to bring the byte-code changes into
the mainstream code base. Efraim Yawitz contributed the initial text
of *note Debugger::. John Haque contributed the initial text of *note
Arbitrary Precision Arithmetic::.
I would like to thank Brian Kernighan for invaluable assistance
during the testing and debugging of `gawk', and for ongoing help and
advice in clarifying numerous points about the language. We could not
have done nearly as good a job on either `gawk' or its documentation
without his help.
I must thank my wonderful wife, Miriam, for her patience through the
many versions of this project, for her proofreading, and for sharing me
with the computer. I would like to thank my parents for their love,
and for the grace with which they raised and educated me. Finally, I
also must acknowledge my gratitude to G-d, for the many opportunities
He has sent my way, as well as for the gifts He has given me with which
to take advantage of those opportunities.
Arnold Robbins
Nof Ayalon
ISRAEL
March, 2011
File: gawk.info, Node: Getting Started, Next: Invoking Gawk, Prev: Preface, Up: Top
1 Getting Started with `awk'
****************************
The basic function of `awk' is to search files for lines (or other
units of text) that contain certain patterns. When a line matches one
of the patterns, `awk' performs specified actions on that line. `awk'
keeps processing input lines in this way until it reaches the end of
the input files.
Programs in `awk' are different from programs in most other
languages, because `awk' programs are "data-driven"; that is, you
describe the data you want to work with and then what to do when you
find it. Most other languages are "procedural"; you have to describe,
in great detail, every step the program is to take. When working with
procedural languages, it is usually much harder to clearly describe the
data your program will process. For this reason, `awk' programs are
often refreshingly easy to read and write.
When you run `awk', you specify an `awk' "program" that tells `awk'
what to do. The program consists of a series of "rules". (It may also
contain "function definitions", an advanced feature that we will ignore
for now. *Note User-defined::.) Each rule specifies one pattern to
search for and one action to perform upon finding the pattern.
Syntactically, a rule consists of a pattern followed by an action.
The action is enclosed in curly braces to separate it from the pattern.
Newlines usually separate rules. Therefore, an `awk' program looks
like this:
PATTERN { ACTION }
PATTERN { ACTION }
...
* Menu:
* Running gawk:: How to run `gawk' programs; includes
command-line syntax.
* Sample Data Files:: Sample data files for use in the `awk'
programs illustrated in this Info file.
* Very Simple:: A very simple example.
* Two Rules:: A less simple one-line example using two
rules.
* More Complex:: A more complex example.
* Statements/Lines:: Subdividing or combining statements into
lines.
* Other Features:: Other Features of `awk'.
* When:: When to use `gawk' and when to use
other things.
File: gawk.info, Node: Running gawk, Next: Sample Data Files, Up: Getting Started
1.1 How to Run `awk' Programs
=============================
There are several ways to run an `awk' program. If the program is
short, it is easiest to include it in the command that runs `awk', like
this:
awk 'PROGRAM' INPUT-FILE1 INPUT-FILE2 ...
When the program is long, it is usually more convenient to put it in
a file and run it with a command like this:
awk -f PROGRAM-FILE INPUT-FILE1 INPUT-FILE2 ...
This minor node discusses both mechanisms, along with several
variations of each.
* Menu:
* One-shot:: Running a short throwaway `awk'
program.
* Read Terminal:: Using no input files (input from terminal
instead).
* Long:: Putting permanent `awk' programs in
files.
* Executable Scripts:: Making self-contained `awk' programs.
* Comments:: Adding documentation to `gawk'
programs.
* Quoting:: More discussion of shell quoting issues.
File: gawk.info, Node: One-shot, Next: Read Terminal, Up: Running gawk
1.1.1 One-Shot Throwaway `awk' Programs
---------------------------------------
Once you are familiar with `awk', you will often type in simple
programs the moment you want to use them. Then you can write the
program as the first argument of the `awk' command, like this:
awk 'PROGRAM' INPUT-FILE1 INPUT-FILE2 ...
where PROGRAM consists of a series of PATTERNS and ACTIONS, as
described earlier.
This command format instructs the "shell", or command interpreter,
to start `awk' and use the PROGRAM to process records in the input
file(s). There are single quotes around PROGRAM so the shell won't
interpret any `awk' characters as special shell characters. The quotes
also cause the shell to treat all of PROGRAM as a single argument for
`awk', and allow PROGRAM to be more than one line long.
This format is also useful for running short or medium-sized `awk'
programs from shell scripts, because it avoids the need for a separate
file for the `awk' program. A self-contained shell script is more
reliable because there are no other files to misplace.
*note Very Simple::, presents several short, self-contained programs.
File: gawk.info, Node: Read Terminal, Next: Long, Prev: One-shot, Up: Running gawk
1.1.2 Running `awk' Without Input Files
---------------------------------------
You can also run `awk' without any input files. If you type the
following command line:
awk 'PROGRAM'
`awk' applies the PROGRAM to the "standard input", which usually means
whatever you type on the terminal. This continues until you indicate
end-of-file by typing `Ctrl-d'. (On other operating systems, the
end-of-file character may be different. For example, on OS/2, it is
`Ctrl-z'.)
As an example, the following program prints a friendly piece of
advice (from Douglas Adams's `The Hitchhiker's Guide to the Galaxy'),
to keep you from worrying about the complexities of computer
programming(1) (`BEGIN' is a feature we haven't discussed yet):
$ awk "BEGIN { print \"Don't Panic!\" }"
-| Don't Panic!
This program does not read any input. The `\' before each of the
inner double quotes is necessary because of the shell's quoting
rules--in particular because it mixes both single quotes and double
quotes.(2)
This next simple `awk' program emulates the `cat' utility; it copies
whatever you type on the keyboard to its standard output (why this
works is explained shortly).
$ awk '{ print }'
Now is the time for all good men
-| Now is the time for all good men
to come to the aid of their country.
-| to come to the aid of their country.
Four score and seven years ago, ...
-| Four score and seven years ago, ...
What, me worry?
-| What, me worry?
Ctrl-d
---------- Footnotes ----------
(1) If you use Bash as your shell, you should execute the command
`set +H' before running this program interactively, to disable the C
shell-style command history, which treats `!' as a special character.
We recommend putting this command into your personal startup file.
(2) Although we generally recommend the use of single quotes around
the program text, double quotes are needed here in order to put the
single quote into the message.
File: gawk.info, Node: Long, Next: Executable Scripts, Prev: Read Terminal, Up: Running gawk
1.1.3 Running Long Programs
---------------------------
Sometimes your `awk' programs can be very long. In this case, it is
more convenient to put the program into a separate file. In order to
tell `awk' to use that file for its program, you type:
awk -f SOURCE-FILE INPUT-FILE1 INPUT-FILE2 ...
The `-f' instructs the `awk' utility to get the `awk' program from
the file SOURCE-FILE. Any file name can be used for SOURCE-FILE. For
example, you could put the program:
BEGIN { print "Don't Panic!" }
into the file `advice'. Then this command:
awk -f advice
does the same thing as this one:
awk "BEGIN { print \"Don't Panic!\" }"
This was explained earlier (*note Read Terminal::). Note that you
don't usually need single quotes around the file name that you specify
with `-f', because most file names don't contain any of the shell's
special characters. Notice that in `advice', the `awk' program did not
have single quotes around it. The quotes are only needed for programs
that are provided on the `awk' command line.
If you want to clearly identify your `awk' program files as such,
you can add the extension `.awk' to the file name. This doesn't affect
the execution of the `awk' program but it does make "housekeeping"
easier.
File: gawk.info, Node: Executable Scripts, Next: Comments, Prev: Long, Up: Running gawk
1.1.4 Executable `awk' Programs
-------------------------------
Once you have learned `awk', you may want to write self-contained `awk'
scripts, using the `#!' script mechanism. You can do this on many
systems.(1) For example, you could update the file `advice' to look
like this:
#! /bin/awk -f
BEGIN { print "Don't Panic!" }
After making this file executable (with the `chmod' utility), simply
type `advice' at the shell and the system arranges to run `awk'(2) as
if you had typed `awk -f advice':
$ chmod +x advice
$ advice
-| Don't Panic!
(We assume you have the current directory in your shell's search path
variable [typically `$PATH']. If not, you may need to type `./advice'
at the shell.)
Self-contained `awk' scripts are useful when you want to write a
program that users can invoke without their having to know that the
program is written in `awk'.
Advanced Notes: Portability Issues with `#!'
--------------------------------------------
Some systems limit the length of the interpreter name to 32 characters.
Often, this can be dealt with by using a symbolic link.
You should not put more than one argument on the `#!' line after the
path to `awk'. It does not work. The operating system treats the rest
of the line as a single argument and passes it to `awk'. Doing this
leads to confusing behavior--most likely a usage diagnostic of some
sort from `awk'.
Finally, the value of `ARGV[0]' (*note Built-in Variables::) varies
depending upon your operating system. Some systems put `awk' there,
some put the full pathname of `awk' (such as `/bin/awk'), and some put
the name of your script (`advice'). (d.c.) Don't rely on the value of
`ARGV[0]' to provide your script name.
---------- Footnotes ----------
(1) The `#!' mechanism works on GNU/Linux systems, BSD-based systems
and commercial Unix systems.
(2) The line beginning with `#!' lists the full file name of an
interpreter to run and an optional initial command-line argument to
pass to that interpreter. The operating system then runs the
interpreter with the given argument and the full argument list of the
executed program. The first argument in the list is the full file name
of the `awk' program. The rest of the argument list contains either
options to `awk', or data files, or both. Note that on many systems
`awk' may be found in `/usr/bin' instead of in `/bin'. Caveat Emptor.
File: gawk.info, Node: Comments, Next: Quoting, Prev: Executable Scripts, Up: Running gawk
1.1.5 Comments in `awk' Programs
--------------------------------
A "comment" is some text that is included in a program for the sake of
human readers; it is not really an executable part of the program.
Comments can explain what the program does and how it works. Nearly all
programming languages have provisions for comments, as programs are
typically hard to understand without them.
In the `awk' language, a comment starts with the sharp sign
character (`#') and continues to the end of the line. The `#' does not
have to be the first character on the line. The `awk' language ignores
the rest of a line following a sharp sign. For example, we could have
put the following into `advice':
# This program prints a nice friendly message. It helps
# keep novice users from being afraid of the computer.
BEGIN { print "Don't Panic!" }
You can put comment lines into keyboard-composed throwaway `awk'
programs, but this usually isn't very useful; the purpose of a comment
is to help you or another person understand the program when reading it
at a later time.
CAUTION: As mentioned in *note One-shot::, you can enclose small
to medium programs in single quotes, in order to keep your shell
scripts self-contained. When doing so, _don't_ put an apostrophe
(i.e., a single quote) into a comment (or anywhere else in your
program). The shell interprets the quote as the closing quote for
the entire program. As a result, usually the shell prints a
message about mismatched quotes, and if `awk' actually runs, it
will probably print strange messages about syntax errors. For
example, look at the following:
$ awk '{ print "hello" } # let's be cute'
>
The shell sees that the first two quotes match, and that a new
quoted object begins at the end of the command line. It therefore
prompts with the secondary prompt, waiting for more input. With
Unix `awk', closing the quoted string produces this result:
$ awk '{ print "hello" } # let's be cute'
> '
error--> awk: can't open file be
error--> source line number 1
Putting a backslash before the single quote in `let's' wouldn't
help, since backslashes are not special inside single quotes. The
next node describes the shell's quoting rules.
File: gawk.info, Node: Quoting, Prev: Comments, Up: Running gawk
1.1.6 Shell-Quoting Issues
--------------------------
* Menu:
* DOS Quoting:: Quoting in Windows Batch Files.
For short to medium length `awk' programs, it is most convenient to
enter the program on the `awk' command line. This is best done by
enclosing the entire program in single quotes. This is true whether
you are entering the program interactively at the shell prompt, or
writing it as part of a larger shell script:
awk 'PROGRAM TEXT' INPUT-FILE1 INPUT-FILE2 ...
Once you are working with the shell, it is helpful to have a basic
knowledge of shell quoting rules. The following rules apply only to
POSIX-compliant, Bourne-style shells (such as Bash, the GNU Bourne-Again
Shell). If you use the C shell, you're on your own.
* Quoted items can be concatenated with nonquoted items as well as
with other quoted items. The shell turns everything into one
argument for the command.
* Preceding any single character with a backslash (`\') quotes that
character. The shell removes the backslash and passes the quoted
character on to the command.
* Single quotes protect everything between the opening and closing
quotes. The shell does no interpretation of the quoted text,
passing it on verbatim to the command. It is _impossible_ to
embed a single quote inside single-quoted text. Refer back to
*note Comments::, for an example of what happens if you try.
* Double quotes protect most things between the opening and closing
quotes. The shell does at least variable and command substitution
on the quoted text. Different shells may do additional kinds of
processing on double-quoted text.
Since certain characters within double-quoted text are processed
by the shell, they must be "escaped" within the text. Of note are
the characters `$', ``', `\', and `"', all of which must be
preceded by a backslash within double-quoted text if they are to
be passed on literally to the program. (The leading backslash is
stripped first.) Thus, the example seen in *note Read Terminal::,
is applicable:
$ awk "BEGIN { print \"Don't Panic!\" }"
-| Don't Panic!
Note that the single quote is not special within double quotes.
* Null strings are removed when they occur as part of a non-null
command-line argument, while explicit non-null objects are kept.
For example, to specify that the field separator `FS' should be
set to the null string, use:
awk -F "" 'PROGRAM' FILES # correct
Don't use this:
awk -F"" 'PROGRAM' FILES # wrong!
In the second case, `awk' will attempt to use the text of the
program as the value of `FS', and the first file name as the text
of the program! This results in syntax errors at best, and
confusing behavior at worst.
Mixing single and double quotes is difficult. You have to resort to
shell quoting tricks, like this:
$ awk 'BEGIN { print "Here is a single quote <'"'"'>" }'
-| Here is a single quote <'>
This program consists of three concatenated quoted strings. The first
and the third are single-quoted, the second is double-quoted.
This can be "simplified" to:
$ awk 'BEGIN { print "Here is a single quote <'\''>" }'
-| Here is a single quote <'>
Judge for yourself which of these two is the more readable.
Another option is to use double quotes, escaping the embedded,
`awk'-level double quotes:
$ awk "BEGIN { print \"Here is a single quote <'>\" }"
-| Here is a single quote <'>
This option is also painful, because double quotes, backslashes, and
dollar signs are very common in more advanced `awk' programs.
A third option is to use the octal escape sequence equivalents
(*note Escape Sequences::) for the single- and double-quote characters,
like so:
$ awk 'BEGIN { print "Here is a single quote <\47>" }'
-| Here is a single quote <'>
$ awk 'BEGIN { print "Here is a double quote <\42>" }'
-| Here is a double quote <">
This works nicely, except that you should comment clearly what the
escapes mean.
A fourth option is to use command-line variable assignment, like
this:
$ awk -v sq="'" 'BEGIN { print "Here is a single quote <" sq ">" }'
-| Here is a single quote <'>
If you really need both single and double quotes in your `awk'
program, it is probably best to move it into a separate file, where the
shell won't be part of the picture, and you can say what you mean.
File: gawk.info, Node: DOS Quoting, Up: Quoting
1.1.6.1 Quoting in MS-Windows Batch Files
.........................................
Although this Info file generally only worries about POSIX systems and
the POSIX shell, the following issue arises often enough for many users
that it is worth addressing.
The "shells" on Microsoft Windows systems use the double-quote
character for quoting, and make it difficult or impossible to include an
escaped double-quote character in a command-line script. The following
example, courtesy of Jeroen Brink, shows how to print all lines in a
file surrounded by double quotes:
gawk "{ print \"\042\" $0 \"\042\" }" FILE
File: gawk.info, Node: Sample Data Files, Next: Very Simple, Prev: Running gawk, Up: Getting Started
1.2 Data Files for the Examples
===============================
Many of the examples in this Info file take their input from two sample
data files. The first, `BBS-list', represents a list of computer
bulletin board systems together with information about those systems.
The second data file, called `inventory-shipped', contains information
about monthly shipments. In both files, each line is considered to be
one "record".
In the data file `BBS-list', each record contains the name of a
computer bulletin board, its phone number, the board's baud rate(s),
and a code for the number of hours it is operational. An `A' in the
last column means the board operates 24 hours a day. A `B' in the last
column means the board only operates on evening and weekend hours. A
`C' means the board operates only on weekends:
aardvark 555-5553 1200/300 B
alpo-net 555-3412 2400/1200/300 A
barfly 555-7685 1200/300 A
bites 555-1675 2400/1200/300 A
camelot 555-0542 300 C
core 555-2912 1200/300 C
fooey 555-1234 2400/1200/300 B
foot 555-6699 1200/300 B
macfoo 555-6480 1200/300 A
sdace 555-3430 2400/1200/300 A
sabafoo 555-2127 1200/300 C
The data file `inventory-shipped' represents information about
shipments during the year. Each record contains the month, the number
of green crates shipped, the number of red boxes shipped, the number of
orange bags shipped, and the number of blue packages shipped,
respectively. There are 16 entries, covering the 12 months of last year
and the first four months of the current year.
Jan 13 25 15 115
Feb 15 32 24 226
Mar 15 24 34 228
Apr 31 52 63 420
May 16 34 29 208
Jun 31 42 75 492
Jul 24 34 67 436
Aug 15 34 47 316
Sep 13 55 37 277
Oct 29 54 68 525
Nov 20 87 82 577
Dec 17 35 61 401
Jan 21 36 64 620
Feb 26 58 80 652
Mar 24 75 70 495
Apr 21 70 74 514
If you are reading this in GNU Emacs using Info, you can copy the
regions of text showing these sample files into your own test files.
This way you can try out the examples shown in the remainder of this
document. You do this by using the command `M-x write-region' to copy
text from the Info file into a file for use with `awk' (*Note
Miscellaneous File Operations: (emacs)Misc File Ops, for more
information). Using this information, create your own `BBS-list' and
`inventory-shipped' files and practice what you learn in this Info file.
If you are using the stand-alone version of Info, see *note Extract
Program::, for an `awk' program that extracts these data files from
`gawk.texi', the Texinfo source file for this Info file.
File: gawk.info, Node: Very Simple, Next: Two Rules, Prev: Sample Data Files, Up: Getting Started
1.3 Some Simple Examples
========================
The following command runs a simple `awk' program that searches the
input file `BBS-list' for the character string `foo' (a grouping of
characters is usually called a "string"; the term "string" is based on
similar usage in English, such as "a string of pearls," or "a string of
cars in a train"):
awk '/foo/ { print $0 }' BBS-list
When lines containing `foo' are found, they are printed because
`print $0' means print the current line. (Just `print' by itself means
the same thing, so we could have written that instead.)
You will notice that slashes (`/') surround the string `foo' in the
`awk' program. The slashes indicate that `foo' is the pattern to
search for. This type of pattern is called a "regular expression",
which is covered in more detail later (*note Regexp::). The pattern is
allowed to match parts of words. There are single quotes around the
`awk' program so that the shell won't interpret any of it as special
shell characters.
Here is what this program prints:
$ awk '/foo/ { print $0 }' BBS-list
-| fooey 555-1234 2400/1200/300 B
-| foot 555-6699 1200/300 B
-| macfoo 555-6480 1200/300 A
-| sabafoo 555-2127 1200/300 C
In an `awk' rule, either the pattern or the action can be omitted,
but not both. If the pattern is omitted, then the action is performed
for _every_ input line. If the action is omitted, the default action
is to print all lines that match the pattern.
Thus, we could leave out the action (the `print' statement and the
curly braces) in the previous example and the result would be the same:
`awk' prints all lines matching the pattern `foo'. By comparison,
omitting the `print' statement but retaining the curly braces makes an
empty action that does nothing (i.e., no lines are printed).
Many practical `awk' programs are just a line or two. Following is a
collection of useful, short programs to get you started. Some of these
programs contain constructs that haven't been covered yet. (The
description of the program will give you a good idea of what is going
on, but please read the rest of the Info file to become an `awk'
expert!) Most of the examples use a data file named `data'. This is
just a placeholder; if you use these programs yourself, substitute your
own file names for `data'. For future reference, note that there is
often more than one way to do things in `awk'. At some point, you may
want to look back at these examples and see if you can come up with
different ways to do the same things shown here:
* Print the length of the longest input line:
awk '{ if (length($0) > max) max = length($0) }
END { print max }' data
* Print every line that is longer than 80 characters:
awk 'length($0) > 80' data
The sole rule has a relational expression as its pattern and it
has no action--so the default action, printing the record, is used.
* Print the length of the longest line in `data':
expand data | awk '{ if (x < length()) x = length() }
END { print "maximum line length is " x }'
The input is processed by the `expand' utility to change TABs into
spaces, so the widths compared are actually the right-margin
columns.
* Print every line that has at least one field:
awk 'NF > 0' data
This is an easy way to delete blank lines from a file (or rather,
to create a new file similar to the old file but from which the
blank lines have been removed).
* Print seven random numbers from 0 to 100, inclusive:
awk 'BEGIN { for (i = 1; i <= 7; i++)
print int(101 * rand()) }'
* Print the total number of bytes used by FILES:
ls -l FILES | awk '{ x += $5 }
END { print "total bytes: " x }'
* Print the total number of kilobytes used by FILES:
ls -l FILES | awk '{ x += $5 }
END { print "total K-bytes:", x / 1024 }'
* Print a sorted list of the login names of all users:
awk -F: '{ print $1 }' /etc/passwd | sort
* Count the lines in a file:
awk 'END { print NR }' data
* Print the even-numbered lines in the data file:
awk 'NR % 2 == 0' data
If you use the expression `NR % 2 == 1' instead, the program would
print the odd-numbered lines.
File: gawk.info, Node: Two Rules, Next: More Complex, Prev: Very Simple, Up: Getting Started
1.4 An Example with Two Rules
=============================
The `awk' utility reads the input files one line at a time. For each
line, `awk' tries the patterns of each of the rules. If several
patterns match, then several actions are run in the order in which they
appear in the `awk' program. If no patterns match, then no actions are
run.
After processing all the rules that match the line (and perhaps
there are none), `awk' reads the next line. (However, *note Next
Statement::, and also *note Nextfile Statement::). This continues
until the program reaches the end of the file. For example, the
following `awk' program contains two rules:
/12/ { print $0 }
/21/ { print $0 }
The first rule has the string `12' as the pattern and `print $0' as the
action. The second rule has the string `21' as the pattern and also
has `print $0' as the action. Each rule's action is enclosed in its
own pair of braces.
This program prints every line that contains the string `12' _or_
the string `21'. If a line contains both strings, it is printed twice,
once by each rule.
This is what happens if we run this program on our two sample data
files, `BBS-list' and `inventory-shipped':
$ awk '/12/ { print $0 }
> /21/ { print $0 }' BBS-list inventory-shipped
-| aardvark 555-5553 1200/300 B
-| alpo-net 555-3412 2400/1200/300 A
-| barfly 555-7685 1200/300 A
-| bites 555-1675 2400/1200/300 A
-| core 555-2912 1200/300 C
-| fooey 555-1234 2400/1200/300 B
-| foot 555-6699 1200/300 B
-| macfoo 555-6480 1200/300 A
-| sdace 555-3430 2400/1200/300 A
-| sabafoo 555-2127 1200/300 C
-| sabafoo 555-2127 1200/300 C
-| Jan 21 36 64 620
-| Apr 21 70 74 514
Note how the line beginning with `sabafoo' in `BBS-list' was printed
twice, once for each rule.
File: gawk.info, Node: More Complex, Next: Statements/Lines, Prev: Two Rules, Up: Getting Started
1.5 A More Complex Example
==========================
Now that we've mastered some simple tasks, let's look at what typical
`awk' programs do. This example shows how `awk' can be used to
summarize, select, and rearrange the output of another utility. It uses
features that haven't been covered yet, so don't worry if you don't
understand all the details:
LC_ALL=C ls -l | awk '$6 == "Nov" { sum += $5 }
END { print sum }'
This command prints the total number of bytes in all the files in the
current directory that were last modified in November (of any year).
The `ls -l' part of this example is a system command that gives you a
listing of the files in a directory, including each file's size and the
date the file was last modified. Its output looks like this:
-rw-r--r-- 1 arnold user 1933 Nov 7 13:05 Makefile
-rw-r--r-- 1 arnold user 10809 Nov 7 13:03 awk.h
-rw-r--r-- 1 arnold user 983 Apr 13 12:14 awk.tab.h
-rw-r--r-- 1 arnold user 31869 Jun 15 12:20 awkgram.y
-rw-r--r-- 1 arnold user 22414 Nov 7 13:03 awk1.c
-rw-r--r-- 1 arnold user 37455 Nov 7 13:03 awk2.c
-rw-r--r-- 1 arnold user 27511 Dec 9 13:07 awk3.c
-rw-r--r-- 1 arnold user 7989 Nov 7 13:03 awk4.c
The first field contains read-write permissions, the second field
contains the number of links to the file, and the third field
identifies the owner of the file. The fourth field identifies the group
of the file. The fifth field contains the size of the file in bytes.
The sixth, seventh, and eighth fields contain the month, day, and time,
respectively, that the file was last modified. Finally, the ninth field
contains the file name.(1)
The `$6 == "Nov"' in our `awk' program is an expression that tests
whether the sixth field of the output from `ls -l' matches the string
`Nov'. Each time a line has the string `Nov' for its sixth field, the
action `sum += $5' is performed. This adds the fifth field (the file's
size) to the variable `sum'. As a result, when `awk' has finished
reading all the input lines, `sum' is the total of the sizes of the
files whose lines matched the pattern. (This works because `awk'
variables are automatically initialized to zero.)
After the last line of output from `ls' has been processed, the
`END' rule executes and prints the value of `sum'. In this example,
the value of `sum' is 80600.
These more advanced `awk' techniques are covered in later sections
(*note Action Overview::). Before you can move on to more advanced
`awk' programming, you have to know how `awk' interprets your input and
displays your output. By manipulating fields and using `print'
statements, you can produce some very useful and impressive-looking
reports.
---------- Footnotes ----------
(1) The `LC_ALL=C' is needed to produce this traditional-style
output from `ls'.
File: gawk.info, Node: Statements/Lines, Next: Other Features, Prev: More Complex, Up: Getting Started
1.6 `awk' Statements Versus Lines
=================================
Most often, each line in an `awk' program is a separate statement or
separate rule, like this:
awk '/12/ { print $0 }
/21/ { print $0 }' BBS-list inventory-shipped
However, `gawk' ignores newlines after any of the following symbols
and keywords:
, { ? : || && do else
A newline at any other point is considered the end of the statement.(1)
If you would like to split a single statement into two lines at a
point where a newline would terminate it, you can "continue" it by
ending the first line with a backslash character (`\'). The backslash
must be the final character on the line in order to be recognized as a
continuation character. A backslash is allowed anywhere in the
statement, even in the middle of a string or regular expression. For
example:
awk '/This regular expression is too long, so continue it\
on the next line/ { print $1 }'
We have generally not used backslash continuation in our sample
programs. `gawk' places no limit on the length of a line, so backslash
continuation is never strictly necessary; it just makes programs more
readable. For this same reason, as well as for clarity, we have kept
most statements short in the sample programs presented throughout the
Info file. Backslash continuation is most useful when your `awk'
program is in a separate source file instead of entered from the
command line. You should also note that many `awk' implementations are
more particular about where you may use backslash continuation. For
example, they may not allow you to split a string constant using
backslash continuation. Thus, for maximum portability of your `awk'
programs, it is best not to split your lines in the middle of a regular
expression or a string.
CAUTION: _Backslash continuation does not work as described with
the C shell._ It works for `awk' programs in files and for
one-shot programs, _provided_ you are using a POSIX-compliant
shell, such as the Unix Bourne shell or Bash. But the C shell
behaves differently! There, you must use two backslashes in a
row, followed by a newline. Note also that when using the C
shell, _every_ newline in your `awk' program must be escaped with
a backslash. To illustrate:
% awk 'BEGIN { \
? print \\
? "hello, world" \
? }'
-| hello, world
Here, the `%' and `?' are the C shell's primary and secondary
prompts, analogous to the standard shell's `$' and `>'.
Compare the previous example to how it is done with a
POSIX-compliant shell:
$ awk 'BEGIN {
> print \
> "hello, world"
> }'
-| hello, world
`awk' is a line-oriented language. Each rule's action has to begin
on the same line as the pattern. To have the pattern and action on
separate lines, you _must_ use backslash continuation; there is no
other option.
Another thing to keep in mind is that backslash continuation and
comments do not mix. As soon as `awk' sees the `#' that starts a
comment, it ignores _everything_ on the rest of the line. For example:
$ gawk 'BEGIN { print "dont panic" # a friendly \
> BEGIN rule
> }'
error--> gawk: cmd. line:2: BEGIN rule
error--> gawk: cmd. line:2: ^ parse error
In this case, it looks like the backslash would continue the comment
onto the next line. However, the backslash-newline combination is never
even noticed because it is "hidden" inside the comment. Thus, the
`BEGIN' is noted as a syntax error.
When `awk' statements within one rule are short, you might want to
put more than one of them on a line. This is accomplished by
separating the statements with a semicolon (`;'). This also applies to
the rules themselves. Thus, the program shown at the start of this
minor node could also be written this way:
/12/ { print $0 } ; /21/ { print $0 }
NOTE: The requirement that states that rules on the same line must
be separated with a semicolon was not in the original `awk'
language; it was added for consistency with the treatment of
statements within an action.
---------- Footnotes ----------
(1) The `?' and `:' referred to here is the three-operand
conditional expression described in *note Conditional Exp::. Splitting
lines after `?' and `:' is a minor `gawk' extension; if `--posix' is
specified (*note Options::), then this extension is disabled.
File: gawk.info, Node: Other Features, Next: When, Prev: Statements/Lines, Up: Getting Started
1.7 Other Features of `awk'
===========================
The `awk' language provides a number of predefined, or "built-in",
variables that your programs can use to get information from `awk'.
There are other variables your program can set as well to control how
`awk' processes your data.
In addition, `awk' provides a number of built-in functions for doing
common computational and string-related operations. `gawk' provides
built-in functions for working with timestamps, performing bit
manipulation, for runtime string translation (internationalization),
determining the type of a variable, and array sorting.
As we develop our presentation of the `awk' language, we introduce
most of the variables and many of the functions. They are described
systematically in *note Built-in Variables::, and *note Built-in::.
File: gawk.info, Node: When, Prev: Other Features, Up: Getting Started
1.8 When to Use `awk'
=====================
Now that you've seen some of what `awk' can do, you might wonder how
`awk' could be useful for you. By using utility programs, advanced
patterns, field separators, arithmetic statements, and other selection
criteria, you can produce much more complex output. The `awk' language
is very useful for producing reports from large amounts of raw data,
such as summarizing information from the output of other utility
programs like `ls'. (*Note More Complex::.)
Programs written with `awk' are usually much smaller than they would
be in other languages. This makes `awk' programs easy to compose and
use. Often, `awk' programs can be quickly composed at your keyboard,
used once, and thrown away. Because `awk' programs are interpreted, you
can avoid the (usually lengthy) compilation part of the typical
edit-compile-test-debug cycle of software development.
Complex programs have been written in `awk', including a complete
retargetable assembler for eight-bit microprocessors (*note Glossary::,
for more information), and a microcode assembler for a special-purpose
Prolog computer. While the original `awk''s capabilities were strained
by tasks of such complexity, modern versions are more capable. Even
Brian Kernighan's version of `awk' has fewer predefined limits, and
those that it has are much larger than they used to be.
If you find yourself writing `awk' scripts of more than, say, a few
hundred lines, you might consider using a different programming
language. Emacs Lisp is a good choice if you need sophisticated string
or pattern matching capabilities. The shell is also good at string and
pattern matching; in addition, it allows powerful use of the system
utilities. More conventional languages, such as C, C++, and Java, offer
better facilities for system programming and for managing the complexity
of large programs. Programs in these languages may require more lines
of source code than the equivalent `awk' programs, but they are easier
to maintain and usually run more efficiently.
File: gawk.info, Node: Invoking Gawk, Next: Regexp, Prev: Getting Started, Up: Top
2 Running `awk' and `gawk'
**************************
This major node covers how to run awk, both POSIX-standard and
`gawk'-specific command-line options, and what `awk' and `gawk' do with
non-option arguments. It then proceeds to cover how `gawk' searches
for source files, reading standard input along with other files,
`gawk''s environment variables, `gawk''s exit status, using include
files, and obsolete and undocumented options and/or features.
Many of the options and features described here are discussed in
more detail later in the Info file; feel free to skip over things in
this major node that don't interest you right now.
* Menu:
* Command Line:: How to run `awk'.
* Options:: Command-line options and their meanings.
* Other Arguments:: Input file names and variable assignments.
* Naming Standard Input:: How to specify standard input with other
files.
* Environment Variables:: The environment variables `gawk' uses.
* Exit Status:: `gawk''s exit status.
* Include Files:: Including other files into your program.
* Obsolete:: Obsolete Options and/or features.
* Undocumented:: Undocumented Options and Features.
File: gawk.info, Node: Command Line, Next: Options, Up: Invoking Gawk
2.1 Invoking `awk'
==================
There are two ways to run `awk'--with an explicit program or with one
or more program files. Here are templates for both of them; items
enclosed in [...] in these templates are optional:
awk [OPTIONS] -f progfile [`--'] FILE ...
awk [OPTIONS] [`--'] 'PROGRAM' FILE ...
Besides traditional one-letter POSIX-style options, `gawk' also
supports GNU long options.
It is possible to invoke `awk' with an empty program:
awk '' datafile1 datafile2
Doing so makes little sense, though; `awk' exits silently when given an
empty program. (d.c.) If `--lint' has been specified on the command
line, `gawk' issues a warning that the program is empty.
File: gawk.info, Node: Options, Next: Other Arguments, Prev: Command Line, Up: Invoking Gawk
2.2 Command-Line Options
========================
Options begin with a dash and consist of a single character. GNU-style
long options consist of two dashes and a keyword. The keyword can be
abbreviated, as long as the abbreviation allows the option to be
uniquely identified. If the option takes an argument, then the keyword
is either immediately followed by an equals sign (`=') and the
argument's value, or the keyword and the argument's value are separated
by whitespace. If a particular option with a value is given more than
once, it is the last value that counts.
Each long option for `gawk' has a corresponding POSIX-style short
option. The long and short options are interchangeable in all contexts.
The following list describes options mandated by the POSIX standard:
`-F FS'
`--field-separator FS'
Set the `FS' variable to FS (*note Field Separators::).
`-f SOURCE-FILE'
`--file SOURCE-FILE'
Read `awk' program source from SOURCE-FILE instead of in the first
non-option argument. This option may be given multiple times; the
`awk' program consists of the concatenation the contents of each
specified SOURCE-FILE.
`-v VAR=VAL'
`--assign VAR=VAL'
Set the variable VAR to the value VAL _before_ execution of the
program begins. Such variable values are available inside the
`BEGIN' rule (*note Other Arguments::).
The `-v' option can only set one variable, but it can be used more
than once, setting another variable each time, like this: `awk
-v foo=1 -v bar=2 ...'.
CAUTION: Using `-v' to set the values of the built-in
variables may lead to surprising results. `awk' will reset
the values of those variables as it needs to, possibly
ignoring any predefined value you may have given.
`-W GAWK-OPT'
Provide an implementation-specific option. This is the POSIX
convention for providing implementation-specific options. These
options also have corresponding GNU-style long options. Note that
the long options may be abbreviated, as long as the abbreviations
remain unique. The full list of `gawk'-specific options is
provided next.
`--'
Signal the end of the command-line options. The following
arguments are not treated as options even if they begin with `-'.
This interpretation of `--' follows the POSIX argument parsing
conventions.
This is useful if you have file names that start with `-', or in
shell scripts, if you have file names that will be specified by
the user that could start with `-'. It is also useful for passing
options on to the `awk' program; see *note Getopt Function::.
The following list describes `gawk'-specific options:
`-b'
`--characters-as-bytes'
Cause `gawk' to treat all input data as single-byte characters.
Normally, `gawk' follows the POSIX standard and attempts to process
its input data according to the current locale. This can often
involve converting multibyte characters into wide characters
(internally), and can lead to problems or confusion if the input
data does not contain valid multibyte characters. This option is
an easy way to tell `gawk': "hands off my data!".
`-c'
`--traditional'
Specify "compatibility mode", in which the GNU extensions to the
`awk' language are disabled, so that `gawk' behaves just like
Brian Kernighan's version `awk'. *Note POSIX/GNU::, which
summarizes the extensions. Also see *note Compatibility Mode::.
`-C'
`--copyright'
Print the short version of the General Public License and then
exit.
`-d[FILE]'
`--dump-variables[=FILE]'
Print a sorted list of global variables, their types, and final
values to FILE. If no FILE is provided, print this list to the
file named `awkvars.out' in the current directory. No space is
allowed between the `-d' and FILE, if FILE is supplied.
Having a list of all global variables is a good way to look for
typographical errors in your programs. You would also use this
option if you have a large program with a lot of functions, and
you want to be sure that your functions don't inadvertently use
global variables that you meant to be local. (This is a
particularly easy mistake to make with simple variable names like
`i', `j', etc.)
`-D[FILE]'
`--debug=[FILE]'
Enable debugging of `awk' programs (*note Debugging::). By
default, the debugger reads commands interactively from the
terminal. The optional FILE argument allows you to specify a file
with a list of commands for the debugger to execute
non-interactively. No space is allowed between the `-D' and FILE,
if FILE is supplied.
`-e PROGRAM-TEXT'
`--source PROGRAM-TEXT'
Provide program source code in the PROGRAM-TEXT. This option
allows you to mix source code in files with source code that you
enter on the command line. This is particularly useful when you
have library functions that you want to use from your command-line
programs (*note AWKPATH Variable::).
`-E FILE'
`--exec FILE'
Similar to `-f', read `awk' program text from FILE. There are two
differences from `-f':
* This option terminates option processing; anything else on
the command line is passed on directly to the `awk' program.
* Command-line variable assignments of the form `VAR=VALUE' are
disallowed.
This option is particularly necessary for World Wide Web CGI
applications that pass arguments through the URL; using this
option prevents a malicious (or other) user from passing in
options, assignments, or `awk' source code (via `--source') to the
CGI application. This option should be used with `#!' scripts
(*note Executable Scripts::), like so:
#! /usr/local/bin/gawk -E
AWK PROGRAM HERE ...
`-g'
`--gen-pot'
Analyze the source program and generate a GNU `gettext' Portable
Object Template file on standard output for all string constants
that have been marked for translation. *Note
Internationalization::, for information about this option.
`-h'
`--help'
Print a "usage" message summarizing the short and long style
options that `gawk' accepts and then exit.
`-l LIB'
`--load LIB'
Load a shared library LIB. This searches for the library using the
`AWKPATH' environment variable. The suffix `.so' in the library
name is optional. The library initialization routine should be
named `dlload()'.
`-L [value]'
`--lint[=value]'
Warn about constructs that are dubious or nonportable to other
`awk' implementations. Some warnings are issued when `gawk' first
reads your program. Others are issued at runtime, as your program
executes. With an optional argument of `fatal', lint warnings
become fatal errors. This may be drastic, but its use will
certainly encourage the development of cleaner `awk' programs.
With an optional argument of `invalid', only warnings about things
that are actually invalid are issued. (This is not fully
implemented yet.)
Some warnings are only printed once, even if the dubious
constructs they warn about occur multiple times in your `awk'
program. Thus, when eliminating problems pointed out by `--lint',
you should take care to search for all occurrences of each
inappropriate construct. As `awk' programs are usually short,
doing so is not burdensome.
`-M'
`--bignum'
Force arbitrary precision arithmetic on numbers. This option has
no effect if `gawk' is not compiled to use the GNU MPFR and MP
libraries (*note Arbitrary Precision Arithmetic::).
`-n'
`--non-decimal-data'
Enable automatic interpretation of octal and hexadecimal values in
input data (*note Nondecimal Data::).
CAUTION: This option can severely break old programs. Use
with care.
`-N'
`--use-lc-numeric'
Force the use of the locale's decimal point character when parsing
numeric input data (*note Locales::).
`-o[FILE]'
`--pretty-print[=FILE]'
Enable pretty-printing of `awk' programs. By default, output
program is created in a file named `awkprof.out'. The optional
FILE argument allows you to specify a different file name for the
output. No space is allowed between the `-o' and FILE, if FILE is
supplied.
`-O'
`--optimize'
Enable some optimizations on the internal representation of the
program. At the moment this includes just simple constant
folding. The `gawk' maintainer hopes to add more optimizations
over time.
`-p[FILE]'
`--profile[=FILE]'
Enable profiling of `awk' programs (*note Profiling::). By
default, profiles are created in a file named `awkprof.out'. The
optional FILE argument allows you to specify a different file name
for the profile file. No space is allowed between the `-p' and
FILE, if FILE is supplied.
The profile contains execution counts for each statement in the
program in the left margin, and function call counts for each
function.
`-P'
`--posix'
Operate in strict POSIX mode. This disables all `gawk' extensions
(just like `--traditional') and disables all extensions not
allowed by POSIX. *Note Common Extensions::, for a summary of the
extensions in `gawk' that are disabled by this option. Also, the
following additional restrictions apply:
* Newlines do not act as whitespace to separate fields when
`FS' is equal to a single space (*note Fields::).
* Newlines are not allowed after `?' or `:' (*note Conditional
Exp::).
* Specifying `-Ft' on the command-line does not set the value
of `FS' to be a single TAB character (*note Field
Separators::).
* The locale's decimal point character is used for parsing input
data (*note Locales::).
If you supply both `--traditional' and `--posix' on the command
line, `--posix' takes precedence. `gawk' also issues a warning if
both options are supplied.
`-r'
`--re-interval'
Allow interval expressions (*note Regexp Operators::) in regexps.
This is now `gawk''s default behavior. Nevertheless, this option
remains both for backward compatibility, and for use in
combination with the `--traditional' option.
`-S'
`--sandbox'
Disable the `system()' function, input redirections with `getline',
output redirections with `print' and `printf', and dynamic
extensions. This is particularly useful when you want to run
`awk' scripts from questionable sources and need to make sure the
scripts can't access your system (other than the specified input
data file).
`-t'
`--lint-old'
Warn about constructs that are not available in the original
version of `awk' from Version 7 Unix (*note V7/SVR3.1::).
`-V'
`--version'
Print version information for this particular copy of `gawk'.
This allows you to determine if your copy of `gawk' is up to date
with respect to whatever the Free Software Foundation is currently
distributing. It is also useful for bug reports (*note Bugs::).
As long as program text has been supplied, any other options are
flagged as invalid with a warning message but are otherwise ignored.
In compatibility mode, as a special case, if the value of FS supplied
to the `-F' option is `t', then `FS' is set to the TAB character
(`"\t"'). This is true only for `--traditional' and not for `--posix'
(*note Field Separators::).
The `-f' option may be used more than once on the command line. If
it is, `awk' reads its program source from all of the named files, as
if they had been concatenated together into one big file. This is
useful for creating libraries of `awk' functions. These functions can
be written once and then retrieved from a standard place, instead of
having to be included into each individual program. (As mentioned in
*note Definition Syntax::, function names must be unique.)
With standard `awk', library functions can still be used, even if
the program is entered at the terminal, by specifying `-f /dev/tty'.
After typing your program, type `Ctrl-d' (the end-of-file character) to
terminate it. (You may also use `-f -' to read program source from the
standard input but then you will not be able to also use the standard
input as a source of data.)
Because it is clumsy using the standard `awk' mechanisms to mix
source file and command-line `awk' programs, `gawk' provides the
`--source' option. This does not require you to pre-empt the standard
input for your source code; it allows you to easily mix command-line
and library source code (*note AWKPATH Variable::). The `--source'
option may also be used multiple times on the command line.
If no `-f' or `--source' option is specified, then `gawk' uses the
first non-option command-line argument as the text of the program
source code.
If the environment variable `POSIXLY_CORRECT' exists, then `gawk'
behaves in strict POSIX mode, exactly as if you had supplied the
`--posix' command-line option. Many GNU programs look for this
environment variable to suppress extensions that conflict with POSIX,
but `gawk' behaves differently: it suppresses all extensions, even
those that do not conflict with POSIX, and behaves in strict POSIX
mode. If `--lint' is supplied on the command line and `gawk' turns on
POSIX mode because of `POSIXLY_CORRECT', then it issues a warning
message indicating that POSIX mode is in effect. You would typically
set this variable in your shell's startup file. For a
Bourne-compatible shell (such as Bash), you would add these lines to
the `.profile' file in your home directory:
POSIXLY_CORRECT=true
export POSIXLY_CORRECT
For a C shell-compatible shell,(1) you would add this line to the
`.login' file in your home directory:
setenv POSIXLY_CORRECT true
Having `POSIXLY_CORRECT' set is not recommended for daily use, but
it is good for testing the portability of your programs to other
environments.
---------- Footnotes ----------
(1) Not recommended.
File: gawk.info, Node: Other Arguments, Next: Naming Standard Input, Prev: Options, Up: Invoking Gawk
2.3 Other Command-Line Arguments
================================
Any additional arguments on the command line are normally treated as
input files to be processed in the order specified. However, an
argument that has the form `VAR=VALUE', assigns the value VALUE to the
variable VAR--it does not specify a file at all. (See *note Assignment
Options::.)
All these arguments are made available to your `awk' program in the
`ARGV' array (*note Built-in Variables::). Command-line options and
the program text (if present) are omitted from `ARGV'. All other
arguments, including variable assignments, are included. As each
element of `ARGV' is processed, `gawk' sets the variable `ARGIND' to
the index in `ARGV' of the current element.
The distinction between file name arguments and variable-assignment
arguments is made when `awk' is about to open the next input file. At
that point in execution, it checks the file name to see whether it is
really a variable assignment; if so, `awk' sets the variable instead of
reading a file.
Therefore, the variables actually receive the given values after all
previously specified files have been read. In particular, the values of
variables assigned in this fashion are _not_ available inside a `BEGIN'
rule (*note BEGIN/END::), because such rules are run before `awk'
begins scanning the argument list.
The variable values given on the command line are processed for
escape sequences (*note Escape Sequences::). (d.c.)
In some earlier implementations of `awk', when a variable assignment
occurred before any file names, the assignment would happen _before_
the `BEGIN' rule was executed. `awk''s behavior was thus inconsistent;
some command-line assignments were available inside the `BEGIN' rule,
while others were not. Unfortunately, some applications came to depend
upon this "feature." When `awk' was changed to be more consistent, the
`-v' option was added to accommodate applications that depended upon
the old behavior.
The variable assignment feature is most useful for assigning to
variables such as `RS', `OFS', and `ORS', which control input and
output formats before scanning the data files. It is also useful for
controlling state if multiple passes are needed over a data file. For
example:
awk 'pass == 1 { PASS 1 STUFF }
pass == 2 { PASS 2 STUFF }' pass=1 mydata pass=2 mydata
Given the variable assignment feature, the `-F' option for setting
the value of `FS' is not strictly necessary. It remains for historical
compatibility.
File: gawk.info, Node: Naming Standard Input, Next: Environment Variables, Prev: Other Arguments, Up: Invoking Gawk
2.4 Naming Standard Input
=========================
Often, you may wish to read standard input together with other files.
For example, you may wish to read one file, read standard input coming
from a pipe, and then read another file.
The way to name the standard input, with all versions of `awk', is
to use a single, standalone minus sign or dash, `-'. For example:
SOME_COMMAND | awk -f myprog.awk file1 - file2
Here, `awk' first reads `file1', then it reads the output of
SOME_COMMAND, and finally it reads `file2'.
You may also use `"-"' to name standard input when reading files
with `getline' (*note Getline/File::).
In addition, `gawk' allows you to specify the special file name
`/dev/stdin', both on the command line and with `getline'. Some other
versions of `awk' also support this, but it is not standard. (Some
operating systems provide a `/dev/stdin' file in the file system,
however, `gawk' always processes this file name itself.)
File: gawk.info, Node: Environment Variables, Next: Exit Status, Prev: Naming Standard Input, Up: Invoking Gawk
2.5 The Environment Variables `gawk' Uses
=========================================
A number of environment variables influence how `gawk' behaves.
* Menu:
* AWKPATH Variable:: Searching directories for `awk'
programs.
* Other Environment Variables:: The environment variables.
File: gawk.info, Node: AWKPATH Variable, Next: Other Environment Variables, Up: Environment Variables
2.5.1 The `AWKPATH' Environment Variable
----------------------------------------
The previous minor node described how `awk' program files can be named
on the command-line with the `-f' option. In most `awk'
implementations, you must supply a precise path name for each program
file, unless the file is in the current directory. But in `gawk', if
the file name supplied to the `-f' option does not contain a `/', then
`gawk' searches a list of directories (called the "search path"), one
by one, looking for a file with the specified name.
The search path is a string consisting of directory names separated by
colons. `gawk' gets its search path from the `AWKPATH' environment
variable. If that variable does not exist, `gawk' uses a default path,
`.:/usr/local/share/awk'.(1)
The search path feature is particularly useful for building libraries
of useful `awk' functions. The library files can be placed in a
standard directory in the default path and then specified on the
command line with a short file name. Otherwise, the full file name
would have to be typed for each file.
By using both the `--source' and `-f' options, your command-line
`awk' programs can use facilities in `awk' library files (*note Library
Functions::). Path searching is not done if `gawk' is in compatibility
mode. This is true for both `--traditional' and `--posix'. *Note
Options::.
NOTE: To include the current directory in the path, either place
`.' explicitly in the path or write a null entry in the path. (A
null entry is indicated by starting or ending the path with a
colon or by placing two colons next to each other (`::').) This
path search mechanism is similar to the shell's.
However, `gawk' always looks in the current directory _before_
searching `AWKPATH', so there is no real reason to include the
current directory in the search path.
If `AWKPATH' is not defined in the environment, `gawk' places its
default search path into `ENVIRON["AWKPATH"]'. This makes it easy to
determine the actual search path that `gawk' will use from within an
`awk' program.
While you can change `ENVIRON["AWKPATH"]' within your `awk' program,
this has no effect on the running program's behavior. This makes
sense: the `AWKPATH' environment variable is used to find the program
source files. Once your program is running, all the files have been
found, and `gawk' no longer needs to use `AWKPATH'.
---------- Footnotes ----------
(1) Your version of `gawk' may use a different directory; it will
depend upon how `gawk' was built and installed. The actual directory is
the value of `$(datadir)' generated when `gawk' was configured. You
probably don't need to worry about this, though.
File: gawk.info, Node: Other Environment Variables, Prev: AWKPATH Variable, Up: Environment Variables
2.5.2 Other Environment Variables
---------------------------------
A number of other environment variables affect `gawk''s behavior, but
they are more specialized. Those in the following list are meant to be
used by regular users.
`POSIXLY_CORRECT'
Causes `gawk' to switch POSIX compatibility mode, disabling all
traditional and GNU extensions. *Note Options::.
`GAWK_SOCK_RETRIES'
Controls the number of time `gawk' will attempt to retry a two-way
TCP/IP (socket) connection before giving up. *Note TCP/IP
Networking::.
`GAWK_MSEC_SLEEP'
Specifies the interval between connection retries, in
milliseconds. On systems that do not support the `usleep()' system
call, the value is rounded up to an integral number of seconds.
`GAWK_READ_TIMEOUT'
Specifies the time, in milliseconds, for `gawk' to wait for input
before returning with an error. *Note Read Timeout::.
The environment variables in the following list are meant for use by
the `gawk' developers for testing and tuning. They are subject to
change. The variables are:
`AVG_CHAIN_MAX'
The average number of items `gawk' will maintain on a hash chain
for managing arrays.
`AWK_HASH'
If this variable exists with a value of `gst', `gawk' will switch
to using the hash function from GNU Smalltalk for managing arrays.
This function may be marginally faster than the standard function.
`AWKREADFUNC'
If this variable exists, `gawk' switches to reading source files
one line at a time, instead of reading in blocks. This exists for
debugging problems on filesystems on non-POSIX operating systems
where I/O is performed in records, not in blocks.
`GAWK_NO_DFA'
If this variable exists, `gawk' does not use the DFA regexp matcher
for "does it match" kinds of tests. This can cause `gawk' to be
slower. Its purpose is to help isolate differences between the two
regexp matchers that `gawk' uses internally. (There aren't
supposed to be differences, but occasionally theory and practice
don't coordinate with each other.)
`GAWK_STACKSIZE'
This specifies the amount by which `gawk' should grow its internal
evaluation stack, when needed.
`TIDYMEM'
If this variable exists, `gawk' uses the `mtrace()' library calls
from GNU LIBC to help track down possible memory leaks.
File: gawk.info, Node: Exit Status, Next: Include Files, Prev: Environment Variables, Up: Invoking Gawk
2.6 `gawk''s Exit Status
========================
If the `exit' statement is used with a value (*note Exit Statement::),
then `gawk' exits with the numeric value given to it.
Otherwise, if there were no problems during execution, `gawk' exits
with the value of the C constant `EXIT_SUCCESS'. This is usually zero.
If an error occurs, `gawk' exits with the value of the C constant
`EXIT_FAILURE'. This is usually one.
If `gawk' exits because of a fatal error, the exit status is 2. On
non-POSIX systems, this value may be mapped to `EXIT_FAILURE'.
File: gawk.info, Node: Include Files, Next: Obsolete, Prev: Exit Status, Up: Invoking Gawk
2.7 Including Other Files Into Your Program
===========================================
This minor node describes a feature that is specific to `gawk'.
The `@include' keyword can be used to read external `awk' source
files. This gives you the ability to split large `awk' source files
into smaller, more manageable pieces, and also lets you reuse common
`awk' code from various `awk' scripts. In other words, you can group
together `awk' functions, used to carry out specific tasks, into
external files. These files can be used just like function libraries,
using the `@include' keyword in conjunction with the `AWKPATH'
environment variable.
Let's see an example. We'll start with two (trivial) `awk' scripts,
namely `test1' and `test2'. Here is the `test1' script:
BEGIN {
print "This is script test1."
}
and here is `test2':
@include "test1"
BEGIN {
print "This is script test2."
}
Running `gawk' with `test2' produces the following result:
$ gawk -f test2
-| This is file test1.
-| This is file test2.
`gawk' runs the `test2' script which includes `test1' using the
`@include' keyword. So, to include external `awk' source files you just
use `@include' followed by the name of the file to be included,
enclosed in double quotes.
NOTE: Keep in mind that this is a language construct and the file
name cannot be a string variable, but rather just a literal string
in double quotes.
The files to be included may be nested; e.g., given a third script,
namely `test3':
@include "test2"
BEGIN {
print "This is script test3."
}
Running `gawk' with the `test3' script produces the following results:
$ gawk -f test3
-| This is file test1.
-| This is file test2.
-| This is file test3.
The file name can, of course, be a pathname. For example:
@include "../io_funcs"
or:
@include "/usr/awklib/network"
are valid. The `AWKPATH' environment variable can be of great value
when using `@include'. The same rules for the use of the `AWKPATH'
variable in command-line file searches (*note AWKPATH Variable::) apply
to `@include' also.
This is very helpful in constructing `gawk' function libraries. If
you have a large script with useful, general purpose `awk' functions,
you can break it down into library files and put those files in a
special directory. You can then include those "libraries," using
either the full pathnames of the files, or by setting the `AWKPATH'
environment variable accordingly and then using `@include' with just
the file part of the full pathname. Of course you can have more than
one directory to keep library files; the more complex the working
environment is, the more directories you may need to organize the files
to be included.
Given the ability to specify multiple `-f' options, the `@include'
mechanism is not strictly necessary. However, the `@include' keyword
can help you in constructing self-contained `gawk' programs, thus
reducing the need for writing complex and tedious command lines. In
particular, `@include' is very useful for writing CGI scripts to be run
from web pages.
As mentioned in *note AWKPATH Variable::, the current directory is
always searched first for source files, before searching in `AWKPATH',
and this also applies to files named with `@include'.
File: gawk.info, Node: Obsolete, Next: Undocumented, Prev: Include Files, Up: Invoking Gawk
2.8 Obsolete Options and/or Features
====================================
This minor node describes features and/or command-line options from
previous releases of `gawk' that are either not available in the
current version or that are still supported but deprecated (meaning that
they will _not_ be in the next release).
The process-related special files `/dev/pid', `/dev/ppid',
`/dev/pgrpid', and `/dev/user' were deprecated in `gawk' 3.1, but still
worked. As of version 4.0, they are no longer interpreted specially by
`gawk'. (Use `PROCINFO' instead; see *note Auto-set::.)
File: gawk.info, Node: Undocumented, Prev: Obsolete, Up: Invoking Gawk
2.9 Undocumented Options and Features
=====================================
Use the Source, Luke!
Obi-Wan
This minor node intentionally left blank.
File: gawk.info, Node: Regexp, Next: Reading Files, Prev: Invoking Gawk, Up: Top
3 Regular Expressions
*********************
A "regular expression", or "regexp", is a way of describing a set of
strings. Because regular expressions are such a fundamental part of
`awk' programming, their format and use deserve a separate major node.
A regular expression enclosed in slashes (`/') is an `awk' pattern
that matches every input record whose text belongs to that set. The
simplest regular expression is a sequence of letters, numbers, or both.
Such a regexp matches any string that contains that sequence. Thus,
the regexp `foo' matches any string containing `foo'. Therefore, the
pattern `/foo/' matches any input record containing the three
characters `foo' _anywhere_ in the record. Other kinds of regexps let
you specify more complicated classes of strings.
* Menu:
* Regexp Usage:: How to Use Regular Expressions.
* Escape Sequences:: How to write nonprinting characters.
* Regexp Operators:: Regular Expression Operators.
* Bracket Expressions:: What can go between `[...]'.
* GNU Regexp Operators:: Operators specific to GNU software.
* Case-sensitivity:: How to do case-insensitive matching.
* Leftmost Longest:: How much text matches.
* Computed Regexps:: Using Dynamic Regexps.
File: gawk.info, Node: Regexp Usage, Next: Escape Sequences, Up: Regexp
3.1 How to Use Regular Expressions
==================================
A regular expression can be used as a pattern by enclosing it in
slashes. Then the regular expression is tested against the entire text
of each record. (Normally, it only needs to match some part of the
text in order to succeed.) For example, the following prints the
second field of each record that contains the string `foo' anywhere in
it:
$ awk '/foo/ { print $2 }' BBS-list
-| 555-1234
-| 555-6699
-| 555-6480
-| 555-2127
Regular expressions can also be used in matching expressions. These
expressions allow you to specify the string to match against; it need
not be the entire current input record. The two operators `~' and `!~'
perform regular expression comparisons. Expressions using these
operators can be used as patterns, or in `if', `while', `for', and `do'
statements. (*Note Statements::.) For example:
EXP ~ /REGEXP/
is true if the expression EXP (taken as a string) matches REGEXP. The
following example matches, or selects, all input records with the
uppercase letter `J' somewhere in the first field:
$ awk '$1 ~ /J/' inventory-shipped
-| Jan 13 25 15 115
-| Jun 31 42 75 492
-| Jul 24 34 67 436
-| Jan 21 36 64 620
So does this:
awk '{ if ($1 ~ /J/) print }' inventory-shipped
This next example is true if the expression EXP (taken as a
character string) does _not_ match REGEXP:
EXP !~ /REGEXP/
The following example matches, or selects, all input records whose
first field _does not_ contain the uppercase letter `J':
$ awk '$1 !~ /J/' inventory-shipped
-| Feb 15 32 24 226
-| Mar 15 24 34 228
-| Apr 31 52 63 420
-| May 16 34 29 208
...
When a regexp is enclosed in slashes, such as `/foo/', we call it a
"regexp constant", much like `5.27' is a numeric constant and `"foo"'
is a string constant.
File: gawk.info, Node: Escape Sequences, Next: Regexp Operators, Prev: Regexp Usage, Up: Regexp
3.2 Escape Sequences
====================
Some characters cannot be included literally in string constants
(`"foo"') or regexp constants (`/foo/'). Instead, they should be
represented with "escape sequences", which are character sequences
beginning with a backslash (`\'). One use of an escape sequence is to
include a double-quote character in a string constant. Because a plain
double quote ends the string, you must use `\"' to represent an actual
double-quote character as a part of the string. For example:
$ awk 'BEGIN { print "He said \"hi!\" to her." }'
-| He said "hi!" to her.
The backslash character itself is another character that cannot be
included normally; you must write `\\' to put one backslash in the
string or regexp. Thus, the string whose contents are the two
characters `"' and `\' must be written `"\"\\"'.
Other escape sequences represent unprintable characters such as TAB
or newline. While there is nothing to stop you from entering most
unprintable characters directly in a string constant or regexp constant,
they may look ugly.
The following table lists all the escape sequences used in `awk' and
what they represent. Unless noted otherwise, all these escape sequences
apply to both string constants and regexp constants:
`\\'
A literal backslash, `\'.
`\a'
The "alert" character, `Ctrl-g', ASCII code 7 (BEL). (This
usually makes some sort of audible noise.)
`\b'
Backspace, `Ctrl-h', ASCII code 8 (BS).
`\f'
Formfeed, `Ctrl-l', ASCII code 12 (FF).
`\n'
Newline, `Ctrl-j', ASCII code 10 (LF).
`\r'
Carriage return, `Ctrl-m', ASCII code 13 (CR).
`\t'
Horizontal TAB, `Ctrl-i', ASCII code 9 (HT).
`\v'
Vertical tab, `Ctrl-k', ASCII code 11 (VT).
`\NNN'
The octal value NNN, where NNN stands for 1 to 3 digits between
`0' and `7'. For example, the code for the ASCII ESC (escape)
character is `\033'.
`\xHH...'
The hexadecimal value HH, where HH stands for a sequence of
hexadecimal digits (`0'-`9', and either `A'-`F' or `a'-`f'). Like
the same construct in ISO C, the escape sequence continues until
the first nonhexadecimal digit is seen. (c.e.) However, using
more than two hexadecimal digits produces undefined results. (The
`\x' escape sequence is not allowed in POSIX `awk'.)
`\/'
A literal slash (necessary for regexp constants only). This
sequence is used when you want to write a regexp constant that
contains a slash. Because the regexp is delimited by slashes, you
need to escape the slash that is part of the pattern, in order to
tell `awk' to keep processing the rest of the regexp.
`\"'
A literal double quote (necessary for string constants only).
This sequence is used when you want to write a string constant
that contains a double quote. Because the string is delimited by
double quotes, you need to escape the quote that is part of the
string, in order to tell `awk' to keep processing the rest of the
string.
In `gawk', a number of additional two-character sequences that begin
with a backslash have special meaning in regexps. *Note GNU Regexp
Operators::.
In a regexp, a backslash before any character that is not in the
previous list and not listed in *note GNU Regexp Operators::, means
that the next character should be taken literally, even if it would
normally be a regexp operator. For example, `/a\+b/' matches the three
characters `a+b'.
For complete portability, do not use a backslash before any
character not shown in the previous list.
To summarize:
* The escape sequences in the table above are always processed first,
for both string constants and regexp constants. This happens very
early, as soon as `awk' reads your program.
* `gawk' processes both regexp constants and dynamic regexps (*note
Computed Regexps::), for the special operators listed in *note GNU
Regexp Operators::.
* A backslash before any other character means to treat that
character literally.
Advanced Notes: Backslash Before Regular Characters
---------------------------------------------------
If you place a backslash in a string constant before something that is
not one of the characters previously listed, POSIX `awk' purposely
leaves what happens as undefined. There are two choices:
Strip the backslash out
This is what Brian Kernighan's `awk' and `gawk' both do. For
example, `"a\qc"' is the same as `"aqc"'. (Because this is such
an easy bug both to introduce and to miss, `gawk' warns you about
it.) Consider `FS = "[ \t]+\|[ \t]+"' to use vertical bars
surrounded by whitespace as the field separator. There should be
two backslashes in the string: `FS = "[ \t]+\\|[ \t]+"'.)
Leave the backslash alone
Some other `awk' implementations do this. In such
implementations, typing `"a\qc"' is the same as typing `"a\\qc"'.
Advanced Notes: Escape Sequences for Metacharacters
---------------------------------------------------
Suppose you use an octal or hexadecimal escape to represent a regexp
metacharacter. (See *note Regexp Operators::.) Does `awk' treat the
character as a literal character or as a regexp operator?
Historically, such characters were taken literally. (d.c.)
However, the POSIX standard indicates that they should be treated as
real metacharacters, which is what `gawk' does. In compatibility mode
(*note Options::), `gawk' treats the characters represented by octal
and hexadecimal escape sequences literally when used in regexp
constants. Thus, `/a\52b/' is equivalent to `/a\*b/'.
File: gawk.info, Node: Regexp Operators, Next: Bracket Expressions, Prev: Escape Sequences, Up: Regexp
3.3 Regular Expression Operators
================================
You can combine regular expressions with special characters, called
"regular expression operators" or "metacharacters", to increase the
power and versatility of regular expressions.
The escape sequences described in *note Escape Sequences::, are
valid inside a regexp. They are introduced by a `\' and are recognized
and converted into corresponding real characters as the very first step
in processing regexps.
Here is a list of metacharacters. All characters that are not escape
sequences and that are not listed in the table stand for themselves:
`\'
This is used to suppress the special meaning of a character when
matching. For example, `\$' matches the character `$'.
`^'
This matches the beginning of a string. For example, `^@chapter'
matches `@chapter' at the beginning of a string and can be used to
identify chapter beginnings in Texinfo source files. The `^' is
known as an "anchor", because it anchors the pattern to match only
at the beginning of the string.
It is important to realize that `^' does not match the beginning of
a line embedded in a string. The condition is not true in the
following example:
if ("line1\nLINE 2" ~ /^L/) ...
`$'
This is similar to `^', but it matches only at the end of a string.
For example, `p$' matches a record that ends with a `p'. The `$'
is an anchor and does not match the end of a line embedded in a
string. The condition in the following example is not true:
if ("line1\nLINE 2" ~ /1$/) ...
`. (period)'
This matches any single character, _including_ the newline
character. For example, `.P' matches any single character
followed by a `P' in a string. Using concatenation, we can make a
regular expression such as `U.A', which matches any
three-character sequence that begins with `U' and ends with `A'.
In strict POSIX mode (*note Options::), `.' does not match the NUL
character, which is a character with all bits equal to zero.
Otherwise, NUL is just another character. Other versions of `awk'
may not be able to match the NUL character.
`[...]'
This is called a "bracket expression".(1) It matches any _one_ of
the characters that are enclosed in the square brackets. For
example, `[MVX]' matches any one of the characters `M', `V', or
`X' in a string. A full discussion of what can be inside the
square brackets of a bracket expression is given in *note Bracket
Expressions::.
`[^ ...]'
This is a "complemented bracket expression". The first character
after the `[' _must_ be a `^'. It matches any characters _except_
those in the square brackets. For example, `[^awk]' matches any
character that is not an `a', `w', or `k'.
`|'
This is the "alternation operator" and it is used to specify
alternatives. The `|' has the lowest precedence of all the regular
expression operators. For example, `^P|[[:digit:]]' matches any
string that matches either `^P' or `[[:digit:]]'. This means it
matches any string that starts with `P' or contains a digit.
The alternation applies to the largest possible regexps on either
side.
`(...)'
Parentheses are used for grouping in regular expressions, as in
arithmetic. They can be used to concatenate regular expressions
containing the alternation operator, `|'. For example,
`@(samp|code)\{[^}]+\}' matches both `@code{foo}' and `@samp{bar}'.
(These are Texinfo formatting control sequences. The `+' is
explained further on in this list.)
`*'
This symbol means that the preceding regular expression should be
repeated as many times as necessary to find a match. For example,
`ph*' applies the `*' symbol to the preceding `h' and looks for
matches of one `p' followed by any number of `h's. This also
matches just `p' if no `h's are present.
The `*' repeats the _smallest_ possible preceding expression.
(Use parentheses if you want to repeat a larger expression.) It
finds as many repetitions as possible. For example, `awk
'/\(c[ad][ad]*r x\)/ { print }' sample' prints every record in
`sample' containing a string of the form `(car x)', `(cdr x)',
`(cadr x)', and so on. Notice the escaping of the parentheses by
preceding them with backslashes.
`+'
This symbol is similar to `*', except that the preceding
expression must be matched at least once. This means that `wh+y'
would match `why' and `whhy', but not `wy', whereas `wh*y' would
match all three of these strings. The following is a simpler way
of writing the last `*' example:
awk '/\(c[ad]+r x\)/ { print }' sample
`?'
This symbol is similar to `*', except that the preceding
expression can be matched either once or not at all. For example,
`fe?d' matches `fed' and `fd', but nothing else.
`{N}'
`{N,}'
`{N,M}'
One or two numbers inside braces denote an "interval expression".
If there is one number in the braces, the preceding regexp is
repeated N times. If there are two numbers separated by a comma,
the preceding regexp is repeated N to M times. If there is one
number followed by a comma, then the preceding regexp is repeated
at least N times:
`wh{3}y'
Matches `whhhy', but not `why' or `whhhhy'.
`wh{3,5}y'
Matches `whhhy', `whhhhy', or `whhhhhy', only.
`wh{2,}y'
Matches `whhy' or `whhhy', and so on.
Interval expressions were not traditionally available in `awk'.
They were added as part of the POSIX standard to make `awk' and
`egrep' consistent with each other.
Initially, because old programs may use `{' and `}' in regexp
constants, `gawk' did _not_ match interval expressions in regexps.
However, beginning with version 4.0, `gawk' does match interval
expressions by default. This is because compatibility with POSIX
has become more important to most `gawk' users than compatibility
with old programs.
For programs that use `{' and `}' in regexp constants, it is good
practice to always escape them with a backslash. Then the regexp
constants are valid and work the way you want them to, using any
version of `awk'.(2)
Finally, when `{' and `}' appear in regexp constants in a way that
cannot be interpreted as an interval expression (such as
`/q{a}/'), then they stand for themselves.
In regular expressions, the `*', `+', and `?' operators, as well as
the braces `{' and `}', have the highest precedence, followed by
concatenation, and finally by `|'. As in arithmetic, parentheses can
change how operators are grouped.
In POSIX `awk' and `gawk', the `*', `+', and `?' operators stand for
themselves when there is nothing in the regexp that precedes them. For
example, `/+/' matches a literal plus sign. However, many other
versions of `awk' treat such a usage as a syntax error.
If `gawk' is in compatibility mode (*note Options::), interval
expressions are not available in regular expressions.
---------- Footnotes ----------
(1) In other literature, you may see a bracket expression referred
to as either a "character set", a "character class", or a "character
list".
(2) Use two backslashes if you're using a string constant with a
regexp operator or function.
File: gawk.info, Node: Bracket Expressions, Next: GNU Regexp Operators, Prev: Regexp Operators, Up: Regexp
3.4 Using Bracket Expressions
=============================
As mentioned earlier, a bracket expression matches any character amongst
those listed between the opening and closing square brackets.
Within a bracket expression, a "range expression" consists of two
characters separated by a hyphen. It matches any single character that
sorts between the two characters, based upon the system's native
character set. For example, `[0-9]' is equivalent to `[0123456789]'.
(See *note Ranges and Locales::, for an explanation of how the POSIX
standard and `gawk' have changed over time. This is mainly of
historical interest.)
To include one of the characters `\', `]', `-', or `^' in a bracket
expression, put a `\' in front of it. For example:
[d\]]
matches either `d' or `]'.
This treatment of `\' in bracket expressions is compatible with
other `awk' implementations and is also mandated by POSIX. The regular
expressions in `awk' are a superset of the POSIX specification for
Extended Regular Expressions (EREs). POSIX EREs are based on the
regular expressions accepted by the traditional `egrep' utility.
"Character classes" are a feature introduced in the POSIX standard.
A character class is a special notation for describing lists of
characters that have a specific attribute, but the actual characters
can vary from country to country and/or from character set to character
set. For example, the notion of what is an alphabetic character
differs between the United States and France.
A character class is only valid in a regexp _inside_ the brackets of
a bracket expression. Character classes consist of `[:', a keyword
denoting the class, and `:]'. *note table-char-classes:: lists the
character classes defined by the POSIX standard.
Class Meaning
--------------------------------------------------------------------------
`[:alnum:]' Alphanumeric characters.
`[:alpha:]' Alphabetic characters.
`[:blank:]' Space and TAB characters.
`[:cntrl:]' Control characters.
`[:digit:]' Numeric characters.
`[:graph:]' Characters that are both printable and visible. (A space is
printable but not visible, whereas an `a' is both.)
`[:lower:]' Lowercase alphabetic characters.
`[:print:]' Printable characters (characters that are not control
characters).
`[:punct:]' Punctuation characters (characters that are not letters,
digits, control characters, or space characters).
`[:space:]' Space characters (such as space, TAB, and formfeed, to name
a few).
`[:upper:]' Uppercase alphabetic characters.
`[:xdigit:]'Characters that are hexadecimal digits.
Table 3.1: POSIX Character Classes
For example, before the POSIX standard, you had to write
`/[A-Za-z0-9]/' to match alphanumeric characters. If your character
set had other alphabetic characters in it, this would not match them.
With the POSIX character classes, you can write `/[[:alnum:]]/' to
match the alphabetic and numeric characters in your character set.
Two additional special sequences can appear in bracket expressions.
These apply to non-ASCII character sets, which can have single symbols
(called "collating elements") that are represented with more than one
character. They can also have several characters that are equivalent for
"collating", or sorting, purposes. (For example, in French, a plain "e"
and a grave-accented "e`" are equivalent.) These sequences are:
Collating symbols
Multicharacter collating elements enclosed between `[.' and `.]'.
For example, if `ch' is a collating element, then `[[.ch.]]' is a
regexp that matches this collating element, whereas `[ch]' is a
regexp that matches either `c' or `h'.
Equivalence classes
Locale-specific names for a list of characters that are equal. The
name is enclosed between `[=' and `=]'. For example, the name `e'
might be used to represent all of "e," "e`," and "e'." In this
case, `[[=e=]]' is a regexp that matches any of `e', `e'', or `e`'.
These features are very valuable in non-English-speaking locales.
CAUTION: The library functions that `gawk' uses for regular
expression matching currently recognize only POSIX character
classes; they do not recognize collating symbols or equivalence
classes.
File: gawk.info, Node: GNU Regexp Operators, Next: Case-sensitivity, Prev: Bracket Expressions, Up: Regexp
3.5 `gawk'-Specific Regexp Operators
====================================
GNU software that deals with regular expressions provides a number of
additional regexp operators. These operators are described in this
minor node and are specific to `gawk'; they are not available in other
`awk' implementations. Most of the additional operators deal with word
matching. For our purposes, a "word" is a sequence of one or more
letters, digits, or underscores (`_'):
`\s'
Matches any whitespace character. Think of it as shorthand for
`[[:space:]]'.
`\S'
Matches any character that is not whitespace. Think of it as
shorthand for `[^[:space:]]'.
`\w'
Matches any word-constituent character--that is, it matches any
letter, digit, or underscore. Think of it as shorthand for
`[[:alnum:]_]'.
`\W'
Matches any character that is not word-constituent. Think of it
as shorthand for `[^[:alnum:]_]'.
`\<'
Matches the empty string at the beginning of a word. For example,
`/\<away/' matches `away' but not `stowaway'.
`\>'
Matches the empty string at the end of a word. For example,
`/stow\>/' matches `stow' but not `stowaway'.
`\y'
Matches the empty string at either the beginning or the end of a
word (i.e., the word boundar*y*). For example, `\yballs?\y'
matches either `ball' or `balls', as a separate word.
`\B'
Matches the empty string that occurs between two word-constituent
characters. For example, `/\Brat\B/' matches `crate' but it does
not match `dirty rat'. `\B' is essentially the opposite of `\y'.
There are two other operators that work on buffers. In Emacs, a
"buffer" is, naturally, an Emacs buffer. For other programs, `gawk''s
regexp library routines consider the entire string to match as the
buffer. The operators are:
`\`'
Matches the empty string at the beginning of a buffer (string).
`\''
Matches the empty string at the end of a buffer (string).
Because `^' and `$' always work in terms of the beginning and end of
strings, these operators don't add any new capabilities for `awk'.
They are provided for compatibility with other GNU software.
In other GNU software, the word-boundary operator is `\b'. However,
that conflicts with the `awk' language's definition of `\b' as
backspace, so `gawk' uses a different letter. An alternative method
would have been to require two backslashes in the GNU operators, but
this was deemed too confusing. The current method of using `\y' for the
GNU `\b' appears to be the lesser of two evils.
The various command-line options (*note Options::) control how
`gawk' interprets characters in regexps:
No options
In the default case, `gawk' provides all the facilities of POSIX
regexps and the GNU regexp operators described in *note Regexp
Operators::.
`--posix'
Only POSIX regexps are supported; the GNU operators are not special
(e.g., `\w' matches a literal `w'). Interval expressions are
allowed.
`--traditional'
Traditional Unix `awk' regexps are matched. The GNU operators are
not special, and interval expressions are not available. The
POSIX character classes (`[[:alnum:]]', etc.) are supported, as
Brian Kernighan's `awk' does support them. Characters described
by octal and hexadecimal escape sequences are treated literally,
even if they represent regexp metacharacters.
`--re-interval'
Allow interval expressions in regexps, if `--traditional' has been
provided. Otherwise, interval expressions are available by
default.
File: gawk.info, Node: Case-sensitivity, Next: Leftmost Longest, Prev: GNU Regexp Operators, Up: Regexp
3.6 Case Sensitivity in Matching
================================
Case is normally significant in regular expressions, both when matching
ordinary characters (i.e., not metacharacters) and inside bracket
expressions. Thus, a `w' in a regular expression matches only a
lowercase `w' and not an uppercase `W'.
The simplest way to do a case-independent match is to use a bracket
expression--for example, `[Ww]'. However, this can be cumbersome if
you need to use it often, and it can make the regular expressions harder
to read. There are two alternatives that you might prefer.
One way to perform a case-insensitive match at a particular point in
the program is to convert the data to a single case, using the
`tolower()' or `toupper()' built-in string functions (which we haven't
discussed yet; *note String Functions::). For example:
tolower($1) ~ /foo/ { ... }
converts the first field to lowercase before matching against it. This
works in any POSIX-compliant `awk'.
Another method, specific to `gawk', is to set the variable
`IGNORECASE' to a nonzero value (*note Built-in Variables::). When
`IGNORECASE' is not zero, _all_ regexp and string operations ignore
case. Changing the value of `IGNORECASE' dynamically controls the
case-sensitivity of the program as it runs. Case is significant by
default because `IGNORECASE' (like most variables) is initialized to
zero:
x = "aB"
if (x ~ /ab/) ... # this test will fail
IGNORECASE = 1
if (x ~ /ab/) ... # now it will succeed
In general, you cannot use `IGNORECASE' to make certain rules
case-insensitive and other rules case-sensitive, because there is no
straightforward way to set `IGNORECASE' just for the pattern of a
particular rule.(1) To do this, use either bracket expressions or
`tolower()'. However, one thing you can do with `IGNORECASE' only is
dynamically turn case-sensitivity on or off for all the rules at once.
`IGNORECASE' can be set on the command line or in a `BEGIN' rule
(*note Other Arguments::; also *note Using BEGIN/END::). Setting
`IGNORECASE' from the command line is a way to make a program
case-insensitive without having to edit it.
Both regexp and string comparison operations are affected by
`IGNORECASE'.
In multibyte locales, the equivalences between upper- and lowercase
characters are tested based on the wide-character values of the
locale's character set. Otherwise, the characters are tested based on
the ISO-8859-1 (ISO Latin-1) character set. This character set is a
superset of the traditional 128 ASCII characters, which also provides a
number of characters suitable for use with European languages.(2)
The value of `IGNORECASE' has no effect if `gawk' is in
compatibility mode (*note Options::). Case is always significant in
compatibility mode.
---------- Footnotes ----------
(1) Experienced C and C++ programmers will note that it is possible,
using something like `IGNORECASE = 1 && /foObAr/ { ... }' and
`IGNORECASE = 0 || /foobar/ { ... }'. However, this is somewhat
obscure and we don't recommend it.
(2) If you don't understand this, don't worry about it; it just
means that `gawk' does the right thing.
File: gawk.info, Node: Leftmost Longest, Next: Computed Regexps, Prev: Case-sensitivity, Up: Regexp
3.7 How Much Text Matches?
==========================
Consider the following:
echo aaaabcd | awk '{ sub(/a+/, "<A>"); print }'
This example uses the `sub()' function (which we haven't discussed
yet; *note String Functions::) to make a change to the input record.
Here, the regexp `/a+/' indicates "one or more `a' characters," and the
replacement text is `<A>'.
The input contains four `a' characters. `awk' (and POSIX) regular
expressions always match the leftmost, _longest_ sequence of input
characters that can match. Thus, all four `a' characters are replaced
with `<A>' in this example:
$ echo aaaabcd | awk '{ sub(/a+/, "<A>"); print }'
-| <A>bcd
For simple match/no-match tests, this is not so important. But when
doing text matching and substitutions with the `match()', `sub()',
`gsub()', and `gensub()' functions, it is very important. *Note String
Functions::, for more information on these functions. Understanding
this principle is also important for regexp-based record and field
splitting (*note Records::, and also *note Field Separators::).
File: gawk.info, Node: Computed Regexps, Prev: Leftmost Longest, Up: Regexp
3.8 Using Dynamic Regexps
=========================
The righthand side of a `~' or `!~' operator need not be a regexp
constant (i.e., a string of characters between slashes). It may be any
expression. The expression is evaluated and converted to a string if
necessary; the contents of the string are then used as the regexp. A
regexp computed in this way is called a "dynamic regexp":
BEGIN { digits_regexp = "[[:digit:]]+" }
$0 ~ digits_regexp { print }
This sets `digits_regexp' to a regexp that describes one or more digits,
and tests whether the input record matches this regexp.
NOTE: When using the `~' and `!~' operators, there is a difference
between a regexp constant enclosed in slashes and a string
constant enclosed in double quotes. If you are going to use a
string constant, you have to understand that the string is, in
essence, scanned _twice_: the first time when `awk' reads your
program, and the second time when it goes to match the string on
the lefthand side of the operator with the pattern on the right.
This is true of any string-valued expression (such as
`digits_regexp', shown previously), not just string constants.
What difference does it make if the string is scanned twice? The
answer has to do with escape sequences, and particularly with
backslashes. To get a backslash into a regular expression inside a
string, you have to type two backslashes.
For example, `/\*/' is a regexp constant for a literal `*'. Only
one backslash is needed. To do the same thing with a string, you have
to type `"\\*"'. The first backslash escapes the second one so that
the string actually contains the two characters `\' and `*'.
Given that you can use both regexp and string constants to describe
regular expressions, which should you use? The answer is "regexp
constants," for several reasons:
* String constants are more complicated to write and more difficult
to read. Using regexp constants makes your programs less
error-prone. Not understanding the difference between the two
kinds of constants is a common source of errors.
* It is more efficient to use regexp constants. `awk' can note that
you have supplied a regexp and store it internally in a form that
makes pattern matching more efficient. When using a string
constant, `awk' must first convert the string into this internal
form and then perform the pattern matching.
* Using regexp constants is better form; it shows clearly that you
intend a regexp match.
Advanced Notes: Using `\n' in Bracket Expressions of Dynamic Regexps
--------------------------------------------------------------------
Some commercial versions of `awk' do not allow the newline character to
be used inside a bracket expression for a dynamic regexp:
$ awk '$0 ~ "[ \t\n]"'
error--> awk: newline in character class [
error--> ]...
error--> source line number 1
error--> context is
error--> >>> <<<
But a newline in a regexp constant works with no problem:
$ awk '$0 ~ /[ \t\n]/'
here is a sample line
-| here is a sample line
Ctrl-d
`gawk' does not have this problem, and it isn't likely to occur
often in practice, but it's worth noting for future reference.
File: gawk.info, Node: Reading Files, Next: Printing, Prev: Regexp, Up: Top
4 Reading Input Files
*********************
In the typical `awk' program, `awk' reads all input either from the
standard input (by default, this is the keyboard, but often it is a
pipe from another command) or from files whose names you specify on the
`awk' command line. If you specify input files, `awk' reads them in
order, processing all the data from one before going on to the next.
The name of the current input file can be found in the built-in variable
`FILENAME' (*note Built-in Variables::).
The input is read in units called "records", and is processed by the
rules of your program one record at a time. By default, each record is
one line. Each record is automatically split into chunks called
"fields". This makes it more convenient for programs to work on the
parts of a record.
On rare occasions, you may need to use the `getline' command. The
`getline' command is valuable, both because it can do explicit input
from any number of files, and because the files used with it do not
have to be named on the `awk' command line (*note Getline::).
* Menu:
* Records:: Controlling how data is split into records.
* Fields:: An introduction to fields.
* Nonconstant Fields:: Nonconstant Field Numbers.
* Changing Fields:: Changing the Contents of a Field.
* Field Separators:: The field separator and how to change it.
* Constant Size:: Reading constant width data.
* Splitting By Content:: Defining Fields By Content
* Multiple Line:: Reading multi-line records.
* Getline:: Reading files under explicit program control
using the `getline' function.
* Read Timeout:: Reading input with a timeout.
* Command line directories:: What happens if you put a directory on the
command line.
File: gawk.info, Node: Records, Next: Fields, Up: Reading Files
4.1 How Input Is Split into Records
===================================
The `awk' utility divides the input for your `awk' program into records
and fields. `awk' keeps track of the number of records that have been
read so far from the current input file. This value is stored in a
built-in variable called `FNR'. It is reset to zero when a new file is
started. Another built-in variable, `NR', records the total number of
input records read so far from all data files. It starts at zero, but
is never automatically reset to zero.
Records are separated by a character called the "record separator".
By default, the record separator is the newline character. This is why
records are, by default, single lines. A different character can be
used for the record separator by assigning the character to the
built-in variable `RS'.
Like any other variable, the value of `RS' can be changed in the
`awk' program with the assignment operator, `=' (*note Assignment
Ops::). The new record-separator character should be enclosed in
quotation marks, which indicate a string constant. Often the right
time to do this is at the beginning of execution, before any input is
processed, so that the very first record is read with the proper
separator. To do this, use the special `BEGIN' pattern (*note
BEGIN/END::). For example:
awk 'BEGIN { RS = "/" }
{ print $0 }' BBS-list
changes the value of `RS' to `"/"', before reading any input. This is
a string whose first character is a slash; as a result, records are
separated by slashes. Then the input file is read, and the second rule
in the `awk' program (the action with no pattern) prints each record.
Because each `print' statement adds a newline at the end of its output,
this `awk' program copies the input with each slash changed to a
newline. Here are the results of running the program on `BBS-list':
$ awk 'BEGIN { RS = "/" }
> { print $0 }' BBS-list
-| aardvark 555-5553 1200
-| 300 B
-| alpo-net 555-3412 2400
-| 1200
-| 300 A
-| barfly 555-7685 1200
-| 300 A
-| bites 555-1675 2400
-| 1200
-| 300 A
-| camelot 555-0542 300 C
-| core 555-2912 1200
-| 300 C
-| fooey 555-1234 2400
-| 1200
-| 300 B
-| foot 555-6699 1200
-| 300 B
-| macfoo 555-6480 1200
-| 300 A
-| sdace 555-3430 2400
-| 1200
-| 300 A
-| sabafoo 555-2127 1200
-| 300 C
-|
Note that the entry for the `camelot' BBS is not split. In the
original data file (*note Sample Data Files::), the line looks like
this:
camelot 555-0542 300 C
It has one baud rate only, so there are no slashes in the record,
unlike the others which have two or more baud rates. In fact, this
record is treated as part of the record for the `core' BBS; the newline
separating them in the output is the original newline in the data file,
not the one added by `awk' when it printed the record!
Another way to change the record separator is on the command line,
using the variable-assignment feature (*note Other Arguments::):
awk '{ print $0 }' RS="/" BBS-list
This sets `RS' to `/' before processing `BBS-list'.
Using an unusual character such as `/' for the record separator
produces correct behavior in the vast majority of cases. However, the
following (extreme) pipeline prints a surprising `1':
$ echo | awk 'BEGIN { RS = "a" } ; { print NF }'
-| 1
There is one field, consisting of a newline. The value of the
built-in variable `NF' is the number of fields in the current record.
Reaching the end of an input file terminates the current input
record, even if the last character in the file is not the character in
`RS'. (d.c.)
The empty string `""' (a string without any characters) has a
special meaning as the value of `RS'. It means that records are
separated by one or more blank lines and nothing else. *Note Multiple
Line::, for more details.
If you change the value of `RS' in the middle of an `awk' run, the
new value is used to delimit subsequent records, but the record
currently being processed, as well as records already processed, are not
affected.
After the end of the record has been determined, `gawk' sets the
variable `RT' to the text in the input that matched `RS'.
When using `gawk', the value of `RS' is not limited to a
one-character string. It can be any regular expression (*note
Regexp::). (c.e.) In general, each record ends at the next string that
matches the regular expression; the next record starts at the end of
the matching string. This general rule is actually at work in the
usual case, where `RS' contains just a newline: a record ends at the
beginning of the next matching string (the next newline in the input),
and the following record starts just after the end of this string (at
the first character of the following line). The newline, because it
matches `RS', is not part of either record.
When `RS' is a single character, `RT' contains the same single
character. However, when `RS' is a regular expression, `RT' contains
the actual input text that matched the regular expression.
If the input file ended without any text that matches `RS', `gawk'
sets `RT' to the null string.
The following example illustrates both of these features. It sets
`RS' equal to a regular expression that matches either a newline or a
series of one or more uppercase letters with optional leading and/or
trailing whitespace:
$ echo record 1 AAAA record 2 BBBB record 3 |
> gawk 'BEGIN { RS = "\n|( *[[:upper:]]+ *)" }
> { print "Record =", $0, "and RT =", RT }'
-| Record = record 1 and RT = AAAA
-| Record = record 2 and RT = BBBB
-| Record = record 3 and RT =
-|
The final line of output has an extra blank line. This is because the
value of `RT' is a newline, and the `print' statement supplies its own
terminating newline. *Note Simple Sed::, for a more useful example of
`RS' as a regexp and `RT'.
If you set `RS' to a regular expression that allows optional
trailing text, such as `RS = "abc(XYZ)?"' it is possible, due to
implementation constraints, that `gawk' may match the leading part of
the regular expression, but not the trailing part, particularly if the
input text that could match the trailing part is fairly long. `gawk'
attempts to avoid this problem, but currently, there's no guarantee
that this will never happen.
NOTE: Remember that in `awk', the `^' and `$' anchor
metacharacters match the beginning and end of a _string_, and not
the beginning and end of a _line_. As a result, something like
`RS = "^[[:upper:]]"' can only match at the beginning of a file.
This is because `gawk' views the input file as one long string
that happens to contain newline characters in it. It is thus best
to avoid anchor characters in the value of `RS'.
The use of `RS' as a regular expression and the `RT' variable are
`gawk' extensions; they are not available in compatibility mode (*note
Options::). In compatibility mode, only the first character of the
value of `RS' is used to determine the end of the record.
Advanced Notes: `RS = "\0"' Is Not Portable
-------------------------------------------
There are times when you might want to treat an entire data file as a
single record. The only way to make this happen is to give `RS' a
value that you know doesn't occur in the input file. This is hard to
do in a general way, such that a program always works for arbitrary
input files.
You might think that for text files, the NUL character, which
consists of a character with all bits equal to zero, is a good value to
use for `RS' in this case:
BEGIN { RS = "\0" } # whole file becomes one record?
`gawk' in fact accepts this, and uses the NUL character for the
record separator. However, this usage is _not_ portable to other `awk'
implementations.
All other `awk' implementations(1) store strings internally as
C-style strings. C strings use the NUL character as the string
terminator. In effect, this means that `RS = "\0"' is the same as `RS
= ""'. (d.c.)
The best way to treat a whole file as a single record is to simply
read the file in, one record at a time, concatenating each record onto
the end of the previous ones.
---------- Footnotes ----------
(1) At least that we know about.
File: gawk.info, Node: Fields, Next: Nonconstant Fields, Prev: Records, Up: Reading Files
4.2 Examining Fields
====================
When `awk' reads an input record, the record is automatically "parsed"
or separated by the `awk' utility into chunks called "fields". By
default, fields are separated by "whitespace", like words in a line.
Whitespace in `awk' means any string of one or more spaces, TABs, or
newlines;(1) other characters, such as formfeed, vertical tab, etc.,
that are considered whitespace by other languages, are _not_ considered
whitespace by `awk'.
The purpose of fields is to make it more convenient for you to refer
to these pieces of the record. You don't have to use them--you can
operate on the whole record if you want--but fields are what make
simple `awk' programs so powerful.
A dollar-sign (`$') is used to refer to a field in an `awk' program,
followed by the number of the field you want. Thus, `$1' refers to the
first field, `$2' to the second, and so on. (Unlike the Unix shells,
the field numbers are not limited to single digits. `$127' is the one
hundred twenty-seventh field in the record.) For example, suppose the
following is a line of input:
This seems like a pretty nice example.
Here the first field, or `$1', is `This', the second field, or `$2', is
`seems', and so on. Note that the last field, `$7', is `example.'.
Because there is no space between the `e' and the `.', the period is
considered part of the seventh field.
`NF' is a built-in variable whose value is the number of fields in
the current record. `awk' automatically updates the value of `NF' each
time it reads a record. No matter how many fields there are, the last
field in a record can be represented by `$NF'. So, `$NF' is the same
as `$7', which is `example.'. If you try to reference a field beyond
the last one (such as `$8' when the record has only seven fields), you
get the empty string. (If used in a numeric operation, you get zero.)
The use of `$0', which looks like a reference to the "zero-th"
field, is a special case: it represents the whole input record when you
are not interested in specific fields. Here are some more examples:
$ awk '$1 ~ /foo/ { print $0 }' BBS-list
-| fooey 555-1234 2400/1200/300 B
-| foot 555-6699 1200/300 B
-| macfoo 555-6480 1200/300 A
-| sabafoo 555-2127 1200/300 C
This example prints each record in the file `BBS-list' whose first
field contains the string `foo'. The operator `~' is called a
"matching operator" (*note Regexp Usage::); it tests whether a string
(here, the field `$1') matches a given regular expression.
By contrast, the following example looks for `foo' in _the entire
record_ and prints the first field and the last field for each matching
input record:
$ awk '/foo/ { print $1, $NF }' BBS-list
-| fooey B
-| foot B
-| macfoo A
-| sabafoo C
---------- Footnotes ----------
(1) In POSIX `awk', newlines are not considered whitespace for
separating fields.
File: gawk.info, Node: Nonconstant Fields, Next: Changing Fields, Prev: Fields, Up: Reading Files
4.3 Nonconstant Field Numbers
=============================
The number of a field does not need to be a constant. Any expression in
the `awk' language can be used after a `$' to refer to a field. The
value of the expression specifies the field number. If the value is a
string, rather than a number, it is converted to a number. Consider
this example:
awk '{ print $NR }'
Recall that `NR' is the number of records read so far: one in the first
record, two in the second, etc. So this example prints the first field
of the first record, the second field of the second record, and so on.
For the twentieth record, field number 20 is printed; most likely, the
record has fewer than 20 fields, so this prints a blank line. Here is
another example of using expressions as field numbers:
awk '{ print $(2*2) }' BBS-list
`awk' evaluates the expression `(2*2)' and uses its value as the
number of the field to print. The `*' sign represents multiplication,
so the expression `2*2' evaluates to four. The parentheses are used so
that the multiplication is done before the `$' operation; they are
necessary whenever there is a binary operator in the field-number
expression. This example, then, prints the hours of operation (the
fourth field) for every line of the file `BBS-list'. (All of the `awk'
operators are listed, in order of decreasing precedence, in *note
Precedence::.)
If the field number you compute is zero, you get the entire record.
Thus, `$(2-2)' has the same value as `$0'. Negative field numbers are
not allowed; trying to reference one usually terminates the program.
(The POSIX standard does not define what happens when you reference a
negative field number. `gawk' notices this and terminates your
program. Other `awk' implementations may behave differently.)
As mentioned in *note Fields::, `awk' stores the current record's
number of fields in the built-in variable `NF' (also *note Built-in
Variables::). The expression `$NF' is not a special feature--it is the
direct consequence of evaluating `NF' and using its value as a field
number.
File: gawk.info, Node: Changing Fields, Next: Field Separators, Prev: Nonconstant Fields, Up: Reading Files
4.4 Changing the Contents of a Field
====================================
The contents of a field, as seen by `awk', can be changed within an
`awk' program; this changes what `awk' perceives as the current input
record. (The actual input is untouched; `awk' _never_ modifies the
input file.) Consider the following example and its output:
$ awk '{ nboxes = $3 ; $3 = $3 - 10
> print nboxes, $3 }' inventory-shipped
-| 25 15
-| 32 22
-| 24 14
...
The program first saves the original value of field three in the
variable `nboxes'. The `-' sign represents subtraction, so this
program reassigns field three, `$3', as the original value of field
three minus ten: `$3 - 10'. (*Note Arithmetic Ops::.) Then it prints
the original and new values for field three. (Someone in the warehouse
made a consistent mistake while inventorying the red boxes.)
For this to work, the text in field `$3' must make sense as a
number; the string of characters must be converted to a number for the
computer to do arithmetic on it. The number resulting from the
subtraction is converted back to a string of characters that then
becomes field three. *Note Conversion::.
When the value of a field is changed (as perceived by `awk'), the
text of the input record is recalculated to contain the new field where
the old one was. In other words, `$0' changes to reflect the altered
field. Thus, this program prints a copy of the input file, with 10
subtracted from the second field of each line:
$ awk '{ $2 = $2 - 10; print $0 }' inventory-shipped
-| Jan 3 25 15 115
-| Feb 5 32 24 226
-| Mar 5 24 34 228
...
It is also possible to also assign contents to fields that are out
of range. For example:
$ awk '{ $6 = ($5 + $4 + $3 + $2)
> print $6 }' inventory-shipped
-| 168
-| 297
-| 301
...
We've just created `$6', whose value is the sum of fields `$2', `$3',
`$4', and `$5'. The `+' sign represents addition. For the file
`inventory-shipped', `$6' represents the total number of parcels
shipped for a particular month.
Creating a new field changes `awk''s internal copy of the current
input record, which is the value of `$0'. Thus, if you do `print $0'
after adding a field, the record printed includes the new field, with
the appropriate number of field separators between it and the previously
existing fields.
This recomputation affects and is affected by `NF' (the number of
fields; *note Fields::). For example, the value of `NF' is set to the
number of the highest field you create. The exact format of `$0' is
also affected by a feature that has not been discussed yet: the "output
field separator", `OFS', used to separate the fields (*note Output
Separators::).
Note, however, that merely _referencing_ an out-of-range field does
_not_ change the value of either `$0' or `NF'. Referencing an
out-of-range field only produces an empty string. For example:
if ($(NF+1) != "")
print "can't happen"
else
print "everything is normal"
should print `everything is normal', because `NF+1' is certain to be
out of range. (*Note If Statement::, for more information about
`awk''s `if-else' statements. *Note Typing and Comparison::, for more
information about the `!=' operator.)
It is important to note that making an assignment to an existing
field changes the value of `$0' but does not change the value of `NF',
even when you assign the empty string to a field. For example:
$ echo a b c d | awk '{ OFS = ":"; $2 = ""
> print $0; print NF }'
-| a::c:d
-| 4
The field is still there; it just has an empty value, denoted by the
two colons between `a' and `c'. This example shows what happens if you
create a new field:
$ echo a b c d | awk '{ OFS = ":"; $2 = ""; $6 = "new"
> print $0; print NF }'
-| a::c:d::new
-| 6
The intervening field, `$5', is created with an empty value (indicated
by the second pair of adjacent colons), and `NF' is updated with the
value six.
Decrementing `NF' throws away the values of the fields after the new
value of `NF' and recomputes `$0'. (d.c.) Here is an example:
$ echo a b c d e f | awk '{ print "NF =", NF;
> NF = 3; print $0 }'
-| NF = 6
-| a b c
CAUTION: Some versions of `awk' don't rebuild `$0' when `NF' is
decremented. Caveat emptor.
Finally, there are times when it is convenient to force `awk' to
rebuild the entire record, using the current value of the fields and
`OFS'. To do this, use the seemingly innocuous assignment:
$1 = $1 # force record to be reconstituted
print $0 # or whatever else with $0
This forces `awk' to rebuild the record. It does help to add a
comment, as we've shown here.
There is a flip side to the relationship between `$0' and the
fields. Any assignment to `$0' causes the record to be reparsed into
fields using the _current_ value of `FS'. This also applies to any
built-in function that updates `$0', such as `sub()' and `gsub()'
(*note String Functions::).
Advanced Notes: Understanding `$0'
----------------------------------
It is important to remember that `$0' is the _full_ record, exactly as
it was read from the input. This includes any leading or trailing
whitespace, and the exact whitespace (or other characters) that
separate the fields.
It is a not-uncommon error to try to change the field separators in
a record simply by setting `FS' and `OFS', and then expecting a plain
`print' or `print $0' to print the modified record.
But this does not work, since nothing was done to change the record
itself. Instead, you must force the record to be rebuilt, typically
with a statement such as `$1 = $1', as described earlier.
File: gawk.info, Node: Field Separators, Next: Constant Size, Prev: Changing Fields, Up: Reading Files
4.5 Specifying How Fields Are Separated
=======================================
* Menu:
* Default Field Splitting:: How fields are normally separated.
* Regexp Field Splitting:: Using regexps as the field separator.
* Single Character Fields:: Making each character a separate field.
* Command Line Field Separator:: Setting `FS' from the command-line.
* Field Splitting Summary:: Some final points and a summary table.
The "field separator", which is either a single character or a
regular expression, controls the way `awk' splits an input record into
fields. `awk' scans the input record for character sequences that
match the separator; the fields themselves are the text between the
matches.
In the examples that follow, we use the bullet symbol (*) to
represent spaces in the output. If the field separator is `oo', then
the following line:
moo goo gai pan
is split into three fields: `m', `*g', and `*gai*pan'. Note the
leading spaces in the values of the second and third fields.
The field separator is represented by the built-in variable `FS'.
Shell programmers take note: `awk' does _not_ use the name `IFS' that
is used by the POSIX-compliant shells (such as the Unix Bourne shell,
`sh', or Bash).
The value of `FS' can be changed in the `awk' program with the
assignment operator, `=' (*note Assignment Ops::). Often the right
time to do this is at the beginning of execution before any input has
been processed, so that the very first record is read with the proper
separator. To do this, use the special `BEGIN' pattern (*note
BEGIN/END::). For example, here we set the value of `FS' to the string
`","':
awk 'BEGIN { FS = "," } ; { print $2 }'
Given the input line:
John Q. Smith, 29 Oak St., Walamazoo, MI 42139
this `awk' program extracts and prints the string `*29*Oak*St.'.
Sometimes the input data contains separator characters that don't
separate fields the way you thought they would. For instance, the
person's name in the example we just used might have a title or suffix
attached, such as:
John Q. Smith, LXIX, 29 Oak St., Walamazoo, MI 42139
The same program would extract `*LXIX', instead of `*29*Oak*St.'. If
you were expecting the program to print the address, you would be
surprised. The moral is to choose your data layout and separator
characters carefully to prevent such problems. (If the data is not in
a form that is easy to process, perhaps you can massage it first with a
separate `awk' program.)
File: gawk.info, Node: Default Field Splitting, Next: Regexp Field Splitting, Up: Field Separators
4.5.1 Whitespace Normally Separates Fields
------------------------------------------
Fields are normally separated by whitespace sequences (spaces, TABs,
and newlines), not by single spaces. Two spaces in a row do not
delimit an empty field. The default value of the field separator `FS'
is a string containing a single space, `" "'. If `awk' interpreted
this value in the usual way, each space character would separate
fields, so two spaces in a row would make an empty field between them.
The reason this does not happen is that a single space as the value of
`FS' is a special case--it is taken to specify the default manner of
delimiting fields.
If `FS' is any other single character, such as `","', then each
occurrence of that character separates two fields. Two consecutive
occurrences delimit an empty field. If the character occurs at the
beginning or the end of the line, that too delimits an empty field. The
space character is the only single character that does not follow these
rules.
File: gawk.info, Node: Regexp Field Splitting, Next: Single Character Fields, Prev: Default Field Splitting, Up: Field Separators
4.5.2 Using Regular Expressions to Separate Fields
--------------------------------------------------
The previous node discussed the use of single characters or simple
strings as the value of `FS'. More generally, the value of `FS' may be
a string containing any regular expression. In this case, each match
in the record for the regular expression separates fields. For
example, the assignment:
FS = ", \t"
makes every area of an input line that consists of a comma followed by a
space and a TAB into a field separator. (`\t' is an "escape sequence"
that stands for a TAB; *note Escape Sequences::, for the complete list
of similar escape sequences.)
For a less trivial example of a regular expression, try using single
spaces to separate fields the way single commas are used. `FS' can be
set to `"[ ]"' (left bracket, space, right bracket). This regular
expression matches a single space and nothing else (*note Regexp::).
There is an important difference between the two cases of `FS = " "'
(a single space) and `FS = "[ \t\n]+"' (a regular expression matching
one or more spaces, TABs, or newlines). For both values of `FS',
fields are separated by "runs" (multiple adjacent occurrences) of
spaces, TABs, and/or newlines. However, when the value of `FS' is
`" "', `awk' first strips leading and trailing whitespace from the
record and then decides where the fields are. For example, the
following pipeline prints `b':
$ echo ' a b c d ' | awk '{ print $2 }'
-| b
However, this pipeline prints `a' (note the extra spaces around each
letter):
$ echo ' a b c d ' | awk 'BEGIN { FS = "[ \t\n]+" }
> { print $2 }'
-| a
In this case, the first field is "null" or empty.
The stripping of leading and trailing whitespace also comes into
play whenever `$0' is recomputed. For instance, study this pipeline:
$ echo ' a b c d' | awk '{ print; $2 = $2; print }'
-| a b c d
-| a b c d
The first `print' statement prints the record as it was read, with
leading whitespace intact. The assignment to `$2' rebuilds `$0' by
concatenating `$1' through `$NF' together, separated by the value of
`OFS'. Because the leading whitespace was ignored when finding `$1',
it is not part of the new `$0'. Finally, the last `print' statement
prints the new `$0'.
There is an additional subtlety to be aware of when using regular
expressions for field splitting. It is not well-specified in the POSIX
standard, or anywhere else, what `^' means when splitting fields. Does
the `^' match only at the beginning of the entire record? Or is each
field separator a new string? It turns out that different `awk'
versions answer this question differently, and you should not rely on
any specific behavior in your programs. (d.c.)
As a point of information, Brian Kernighan's `awk' allows `^' to
match only at the beginning of the record. `gawk' also works this way.
For example:
$ echo 'xxAA xxBxx C' |
> gawk -F '(^x+)|( +)' '{ for (i = 1; i <= NF; i++)
> printf "-->%s<--\n", $i }'
-| --><--
-| -->AA<--
-| -->xxBxx<--
-| -->C<--
File: gawk.info, Node: Single Character Fields, Next: Command Line Field Separator, Prev: Regexp Field Splitting, Up: Field Separators
4.5.3 Making Each Character a Separate Field
--------------------------------------------
There are times when you may want to examine each character of a record
separately. This can be done in `gawk' by simply assigning the null
string (`""') to `FS'. (c.e.) In this case, each individual character
in the record becomes a separate field. For example:
$ echo a b | gawk 'BEGIN { FS = "" }
> {
> for (i = 1; i <= NF; i = i + 1)
> print "Field", i, "is", $i
> }'
-| Field 1 is a
-| Field 2 is
-| Field 3 is b
Traditionally, the behavior of `FS' equal to `""' was not defined.
In this case, most versions of Unix `awk' simply treat the entire record
as only having one field. (d.c.) In compatibility mode (*note
Options::), if `FS' is the null string, then `gawk' also behaves this
way.
File: gawk.info, Node: Command Line Field Separator, Next: Field Splitting Summary, Prev: Single Character Fields, Up: Field Separators
4.5.4 Setting `FS' from the Command Line
----------------------------------------
`FS' can be set on the command line. Use the `-F' option to do so.
For example:
awk -F, 'PROGRAM' INPUT-FILES
sets `FS' to the `,' character. Notice that the option uses an
uppercase `F' instead of a lowercase `f'. The latter option (`-f')
specifies a file containing an `awk' program. Case is significant in
command-line options: the `-F' and `-f' options have nothing to do with
each other. You can use both options at the same time to set the `FS'
variable _and_ get an `awk' program from a file.
The value used for the argument to `-F' is processed in exactly the
same way as assignments to the built-in variable `FS'. Any special
characters in the field separator must be escaped appropriately. For
example, to use a `\' as the field separator on the command line, you
would have to type:
# same as FS = "\\"
awk -F\\\\ '...' files ...
Because `\' is used for quoting in the shell, `awk' sees `-F\\'. Then
`awk' processes the `\\' for escape characters (*note Escape
Sequences::), finally yielding a single `\' to use for the field
separator.
As a special case, in compatibility mode (*note Options::), if the
argument to `-F' is `t', then `FS' is set to the TAB character. If you
type `-F\t' at the shell, without any quotes, the `\' gets deleted, so
`awk' figures that you really want your fields to be separated with
TABs and not `t's. Use `-v FS="t"' or `-F"[t]"' on the command line if
you really do want to separate your fields with `t's.
As an example, let's use an `awk' program file called `baud.awk'
that contains the pattern `/300/' and the action `print $1':
/300/ { print $1 }
Let's also set `FS' to be the `-' character and run the program on
the file `BBS-list'. The following command prints a list of the names
of the bulletin boards that operate at 300 baud and the first three
digits of their phone numbers:
$ awk -F- -f baud.awk BBS-list
-| aardvark 555
-| alpo
-| barfly 555
-| bites 555
-| camelot 555
-| core 555
-| fooey 555
-| foot 555
-| macfoo 555
-| sdace 555
-| sabafoo 555
Note the second line of output. The second line in the original file
looked like this:
alpo-net 555-3412 2400/1200/300 A
The `-' as part of the system's name was used as the field
separator, instead of the `-' in the phone number that was originally
intended. This demonstrates why you have to be careful in choosing
your field and record separators.
Perhaps the most common use of a single character as the field
separator occurs when processing the Unix system password file. On
many Unix systems, each user has a separate entry in the system password
file, one line per user. The information in these lines is separated
by colons. The first field is the user's login name and the second is
the user's (encrypted or shadow) password. A password file entry might
look like this:
arnold:xyzzy:2076:10:Arnold Robbins:/home/arnold:/bin/bash
The following program searches the system password file and prints
the entries for users who have no password:
awk -F: '$2 == ""' /etc/passwd
File: gawk.info, Node: Field Splitting Summary, Prev: Command Line Field Separator, Up: Field Separators
4.5.5 Field-Splitting Summary
-----------------------------
It is important to remember that when you assign a string constant as
the value of `FS', it undergoes normal `awk' string processing. For
example, with Unix `awk' and `gawk', the assignment `FS = "\.."'
assigns the character string `".."' to `FS' (the backslash is
stripped). This creates a regexp meaning "fields are separated by
occurrences of any two characters." If instead you want fields to be
separated by a literal period followed by any single character, use `FS
= "\\.."'.
The following table summarizes how fields are split, based on the
value of `FS' (`==' means "is equal to"):
`FS == " "'
Fields are separated by runs of whitespace. Leading and trailing
whitespace are ignored. This is the default.
`FS == ANY OTHER SINGLE CHARACTER'
Fields are separated by each occurrence of the character. Multiple
successive occurrences delimit empty fields, as do leading and
trailing occurrences. The character can even be a regexp
metacharacter; it does not need to be escaped.
`FS == REGEXP'
Fields are separated by occurrences of characters that match
REGEXP. Leading and trailing matches of REGEXP delimit empty
fields.
`FS == ""'
Each individual character in the record becomes a separate field.
(This is a `gawk' extension; it is not specified by the POSIX
standard.)
Advanced Notes: Changing `FS' Does Not Affect the Fields
--------------------------------------------------------
According to the POSIX standard, `awk' is supposed to behave as if each
record is split into fields at the time it is read. In particular,
this means that if you change the value of `FS' after a record is read,
the value of the fields (i.e., how they were split) should reflect the
old value of `FS', not the new one.
However, many older implementations of `awk' do not work this way.
Instead, they defer splitting the fields until a field is actually
referenced. The fields are split using the _current_ value of `FS'!
(d.c.) This behavior can be difficult to diagnose. The following
example illustrates the difference between the two methods. (The
`sed'(1) command prints just the first line of `/etc/passwd'.)
sed 1q /etc/passwd | awk '{ FS = ":" ; print $1 }'
which usually prints:
root
on an incorrect implementation of `awk', while `gawk' prints something
like:
root:nSijPlPhZZwgE:0:0:Root:/:
Advanced Notes: `FS' and `IGNORECASE'
-------------------------------------
The `IGNORECASE' variable (*note User-modified::) affects field
splitting _only_ when the value of `FS' is a regexp. It has no effect
when `FS' is a single character, even if that character is a letter.
Thus, in the following code:
FS = "c"
IGNORECASE = 1
$0 = "aCa"
print $1
The output is `aCa'. If you really want to split fields on an
alphabetic character while ignoring case, use a regexp that will do it
for you. E.g., `FS = "[c]"'. In this case, `IGNORECASE' will take
effect.
---------- Footnotes ----------
(1) The `sed' utility is a "stream editor." Its behavior is also
defined by the POSIX standard.
File: gawk.info, Node: Constant Size, Next: Splitting By Content, Prev: Field Separators, Up: Reading Files
4.6 Reading Fixed-Width Data
============================
(This minor node discusses an advanced feature of `awk'. If you are a
novice `awk' user, you might want to skip it on the first reading.)
`gawk' provides a facility for dealing with fixed-width fields with no
distinctive field separator. For example, data of this nature arises
in the input for old Fortran programs where numbers are run together,
or in the output of programs that did not anticipate the use of their
output as input for other programs.
An example of the latter is a table where all the columns are lined
up by the use of a variable number of spaces and _empty fields are just
spaces_. Clearly, `awk''s normal field splitting based on `FS' does
not work well in this case. Although a portable `awk' program can use
a series of `substr()' calls on `$0' (*note String Functions::), this
is awkward and inefficient for a large number of fields.
The splitting of an input record into fixed-width fields is
specified by assigning a string containing space-separated numbers to
the built-in variable `FIELDWIDTHS'. Each number specifies the width
of the field, _including_ columns between fields. If you want to
ignore the columns between fields, you can specify the width as a
separate field that is subsequently ignored. It is a fatal error to
supply a field width that is not a positive number. The following data
is the output of the Unix `w' utility. It is useful to illustrate the
use of `FIELDWIDTHS':
10:06pm up 21 days, 14:04, 23 users
User tty login idle JCPU PCPU what
hzuo ttyV0 8:58pm 9 5 vi p24.tex
hzang ttyV3 6:37pm 50 -csh
eklye ttyV5 9:53pm 7 1 em thes.tex
dportein ttyV6 8:17pm 1:47 -csh
gierd ttyD3 10:00pm 1 elm
dave ttyD4 9:47pm 4 4 w
brent ttyp0 26Jun91 4:46 26:46 4:41 bash
dave ttyq4 26Jun9115days 46 46 wnewmail
The following program takes the above input, converts the idle time
to number of seconds, and prints out the first two fields and the
calculated idle time:
NOTE: This program uses a number of `awk' features that haven't
been introduced yet.
BEGIN { FIELDWIDTHS = "9 6 10 6 7 7 35" }
NR > 2 {
idle = $4
sub(/^ */, "", idle) # strip leading spaces
if (idle == "")
idle = 0
if (idle ~ /:/) {
split(idle, t, ":")
idle = t[1] * 60 + t[2]
}
if (idle ~ /days/)
idle *= 24 * 60 * 60
print $1, $2, idle
}
Running the program on the data produces the following results:
hzuo ttyV0 0
hzang ttyV3 50
eklye ttyV5 0
dportein ttyV6 107
gierd ttyD3 1
dave ttyD4 0
brent ttyp0 286
dave ttyq4 1296000
Another (possibly more practical) example of fixed-width input data
is the input from a deck of balloting cards. In some parts of the
United States, voters mark their choices by punching holes in computer
cards. These cards are then processed to count the votes for any
particular candidate or on any particular issue. Because a voter may
choose not to vote on some issue, any column on the card may be empty.
An `awk' program for processing such data could use the `FIELDWIDTHS'
feature to simplify reading the data. (Of course, getting `gawk' to
run on a system with card readers is another story!)
Assigning a value to `FS' causes `gawk' to use `FS' for field
splitting again. Use `FS = FS' to make this happen, without having to
know the current value of `FS'. In order to tell which kind of field
splitting is in effect, use `PROCINFO["FS"]' (*note Auto-set::). The
value is `"FS"' if regular field splitting is being used, or it is
`"FIELDWIDTHS"' if fixed-width field splitting is being used:
if (PROCINFO["FS"] == "FS")
REGULAR FIELD SPLITTING ...
else if (PROCINFO["FS"] == "FIELDWIDTHS")
FIXED-WIDTH FIELD SPLITTING ...
else
CONTENT-BASED FIELD SPLITTING ... (see next minor node)
This information is useful when writing a function that needs to
temporarily change `FS' or `FIELDWIDTHS', read some records, and then
restore the original settings (*note Passwd Functions::, for an example
of such a function).
File: gawk.info, Node: Splitting By Content, Next: Multiple Line, Prev: Constant Size, Up: Reading Files
4.7 Defining Fields By Content
==============================
(This minor node discusses an advanced feature of `awk'. If you are a
novice `awk' user, you might want to skip it on the first reading.)
Normally, when using `FS', `gawk' defines the fields as the parts of
the record that occur in between each field separator. In other words,
`FS' defines what a field _is not_, instead of what a field _is_.
However, there are times when you really want to define the fields by
what they are, and not by what they are not.
The most notorious such case is so-called "comma separated value"
(CSV) data. Many spreadsheet programs, for example, can export their
data into text files, where each record is terminated with a newline,
and fields are separated by commas. If only commas separated the data,
there wouldn't be an issue. The problem comes when one of the fields
contains an _embedded_ comma. While there is no formal standard
specification for CSV data(1), in such cases, most programs embed the
field in double quotes. So we might have data like this:
Robbins,Arnold,"1234 A Pretty Street, NE",MyTown,MyState,12345-6789,USA
The `FPAT' variable offers a solution for cases like this. The
value of `FPAT' should be a string that provides a regular expression.
This regular expression describes the contents of each field.
In the case of CSV data as presented above, each field is either
"anything that is not a comma," or "a double quote, anything that is
not a double quote, and a closing double quote." If written as a
regular expression constant (*note Regexp::), we would have
`/([^,]+)|("[^"]+")/'. Writing this as a string requires us to escape
the double quotes, leading to:
FPAT = "([^,]+)|(\"[^\"]+\")"
Putting this to use, here is a simple program to parse the data:
BEGIN {
FPAT = "([^,]+)|(\"[^\"]+\")"
}
{
print "NF = ", NF
for (i = 1; i <= NF; i++) {
printf("$%d = <%s>\n", i, $i)
}
}
When run, we get the following:
$ gawk -f simple-csv.awk addresses.csv
NF = 7
$1 = <Robbins>
$2 = <Arnold>
$3 = <"1234 A Pretty Street, NE">
$4 = <MyTown>
$5 = <MyState>
$6 = <12345-6789>
$7 = <USA>
Note the embedded comma in the value of `$3'.
A straightforward improvement when processing CSV data of this sort
would be to remove the quotes when they occur, with something like this:
if (substr($i, 1, 1) == "\"") {
len = length($i)
$i = substr($i, 2, len - 2) # Get text within the two quotes
}
As with `FS', the `IGNORECASE' variable (*note User-modified::)
affects field splitting with `FPAT'.
Similar to `FIELDWIDTHS', the value of `PROCINFO["FS"]' will be
`"FPAT"' if content-based field splitting is being used.
NOTE: Some programs export CSV data that contains embedded
newlines between the double quotes. `gawk' provides no way to
deal with this. Since there is no formal specification for CSV
data, there isn't much more to be done; the `FPAT' mechanism
provides an elegant solution for the majority of cases, and the
`gawk' maintainer is satisfied with that.
As written, the regexp used for `FPAT' requires that each field have
a least one character. A straightforward modification (changing
changed the first `+' to `*') allows fields to be empty:
FPAT = "([^,]*)|(\"[^\"]+\")"
Finally, the `patsplit()' function makes the same functionality
available for splitting regular strings (*note String Functions::).
---------- Footnotes ----------
(1) At least, we don't know of one.
File: gawk.info, Node: Multiple Line, Next: Getline, Prev: Splitting By Content, Up: Reading Files
4.8 Multiple-Line Records
=========================
In some databases, a single line cannot conveniently hold all the
information in one entry. In such cases, you can use multiline
records. The first step in doing this is to choose your data format.
One technique is to use an unusual character or string to separate
records. For example, you could use the formfeed character (written
`\f' in `awk', as in C) to separate them, making each record a page of
the file. To do this, just set the variable `RS' to `"\f"' (a string
containing the formfeed character). Any other character could equally
well be used, as long as it won't be part of the data in a record.
Another technique is to have blank lines separate records. By a
special dispensation, an empty string as the value of `RS' indicates
that records are separated by one or more blank lines. When `RS' is set
to the empty string, each record always ends at the first blank line
encountered. The next record doesn't start until the first nonblank
line that follows. No matter how many blank lines appear in a row, they
all act as one record separator. (Blank lines must be completely
empty; lines that contain only whitespace do not count.)
You can achieve the same effect as `RS = ""' by assigning the string
`"\n\n+"' to `RS'. This regexp matches the newline at the end of the
record and one or more blank lines after the record. In addition, a
regular expression always matches the longest possible sequence when
there is a choice (*note Leftmost Longest::). So the next record
doesn't start until the first nonblank line that follows--no matter how
many blank lines appear in a row, they are considered one record
separator.
There is an important difference between `RS = ""' and `RS =
"\n\n+"'. In the first case, leading newlines in the input data file
are ignored, and if a file ends without extra blank lines after the
last record, the final newline is removed from the record. In the
second case, this special processing is not done. (d.c.)
Now that the input is separated into records, the second step is to
separate the fields in the record. One way to do this is to divide each
of the lines into fields in the normal manner. This happens by default
as the result of a special feature. When `RS' is set to the empty
string, _and_ `FS' is set to a single character, the newline character
_always_ acts as a field separator. This is in addition to whatever
field separations result from `FS'.(1)
The original motivation for this special exception was probably to
provide useful behavior in the default case (i.e., `FS' is equal to
`" "'). This feature can be a problem if you really don't want the
newline character to separate fields, because there is no way to
prevent it. However, you can work around this by using the `split()'
function to break up the record manually (*note String Functions::).
If you have a single character field separator, you can work around the
special feature in a different way, by making `FS' into a regexp for
that single character. For example, if the field separator is a
percent character, instead of `FS = "%"', use `FS = "[%]"'.
Another way to separate fields is to put each field on a separate
line: to do this, just set the variable `FS' to the string `"\n"'.
(This single character separator matches a single newline.) A
practical example of a data file organized this way might be a mailing
list, where each entry is separated by blank lines. Consider a mailing
list in a file named `addresses', which looks like this:
Jane Doe
123 Main Street
Anywhere, SE 12345-6789
John Smith
456 Tree-lined Avenue
Smallville, MW 98765-4321
...
A simple program to process this file is as follows:
# addrs.awk --- simple mailing list program
# Records are separated by blank lines.
# Each line is one field.
BEGIN { RS = "" ; FS = "\n" }
{
print "Name is:", $1
print "Address is:", $2
print "City and State are:", $3
print ""
}
Running the program produces the following output:
$ awk -f addrs.awk addresses
-| Name is: Jane Doe
-| Address is: 123 Main Street
-| City and State are: Anywhere, SE 12345-6789
-|
-| Name is: John Smith
-| Address is: 456 Tree-lined Avenue
-| City and State are: Smallville, MW 98765-4321
-|
...
*Note Labels Program::, for a more realistic program that deals with
address lists. The following table summarizes how records are split,
based on the value of `RS'. (`==' means "is equal to.")
`RS == "\n"'
Records are separated by the newline character (`\n'). In effect,
every line in the data file is a separate record, including blank
lines. This is the default.
`RS == ANY SINGLE CHARACTER'
Records are separated by each occurrence of the character.
Multiple successive occurrences delimit empty records.
`RS == ""'
Records are separated by runs of blank lines. When `FS' is a
single character, then the newline character always serves as a
field separator, in addition to whatever value `FS' may have.
Leading and trailing newlines in a file are ignored.
`RS == REGEXP'
Records are separated by occurrences of characters that match
REGEXP. Leading and trailing matches of REGEXP delimit empty
records. (This is a `gawk' extension; it is not specified by the
POSIX standard.)
In all cases, `gawk' sets `RT' to the input text that matched the
value specified by `RS'. But if the input file ended without any text
that matches `RS', then `gawk' sets `RT' to the null string.
---------- Footnotes ----------
(1) When `FS' is the null string (`""') or a regexp, this special
feature of `RS' does not apply. It does apply to the default field
separator of a single space: `FS = " "'.
File: gawk.info, Node: Getline, Next: Read Timeout, Prev: Multiple Line, Up: Reading Files
4.9 Explicit Input with `getline'
=================================
So far we have been getting our input data from `awk''s main input
stream--either the standard input (usually your terminal, sometimes the
output from another program) or from the files specified on the command
line. The `awk' language has a special built-in command called
`getline' that can be used to read input under your explicit control.
The `getline' command is used in several different ways and should
_not_ be used by beginners. The examples that follow the explanation
of the `getline' command include material that has not been covered
yet. Therefore, come back and study the `getline' command _after_ you
have reviewed the rest of this Info file and have a good knowledge of
how `awk' works.
The `getline' command returns one if it finds a record and zero if
it encounters the end of the file. If there is some error in getting a
record, such as a file that cannot be opened, then `getline' returns
-1. In this case, `gawk' sets the variable `ERRNO' to a string
describing the error that occurred.
In the following examples, COMMAND stands for a string value that
represents a shell command.
NOTE: When `--sandbox' is specified (*note Options::), reading
lines from files, pipes and coprocesses is disabled.
* Menu:
* Plain Getline:: Using `getline' with no arguments.
* Getline/Variable:: Using `getline' into a variable.
* Getline/File:: Using `getline' from a file.
* Getline/Variable/File:: Using `getline' into a variable from a
file.
* Getline/Pipe:: Using `getline' from a pipe.
* Getline/Variable/Pipe:: Using `getline' into a variable from a
pipe.
* Getline/Coprocess:: Using `getline' from a coprocess.
* Getline/Variable/Coprocess:: Using `getline' into a variable from a
coprocess.
* Getline Notes:: Important things to know about `getline'.
* Getline Summary:: Summary of `getline' Variants.
File: gawk.info, Node: Plain Getline, Next: Getline/Variable, Up: Getline
4.9.1 Using `getline' with No Arguments
---------------------------------------
The `getline' command can be used without arguments to read input from
the current input file. All it does in this case is read the next
input record and split it up into fields. This is useful if you've
finished processing the current record, but want to do some special
processing on the next record _right now_. For example:
{
if ((t = index($0, "/*")) != 0) {
# value of `tmp' will be "" if t is 1
tmp = substr($0, 1, t - 1)
u = index(substr($0, t + 2), "*/")
offset = t + 2
while (u == 0) {
if (getline <= 0) {
m = "unexpected EOF or error"
m = (m ": " ERRNO)
print m > "/dev/stderr"
exit
}
u = index($0, "*/")
offset = 0
}
# substr() expression will be "" if */
# occurred at end of line
$0 = tmp substr($0, offset + u + 2)
}
print $0
}
This `awk' program deletes C-style comments (`/* ... */') from the
input. By replacing the `print $0' with other statements, you could
perform more complicated processing on the decommented input, such as
searching for matches of a regular expression. (This program has a
subtle problem--it does not work if one comment ends and another begins
on the same line.)
This form of the `getline' command sets `NF', `NR', `FNR', and the
value of `$0'.
NOTE: The new value of `$0' is used to test the patterns of any
subsequent rules. The original value of `$0' that triggered the
rule that executed `getline' is lost. By contrast, the `next'
statement reads a new record but immediately begins processing it
normally, starting with the first rule in the program. *Note Next
Statement::.
File: gawk.info, Node: Getline/Variable, Next: Getline/File, Prev: Plain Getline, Up: Getline
4.9.2 Using `getline' into a Variable
-------------------------------------
You can use `getline VAR' to read the next record from `awk''s input
into the variable VAR. No other processing is done. For example,
suppose the next line is a comment or a special string, and you want to
read it without triggering any rules. This form of `getline' allows
you to read that line and store it in a variable so that the main
read-a-line-and-check-each-rule loop of `awk' never sees it. The
following example swaps every two lines of input:
{
if ((getline tmp) > 0) {
print tmp
print $0
} else
print $0
}
It takes the following list:
wan
tew
free
phore
and produces these results:
tew
wan
phore
free
The `getline' command used in this way sets only the variables `NR'
and `FNR' (and of course, VAR). The record is not split into fields,
so the values of the fields (including `$0') and the value of `NF' do
not change.
File: gawk.info, Node: Getline/File, Next: Getline/Variable/File, Prev: Getline/Variable, Up: Getline
4.9.3 Using `getline' from a File
---------------------------------
Use `getline < FILE' to read the next record from FILE. Here FILE is a
string-valued expression that specifies the file name. `< FILE' is
called a "redirection" because it directs input to come from a
different place. For example, the following program reads its input
record from the file `secondary.input' when it encounters a first field
with a value equal to 10 in the current input file:
{
if ($1 == 10) {
getline < "secondary.input"
print
} else
print
}
Because the main input stream is not used, the values of `NR' and
`FNR' are not changed. However, the record it reads is split into
fields in the normal manner, so the values of `$0' and the other fields
are changed, resulting in a new value of `NF'.
According to POSIX, `getline < EXPRESSION' is ambiguous if
EXPRESSION contains unparenthesized operators other than `$'; for
example, `getline < dir "/" file' is ambiguous because the
concatenation operator is not parenthesized. You should write it as
`getline < (dir "/" file)' if you want your program to be portable to
all `awk' implementations.
File: gawk.info, Node: Getline/Variable/File, Next: Getline/Pipe, Prev: Getline/File, Up: Getline
4.9.4 Using `getline' into a Variable from a File
-------------------------------------------------
Use `getline VAR < FILE' to read input from the file FILE, and put it
in the variable VAR. As above, FILE is a string-valued expression that
specifies the file from which to read.
In this version of `getline', none of the built-in variables are
changed and the record is not split into fields. The only variable
changed is VAR.(1) For example, the following program copies all the
input files to the output, except for records that say
`@include FILENAME'. Such a record is replaced by the contents of the
file FILENAME:
{
if (NF == 2 && $1 == "@include") {
while ((getline line < $2) > 0)
print line
close($2)
} else
print
}
Note here how the name of the extra input file is not built into the
program; it is taken directly from the data, specifically from the
second field on the `@include' line.
The `close()' function is called to ensure that if two identical
`@include' lines appear in the input, the entire specified file is
included twice. *Note Close Files And Pipes::.
One deficiency of this program is that it does not process nested
`@include' statements (i.e., `@include' statements in included files)
the way a true macro preprocessor would. *Note Igawk Program::, for a
program that does handle nested `@include' statements.
---------- Footnotes ----------
(1) This is not quite true. `RT' could be changed if `RS' is a
regular expression.
File: gawk.info, Node: Getline/Pipe, Next: Getline/Variable/Pipe, Prev: Getline/Variable/File, Up: Getline
4.9.5 Using `getline' from a Pipe
---------------------------------
The output of a command can also be piped into `getline', using
`COMMAND | getline'. In this case, the string COMMAND is run as a
shell command and its output is piped into `awk' to be used as input.
This form of `getline' reads one record at a time from the pipe. For
example, the following program copies its input to its output, except
for lines that begin with `@execute', which are replaced by the output
produced by running the rest of the line as a shell command:
{
if ($1 == "@execute") {
tmp = substr($0, 10) # Remove "@execute"
while ((tmp | getline) > 0)
print
close(tmp)
} else
print
}
The `close()' function is called to ensure that if two identical
`@execute' lines appear in the input, the command is run for each one.
*Note Close Files And Pipes::. Given the input:
foo
bar
baz
@execute who
bletch
the program might produce:
foo
bar
baz
arnold ttyv0 Jul 13 14:22
miriam ttyp0 Jul 13 14:23 (murphy:0)
bill ttyp1 Jul 13 14:23 (murphy:0)
bletch
Notice that this program ran the command `who' and printed the previous
result. (If you try this program yourself, you will of course get
different results, depending upon who is logged in on your system.)
This variation of `getline' splits the record into fields, sets the
value of `NF', and recomputes the value of `$0'. The values of `NR'
and `FNR' are not changed.
According to POSIX, `EXPRESSION | getline' is ambiguous if
EXPRESSION contains unparenthesized operators other than `$'--for
example, `"echo " "date" | getline' is ambiguous because the
concatenation operator is not parenthesized. You should write it as
`("echo " "date") | getline' if you want your program to be portable to
all `awk' implementations.
NOTE: Unfortunately, `gawk' has not been consistent in its
treatment of a construct like `"echo " "date" | getline'. Most
versions, including the current version, treat it at as `("echo "
"date") | getline'. (This how Brian Kernighan's `awk' behaves.)
Some versions changed and treated it as `"echo " ("date" |
getline)'. (This is how `mawk' behaves.) In short, _always_ use
explicit parentheses, and then you won't have to worry.
File: gawk.info, Node: Getline/Variable/Pipe, Next: Getline/Coprocess, Prev: Getline/Pipe, Up: Getline
4.9.6 Using `getline' into a Variable from a Pipe
-------------------------------------------------
When you use `COMMAND | getline VAR', the output of COMMAND is sent
through a pipe to `getline' and into the variable VAR. For example, the
following program reads the current date and time into the variable
`current_time', using the `date' utility, and then prints it:
BEGIN {
"date" | getline current_time
close("date")
print "Report printed on " current_time
}
In this version of `getline', none of the built-in variables are
changed and the record is not split into fields.
According to POSIX, `EXPRESSION | getline VAR' is ambiguous if
EXPRESSION contains unparenthesized operators other than `$'; for
example, `"echo " "date" | getline VAR' is ambiguous because the
concatenation operator is not parenthesized. You should write it as
`("echo " "date") | getline VAR' if you want your program to be
portable to other `awk' implementations.
File: gawk.info, Node: Getline/Coprocess, Next: Getline/Variable/Coprocess, Prev: Getline/Variable/Pipe, Up: Getline
4.9.7 Using `getline' from a Coprocess
--------------------------------------
Input into `getline' from a pipe is a one-way operation. The command
that is started with `COMMAND | getline' only sends data _to_ your
`awk' program.
On occasion, you might want to send data to another program for
processing and then read the results back. `gawk' allows you to start
a "coprocess", with which two-way communications are possible. This is
done with the `|&' operator. Typically, you write data to the
coprocess first and then read results back, as shown in the following:
print "SOME QUERY" |& "db_server"
"db_server" |& getline
which sends a query to `db_server' and then reads the results.
The values of `NR' and `FNR' are not changed, because the main input
stream is not used. However, the record is split into fields in the
normal manner, thus changing the values of `$0', of the other fields,
and of `NF'.
Coprocesses are an advanced feature. They are discussed here only
because this is the minor node on `getline'. *Note Two-way I/O::,
where coprocesses are discussed in more detail.
File: gawk.info, Node: Getline/Variable/Coprocess, Next: Getline Notes, Prev: Getline/Coprocess, Up: Getline
4.9.8 Using `getline' into a Variable from a Coprocess
------------------------------------------------------
When you use `COMMAND |& getline VAR', the output from the coprocess
COMMAND is sent through a two-way pipe to `getline' and into the
variable VAR.
In this version of `getline', none of the built-in variables are
changed and the record is not split into fields. The only variable
changed is VAR.
Coprocesses are an advanced feature. They are discussed here only
because this is the minor node on `getline'. *Note Two-way I/O::,
where coprocesses are discussed in more detail.
File: gawk.info, Node: Getline Notes, Next: Getline Summary, Prev: Getline/Variable/Coprocess, Up: Getline
4.9.9 Points to Remember About `getline'
----------------------------------------
Here are some miscellaneous points about `getline' that you should bear
in mind:
* When `getline' changes the value of `$0' and `NF', `awk' does
_not_ automatically jump to the start of the program and start
testing the new record against every pattern. However, the new
record is tested against any subsequent rules.
* Many `awk' implementations limit the number of pipelines that an
`awk' program may have open to just one. In `gawk', there is no
such limit. You can open as many pipelines (and coprocesses) as
the underlying operating system permits.
* An interesting side effect occurs if you use `getline' without a
redirection inside a `BEGIN' rule. Because an unredirected
`getline' reads from the command-line data files, the first
`getline' command causes `awk' to set the value of `FILENAME'.
Normally, `FILENAME' does not have a value inside `BEGIN' rules,
because you have not yet started to process the command-line data
files. (d.c.) (*Note BEGIN/END::, also *note Auto-set::.)
* Using `FILENAME' with `getline' (`getline < FILENAME') is likely
to be a source for confusion. `awk' opens a separate input stream
from the current input file. However, by not using a variable,
`$0' and `NR' are still updated. If you're doing this, it's
probably by accident, and you should reconsider what it is you're
trying to accomplish.
* *note Getline Summary::, presents a table summarizing the
`getline' variants and which variables they can affect. It is
worth noting that those variants which do not use redirection can
cause `FILENAME' to be updated if they cause `awk' to start
reading a new input file.
File: gawk.info, Node: Getline Summary, Prev: Getline Notes, Up: Getline
4.9.10 Summary of `getline' Variants
------------------------------------
*note table-getline-variants:: summarizes the eight variants of
`getline', listing which built-in variables are set by each one, and
whether the variant is standard or a `gawk' extension.
Variant Effect Standard /
Extension
-------------------------------------------------------------------------
`getline' Sets `$0', `NF', `FNR', Standard
and `NR'
`getline' VAR Sets VAR, `FNR', and `NR' Standard
`getline <' FILE Sets `$0' and `NF' Standard
`getline VAR < FILE' Sets VAR Standard
COMMAND `| getline' Sets `$0' and `NF' Standard
COMMAND `| getline' VAR Sets VAR Standard
COMMAND `|& getline' Sets `$0' and `NF' Extension
COMMAND `|& getline' Sets VAR Extension
VAR
Table 4.1: getline Variants and What They Set
File: gawk.info, Node: Read Timeout, Next: Command line directories, Prev: Getline, Up: Reading Files
4.10 Reading Input With A Timeout
=================================
You may specify a timeout in milliseconds for reading input from a
terminal, pipe or two-way communication including, TCP/IP sockets. This
can be done on a per input, command or connection basis, by setting a
special element in the `PROCINFO' array:
PROCINFO["input_name", "READ_TIMEOUT"] = TIMEOUT IN MILLISECONDS
When set, this will cause `gawk' to time out and return failure if
no data is available to read within the specified timeout period. For
example, a TCP client can decide to give up on receiving any response
from the server after a certain amount of time:
Service = "/inet/tcp/0/localhost/daytime"
PROCINFO[Service, "READ_TIMEOUT"] = 100
if ((Service |& getline) > 0)
print $0
else if (ERRNO != "")
print ERRNO
Here is how to read interactively from the terminal(1) without
waiting for more than five seconds:
PROCINFO["/dev/stdin", "READ_TIMEOUT"] = 5000
while ((getline < "/dev/stdin") > 0)
print $0
`gawk' will terminate the read operation if input does not arrive
after waiting for the timeout period, return failure and set the
`ERRNO' variable to an appropriate string value. A negative or zero
value for the timeout is the same as specifying no timeout at all.
A timeout can also be set for reading from the terminal in the
implicit loop that reads input records and matches them against
patterns, like so:
$ gawk 'BEGIN { PROCINFO["-", "READ_TIMEOUT"] = 5000 }
> { print "You entered: " $0 }'
gawk
-| You entered: gawk
In this case, failure to respond within five seconds results in the
following error message:
error--> gawk: cmd. line:2: (FILENAME=- FNR=1) fatal: error reading input file `-': Connection timed out
The timeout can be set or changed at any time, and will take effect
on the next attempt to read from the input device. In the following
example, we start with a timeout value of one second, and progressively
reduce it by one-tenth of a second until we wait indefinitely for the
input to arrive:
PROCINFO[Service, "READ_TIMEOUT"] = 1000
while ((Service |& getline) > 0) {
print $0
PROCINFO[S, "READ_TIMEOUT"] -= 100
}
NOTE: You should not assume that the read operation will block
exactly after the tenth record has been printed. It is possible
that `gawk' will read and buffer more than one record's worth of
data the first time. Because of this, changing the value of
timeout like in the above example is not very useful.
If the `PROCINFO' element is not present and the environment
variable `GAWK_READ_TIMEOUT' exists, `gawk' uses its value to
initialize the timeout value. The exclusive use of the environment
variable to specify timeout has the disadvantage of not being able to
control it on a per command or connection basis.
`gawk' considers a timeout event to be an error even though the
attempt to read from the underlying device may succeed in a later
attempt. This is a limitation, and it also means that you cannot use
this to multiplex input from two or more sources.
Assigning a timeout value prevents read operations from blocking
indefinitely. But bear in mind that there are other ways `gawk' can
stall waiting for an input device to be ready. A network client can
sometimes take a long time to establish a connection before it can
start reading any data, or the attempt to open a FIFO special file for
reading can block indefinitely until some other process opens it for
writing.
---------- Footnotes ----------
(1) This assumes that standard input is the keyboard
File: gawk.info, Node: Command line directories, Prev: Read Timeout, Up: Reading Files
4.11 Directories On The Command Line
====================================
According to the POSIX standard, files named on the `awk' command line
must be text files. It is a fatal error if they are not. Most
versions of `awk' treat a directory on the command line as a fatal
error.
By default, `gawk' produces a warning for a directory on the command
line, but otherwise ignores it. If either of the `--posix' or
`--traditional' options is given, then `gawk' reverts to treating a
directory on the command line as a fatal error.
File: gawk.info, Node: Printing, Next: Expressions, Prev: Reading Files, Up: Top
5 Printing Output
*****************
One of the most common programming actions is to "print", or output,
some or all of the input. Use the `print' statement for simple output,
and the `printf' statement for fancier formatting. The `print'
statement is not limited when computing _which_ values to print.
However, with two exceptions, you cannot specify _how_ to print
them--how many columns, whether to use exponential notation or not, and
so on. (For the exceptions, *note Output Separators::, and *note
OFMT::.) For printing with specifications, you need the `printf'
statement (*note Printf::).
Besides basic and formatted printing, this major node also covers
I/O redirections to files and pipes, introduces the special file names
that `gawk' processes internally, and discusses the `close()' built-in
function.
* Menu:
* Print:: The `print' statement.
* Print Examples:: Simple examples of `print' statements.
* Output Separators:: The output separators and how to change them.
* OFMT:: Controlling Numeric Output With `print'.
* Printf:: The `printf' statement.
* Redirection:: How to redirect output to multiple files and
pipes.
* Special Files:: File name interpretation in `gawk'.
`gawk' allows access to inherited file
descriptors.
* Close Files And Pipes:: Closing Input and Output Files and Pipes.
File: gawk.info, Node: Print, Next: Print Examples, Up: Printing
5.1 The `print' Statement
=========================
The `print' statement is used for producing output with simple,
standardized formatting. Specify only the strings or numbers to print,
in a list separated by commas. They are output, separated by single
spaces, followed by a newline. The statement looks like this:
print ITEM1, ITEM2, ...
The entire list of items may be optionally enclosed in parentheses. The
parentheses are necessary if any of the item expressions uses the `>'
relational operator; otherwise it could be confused with an output
redirection (*note Redirection::).
The items to print can be constant strings or numbers, fields of the
current record (such as `$1'), variables, or any `awk' expression.
Numeric values are converted to strings and then printed.
The simple statement `print' with no items is equivalent to `print
$0': it prints the entire current record. To print a blank line, use
`print ""', where `""' is the empty string. To print a fixed piece of
text, use a string constant, such as `"Don't Panic"', as one item. If
you forget to use the double-quote characters, your text is taken as an
`awk' expression, and you will probably get an error. Keep in mind
that a space is printed between any two items.
File: gawk.info, Node: Print Examples, Next: Output Separators, Prev: Print, Up: Printing
5.2 `print' Statement Examples
==============================
Each `print' statement makes at least one line of output. However, it
isn't limited to only one line. If an item value is a string
containing a newline, the newline is output along with the rest of the
string. A single `print' statement can make any number of lines this
way.
The following is an example of printing a string that contains
embedded newlines (the `\n' is an escape sequence, used to represent
the newline character; *note Escape Sequences::):
$ awk 'BEGIN { print "line one\nline two\nline three" }'
-| line one
-| line two
-| line three
The next example, which is run on the `inventory-shipped' file,
prints the first two fields of each input record, with a space between
them:
$ awk '{ print $1, $2 }' inventory-shipped
-| Jan 13
-| Feb 15
-| Mar 15
...
A common mistake in using the `print' statement is to omit the comma
between two items. This often has the effect of making the items run
together in the output, with no space. The reason for this is that
juxtaposing two string expressions in `awk' means to concatenate them.
Here is the same program, without the comma:
$ awk '{ print $1 $2 }' inventory-shipped
-| Jan13
-| Feb15
-| Mar15
...
To someone unfamiliar with the `inventory-shipped' file, neither
example's output makes much sense. A heading line at the beginning
would make it clearer. Let's add some headings to our table of months
(`$1') and green crates shipped (`$2'). We do this using the `BEGIN'
pattern (*note BEGIN/END::) so that the headings are only printed once:
awk 'BEGIN { print "Month Crates"
print "----- ------" }
{ print $1, $2 }' inventory-shipped
When run, the program prints the following:
Month Crates
----- ------
Jan 13
Feb 15
Mar 15
...
The only problem, however, is that the headings and the table data
don't line up! We can fix this by printing some spaces between the two
fields:
awk 'BEGIN { print "Month Crates"
print "----- ------" }
{ print $1, " ", $2 }' inventory-shipped
Lining up columns this way can get pretty complicated when there are
many columns to fix. Counting spaces for two or three columns is
simple, but any more than this can take up a lot of time. This is why
the `printf' statement was created (*note Printf::); one of its
specialties is lining up columns of data.
NOTE: You can continue either a `print' or `printf' statement
simply by putting a newline after any comma (*note
Statements/Lines::).
File: gawk.info, Node: Output Separators, Next: OFMT, Prev: Print Examples, Up: Printing
5.3 Output Separators
=====================
As mentioned previously, a `print' statement contains a list of items
separated by commas. In the output, the items are normally separated
by single spaces. However, this doesn't need to be the case; a single
space is simply the default. Any string of characters may be used as
the "output field separator" by setting the built-in variable `OFS'.
The initial value of this variable is the string `" "'--that is, a
single space.
The output from an entire `print' statement is called an "output
record". Each `print' statement outputs one output record, and then
outputs a string called the "output record separator" (or `ORS'). The
initial value of `ORS' is the string `"\n"'; i.e., a newline character.
Thus, each `print' statement normally makes a separate line.
In order to change how output fields and records are separated,
assign new values to the variables `OFS' and `ORS'. The usual place to
do this is in the `BEGIN' rule (*note BEGIN/END::), so that it happens
before any input is processed. It can also be done with assignments on
the command line, before the names of the input files, or using the
`-v' command-line option (*note Options::). The following example
prints the first and second fields of each input record, separated by a
semicolon, with a blank line added after each newline:
$ awk 'BEGIN { OFS = ";"; ORS = "\n\n" }
> { print $1, $2 }' BBS-list
-| aardvark;555-5553
-|
-| alpo-net;555-3412
-|
-| barfly;555-7685
...
If the value of `ORS' does not contain a newline, the program's
output runs together on a single line.
File: gawk.info, Node: OFMT, Next: Printf, Prev: Output Separators, Up: Printing
5.4 Controlling Numeric Output with `print'
===========================================
When printing numeric values with the `print' statement, `awk'
internally converts the number to a string of characters and prints
that string. `awk' uses the `sprintf()' function to do this conversion
(*note String Functions::). For now, it suffices to say that the
`sprintf()' function accepts a "format specification" that tells it how
to format numbers (or strings), and that there are a number of
different ways in which numbers can be formatted. The different format
specifications are discussed more fully in *note Control Letters::.
The built-in variable `OFMT' contains the default format
specification that `print' uses with `sprintf()' when it wants to
convert a number to a string for printing. The default value of `OFMT'
is `"%.6g"'. The way `print' prints numbers can be changed by
supplying different format specifications as the value of `OFMT', as
shown in the following example:
$ awk 'BEGIN {
> OFMT = "%.0f" # print numbers as integers (rounds)
> print 17.23, 17.54 }'
-| 17 18
According to the POSIX standard, `awk''s behavior is undefined if
`OFMT' contains anything but a floating-point conversion specification.
(d.c.)
File: gawk.info, Node: Printf, Next: Redirection, Prev: OFMT, Up: Printing
5.5 Using `printf' Statements for Fancier Printing
==================================================
For more precise control over the output format than what is provided
by `print', use `printf'. With `printf' you can specify the width to
use for each item, as well as various formatting choices for numbers
(such as what output base to use, whether to print an exponent, whether
to print a sign, and how many digits to print after the decimal point).
You do this by supplying a string, called the "format string", that
controls how and where to print the other arguments.
* Menu:
* Basic Printf:: Syntax of the `printf' statement.
* Control Letters:: Format-control letters.
* Format Modifiers:: Format-specification modifiers.
* Printf Examples:: Several examples.
File: gawk.info, Node: Basic Printf, Next: Control Letters, Up: Printf
5.5.1 Introduction to the `printf' Statement
--------------------------------------------
A simple `printf' statement looks like this:
printf FORMAT, ITEM1, ITEM2, ...
The entire list of arguments may optionally be enclosed in parentheses.
The parentheses are necessary if any of the item expressions use the `>'
relational operator; otherwise, it can be confused with an output
redirection (*note Redirection::).
The difference between `printf' and `print' is the FORMAT argument.
This is an expression whose value is taken as a string; it specifies
how to output each of the other arguments. It is called the "format
string".
The format string is very similar to that in the ISO C library
function `printf()'. Most of FORMAT is text to output verbatim.
Scattered among this text are "format specifiers"--one per item. Each
format specifier says to output the next item in the argument list at
that place in the format.
The `printf' statement does not automatically append a newline to
its output. It outputs only what the format string specifies. So if a
newline is needed, you must include one in the format string. The
output separator variables `OFS' and `ORS' have no effect on `printf'
statements. For example:
$ awk 'BEGIN {
> ORS = "\nOUCH!\n"; OFS = "+"
> msg = "Dont Panic!"
> printf "%s\n", msg
> }'
-| Dont Panic!
Here, neither the `+' nor the `OUCH' appear in the output message.
File: gawk.info, Node: Control Letters, Next: Format Modifiers, Prev: Basic Printf, Up: Printf
5.5.2 Format-Control Letters
----------------------------
A format specifier starts with the character `%' and ends with a
"format-control letter"--it tells the `printf' statement how to output
one item. The format-control letter specifies what _kind_ of value to
print. The rest of the format specifier is made up of optional
"modifiers" that control _how_ to print the value, such as the field
width. Here is a list of the format-control letters:
`%c'
Print a number as an ASCII character; thus, `printf "%c", 65'
outputs the letter `A'. The output for a string value is the first
character of the string.
NOTE: The POSIX standard says the first character of a string
is printed. In locales with multibyte characters, `gawk'
attempts to convert the leading bytes of the string into a
valid wide character and then to print the multibyte encoding
of that character. Similarly, when printing a numeric value,
`gawk' allows the value to be within the numeric range of
values that can be held in a wide character.
Other `awk' versions generally restrict themselves to printing
the first byte of a string or to numeric values within the
range of a single byte (0-255).
`%d, %i'
Print a decimal integer. The two control letters are equivalent.
(The `%i' specification is for compatibility with ISO C.)
`%e, %E'
Print a number in scientific (exponential) notation; for example:
printf "%4.3e\n", 1950
prints `1.950e+03', with a total of four significant figures,
three of which follow the decimal point. (The `4.3' represents
two modifiers, discussed in the next node.) `%E' uses `E' instead
of `e' in the output.
`%f'
Print a number in floating-point notation. For example:
printf "%4.3f", 1950
prints `1950.000', with a total of four significant figures, three
of which follow the decimal point. (The `4.3' represents two
modifiers, discussed in the next node.)
On systems supporting IEEE 754 floating point format, values
representing negative infinity are formatted as `-inf' or
`-infinity', and positive infinity as `inf' and `infinity'. The
special "not a number" value formats as `-nan' or `nan'.
`%F'
Like `%f' but the infinity and "not a number" values are spelled
using uppercase letters.
The `%F' format is a POSIX extension to ISO C; not all systems
support it. On those that don't, `gawk' uses `%f' instead.
`%g, %G'
Print a number in either scientific notation or in floating-point
notation, whichever uses fewer characters; if the result is
printed in scientific notation, `%G' uses `E' instead of `e'.
`%o'
Print an unsigned octal integer (*note Nondecimal-numbers::).
`%s'
Print a string.
`%u'
Print an unsigned decimal integer. (This format is of marginal
use, because all numbers in `awk' are floating-point; it is
provided primarily for compatibility with C.)
`%x, %X'
Print an unsigned hexadecimal integer; `%X' uses the letters `A'
through `F' instead of `a' through `f' (*note
Nondecimal-numbers::).
`%%'
Print a single `%'. This does not consume an argument and it
ignores any modifiers.
NOTE: When using the integer format-control letters for values
that are outside the range of the widest C integer type, `gawk'
switches to the `%g' format specifier. If `--lint' is provided on
the command line (*note Options::), `gawk' warns about this.
Other versions of `awk' may print invalid values or do something
else entirely. (d.c.)
File: gawk.info, Node: Format Modifiers, Next: Printf Examples, Prev: Control Letters, Up: Printf
5.5.3 Modifiers for `printf' Formats
------------------------------------
A format specification can also include "modifiers" that can control
how much of the item's value is printed, as well as how much space it
gets. The modifiers come between the `%' and the format-control letter.
We will use the bullet symbol "*" in the following examples to represent
spaces in the output. Here are the possible modifiers, in the order in
which they may appear:
`N$'
An integer constant followed by a `$' is a "positional specifier".
Normally, format specifications are applied to arguments in the
order given in the format string. With a positional specifier,
the format specification is applied to a specific argument,
instead of what would be the next argument in the list.
Positional specifiers begin counting with one. Thus:
printf "%s %s\n", "don't", "panic"
printf "%2$s %1$s\n", "panic", "don't"
prints the famous friendly message twice.
At first glance, this feature doesn't seem to be of much use. It
is in fact a `gawk' extension, intended for use in translating
messages at runtime. *Note Printf Ordering::, which describes how
and why to use positional specifiers. For now, we will not use
them.
`-'
The minus sign, used before the width modifier (see later on in
this list), says to left-justify the argument within its specified
width. Normally, the argument is printed right-justified in the
specified width. Thus:
printf "%-4s", "foo"
prints `foo*'.
`SPACE'
For numeric conversions, prefix positive values with a space and
negative values with a minus sign.
`+'
The plus sign, used before the width modifier (see later on in
this list), says to always supply a sign for numeric conversions,
even if the data to format is positive. The `+' overrides the
space modifier.
`#'
Use an "alternate form" for certain control letters. For `%o',
supply a leading zero. For `%x' and `%X', supply a leading `0x'
or `0X' for a nonzero result. For `%e', `%E', `%f', and `%F', the
result always contains a decimal point. For `%g' and `%G',
trailing zeros are not removed from the result.
`0'
A leading `0' (zero) acts as a flag that indicates that output
should be padded with zeros instead of spaces. This applies only
to the numeric output formats. This flag only has an effect when
the field width is wider than the value to print.
`''
A single quote or apostrophe character is a POSIX extension to ISO
C. It indicates that the integer part of a floating point value,
or the entire part of an integer decimal value, should have a
thousands-separator character in it. This only works in locales
that support such characters. For example:
$ cat thousands.awk Show source program
-| BEGIN { printf "%'d\n", 1234567 }
$ LC_ALL=C gawk -f thousands.awk
-| 1234567 Results in "C" locale
$ LC_ALL=en_US.UTF-8 gawk -f thousands.awk
-| 1,234,567 Results in US English UTF locale
For more information about locales and internationalization issues,
see *note Locales::.
NOTE: The `'' flag is a nice feature, but its use complicates
things: it becomes difficult to use it in command-line
programs. For information on appropriate quoting tricks, see
*note Quoting::.
`WIDTH'
This is a number specifying the desired minimum width of a field.
Inserting any number between the `%' sign and the format-control
character forces the field to expand to this width. The default
way to do this is to pad with spaces on the left. For example:
printf "%4s", "foo"
prints `*foo'.
The value of WIDTH is a minimum width, not a maximum. If the item
value requires more than WIDTH characters, it can be as wide as
necessary. Thus, the following:
printf "%4s", "foobar"
prints `foobar'.
Preceding the WIDTH with a minus sign causes the output to be
padded with spaces on the right, instead of on the left.
`.PREC'
A period followed by an integer constant specifies the precision
to use when printing. The meaning of the precision varies by
control letter:
`%d', `%i', `%o', `%u', `%x', `%X'
Minimum number of digits to print.
`%e', `%E', `%f', `%F'
Number of digits to the right of the decimal point.
`%g', `%G'
Maximum number of significant digits.
`%s'
Maximum number of characters from the string that should
print.
Thus, the following:
printf "%.4s", "foobar"
prints `foob'.
The C library `printf''s dynamic WIDTH and PREC capability (for
example, `"%*.*s"') is supported. Instead of supplying explicit WIDTH
and/or PREC values in the format string, they are passed in the
argument list. For example:
w = 5
p = 3
s = "abcdefg"
printf "%*.*s\n", w, p, s
is exactly equivalent to:
s = "abcdefg"
printf "%5.3s\n", s
Both programs output `**abc'. Earlier versions of `awk' did not
support this capability. If you must use such a version, you may
simulate this feature by using concatenation to build up the format
string, like so:
w = 5
p = 3
s = "abcdefg"
printf "%" w "." p "s\n", s
This is not particularly easy to read but it does work.
C programmers may be used to supplying additional `l', `L', and `h'
modifiers in `printf' format strings. These are not valid in `awk'.
Most `awk' implementations silently ignore them. If `--lint' is
provided on the command line (*note Options::), `gawk' warns about
their use. If `--posix' is supplied, their use is a fatal error.
File: gawk.info, Node: Printf Examples, Prev: Format Modifiers, Up: Printf
5.5.4 Examples Using `printf'
-----------------------------
The following simple example shows how to use `printf' to make an
aligned table:
awk '{ printf "%-10s %s\n", $1, $2 }' BBS-list
This command prints the names of the bulletin boards (`$1') in the file
`BBS-list' as a string of 10 characters that are left-justified. It
also prints the phone numbers (`$2') next on the line. This produces
an aligned two-column table of names and phone numbers, as shown here:
$ awk '{ printf "%-10s %s\n", $1, $2 }' BBS-list
-| aardvark 555-5553
-| alpo-net 555-3412
-| barfly 555-7685
-| bites 555-1675
-| camelot 555-0542
-| core 555-2912
-| fooey 555-1234
-| foot 555-6699
-| macfoo 555-6480
-| sdace 555-3430
-| sabafoo 555-2127
In this case, the phone numbers had to be printed as strings because
the numbers are separated by a dash. Printing the phone numbers as
numbers would have produced just the first three digits: `555'. This
would have been pretty confusing.
It wasn't necessary to specify a width for the phone numbers because
they are last on their lines. They don't need to have spaces after
them.
The table could be made to look even nicer by adding headings to the
tops of the columns. This is done using the `BEGIN' pattern (*note
BEGIN/END::) so that the headers are only printed once, at the
beginning of the `awk' program:
awk 'BEGIN { print "Name Number"
print "---- ------" }
{ printf "%-10s %s\n", $1, $2 }' BBS-list
The above example mixes `print' and `printf' statements in the same
program. Using just `printf' statements can produce the same results:
awk 'BEGIN { printf "%-10s %s\n", "Name", "Number"
printf "%-10s %s\n", "----", "------" }
{ printf "%-10s %s\n", $1, $2 }' BBS-list
Printing each column heading with the same format specification used
for the column elements ensures that the headings are aligned just like
the columns.
The fact that the same format specification is used three times can
be emphasized by storing it in a variable, like this:
awk 'BEGIN { format = "%-10s %s\n"
printf format, "Name", "Number"
printf format, "----", "------" }
{ printf format, $1, $2 }' BBS-list
At this point, it would be a worthwhile exercise to use the `printf'
statement to line up the headings and table data for the
`inventory-shipped' example that was covered earlier in the minor node
on the `print' statement (*note Print::).
File: gawk.info, Node: Redirection, Next: Special Files, Prev: Printf, Up: Printing
5.6 Redirecting Output of `print' and `printf'
==============================================
So far, the output from `print' and `printf' has gone to the standard
output, usually the screen. Both `print' and `printf' can also send
their output to other places. This is called "redirection".
NOTE: When `--sandbox' is specified (*note Options::), redirecting
output to files and pipes is disabled.
A redirection appears after the `print' or `printf' statement.
Redirections in `awk' are written just like redirections in shell
commands, except that they are written inside the `awk' program.
There are four forms of output redirection: output to a file, output
appended to a file, output through a pipe to another command, and output
to a coprocess. They are all shown for the `print' statement, but they
work identically for `printf':
`print ITEMS > OUTPUT-FILE'
This redirection prints the items into the output file named
OUTPUT-FILE. The file name OUTPUT-FILE can be any expression.
Its value is changed to a string and then used as a file name
(*note Expressions::).
When this type of redirection is used, the OUTPUT-FILE is erased
before the first output is written to it. Subsequent writes to
the same OUTPUT-FILE do not erase OUTPUT-FILE, but append to it.
(This is different from how you use redirections in shell scripts.)
If OUTPUT-FILE does not exist, it is created. For example, here
is how an `awk' program can write a list of BBS names to one file
named `name-list', and a list of phone numbers to another file
named `phone-list':
$ awk '{ print $2 > "phone-list"
> print $1 > "name-list" }' BBS-list
$ cat phone-list
-| 555-5553
-| 555-3412
...
$ cat name-list
-| aardvark
-| alpo-net
...
Each output file contains one name or number per line.
`print ITEMS >> OUTPUT-FILE'
This redirection prints the items into the pre-existing output file
named OUTPUT-FILE. The difference between this and the single-`>'
redirection is that the old contents (if any) of OUTPUT-FILE are
not erased. Instead, the `awk' output is appended to the file.
If OUTPUT-FILE does not exist, then it is created.
`print ITEMS | COMMAND'
It is possible to send output to another program through a pipe
instead of into a file. This redirection opens a pipe to
COMMAND, and writes the values of ITEMS through this pipe to
another process created to execute COMMAND.
The redirection argument COMMAND is actually an `awk' expression.
Its value is converted to a string whose contents give the shell
command to be run. For example, the following produces two files,
one unsorted list of BBS names, and one list sorted in reverse
alphabetical order:
awk '{ print $1 > "names.unsorted"
command = "sort -r > names.sorted"
print $1 | command }' BBS-list
The unsorted list is written with an ordinary redirection, while
the sorted list is written by piping through the `sort' utility.
The next example uses redirection to mail a message to the mailing
list `bug-system'. This might be useful when trouble is
encountered in an `awk' script run periodically for system
maintenance:
report = "mail bug-system"
print "Awk script failed:", $0 | report
m = ("at record number " FNR " of " FILENAME)
print m | report
close(report)
The message is built using string concatenation and saved in the
variable `m'. It's then sent down the pipeline to the `mail'
program. (The parentheses group the items to concatenate--see
*note Concatenation::.)
The `close()' function is called here because it's a good idea to
close the pipe as soon as all the intended output has been sent to
it. *Note Close Files And Pipes::, for more information.
This example also illustrates the use of a variable to represent a
FILE or COMMAND--it is not necessary to always use a string
constant. Using a variable is generally a good idea, because (if
you mean to refer to that same file or command) `awk' requires
that the string value be spelled identically every time.
`print ITEMS |& COMMAND'
This redirection prints the items to the input of COMMAND. The
difference between this and the single-`|' redirection is that the
output from COMMAND can be read with `getline'. Thus COMMAND is a
"coprocess", which works together with, but subsidiary to, the
`awk' program.
This feature is a `gawk' extension, and is not available in POSIX
`awk'. *Note Getline/Coprocess::, for a brief discussion. *Note
Two-way I/O::, for a more complete discussion.
Redirecting output using `>', `>>', `|', or `|&' asks the system to
open a file, pipe, or coprocess only if the particular FILE or COMMAND
you specify has not already been written to by your program or if it
has been closed since it was last written to.
It is a common error to use `>' redirection for the first `print' to
a file, and then to use `>>' for subsequent output:
# clear the file
print "Don't panic" > "guide.txt"
...
# append
print "Avoid improbability generators" >> "guide.txt"
This is indeed how redirections must be used from the shell. But in
`awk', it isn't necessary. In this kind of case, a program should use
`>' for all the `print' statements, since the output file is only
opened once. (It happens that if you mix `>' and `>>' that output is
produced in the expected order. However, mixing the operators for the
same file is definitely poor style, and is confusing to readers of your
program.)
Many older `awk' implementations limit the number of pipelines that
an `awk' program may have open to just one! In `gawk', there is no
such limit. `gawk' allows a program to open as many pipelines as the
underlying operating system permits.
Advanced Notes: Piping into `sh'
--------------------------------
A particularly powerful way to use redirection is to build command lines
and pipe them into the shell, `sh'. For example, suppose you have a
list of files brought over from a system where all the file names are
stored in uppercase, and you wish to rename them to have names in all
lowercase. The following program is both simple and efficient:
{ printf("mv %s %s\n", $0, tolower($0)) | "sh" }
END { close("sh") }
The `tolower()' function returns its argument string with all
uppercase characters converted to lowercase (*note String Functions::).
The program builds up a list of command lines, using the `mv' utility
to rename the files. It then sends the list to the shell for execution.
File: gawk.info, Node: Special Files, Next: Close Files And Pipes, Prev: Redirection, Up: Printing
5.7 Special File Names in `gawk'
================================
`gawk' provides a number of special file names that it interprets
internally. These file names provide access to standard file
descriptors and TCP/IP networking.
* Menu:
* Special FD:: Special files for I/O.
* Special Network:: Special files for network communications.
* Special Caveats:: Things to watch out for.
File: gawk.info, Node: Special FD, Next: Special Network, Up: Special Files
5.7.1 Special Files for Standard Descriptors
--------------------------------------------
Running programs conventionally have three input and output streams
already available to them for reading and writing. These are known as
the "standard input", "standard output", and "standard error output".
These streams are, by default, connected to your keyboard and screen,
but they are often redirected with the shell, via the `<', `<<', `>',
`>>', `>&', and `|' operators. Standard error is typically used for
writing error messages; the reason there are two separate streams,
standard output and standard error, is so that they can be redirected
separately.
In other implementations of `awk', the only way to write an error
message to standard error in an `awk' program is as follows:
print "Serious error detected!" | "cat 1>&2"
This works by opening a pipeline to a shell command that can access the
standard error stream that it inherits from the `awk' process. This is
far from elegant, and it is also inefficient, because it requires a
separate process. So people writing `awk' programs often don't do
this. Instead, they send the error messages to the screen, like this:
print "Serious error detected!" > "/dev/tty"
(`/dev/tty' is a special file supplied by the operating system that is
connected to your keyboard and screen. It represents the "terminal,"(1)
which on modern systems is a keyboard and screen, not a serial console.)
This usually has the same effect but not always: although the standard
error stream is usually the screen, it can be redirected; when that
happens, writing to the screen is not correct. In fact, if `awk' is
run from a background job, it may not have a terminal at all. Then
opening `/dev/tty' fails.
`gawk' provides special file names for accessing the three standard
streams. (c.e.). It also provides syntax for accessing any other
inherited open files. If the file name matches one of these special
names when `gawk' redirects input or output, then it directly uses the
stream that the file name stands for. These special file names work
for all operating systems that `gawk' has been ported to, not just
those that are POSIX-compliant:
`/dev/stdin'
The standard input (file descriptor 0).
`/dev/stdout'
The standard output (file descriptor 1).
`/dev/stderr'
The standard error output (file descriptor 2).
`/dev/fd/N'
The file associated with file descriptor N. Such a file must be
opened by the program initiating the `awk' execution (typically
the shell). Unless special pains are taken in the shell from which
`gawk' is invoked, only descriptors 0, 1, and 2 are available.
The file names `/dev/stdin', `/dev/stdout', and `/dev/stderr' are
aliases for `/dev/fd/0', `/dev/fd/1', and `/dev/fd/2', respectively.
However, they are more self-explanatory. The proper way to write an
error message in a `gawk' program is to use `/dev/stderr', like this:
print "Serious error detected!" > "/dev/stderr"
Note the use of quotes around the file name. Like any other
redirection, the value must be a string. It is a common error to omit
the quotes, which leads to confusing results.
Finally, using the `close()' function on a file name of the form
`"/dev/fd/N"', for file descriptor numbers above two, will actually
close the given file descriptor.
The `/dev/stdin', `/dev/stdout', and `/dev/stderr' special files are
also recognized internally by several other versions of `awk'.
---------- Footnotes ----------
(1) The "tty" in `/dev/tty' stands for "Teletype," a serial terminal.
File: gawk.info, Node: Special Network, Next: Special Caveats, Prev: Special FD, Up: Special Files
5.7.2 Special Files for Network Communications
----------------------------------------------
`gawk' programs can open a two-way TCP/IP connection, acting as either
a client or a server. This is done using a special file name of the
form:
`/NET-TYPE/PROTOCOL/LOCAL-PORT/REMOTE-HOST/REMOTE-PORT'
The NET-TYPE is one of `inet', `inet4' or `inet6'. The PROTOCOL is
one of `tcp' or `udp', and the other fields represent the other
essential pieces of information for making a networking connection.
These file names are used with the `|&' operator for communicating with
a coprocess (*note Two-way I/O::). This is an advanced feature,
mentioned here only for completeness. Full discussion is delayed until
*note TCP/IP Networking::.
File: gawk.info, Node: Special Caveats, Prev: Special Network, Up: Special Files
5.7.3 Special File Name Caveats
-------------------------------
Here is a list of things to bear in mind when using the special file
names that `gawk' provides:
* Recognition of these special file names is disabled if `gawk' is in
compatibility mode (*note Options::).
* `gawk' _always_ interprets these special file names. For example,
using `/dev/fd/4' for output actually writes on file descriptor 4,
and not on a new file descriptor that is `dup()''ed from file
descriptor 4. Most of the time this does not matter; however, it
is important to _not_ close any of the files related to file
descriptors 0, 1, and 2. Doing so results in unpredictable
behavior.
File: gawk.info, Node: Close Files And Pipes, Prev: Special Files, Up: Printing
5.8 Closing Input and Output Redirections
=========================================
If the same file name or the same shell command is used with `getline'
more than once during the execution of an `awk' program (*note
Getline::), the file is opened (or the command is executed) the first
time only. At that time, the first record of input is read from that
file or command. The next time the same file or command is used with
`getline', another record is read from it, and so on.
Similarly, when a file or pipe is opened for output, `awk' remembers
the file name or command associated with it, and subsequent writes to
the same file or command are appended to the previous writes. The file
or pipe stays open until `awk' exits.
This implies that special steps are necessary in order to read the
same file again from the beginning, or to rerun a shell command (rather
than reading more output from the same command). The `close()' function
makes these things possible:
close(FILENAME)
or:
close(COMMAND)
The argument FILENAME or COMMAND can be any expression. Its value
must _exactly_ match the string that was used to open the file or start
the command (spaces and other "irrelevant" characters included). For
example, if you open a pipe with this:
"sort -r names" | getline foo
then you must close it with this:
close("sort -r names")
Once this function call is executed, the next `getline' from that
file or command, or the next `print' or `printf' to that file or
command, reopens the file or reruns the command. Because the
expression that you use to close a file or pipeline must exactly match
the expression used to open the file or run the command, it is good
practice to use a variable to store the file name or command. The
previous example becomes the following:
sortcom = "sort -r names"
sortcom | getline foo
...
close(sortcom)
This helps avoid hard-to-find typographical errors in your `awk'
programs. Here are some of the reasons for closing an output file:
* To write a file and read it back later on in the same `awk'
program. Close the file after writing it, then begin reading it
with `getline'.
* To write numerous files, successively, in the same `awk' program.
If the files aren't closed, eventually `awk' may exceed a system
limit on the number of open files in one process. It is best to
close each one when the program has finished writing it.
* To make a command finish. When output is redirected through a
pipe, the command reading the pipe normally continues to try to
read input as long as the pipe is open. Often this means the
command cannot really do its work until the pipe is closed. For
example, if output is redirected to the `mail' program, the
message is not actually sent until the pipe is closed.
* To run the same program a second time, with the same arguments.
This is not the same thing as giving more input to the first run!
For example, suppose a program pipes output to the `mail' program.
If it outputs several lines redirected to this pipe without closing
it, they make a single message of several lines. By contrast, if
the program closes the pipe after each line of output, then each
line makes a separate message.
If you use more files than the system allows you to have open,
`gawk' attempts to multiplex the available open files among your data
files. `gawk''s ability to do this depends upon the facilities of your
operating system, so it may not always work. It is therefore both good
practice and good portability advice to always use `close()' on your
files when you are done with them. In fact, if you are using a lot of
pipes, it is essential that you close commands when done. For example,
consider something like this:
{
...
command = ("grep " $1 " /some/file | my_prog -q " $3)
while ((command | getline) > 0) {
PROCESS OUTPUT OF command
}
# need close(command) here
}
This example creates a new pipeline based on data in _each_ record.
Without the call to `close()' indicated in the comment, `awk' creates
child processes to run the commands, until it eventually runs out of
file descriptors for more pipelines.
Even though each command has finished (as indicated by the
end-of-file return status from `getline'), the child process is not
terminated;(1) more importantly, the file descriptor for the pipe is
not closed and released until `close()' is called or `awk' exits.
`close()' will silently do nothing if given an argument that does
not represent a file, pipe or coprocess that was opened with a
redirection.
Note also that `close(FILENAME)' has no "magic" effects on the
implicit loop that reads through the files named on the command line.
It is, more likely, a close of a file that was never opened, so `awk'
silently does nothing.
When using the `|&' operator to communicate with a coprocess, it is
occasionally useful to be able to close one end of the two-way pipe
without closing the other. This is done by supplying a second argument
to `close()'. As in any other call to `close()', the first argument is
the name of the command or special file used to start the coprocess.
The second argument should be a string, with either of the values
`"to"' or `"from"'. Case does not matter. As this is an advanced
feature, a more complete discussion is delayed until *note Two-way
I/O::, which discusses it in more detail and gives an example.
Advanced Notes: Using `close()''s Return Value
----------------------------------------------
In many versions of Unix `awk', the `close()' function is actually a
statement. It is a syntax error to try and use the return value from
`close()': (d.c.)
command = "..."
command | getline info
retval = close(command) # syntax error in many Unix awks
`gawk' treats `close()' as a function. The return value is -1 if
the argument names something that was never opened with a redirection,
or if there is a system problem closing the file or process. In these
cases, `gawk' sets the built-in variable `ERRNO' to a string describing
the problem.
In `gawk', when closing a pipe or coprocess (input or output), the
return value is the exit status of the command.(2) Otherwise, it is the
return value from the system's `close()' or `fclose()' C functions when
closing input or output files, respectively. This value is zero if the
close succeeds, or -1 if it fails.
The POSIX standard is very vague; it says that `close()' returns
zero on success and nonzero otherwise. In general, different
implementations vary in what they report when closing pipes; thus the
return value cannot be used portably. (d.c.) In POSIX mode (*note
Options::), `gawk' just returns zero when closing a pipe.
---------- Footnotes ----------
(1) The technical terminology is rather morbid. The finished child
is called a "zombie," and cleaning up after it is referred to as
"reaping."
(2) This is a full 16-bit value as returned by the `wait()' system
call. See the system manual pages for information on how to decode this
value.
File: gawk.info, Node: Expressions, Next: Patterns and Actions, Prev: Printing, Up: Top
6 Expressions
*************
Expressions are the basic building blocks of `awk' patterns and
actions. An expression evaluates to a value that you can print, test,
or pass to a function. Additionally, an expression can assign a new
value to a variable or a field by using an assignment operator.
An expression can serve as a pattern or action statement on its own.
Most other kinds of statements contain one or more expressions that
specify the data on which to operate. As in other languages,
expressions in `awk' include variables, array references, constants,
and function calls, as well as combinations of these with various
operators.
* Menu:
* Values:: Constants, Variables, and Regular Expressions.
* All Operators:: `gawk''s operators.
* Truth Values and Conditions:: Testing for true and false.
* Function Calls:: A function call is an expression.
* Precedence:: How various operators nest.
* Locales:: How the locale affects things.
File: gawk.info, Node: Values, Next: All Operators, Up: Expressions
6.1 Constants, Variables and Conversions
========================================
Expressions are built up from values and the operations performed upon
them. This minor node describes the elementary objects which provide
the values used in expressions.
* Menu:
* Constants:: String, numeric and regexp constants.
* Using Constant Regexps:: When and how to use a regexp constant.
* Variables:: Variables give names to values for later use.
* Conversion:: The conversion of strings to numbers and vice
versa.
File: gawk.info, Node: Constants, Next: Using Constant Regexps, Up: Values
6.1.1 Constant Expressions
--------------------------
The simplest type of expression is the "constant", which always has the
same value. There are three types of constants: numeric, string, and
regular expression.
Each is used in the appropriate context when you need a data value
that isn't going to change. Numeric constants can have different
forms, but are stored identically internally.
* Menu:
* Scalar Constants:: Numeric and string constants.
* Nondecimal-numbers:: What are octal and hex numbers.
* Regexp Constants:: Regular Expression constants.
File: gawk.info, Node: Scalar Constants, Next: Nondecimal-numbers, Up: Constants
6.1.1.1 Numeric and String Constants
....................................
A "numeric constant" stands for a number. This number can be an
integer, a decimal fraction, or a number in scientific (exponential)
notation.(1) Here are some examples of numeric constants that all have
the same value:
105
1.05e+2
1050e-1
A string constant consists of a sequence of characters enclosed in
double-quotation marks. For example:
"parrot"
represents the string whose contents are `parrot'. Strings in `gawk'
can be of any length, and they can contain any of the possible
eight-bit ASCII characters including ASCII NUL (character code zero).
Other `awk' implementations may have difficulty with some character
codes.
---------- Footnotes ----------
(1) The internal representation of all numbers, including integers,
uses double precision floating-point numbers. On most modern systems,
these are in IEEE 754 standard format.
File: gawk.info, Node: Nondecimal-numbers, Next: Regexp Constants, Prev: Scalar Constants, Up: Constants
6.1.1.2 Octal and Hexadecimal Numbers
.....................................
In `awk', all numbers are in decimal; i.e., base 10. Many other
programming languages allow you to specify numbers in other bases, often
octal (base 8) and hexadecimal (base 16). In octal, the numbers go 0,
1, 2, 3, 4, 5, 6, 7, 10, 11, 12, etc. Just as `11', in decimal, is 1
times 10 plus 1, so `11', in octal, is 1 times 8, plus 1. This equals 9
in decimal. In hexadecimal, there are 16 digits. Since the everyday
decimal number system only has ten digits (`0'-`9'), the letters `a'
through `f' are used to represent the rest. (Case in the letters is
usually irrelevant; hexadecimal `a' and `A' have the same value.)
Thus, `11', in hexadecimal, is 1 times 16 plus 1, which equals 17 in
decimal.
Just by looking at plain `11', you can't tell what base it's in.
So, in C, C++, and other languages derived from C, there is a special
notation to signify the base. Octal numbers start with a leading `0',
and hexadecimal numbers start with a leading `0x' or `0X':
`11'
Decimal value 11.
`011'
Octal 11, decimal value 9.
`0x11'
Hexadecimal 11, decimal value 17.
This example shows the difference:
$ gawk 'BEGIN { printf "%d, %d, %d\n", 011, 11, 0x11 }'
-| 9, 11, 17
Being able to use octal and hexadecimal constants in your programs
is most useful when working with data that cannot be represented
conveniently as characters or as regular numbers, such as binary data
of various sorts.
`gawk' allows the use of octal and hexadecimal constants in your
program text. However, such numbers in the input data are not treated
differently; doing so by default would break old programs. (If you
really need to do this, use the `--non-decimal-data' command-line
option; *note Nondecimal Data::.) If you have octal or hexadecimal
data, you can use the `strtonum()' function (*note String Functions::)
to convert the data into a number. Most of the time, you will want to
use octal or hexadecimal constants when working with the built-in bit
manipulation functions; see *note Bitwise Functions::, for more
information.
Unlike some early C implementations, `8' and `9' are not valid in
octal constants; e.g., `gawk' treats `018' as decimal 18:
$ gawk 'BEGIN { print "021 is", 021 ; print 018 }'
-| 021 is 17
-| 18
Octal and hexadecimal source code constants are a `gawk' extension.
If `gawk' is in compatibility mode (*note Options::), they are not
available.
Advanced Notes: A Constant's Base Does Not Affect Its Value
-----------------------------------------------------------
Once a numeric constant has been converted internally into a number,
`gawk' no longer remembers what the original form of the constant was;
the internal value is always used. This has particular consequences
for conversion of numbers to strings:
$ gawk 'BEGIN { printf "0x11 is <%s>\n", 0x11 }'
-| 0x11 is <17>
File: gawk.info, Node: Regexp Constants, Prev: Nondecimal-numbers, Up: Constants
6.1.1.3 Regular Expression Constants
....................................
A regexp constant is a regular expression description enclosed in
slashes, such as `/^beginning and end$/'. Most regexps used in `awk'
programs are constant, but the `~' and `!~' matching operators can also
match computed or dynamic regexps (which are just ordinary strings or
variables that contain a regexp).
File: gawk.info, Node: Using Constant Regexps, Next: Variables, Prev: Constants, Up: Values
6.1.2 Using Regular Expression Constants
----------------------------------------
When used on the righthand side of the `~' or `!~' operators, a regexp
constant merely stands for the regexp that is to be matched. However,
regexp constants (such as `/foo/') may be used like simple expressions.
When a regexp constant appears by itself, it has the same meaning as if
it appeared in a pattern, i.e., `($0 ~ /foo/)' (d.c.) *Note Expression
Patterns::. This means that the following two code segments:
if ($0 ~ /barfly/ || $0 ~ /camelot/)
print "found"
and:
if (/barfly/ || /camelot/)
print "found"
are exactly equivalent. One rather bizarre consequence of this rule is
that the following Boolean expression is valid, but does not do what
the user probably intended:
# Note that /foo/ is on the left of the ~
if (/foo/ ~ $1) print "found foo"
This code is "obviously" testing `$1' for a match against the regexp
`/foo/'. But in fact, the expression `/foo/ ~ $1' really means `($0 ~
/foo/) ~ $1'. In other words, first match the input record against the
regexp `/foo/'. The result is either zero or one, depending upon the
success or failure of the match. That result is then matched against
the first field in the record. Because it is unlikely that you would
ever really want to make this kind of test, `gawk' issues a warning
when it sees this construct in a program. Another consequence of this
rule is that the assignment statement:
matches = /foo/
assigns either zero or one to the variable `matches', depending upon
the contents of the current input record.
Constant regular expressions are also used as the first argument for
the `gensub()', `sub()', and `gsub()' functions, as the second argument
of the `match()' function, and as the third argument of the
`patsplit()' function (*note String Functions::). Modern
implementations of `awk', including `gawk', allow the third argument of
`split()' to be a regexp constant, but some older implementations do
not. (d.c.) This can lead to confusion when attempting to use regexp
constants as arguments to user-defined functions (*note User-defined::).
For example:
function mysub(pat, repl, str, global)
{
if (global)
gsub(pat, repl, str)
else
sub(pat, repl, str)
return str
}
{
...
text = "hi! hi yourself!"
mysub(/hi/, "howdy", text, 1)
...
}
In this example, the programmer wants to pass a regexp constant to
the user-defined function `mysub', which in turn passes it on to either
`sub()' or `gsub()'. However, what really happens is that the `pat'
parameter is either one or zero, depending upon whether or not `$0'
matches `/hi/'. `gawk' issues a warning when it sees a regexp constant
used as a parameter to a user-defined function, since passing a truth
value in this way is probably not what was intended.
File: gawk.info, Node: Variables, Next: Conversion, Prev: Using Constant Regexps, Up: Values
6.1.3 Variables
---------------
Variables are ways of storing values at one point in your program for
use later in another part of your program. They can be manipulated
entirely within the program text, and they can also be assigned values
on the `awk' command line.
* Menu:
* Using Variables:: Using variables in your programs.
* Assignment Options:: Setting variables on the command-line and a
summary of command-line syntax. This is an
advanced method of input.
File: gawk.info, Node: Using Variables, Next: Assignment Options, Up: Variables
6.1.3.1 Using Variables in a Program
....................................
Variables let you give names to values and refer to them later.
Variables have already been used in many of the examples. The name of
a variable must be a sequence of letters, digits, or underscores, and
it may not begin with a digit. Case is significant in variable names;
`a' and `A' are distinct variables.
A variable name is a valid expression by itself; it represents the
variable's current value. Variables are given new values with
"assignment operators", "increment operators", and "decrement
operators". *Note Assignment Ops::. In addition, the `sub()' and
`gsub()' functions can change a variable's value, and the `match()',
`patsplit()' and `split()' functions can change the contents of their
array parameters. *Note String Functions::.
A few variables have special built-in meanings, such as `FS' (the
field separator), and `NF' (the number of fields in the current input
record). *Note Built-in Variables::, for a list of the built-in
variables. These built-in variables can be used and assigned just like
all other variables, but their values are also used or changed
automatically by `awk'. All built-in variables' names are entirely
uppercase.
Variables in `awk' can be assigned either numeric or string values.
The kind of value a variable holds can change over the life of a
program. By default, variables are initialized to the empty string,
which is zero if converted to a number. There is no need to explicitly
"initialize" a variable in `awk', which is what you would do in C and
in most other traditional languages.
File: gawk.info, Node: Assignment Options, Prev: Using Variables, Up: Variables
6.1.3.2 Assigning Variables on the Command Line
...............................................
Any `awk' variable can be set by including a "variable assignment"
among the arguments on the command line when `awk' is invoked (*note
Other Arguments::). Such an assignment has the following form:
VARIABLE=TEXT
With it, a variable is set either at the beginning of the `awk' run or
in between input files. When the assignment is preceded with the `-v'
option, as in the following:
-v VARIABLE=TEXT
the variable is set at the very beginning, even before the `BEGIN'
rules execute. The `-v' option and its assignment must precede all the
file name arguments, as well as the program text. (*Note Options::,
for more information about the `-v' option.) Otherwise, the variable
assignment is performed at a time determined by its position among the
input file arguments--after the processing of the preceding input file
argument. For example:
awk '{ print $n }' n=4 inventory-shipped n=2 BBS-list
prints the value of field number `n' for all input records. Before the
first file is read, the command line sets the variable `n' equal to
four. This causes the fourth field to be printed in lines from
`inventory-shipped'. After the first file has finished, but before the
second file is started, `n' is set to two, so that the second field is
printed in lines from `BBS-list':
$ awk '{ print $n }' n=4 inventory-shipped n=2 BBS-list
-| 15
-| 24
...
-| 555-5553
-| 555-3412
...
Command-line arguments are made available for explicit examination by
the `awk' program in the `ARGV' array (*note ARGC and ARGV::). `awk'
processes the values of command-line assignments for escape sequences
(*note Escape Sequences::). (d.c.)
File: gawk.info, Node: Conversion, Prev: Variables, Up: Values
6.1.4 Conversion of Strings and Numbers
---------------------------------------
Strings are converted to numbers and numbers are converted to strings,
if the context of the `awk' program demands it. For example, if the
value of either `foo' or `bar' in the expression `foo + bar' happens to
be a string, it is converted to a number before the addition is
performed. If numeric values appear in string concatenation, they are
converted to strings. Consider the following:
two = 2; three = 3
print (two three) + 4
This prints the (numeric) value 27. The numeric values of the
variables `two' and `three' are converted to strings and concatenated
together. The resulting string is converted back to the number 23, to
which 4 is then added.
If, for some reason, you need to force a number to be converted to a
string, concatenate that number with the empty string, `""'. To force
a string to be converted to a number, add zero to that string. A
string is converted to a number by interpreting any numeric prefix of
the string as numerals: `"2.5"' converts to 2.5, `"1e3"' converts to
1000, and `"25fix"' has a numeric value of 25. Strings that can't be
interpreted as valid numbers convert to zero.
The exact manner in which numbers are converted into strings is
controlled by the `awk' built-in variable `CONVFMT' (*note Built-in
Variables::). Numbers are converted using the `sprintf()' function
with `CONVFMT' as the format specifier (*note String Functions::).
`CONVFMT''s default value is `"%.6g"', which prints a value with at
most six significant digits. For some applications, you might want to
change it to specify more precision. On most modern machines, 17
digits is usually enough to capture a floating-point number's value
exactly.(1)
Strange results can occur if you set `CONVFMT' to a string that
doesn't tell `sprintf()' how to format floating-point numbers in a
useful way. For example, if you forget the `%' in the format, `awk'
converts all numbers to the same constant string.
As a special case, if a number is an integer, then the result of
converting it to a string is _always_ an integer, no matter what the
value of `CONVFMT' may be. Given the following code fragment:
CONVFMT = "%2.2f"
a = 12
b = a ""
`b' has the value `"12"', not `"12.00"'. (d.c.)
Prior to the POSIX standard, `awk' used the value of `OFMT' for
converting numbers to strings. `OFMT' specifies the output format to
use when printing numbers with `print'. `CONVFMT' was introduced in
order to separate the semantics of conversion from the semantics of
printing. Both `CONVFMT' and `OFMT' have the same default value:
`"%.6g"'. In the vast majority of cases, old `awk' programs do not
change their behavior. However, these semantics for `OFMT' are
something to keep in mind if you must port your new-style program to
older implementations of `awk'. We recommend that instead of changing
your programs, just port `gawk' itself. *Note Print::, for more
information on the `print' statement.
And, once again, where you are can matter when it comes to converting
between numbers and strings. In *note Locales::, we mentioned that the
local character set and language (the locale) can affect how `gawk'
matches characters. The locale also affects numeric formats. In
particular, for `awk' programs, it affects the decimal point character.
The `"C"' locale, and most English-language locales, use the period
character (`.') as the decimal point. However, many (if not most)
European and non-English locales use the comma (`,') as the decimal
point character.
The POSIX standard says that `awk' always uses the period as the
decimal point when reading the `awk' program source code, and for
command-line variable assignments (*note Other Arguments::). However,
when interpreting input data, for `print' and `printf' output, and for
number to string conversion, the local decimal point character is used.
Here are some examples indicating the difference in behavior, on a
GNU/Linux system:
$ gawk 'BEGIN { printf "%g\n", 3.1415927 }'
-| 3.14159
$ LC_ALL=en_DK gawk 'BEGIN { printf "%g\n", 3.1415927 }'
-| 3,14159
$ echo 4,321 | gawk '{ print $1 + 1 }'
-| 5
$ echo 4,321 | LC_ALL=en_DK gawk '{ print $1 + 1 }'
-| 5,321
The `en_DK' locale is for English in Denmark, where the comma acts as
the decimal point separator. In the normal `"C"' locale, `gawk' treats
`4,321' as `4', while in the Danish locale, it's treated as the full
number, 4.321.
Some earlier versions of `gawk' fully complied with this aspect of
the standard. However, many users in non-English locales complained
about this behavior, since their data used a period as the decimal
point, so the default behavior was restored to use a period as the
decimal point character. You can use the `--use-lc-numeric' option
(*note Options::) to force `gawk' to use the locale's decimal point
character. (`gawk' also uses the locale's decimal point character when
in POSIX mode, either via `--posix', or the `POSIXLY_CORRECT'
environment variable.)
*note table-locale-affects:: describes the cases in which the
locale's decimal point character is used and when a period is used.
Some of these features have not been described yet.
Feature Default `--posix' or `--use-lc-numeric'
------------------------------------------------------------
`%'g' Use locale Use locale
`%g' Use period Use locale
Input Use period Use locale
`strtonum()'Use period Use locale
Table 6.1: Locale Decimal Point versus A Period
Finally, modern day formal standards and IEEE standard floating point
representation can have an unusual but important effect on the way
`gawk' converts some special string values to numbers. The details are
presented in *note POSIX Floating Point Problems::.
---------- Footnotes ----------
(1) Pathological cases can require up to 752 digits (!), but we
doubt that you need to worry about this.
File: gawk.info, Node: All Operators, Next: Truth Values and Conditions, Prev: Values, Up: Expressions
6.2 Operators: Doing Something With Values
==========================================
This minor node introduces the "operators" which make use of the values
provided by constants and variables.
* Menu:
* Arithmetic Ops:: Arithmetic operations (`+', `-',
etc.)
* Concatenation:: Concatenating strings.
* Assignment Ops:: Changing the value of a variable or a field.
* Increment Ops:: Incrementing the numeric value of a variable.
File: gawk.info, Node: Arithmetic Ops, Next: Concatenation, Up: All Operators
6.2.1 Arithmetic Operators
--------------------------
The `awk' language uses the common arithmetic operators when evaluating
expressions. All of these arithmetic operators follow normal
precedence rules and work as you would expect them to.
The following example uses a file named `grades', which contains a
list of student names as well as three test scores per student (it's a
small class):
Pat 100 97 58
Sandy 84 72 93
Chris 72 92 89
This program takes the file `grades' and prints the average of the
scores:
$ awk '{ sum = $2 + $3 + $4 ; avg = sum / 3
> print $1, avg }' grades
-| Pat 85
-| Sandy 83
-| Chris 84.3333
The following list provides the arithmetic operators in `awk', in
order from the highest precedence to the lowest:
`- X'
Negation.
`+ X'
Unary plus; the expression is converted to a number.
`X ^ Y'
`X ** Y'
Exponentiation; X raised to the Y power. `2 ^ 3' has the value
eight; the character sequence `**' is equivalent to `^'. (c.e.)
`X * Y'
Multiplication.
`X / Y'
Division; because all numbers in `awk' are floating-point
numbers, the result is _not_ rounded to an integer--`3 / 4' has
the value 0.75. (It is a common mistake, especially for C
programmers, to forget that _all_ numbers in `awk' are
floating-point, and that division of integer-looking constants
produces a real number, not an integer.)
`X % Y'
Remainder; further discussion is provided in the text, just after
this list.
`X + Y'
Addition.
`X - Y'
Subtraction.
Unary plus and minus have the same precedence, the multiplication
operators all have the same precedence, and addition and subtraction
have the same precedence.
When computing the remainder of `X % Y', the quotient is rounded
toward zero to an integer and multiplied by Y. This result is
subtracted from X; this operation is sometimes known as "trunc-mod."
The following relation always holds:
b * int(a / b) + (a % b) == a
One possibly undesirable effect of this definition of remainder is
that `X % Y' is negative if X is negative. Thus:
-17 % 8 = -1
In other `awk' implementations, the signedness of the remainder may
be machine-dependent.
NOTE: The POSIX standard only specifies the use of `^' for
exponentiation. For maximum portability, do not use the `**'
operator.
File: gawk.info, Node: Concatenation, Next: Assignment Ops, Prev: Arithmetic Ops, Up: All Operators
6.2.2 String Concatenation
--------------------------
It seemed like a good idea at the time.
Brian Kernighan
There is only one string operation: concatenation. It does not have
a specific operator to represent it. Instead, concatenation is
performed by writing expressions next to one another, with no operator.
For example:
$ awk '{ print "Field number one: " $1 }' BBS-list
-| Field number one: aardvark
-| Field number one: alpo-net
...
Without the space in the string constant after the `:', the line
runs together. For example:
$ awk '{ print "Field number one:" $1 }' BBS-list
-| Field number one:aardvark
-| Field number one:alpo-net
...
Because string concatenation does not have an explicit operator, it
is often necessary to insure that it happens at the right time by using
parentheses to enclose the items to concatenate. For example, you
might expect that the following code fragment concatenates `file' and
`name':
file = "file"
name = "name"
print "something meaningful" > file name
This produces a syntax error with some versions of Unix `awk'.(1) It is
necessary to use the following:
print "something meaningful" > (file name)
Parentheses should be used around concatenation in all but the most
common contexts, such as on the righthand side of `='. Be careful
about the kinds of expressions used in string concatenation. In
particular, the order of evaluation of expressions used for
concatenation is undefined in the `awk' language. Consider this
example:
BEGIN {
a = "don't"
print (a " " (a = "panic"))
}
It is not defined whether the assignment to `a' happens before or after
the value of `a' is retrieved for producing the concatenated value.
The result could be either `don't panic', or `panic panic'.
The precedence of concatenation, when mixed with other operators, is
often counter-intuitive. Consider this example:
$ awk 'BEGIN { print -12 " " -24 }'
-| -12-24
This "obviously" is concatenating -12, a space, and -24. But where
did the space disappear to? The answer lies in the combination of
operator precedences and `awk''s automatic conversion rules. To get
the desired result, write the program this way:
$ awk 'BEGIN { print -12 " " (-24) }'
-| -12 -24
This forces `awk' to treat the `-' on the `-24' as unary.
Otherwise, it's parsed as follows:
-12 (`" "' - 24)
=> -12 (0 - 24)
=> -12 (-24)
=> -12-24
As mentioned earlier, when doing concatenation, _parenthesize_.
Otherwise, you're never quite sure what you'll get.
---------- Footnotes ----------
(1) It happens that Brian Kernighan's `awk', `gawk' and `mawk' all
"get it right," but you should not rely on this.
File: gawk.info, Node: Assignment Ops, Next: Increment Ops, Prev: Concatenation, Up: All Operators
6.2.3 Assignment Expressions
----------------------------
An "assignment" is an expression that stores a (usually different)
value into a variable. For example, let's assign the value one to the
variable `z':
z = 1
After this expression is executed, the variable `z' has the value
one. Whatever old value `z' had before the assignment is forgotten.
Assignments can also store string values. For example, the
following stores the value `"this food is good"' in the variable
`message':
thing = "food"
predicate = "good"
message = "this " thing " is " predicate
This also illustrates string concatenation. The `=' sign is called an
"assignment operator". It is the simplest assignment operator because
the value of the righthand operand is stored unchanged. Most operators
(addition, concatenation, and so on) have no effect except to compute a
value. If the value isn't used, there's no reason to use the operator.
An assignment operator is different; it does produce a value, but even
if you ignore it, the assignment still makes itself felt through the
alteration of the variable. We call this a "side effect".
The lefthand operand of an assignment need not be a variable (*note
Variables::); it can also be a field (*note Changing Fields::) or an
array element (*note Arrays::). These are all called "lvalues", which
means they can appear on the lefthand side of an assignment operator.
The righthand operand may be any expression; it produces the new value
that the assignment stores in the specified variable, field, or array
element. (Such values are called "rvalues".)
It is important to note that variables do _not_ have permanent types.
A variable's type is simply the type of whatever value it happens to
hold at the moment. In the following program fragment, the variable
`foo' has a numeric value at first, and a string value later on:
foo = 1
print foo
foo = "bar"
print foo
When the second assignment gives `foo' a string value, the fact that it
previously had a numeric value is forgotten.
String values that do not begin with a digit have a numeric value of
zero. After executing the following code, the value of `foo' is five:
foo = "a string"
foo = foo + 5
NOTE: Using a variable as a number and then later as a string can
be confusing and is poor programming style. The previous two
examples illustrate how `awk' works, _not_ how you should write
your programs!
An assignment is an expression, so it has a value--the same value
that is assigned. Thus, `z = 1' is an expression with the value one.
One consequence of this is that you can write multiple assignments
together, such as:
x = y = z = 5
This example stores the value five in all three variables (`x', `y',
and `z'). It does so because the value of `z = 5', which is five, is
stored into `y' and then the value of `y = z = 5', which is five, is
stored into `x'.
Assignments may be used anywhere an expression is called for. For
example, it is valid to write `x != (y = 1)' to set `y' to one, and
then test whether `x' equals one. But this style tends to make
programs hard to read; such nesting of assignments should be avoided,
except perhaps in a one-shot program.
Aside from `=', there are several other assignment operators that do
arithmetic with the old value of the variable. For example, the
operator `+=' computes a new value by adding the righthand value to the
old value of the variable. Thus, the following assignment adds five to
the value of `foo':
foo += 5
This is equivalent to the following:
foo = foo + 5
Use whichever makes the meaning of your program clearer.
There are situations where using `+=' (or any assignment operator)
is _not_ the same as simply repeating the lefthand operand in the
righthand expression. For example:
# Thanks to Pat Rankin for this example
BEGIN {
foo[rand()] += 5
for (x in foo)
print x, foo[x]
bar[rand()] = bar[rand()] + 5
for (x in bar)
print x, bar[x]
}
The indices of `bar' are practically guaranteed to be different, because
`rand()' returns different values each time it is called. (Arrays and
the `rand()' function haven't been covered yet. *Note Arrays::, and
see *note Numeric Functions::, for more information). This example
illustrates an important fact about assignment operators: the lefthand
expression is only evaluated _once_. It is up to the implementation as
to which expression is evaluated first, the lefthand or the righthand.
Consider this example:
i = 1
a[i += 2] = i + 1
The value of `a[3]' could be either two or four.
*note table-assign-ops:: lists the arithmetic assignment operators.
In each case, the righthand operand is an expression whose value is
converted to a number.
Operator Effect
--------------------------------------------------------------------------
LVALUE `+=' INCREMENT Adds INCREMENT to the value of LVALUE.
LVALUE `-=' DECREMENT Subtracts DECREMENT from the value of LVALUE.
LVALUE `*=' Multiplies the value of LVALUE by COEFFICIENT.
COEFFICIENT
LVALUE `/=' DIVISOR Divides the value of LVALUE by DIVISOR.
LVALUE `%=' MODULUS Sets LVALUE to its remainder by MODULUS.
LVALUE `^=' POWER
LVALUE `**=' POWER Raises LVALUE to the power POWER. (c.e.)
Table 6.2: Arithmetic Assignment Operators
NOTE: Only the `^=' operator is specified by POSIX. For maximum
portability, do not use the `**=' operator.
Advanced Notes: Syntactic Ambiguities Between `/=' and Regular Expressions
--------------------------------------------------------------------------
There is a syntactic ambiguity between the `/=' assignment operator and
regexp constants whose first character is an `='. (d.c.) This is most
notable in commercial `awk' versions. For example:
$ awk /==/ /dev/null
error--> awk: syntax error at source line 1
error--> context is
error--> >>> /= <<<
error--> awk: bailing out at source line 1
A workaround is:
awk '/[=]=/' /dev/null
`gawk' does not have this problem, nor do the other freely available
versions described in *note Other Versions::.
File: gawk.info, Node: Increment Ops, Prev: Assignment Ops, Up: All Operators
6.2.4 Increment and Decrement Operators
---------------------------------------
"Increment" and "decrement operators" increase or decrease the value of
a variable by one. An assignment operator can do the same thing, so
the increment operators add no power to the `awk' language; however,
they are convenient abbreviations for very common operations.
The operator used for adding one is written `++'. It can be used to
increment a variable either before or after taking its value. To
pre-increment a variable `v', write `++v'. This adds one to the value
of `v'--that new value is also the value of the expression. (The
assignment expression `v += 1' is completely equivalent.) Writing the
`++' after the variable specifies post-increment. This increments the
variable value just the same; the difference is that the value of the
increment expression itself is the variable's _old_ value. Thus, if
`foo' has the value four, then the expression `foo++' has the value
four, but it changes the value of `foo' to five. In other words, the
operator returns the old value of the variable, but with the side
effect of incrementing it.
The post-increment `foo++' is nearly the same as writing `(foo += 1)
- 1'. It is not perfectly equivalent because all numbers in `awk' are
floating-point--in floating-point, `foo + 1 - 1' does not necessarily
equal `foo'. But the difference is minute as long as you stick to
numbers that are fairly small (less than 10e12).
Fields and array elements are incremented just like variables. (Use
`$(i++)' when you want to do a field reference and a variable increment
at the same time. The parentheses are necessary because of the
precedence of the field reference operator `$'.)
The decrement operator `--' works just like `++', except that it
subtracts one instead of adding it. As with `++', it can be used before
the lvalue to pre-decrement or after it to post-decrement. Following
is a summary of increment and decrement expressions:
`++LVALUE'
Increment LVALUE, returning the new value as the value of the
expression.
`LVALUE++'
Increment LVALUE, returning the _old_ value of LVALUE as the value
of the expression.
`--LVALUE'
Decrement LVALUE, returning the new value as the value of the
expression. (This expression is like `++LVALUE', but instead of
adding, it subtracts.)
`LVALUE--'
Decrement LVALUE, returning the _old_ value of LVALUE as the value
of the expression. (This expression is like `LVALUE++', but
instead of adding, it subtracts.)
Advanced Notes: Operator Evaluation Order
-----------------------------------------
Doctor, doctor! It hurts when I do this!
So don't do that!
Groucho Marx
What happens for something like the following?
b = 6
print b += b++
Or something even stranger?
b = 6
b += ++b + b++
print b
In other words, when do the various side effects prescribed by the
postfix operators (`b++') take effect? When side effects happen is
"implementation defined". In other words, it is up to the particular
version of `awk'. The result for the first example may be 12 or 13,
and for the second, it may be 22 or 23.
In short, doing things like this is not recommended and definitely
not anything that you can rely upon for portability. You should avoid
such things in your own programs.
File: gawk.info, Node: Truth Values and Conditions, Next: Function Calls, Prev: All Operators, Up: Expressions
6.3 Truth Values and Conditions
===============================
In certain contexts, expression values also serve as "truth values;"
i.e., they determine what should happen next as the program runs. This
minor node describes how `awk' defines "true" and "false" and how
values are compared.
* Menu:
* Truth Values:: What is ``true'' and what is ``false''.
* Typing and Comparison:: How variables acquire types and how this
affects comparison of numbers and strings with
`<', etc.
* Boolean Ops:: Combining comparison expressions using boolean
operators `||' (``or''), `&&'
(``and'') and `!' (``not'').
* Conditional Exp:: Conditional expressions select between two
subexpressions under control of a third
subexpression.
File: gawk.info, Node: Truth Values, Next: Typing and Comparison, Up: Truth Values and Conditions
6.3.1 True and False in `awk'
-----------------------------
Many programming languages have a special representation for the
concepts of "true" and "false." Such languages usually use the special
constants `true' and `false', or perhaps their uppercase equivalents.
However, `awk' is different. It borrows a very simple concept of true
and false from C. In `awk', any nonzero numeric value _or_ any
nonempty string value is true. Any other value (zero or the null
string, `""') is false. The following program prints `A strange truth
value' three times:
BEGIN {
if (3.1415927)
print "A strange truth value"
if ("Four Score And Seven Years Ago")
print "A strange truth value"
if (j = 57)
print "A strange truth value"
}
There is a surprising consequence of the "nonzero or non-null" rule:
the string constant `"0"' is actually true, because it is non-null.
(d.c.)
File: gawk.info, Node: Typing and Comparison, Next: Boolean Ops, Prev: Truth Values, Up: Truth Values and Conditions
6.3.2 Variable Typing and Comparison Expressions
------------------------------------------------
The Guide is definitive. Reality is frequently inaccurate.
The Hitchhiker's Guide to the Galaxy
Unlike other programming languages, `awk' variables do not have a
fixed type. Instead, they can be either a number or a string, depending
upon the value that is assigned to them. We look now at how variables
are typed, and how `awk' compares variables.
* Menu:
* Variable Typing:: String type versus numeric type.
* Comparison Operators:: The comparison operators.
* POSIX String Comparison:: String comparison with POSIX rules.
File: gawk.info, Node: Variable Typing, Next: Comparison Operators, Up: Typing and Comparison
6.3.2.1 String Type Versus Numeric Type
.......................................
The 1992 POSIX standard introduced the concept of a "numeric string",
which is simply a string that looks like a number--for example,
`" +2"'. This concept is used for determining the type of a variable.
The type of the variable is important because the types of two variables
determine how they are compared. The various versions of the POSIX
standard did not get the rules quite right for several editions.
Fortunately, as of at least the 2008 standard (and possibly earlier),
the standard has been fixed, and variable typing follows these rules:(1)
* A numeric constant or the result of a numeric operation has the
NUMERIC attribute.
* A string constant or the result of a string operation has the
STRING attribute.
* Fields, `getline' input, `FILENAME', `ARGV' elements, `ENVIRON'
elements, and the elements of an array created by `patsplit()',
`split()' and `match()' that are numeric strings have the STRNUM
attribute. Otherwise, they have the STRING attribute.
Uninitialized variables also have the STRNUM attribute.
* Attributes propagate across assignments but are not changed by any
use.
The last rule is particularly important. In the following program,
`a' has numeric type, even though it is later used in a string
operation:
BEGIN {
a = 12.345
b = a " is a cute number"
print b
}
When two operands are compared, either string comparison or numeric
comparison may be used. This depends upon the attributes of the
operands, according to the following symmetric matrix:
+---------------------------------------------
| STRING NUMERIC STRNUM
-------+---------------------------------------------
|
STRING | string string string
|
NUMERIC | string numeric numeric
|
STRNUM | string numeric numeric
-------+---------------------------------------------
The basic idea is that user input that looks numeric--and _only_
user input--should be treated as numeric, even though it is actually
made of characters and is therefore also a string. Thus, for example,
the string constant `" +3.14"', when it appears in program source code,
is a string--even though it looks numeric--and is _never_ treated as
number for comparison purposes.
In short, when one operand is a "pure" string, such as a string
constant, then a string comparison is performed. Otherwise, a numeric
comparison is performed.
This point bears additional emphasis: All user input is made of
characters, and so is first and foremost of STRING type; input strings
that look numeric are additionally given the STRNUM attribute. Thus,
the six-character input string ` +3.14' receives the STRNUM attribute.
In contrast, the eight-character literal `" +3.14"' appearing in
program text is a string constant. The following examples print `1'
when the comparison between the two different constants is true, `0'
otherwise:
$ echo ' +3.14' | gawk '{ print $0 == " +3.14" }' True
-| 1
$ echo ' +3.14' | gawk '{ print $0 == "+3.14" }' False
-| 0
$ echo ' +3.14' | gawk '{ print $0 == "3.14" }' False
-| 0
$ echo ' +3.14' | gawk '{ print $0 == 3.14 }' True
-| 1
$ echo ' +3.14' | gawk '{ print $1 == " +3.14" }' False
-| 0
$ echo ' +3.14' | gawk '{ print $1 == "+3.14" }' True
-| 1
$ echo ' +3.14' | gawk '{ print $1 == "3.14" }' False
-| 0
$ echo ' +3.14' | gawk '{ print $1 == 3.14 }' True
-| 1
---------- Footnotes ----------
(1) `gawk' has followed these rules for many years, and it is
gratifying that the POSIX standard is also now correct.
File: gawk.info, Node: Comparison Operators, Next: POSIX String Comparison, Prev: Variable Typing, Up: Typing and Comparison
6.3.2.2 Comparison Operators
............................
"Comparison expressions" compare strings or numbers for relationships
such as equality. They are written using "relational operators", which
are a superset of those in C. *note table-relational-ops:: describes
them.
Expression Result
--------------------------------------------------------------------------
X `<' Y True if X is less than Y.
X `<=' Y True if X is less than or equal to Y.
X `>' Y True if X is greater than Y.
X `>=' Y True if X is greater than or equal to Y.
X `==' Y True if X is equal to Y.
X `!=' Y True if X is not equal to Y.
X `~' Y True if the string X matches the regexp denoted by Y.
X `!~' Y True if the string X does not match the regexp
denoted by Y.
SUBSCRIPT `in' True if the array ARRAY has an element with the
ARRAY subscript SUBSCRIPT.
Table 6.3: Relational Operators
Comparison expressions have the value one if true and zero if false.
When comparing operands of mixed types, numeric operands are converted
to strings using the value of `CONVFMT' (*note Conversion::).
Strings are compared by comparing the first character of each, then
the second character of each, and so on. Thus, `"10"' is less than
`"9"'. If there are two strings where one is a prefix of the other,
the shorter string is less than the longer one. Thus, `"abc"' is less
than `"abcd"'.
It is very easy to accidentally mistype the `==' operator and leave
off one of the `=' characters. The result is still valid `awk' code,
but the program does not do what is intended:
if (a = b) # oops! should be a == b
...
else
...
Unless `b' happens to be zero or the null string, the `if' part of the
test always succeeds. Because the operators are so similar, this kind
of error is very difficult to spot when scanning the source code.
The following table of expressions illustrates the kind of comparison
`gawk' performs, as well as what the result of the comparison is:
`1.5 <= 2.0'
numeric comparison (true)
`"abc" >= "xyz"'
string comparison (false)
`1.5 != " +2"'
string comparison (true)
`"1e2" < "3"'
string comparison (true)
`a = 2; b = "2"'
`a == b'
string comparison (true)
`a = 2; b = " +2"'
`a == b'
string comparison (false)
In this example:
$ echo 1e2 3 | awk '{ print ($1 < $2) ? "true" : "false" }'
-| false
the result is `false' because both `$1' and `$2' are user input. They
are numeric strings--therefore both have the STRNUM attribute,
dictating a numeric comparison. The purpose of the comparison rules
and the use of numeric strings is to attempt to produce the behavior
that is "least surprising," while still "doing the right thing."
String comparisons and regular expression comparisons are very
different. For example:
x == "foo"
has the value one, or is true if the variable `x' is precisely `foo'.
By contrast:
x ~ /foo/
has the value one if `x' contains `foo', such as `"Oh, what a fool am
I!"'.
The righthand operand of the `~' and `!~' operators may be either a
regexp constant (`/.../') or an ordinary expression. In the latter
case, the value of the expression as a string is used as a dynamic
regexp (*note Regexp Usage::; also *note Computed Regexps::).
In modern implementations of `awk', a constant regular expression in
slashes by itself is also an expression. The regexp `/REGEXP/' is an
abbreviation for the following comparison expression:
$0 ~ /REGEXP/
One special place where `/foo/' is _not_ an abbreviation for `$0 ~
/foo/' is when it is the righthand operand of `~' or `!~'. *Note Using
Constant Regexps::, where this is discussed in more detail.
File: gawk.info, Node: POSIX String Comparison, Prev: Comparison Operators, Up: Typing and Comparison
6.3.2.3 String Comparison With POSIX Rules
..........................................
The POSIX standard says that string comparison is performed based on
the locale's collating order. This is usually very different from the
results obtained when doing straight character-by-character
comparison.(1)
Because this behavior differs considerably from existing practice,
`gawk' only implements it when in POSIX mode (*note Options::). Here
is an example to illustrate the difference, in an `en_US.UTF-8' locale:
$ gawk 'BEGIN { printf("ABC < abc = %s\n",
> ("ABC" < "abc" ? "TRUE" : "FALSE")) }'
-| ABC < abc = TRUE
$ gawk --posix 'BEGIN { printf("ABC < abc = %s\n",
> ("ABC" < "abc" ? "TRUE" : "FALSE")) }'
-| ABC < abc = FALSE
---------- Footnotes ----------
(1) Technically, string comparison is supposed to behave the same
way as if the strings are compared with the C `strcoll()' function.
File: gawk.info, Node: Boolean Ops, Next: Conditional Exp, Prev: Typing and Comparison, Up: Truth Values and Conditions
6.3.3 Boolean Expressions
-------------------------
A "Boolean expression" is a combination of comparison expressions or
matching expressions, using the Boolean operators "or" (`||'), "and"
(`&&'), and "not" (`!'), along with parentheses to control nesting.
The truth value of the Boolean expression is computed by combining the
truth values of the component expressions. Boolean expressions are
also referred to as "logical expressions". The terms are equivalent.
Boolean expressions can be used wherever comparison and matching
expressions can be used. They can be used in `if', `while', `do', and
`for' statements (*note Statements::). They have numeric values (one
if true, zero if false) that come into play if the result of the
Boolean expression is stored in a variable or used in arithmetic.
In addition, every Boolean expression is also a valid pattern, so
you can use one as a pattern to control the execution of rules. The
Boolean operators are:
`BOOLEAN1 && BOOLEAN2'
True if both BOOLEAN1 and BOOLEAN2 are true. For example, the
following statement prints the current input record if it contains
both `2400' and `foo':
if ($0 ~ /2400/ && $0 ~ /foo/) print
The subexpression BOOLEAN2 is evaluated only if BOOLEAN1 is true.
This can make a difference when BOOLEAN2 contains expressions that
have side effects. In the case of `$0 ~ /foo/ && ($2 == bar++)',
the variable `bar' is not incremented if there is no substring
`foo' in the record.
`BOOLEAN1 || BOOLEAN2'
True if at least one of BOOLEAN1 or BOOLEAN2 is true. For
example, the following statement prints all records in the input
that contain _either_ `2400' or `foo' or both:
if ($0 ~ /2400/ || $0 ~ /foo/) print
The subexpression BOOLEAN2 is evaluated only if BOOLEAN1 is false.
This can make a difference when BOOLEAN2 contains expressions that
have side effects.
`! BOOLEAN'
True if BOOLEAN is false. For example, the following program
prints `no home!' in the unusual event that the `HOME' environment
variable is not defined:
BEGIN { if (! ("HOME" in ENVIRON))
print "no home!" }
(The `in' operator is described in *note Reference to Elements::.)
The `&&' and `||' operators are called "short-circuit" operators
because of the way they work. Evaluation of the full expression is
"short-circuited" if the result can be determined part way through its
evaluation.
Statements that use `&&' or `||' can be continued simply by putting
a newline after them. But you cannot put a newline in front of either
of these operators without using backslash continuation (*note
Statements/Lines::).
The actual value of an expression using the `!' operator is either
one or zero, depending upon the truth value of the expression it is
applied to. The `!' operator is often useful for changing the sense of
a flag variable from false to true and back again. For example, the
following program is one way to print lines in between special
bracketing lines:
$1 == "START" { interested = ! interested; next }
interested == 1 { print }
$1 == "END" { interested = ! interested; next }
The variable `interested', as with all `awk' variables, starts out
initialized to zero, which is also false. When a line is seen whose
first field is `START', the value of `interested' is toggled to true,
using `!'. The next rule prints lines as long as `interested' is true.
When a line is seen whose first field is `END', `interested' is toggled
back to false.(1)
NOTE: The `next' statement is discussed in *note Next Statement::.
`next' tells `awk' to skip the rest of the rules, get the next
record, and start processing the rules over again at the top. The
reason it's there is to avoid printing the bracketing `START' and
`END' lines.
---------- Footnotes ----------
(1) This program has a bug; it prints lines starting with `END'. How
would you fix it?
File: gawk.info, Node: Conditional Exp, Prev: Boolean Ops, Up: Truth Values and Conditions
6.3.4 Conditional Expressions
-----------------------------
A "conditional expression" is a special kind of expression that has
three operands. It allows you to use one expression's value to select
one of two other expressions. The conditional expression is the same
as in the C language, as shown here:
SELECTOR ? IF-TRUE-EXP : IF-FALSE-EXP
There are three subexpressions. The first, SELECTOR, is always
computed first. If it is "true" (not zero or not null), then
IF-TRUE-EXP is computed next and its value becomes the value of the
whole expression. Otherwise, IF-FALSE-EXP is computed next and its
value becomes the value of the whole expression. For example, the
following expression produces the absolute value of `x':
x >= 0 ? x : -x
Each time the conditional expression is computed, only one of
IF-TRUE-EXP and IF-FALSE-EXP is used; the other is ignored. This is
important when the expressions have side effects. For example, this
conditional expression examines element `i' of either array `a' or
array `b', and increments `i':
x == y ? a[i++] : b[i++]
This is guaranteed to increment `i' exactly once, because each time
only one of the two increment expressions is executed and the other is
not. *Note Arrays::, for more information about arrays.
As a minor `gawk' extension, a statement that uses `?:' can be
continued simply by putting a newline after either character. However,
putting a newline in front of either character does not work without
using backslash continuation (*note Statements/Lines::). If `--posix'
is specified (*note Options::), then this extension is disabled.
File: gawk.info, Node: Function Calls, Next: Precedence, Prev: Truth Values and Conditions, Up: Expressions
6.4 Function Calls
==================
A "function" is a name for a particular calculation. This enables you
to ask for it by name at any point in the program. For example, the
function `sqrt()' computes the square root of a number.
A fixed set of functions are "built-in", which means they are
available in every `awk' program. The `sqrt()' function is one of
these. *Note Built-in::, for a list of built-in functions and their
descriptions. In addition, you can define functions for use in your
program. *Note User-defined::, for instructions on how to do this.
The way to use a function is with a "function call" expression,
which consists of the function name followed immediately by a list of
"arguments" in parentheses. The arguments are expressions that provide
the raw materials for the function's calculations. When there is more
than one argument, they are separated by commas. If there are no
arguments, just write `()' after the function name. The following
examples show function calls with and without arguments:
sqrt(x^2 + y^2) one argument
atan2(y, x) two arguments
rand() no arguments
CAUTION: Do not put any space between the function name and the
open-parenthesis! A user-defined function name looks just like
the name of a variable--a space would make the expression look
like concatenation of a variable with an expression inside
parentheses. With built-in functions, space before the
parenthesis is harmless, but it is best not to get into the habit
of using space to avoid mistakes with user-defined functions.
Each function expects a particular number of arguments. For
example, the `sqrt()' function must be called with a single argument,
the number of which to take the square root:
sqrt(ARGUMENT)
Some of the built-in functions have one or more optional arguments.
If those arguments are not supplied, the functions use a reasonable
default value. *Note Built-in::, for full details. If arguments are
omitted in calls to user-defined functions, then those arguments are
treated as local variables and initialized to the empty string (*note
User-defined::).
As an advanced feature, `gawk' provides indirect function calls,
which is a way to choose the function to call at runtime, instead of
when you write the source code to your program. We defer discussion of
this feature until later; see *note Indirect Calls::.
Like every other expression, the function call has a value, which is
computed by the function based on the arguments you give it. In this
example, the value of `sqrt(ARGUMENT)' is the square root of ARGUMENT.
The following program reads numbers, one number per line, and prints the
square root of each one:
$ awk '{ print "The square root of", $1, "is", sqrt($1) }'
1
-| The square root of 1 is 1
3
-| The square root of 3 is 1.73205
5
-| The square root of 5 is 2.23607
Ctrl-d
A function can also have side effects, such as assigning values to
certain variables or doing I/O. This program shows how the `match()'
function (*note String Functions::) changes the variables `RSTART' and
`RLENGTH':
{
if (match($1, $2))
print RSTART, RLENGTH
else
print "no match"
}
Here is a sample run:
$ awk -f matchit.awk
aaccdd c+
-| 3 2
foo bar
-| no match
abcdefg e
-| 5 1
File: gawk.info, Node: Precedence, Next: Locales, Prev: Function Calls, Up: Expressions
6.5 Operator Precedence (How Operators Nest)
============================================
"Operator precedence" determines how operators are grouped when
different operators appear close by in one expression. For example,
`*' has higher precedence than `+'; thus, `a + b * c' means to multiply
`b' and `c', and then add `a' to the product (i.e., `a + (b * c)').
The normal precedence of the operators can be overruled by using
parentheses. Think of the precedence rules as saying where the
parentheses are assumed to be. In fact, it is wise to always use
parentheses whenever there is an unusual combination of operators,
because other people who read the program may not remember what the
precedence is in this case. Even experienced programmers occasionally
forget the exact rules, which leads to mistakes. Explicit parentheses
help prevent any such mistakes.
When operators of equal precedence are used together, the leftmost
operator groups first, except for the assignment, conditional, and
exponentiation operators, which group in the opposite order. Thus, `a
- b + c' groups as `(a - b) + c' and `a = b = c' groups as `a = (b =
c)'.
Normally the precedence of prefix unary operators does not matter,
because there is only one way to interpret them: innermost first.
Thus, `$++i' means `$(++i)' and `++$x' means `++($x)'. However, when
another operator follows the operand, then the precedence of the unary
operators can matter. `$x^2' means `($x)^2', but `-x^2' means
`-(x^2)', because `-' has lower precedence than `^', whereas `$' has
higher precedence. Also, operators cannot be combined in a way that
violates the precedence rules; for example, `$$0++--' is not a valid
expression because the first `$' has higher precedence than the `++';
to avoid the problem the expression can be rewritten as `$($0++)--'.
This table presents `awk''s operators, in order of highest to lowest
precedence:
`(...)'
Grouping.
`$'
Field reference.
`++ --'
Increment, decrement.
`^ **'
Exponentiation. These operators group right-to-left.
`+ - !'
Unary plus, minus, logical "not."
`* / %'
Multiplication, division, remainder.
`+ -'
Addition, subtraction.
`String Concatenation'
There is no special symbol for concatenation. The operands are
simply written side by side (*note Concatenation::).
`< <= == != > >= >> | |&'
Relational and redirection. The relational operators and the
redirections have the same precedence level. Characters such as
`>' serve both as relationals and as redirections; the context
distinguishes between the two meanings.
Note that the I/O redirection operators in `print' and `printf'
statements belong to the statement level, not to expressions. The
redirection does not produce an expression that could be the
operand of another operator. As a result, it does not make sense
to use a redirection operator near another operator of lower
precedence without parentheses. Such combinations (for example,
`print foo > a ? b : c'), result in syntax errors. The correct
way to write this statement is `print foo > (a ? b : c)'.
`~ !~'
Matching, nonmatching.
`in'
Array membership.
`&&'
Logical "and".
`||'
Logical "or".
`?:'
Conditional. This operator groups right-to-left.
`= += -= *= /= %= ^= **='
Assignment. These operators group right-to-left.
NOTE: The `|&', `**', and `**=' operators are not specified by
POSIX. For maximum portability, do not use them.
File: gawk.info, Node: Locales, Prev: Precedence, Up: Expressions
6.6 Where You Are Makes A Difference
====================================
Modern systems support the notion of "locales": a way to tell the
system about the local character set and language.
Once upon a time, the locale setting used to affect regexp matching
(*note Ranges and Locales::), but this is no longer true.
Locales can affect record splitting. For the normal case of `RS =
"\n"', the locale is largely irrelevant. For other single-character
record separators, setting `LC_ALL=C' in the environment will give you
much better performance when reading records. Otherwise, `gawk' has to
make several function calls, _per input character_, to find the record
terminator.
According to POSIX, string comparison is also affected by locales
(similar to regular expressions). The details are presented in *note
POSIX String Comparison::.
Finally, the locale affects the value of the decimal point character
used when `gawk' parses input data. This is discussed in detail in
*note Conversion::.
File: gawk.info, Node: Patterns and Actions, Next: Arrays, Prev: Expressions, Up: Top
7 Patterns, Actions, and Variables
**********************************
As you have already seen, each `awk' statement consists of a pattern
with an associated action. This major node describes how you build
patterns and actions, what kinds of things you can do within actions,
and `awk''s built-in variables.
The pattern-action rules and the statements available for use within
actions form the core of `awk' programming. In a sense, everything
covered up to here has been the foundation that programs are built on
top of. Now it's time to start building something useful.
* Menu:
* Pattern Overview:: What goes into a pattern.
* Using Shell Variables:: How to use shell variables with `awk'.
* Action Overview:: What goes into an action.
* Statements:: Describes the various control statements in
detail.
* Built-in Variables:: Summarizes the built-in variables.
File: gawk.info, Node: Pattern Overview, Next: Using Shell Variables, Up: Patterns and Actions
7.1 Pattern Elements
====================
* Menu:
* Regexp Patterns:: Using regexps as patterns.
* Expression Patterns:: Any expression can be used as a pattern.
* Ranges:: Pairs of patterns specify record ranges.
* BEGIN/END:: Specifying initialization and cleanup rules.
* BEGINFILE/ENDFILE:: Two special patterns for advanced control.
* Empty:: The empty pattern, which matches every record.
Patterns in `awk' control the execution of rules--a rule is executed
when its pattern matches the current input record. The following is a
summary of the types of `awk' patterns:
`/REGULAR EXPRESSION/'
A regular expression. It matches when the text of the input record
fits the regular expression. (*Note Regexp::.)
`EXPRESSION'
A single expression. It matches when its value is nonzero (if a
number) or non-null (if a string). (*Note Expression Patterns::.)
`PAT1, PAT2'
A pair of patterns separated by a comma, specifying a range of
records. The range includes both the initial record that matches
PAT1 and the final record that matches PAT2. (*Note Ranges::.)
`BEGIN'
`END'
Special patterns for you to supply startup or cleanup actions for
your `awk' program. (*Note BEGIN/END::.)
`BEGINFILE'
`ENDFILE'
Special patterns for you to supply startup or cleanup actions to be
done on a per file basis. (*Note BEGINFILE/ENDFILE::.)
`EMPTY'
The empty pattern matches every input record. (*Note Empty::.)
File: gawk.info, Node: Regexp Patterns, Next: Expression Patterns, Up: Pattern Overview
7.1.1 Regular Expressions as Patterns
-------------------------------------
Regular expressions are one of the first kinds of patterns presented in
this book. This kind of pattern is simply a regexp constant in the
pattern part of a rule. Its meaning is `$0 ~ /PATTERN/'. The pattern
matches when the input record matches the regexp. For example:
/foo|bar|baz/ { buzzwords++ }
END { print buzzwords, "buzzwords seen" }
File: gawk.info, Node: Expression Patterns, Next: Ranges, Prev: Regexp Patterns, Up: Pattern Overview
7.1.2 Expressions as Patterns
-----------------------------
Any `awk' expression is valid as an `awk' pattern. The pattern matches
if the expression's value is nonzero (if a number) or non-null (if a
string). The expression is reevaluated each time the rule is tested
against a new input record. If the expression uses fields such as
`$1', the value depends directly on the new input record's text;
otherwise, it depends on only what has happened so far in the execution
of the `awk' program.
Comparison expressions, using the comparison operators described in
*note Typing and Comparison::, are a very common kind of pattern.
Regexp matching and nonmatching are also very common expressions. The
left operand of the `~' and `!~' operators is a string. The right
operand is either a constant regular expression enclosed in slashes
(`/REGEXP/'), or any expression whose string value is used as a dynamic
regular expression (*note Computed Regexps::). The following example
prints the second field of each input record whose first field is
precisely `foo':
$ awk '$1 == "foo" { print $2 }' BBS-list
(There is no output, because there is no BBS site with the exact name
`foo'.) Contrast this with the following regular expression match,
which accepts any record with a first field that contains `foo':
$ awk '$1 ~ /foo/ { print $2 }' BBS-list
-| 555-1234
-| 555-6699
-| 555-6480
-| 555-2127
A regexp constant as a pattern is also a special case of an
expression pattern. The expression `/foo/' has the value one if `foo'
appears in the current input record. Thus, as a pattern, `/foo/'
matches any record containing `foo'.
Boolean expressions are also commonly used as patterns. Whether the
pattern matches an input record depends on whether its subexpressions
match. For example, the following command prints all the records in
`BBS-list' that contain both `2400' and `foo':
$ awk '/2400/ && /foo/' BBS-list
-| fooey 555-1234 2400/1200/300 B
The following command prints all records in `BBS-list' that contain
_either_ `2400' or `foo' (or both, of course):
$ awk '/2400/ || /foo/' BBS-list
-| alpo-net 555-3412 2400/1200/300 A
-| bites 555-1675 2400/1200/300 A
-| fooey 555-1234 2400/1200/300 B
-| foot 555-6699 1200/300 B
-| macfoo 555-6480 1200/300 A
-| sdace 555-3430 2400/1200/300 A
-| sabafoo 555-2127 1200/300 C
The following command prints all records in `BBS-list' that do _not_
contain the string `foo':
$ awk '! /foo/' BBS-list
-| aardvark 555-5553 1200/300 B
-| alpo-net 555-3412 2400/1200/300 A
-| barfly 555-7685 1200/300 A
-| bites 555-1675 2400/1200/300 A
-| camelot 555-0542 300 C
-| core 555-2912 1200/300 C
-| sdace 555-3430 2400/1200/300 A
The subexpressions of a Boolean operator in a pattern can be
constant regular expressions, comparisons, or any other `awk'
expressions. Range patterns are not expressions, so they cannot appear
inside Boolean patterns. Likewise, the special patterns `BEGIN', `END',
`BEGINFILE' and `ENDFILE', which never match any input record, are not
expressions and cannot appear inside Boolean patterns.
The precedence of the different operators which can appear in
patterns is described in *note Precedence::.
File: gawk.info, Node: Ranges, Next: BEGIN/END, Prev: Expression Patterns, Up: Pattern Overview
7.1.3 Specifying Record Ranges with Patterns
--------------------------------------------
A "range pattern" is made of two patterns separated by a comma, in the
form `BEGPAT, ENDPAT'. It is used to match ranges of consecutive input
records. The first pattern, BEGPAT, controls where the range begins,
while ENDPAT controls where the pattern ends. For example, the
following:
awk '$1 == "on", $1 == "off"' myfile
prints every record in `myfile' between `on'/`off' pairs, inclusive.
A range pattern starts out by matching BEGPAT against every input
record. When a record matches BEGPAT, the range pattern is "turned on"
and the range pattern matches this record as well. As long as the
range pattern stays turned on, it automatically matches every input
record read. The range pattern also matches ENDPAT against every input
record; when this succeeds, the range pattern is turned off again for
the following record. Then the range pattern goes back to checking
BEGPAT against each record.
The record that turns on the range pattern and the one that turns it
off both match the range pattern. If you don't want to operate on
these records, you can write `if' statements in the rule's action to
distinguish them from the records you are interested in.
It is possible for a pattern to be turned on and off by the same
record. If the record satisfies both conditions, then the action is
executed for just that record. For example, suppose there is text
between two identical markers (e.g., the `%' symbol), each on its own
line, that should be ignored. A first attempt would be to combine a
range pattern that describes the delimited text with the `next'
statement (not discussed yet, *note Next Statement::). This causes
`awk' to skip any further processing of the current record and start
over again with the next input record. Such a program looks like this:
/^%$/,/^%$/ { next }
{ print }
This program fails because the range pattern is both turned on and
turned off by the first line, which just has a `%' on it. To
accomplish this task, write the program in the following manner, using
a flag:
/^%$/ { skip = ! skip; next }
skip == 1 { next } # skip lines with `skip' set
In a range pattern, the comma (`,') has the lowest precedence of all
the operators (i.e., it is evaluated last). Thus, the following
program attempts to combine a range pattern with another, simpler test:
echo Yes | awk '/1/,/2/ || /Yes/'
The intent of this program is `(/1/,/2/) || /Yes/'. However, `awk'
interprets this as `/1/, (/2/ || /Yes/)'. This cannot be changed or
worked around; range patterns do not combine with other patterns:
$ echo Yes | gawk '(/1/,/2/) || /Yes/'
error--> gawk: cmd. line:1: (/1/,/2/) || /Yes/
error--> gawk: cmd. line:1: ^ syntax error
File: gawk.info, Node: BEGIN/END, Next: BEGINFILE/ENDFILE, Prev: Ranges, Up: Pattern Overview
7.1.4 The `BEGIN' and `END' Special Patterns
--------------------------------------------
All the patterns described so far are for matching input records. The
`BEGIN' and `END' special patterns are different. They supply startup
and cleanup actions for `awk' programs. `BEGIN' and `END' rules must
have actions; there is no default action for these rules because there
is no current record when they run. `BEGIN' and `END' rules are often
referred to as "`BEGIN' and `END' blocks" by long-time `awk'
programmers.
* Menu:
* Using BEGIN/END:: How and why to use BEGIN/END rules.
* I/O And BEGIN/END:: I/O issues in BEGIN/END rules.
File: gawk.info, Node: Using BEGIN/END, Next: I/O And BEGIN/END, Up: BEGIN/END
7.1.4.1 Startup and Cleanup Actions
...................................
A `BEGIN' rule is executed once only, before the first input record is
read. Likewise, an `END' rule is executed once only, after all the
input is read. For example:
$ awk '
> BEGIN { print "Analysis of \"foo\"" }
> /foo/ { ++n }
> END { print "\"foo\" appears", n, "times." }' BBS-list
-| Analysis of "foo"
-| "foo" appears 4 times.
This program finds the number of records in the input file `BBS-list'
that contain the string `foo'. The `BEGIN' rule prints a title for the
report. There is no need to use the `BEGIN' rule to initialize the
counter `n' to zero, since `awk' does this automatically (*note
Variables::). The second rule increments the variable `n' every time a
record containing the pattern `foo' is read. The `END' rule prints the
value of `n' at the end of the run.
The special patterns `BEGIN' and `END' cannot be used in ranges or
with Boolean operators (indeed, they cannot be used with any operators).
An `awk' program may have multiple `BEGIN' and/or `END' rules. They
are executed in the order in which they appear: all the `BEGIN' rules
at startup and all the `END' rules at termination. `BEGIN' and `END'
rules may be intermixed with other rules. This feature was added in
the 1987 version of `awk' and is included in the POSIX standard. The
original (1978) version of `awk' required the `BEGIN' rule to be placed
at the beginning of the program, the `END' rule to be placed at the
end, and only allowed one of each. This is no longer required, but it
is a good idea to follow this template in terms of program organization
and readability.
Multiple `BEGIN' and `END' rules are useful for writing library
functions, because each library file can have its own `BEGIN' and/or
`END' rule to do its own initialization and/or cleanup. The order in
which library functions are named on the command line controls the
order in which their `BEGIN' and `END' rules are executed. Therefore,
you have to be careful when writing such rules in library files so that
the order in which they are executed doesn't matter. *Note Options::,
for more information on using library functions. *Note Library
Functions::, for a number of useful library functions.
If an `awk' program has only `BEGIN' rules and no other rules, then
the program exits after the `BEGIN' rule is run.(1) However, if an
`END' rule exists, then the input is read, even if there are no other
rules in the program. This is necessary in case the `END' rule checks
the `FNR' and `NR' variables.
---------- Footnotes ----------
(1) The original version of `awk' kept reading and ignoring input
until the end of the file was seen.
File: gawk.info, Node: I/O And BEGIN/END, Prev: Using BEGIN/END, Up: BEGIN/END
7.1.4.2 Input/Output from `BEGIN' and `END' Rules
.................................................
There are several (sometimes subtle) points to remember when doing I/O
from a `BEGIN' or `END' rule. The first has to do with the value of
`$0' in a `BEGIN' rule. Because `BEGIN' rules are executed before any
input is read, there simply is no input record, and therefore no
fields, when executing `BEGIN' rules. References to `$0' and the fields
yield a null string or zero, depending upon the context. One way to
give `$0' a real value is to execute a `getline' command without a
variable (*note Getline::). Another way is simply to assign a value to
`$0'.
The second point is similar to the first but from the other
direction. Traditionally, due largely to implementation issues, `$0'
and `NF' were _undefined_ inside an `END' rule. The POSIX standard
specifies that `NF' is available in an `END' rule. It contains the
number of fields from the last input record. Most probably due to an
oversight, the standard does not say that `$0' is also preserved,
although logically one would think that it should be. In fact, `gawk'
does preserve the value of `$0' for use in `END' rules. Be aware,
however, that Brian Kernighan's `awk', and possibly other
implementations, do not.
The third point follows from the first two. The meaning of `print'
inside a `BEGIN' or `END' rule is the same as always: `print $0'. If
`$0' is the null string, then this prints an empty record. Many long
time `awk' programmers use an unadorned `print' in `BEGIN' and `END'
rules, to mean `print ""', relying on `$0' being null. Although one
might generally get away with this in `BEGIN' rules, it is a very bad
idea in `END' rules, at least in `gawk'. It is also poor style, since
if an empty line is needed in the output, the program should print one
explicitly.
Finally, the `next' and `nextfile' statements are not allowed in a
`BEGIN' rule, because the implicit
read-a-record-and-match-against-the-rules loop has not started yet.
Similarly, those statements are not valid in an `END' rule, since all
the input has been read. (*Note Next Statement::, and see *note
Nextfile Statement::.)
File: gawk.info, Node: BEGINFILE/ENDFILE, Next: Empty, Prev: BEGIN/END, Up: Pattern Overview
7.1.5 The `BEGINFILE' and `ENDFILE' Special Patterns
----------------------------------------------------
This minor node describes a `gawk'-specific feature.
Two special kinds of rule, `BEGINFILE' and `ENDFILE', give you
"hooks" into `gawk''s command-line file processing loop. As with the
`BEGIN' and `END' rules (*note BEGIN/END::), all `BEGINFILE' rules in a
program are merged, in the order they are read by `gawk', and all
`ENDFILE' rules are merged as well.
The body of the `BEGINFILE' rules is executed just before `gawk'
reads the first record from a file. `FILENAME' is set to the name of
the current file, and `FNR' is set to zero.
The `BEGINFILE' rule provides you the opportunity for two tasks that
would otherwise be difficult or impossible to perform:
* You can test if the file is readable. Normally, it is a fatal
error if a file named on the command line cannot be opened for
reading. However, you can bypass the fatal error and move on to
the next file on the command line.
You do this by checking if the `ERRNO' variable is not the empty
string; if so, then `gawk' was not able to open the file. In this
case, your program can execute the `nextfile' statement (*note
Nextfile Statement::). This causes `gawk' to skip the file
entirely. Otherwise, `gawk' exits with the usual fatal error.
* If you have written extensions that modify the record handling (by
inserting an "open hook"), you can invoke them at this point,
before `gawk' has started processing the file. (This is a _very_
advanced feature, currently used only by the XMLgawk project
(http://xmlgawk.sourceforge.net).)
The `ENDFILE' rule is called when `gawk' has finished processing the
last record in an input file. For the last input file, it will be
called before any `END' rules. The `ENDFILE' rule is executed even for
empty input files.
Normally, when an error occurs when reading input in the normal input
processing loop, the error is fatal. However, if an `ENDFILE' rule is
present, the error becomes non-fatal, and instead `ERRNO' is set. This
makes it possible to catch and process I/O errors at the level of the
`awk' program.
The `next' statement (*note Next Statement::) is not allowed inside
either a `BEGINFILE' or and `ENDFILE' rule. The `nextfile' statement
(*note Nextfile Statement::) is allowed only inside a `BEGINFILE' rule,
but not inside an `ENDFILE' rule.
The `getline' statement (*note Getline::) is restricted inside both
`BEGINFILE' and `ENDFILE'. Only the `getline VARIABLE < FILE' form is
allowed.
`BEGINFILE' and `ENDFILE' are `gawk' extensions. In most other
`awk' implementations, or if `gawk' is in compatibility mode (*note
Options::), they are not special.
File: gawk.info, Node: Empty, Prev: BEGINFILE/ENDFILE, Up: Pattern Overview
7.1.6 The Empty Pattern
-----------------------
An empty (i.e., nonexistent) pattern is considered to match _every_
input record. For example, the program:
awk '{ print $1 }' BBS-list
prints the first field of every record.
File: gawk.info, Node: Using Shell Variables, Next: Action Overview, Prev: Pattern Overview, Up: Patterns and Actions
7.2 Using Shell Variables in Programs
=====================================
`awk' programs are often used as components in larger programs written
in shell. For example, it is very common to use a shell variable to
hold a pattern that the `awk' program searches for. There are two ways
to get the value of the shell variable into the body of the `awk'
program.
The most common method is to use shell quoting to substitute the
variable's value into the program inside the script. For example, in
the following program:
printf "Enter search pattern: "
read pattern
awk "/$pattern/ "'{ nmatches++ }
END { print nmatches, "found" }' /path/to/data
the `awk' program consists of two pieces of quoted text that are
concatenated together to form the program. The first part is
double-quoted, which allows substitution of the `pattern' shell
variable inside the quotes. The second part is single-quoted.
Variable substitution via quoting works, but can be potentially
messy. It requires a good understanding of the shell's quoting rules
(*note Quoting::), and it's often difficult to correctly match up the
quotes when reading the program.
A better method is to use `awk''s variable assignment feature (*note
Assignment Options::) to assign the shell variable's value to an `awk'
variable's value. Then use dynamic regexps to match the pattern (*note
Computed Regexps::). The following shows how to redo the previous
example using this technique:
printf "Enter search pattern: "
read pattern
awk -v pat="$pattern" '$0 ~ pat { nmatches++ }
END { print nmatches, "found" }' /path/to/data
Now, the `awk' program is just one single-quoted string. The
assignment `-v pat="$pattern"' still requires double quotes, in case
there is whitespace in the value of `$pattern'. The `awk' variable
`pat' could be named `pattern' too, but that would be more confusing.
Using a variable also provides more flexibility, since the variable can
be used anywhere inside the program--for printing, as an array
subscript, or for any other use--without requiring the quoting tricks
at every point in the program.
File: gawk.info, Node: Action Overview, Next: Statements, Prev: Using Shell Variables, Up: Patterns and Actions
7.3 Actions
===========
An `awk' program or script consists of a series of rules and function
definitions interspersed. (Functions are described later. *Note
User-defined::.) A rule contains a pattern and an action, either of
which (but not both) may be omitted. The purpose of the "action" is to
tell `awk' what to do once a match for the pattern is found. Thus, in
outline, an `awk' program generally looks like this:
[PATTERN] { ACTION }
PATTERN [{ ACTION }]
...
function NAME(ARGS) { ... }
...
An action consists of one or more `awk' "statements", enclosed in
curly braces (`{...}'). Each statement specifies one thing to do. The
statements are separated by newlines or semicolons. The curly braces
around an action must be used even if the action contains only one
statement, or if it contains no statements at all. However, if you
omit the action entirely, omit the curly braces as well. An omitted
action is equivalent to `{ print $0 }':
/foo/ { } match `foo', do nothing -- empty action
/foo/ match `foo', print the record -- omitted action
The following types of statements are supported in `awk':
Expressions
Call functions or assign values to variables (*note
Expressions::). Executing this kind of statement simply computes
the value of the expression. This is useful when the expression
has side effects (*note Assignment Ops::).
Control statements
Specify the control flow of `awk' programs. The `awk' language
gives you C-like constructs (`if', `for', `while', and `do') as
well as a few special ones (*note Statements::).
Compound statements
Consist of one or more statements enclosed in curly braces. A
compound statement is used in order to put several statements
together in the body of an `if', `while', `do', or `for' statement.
Input statements
Use the `getline' command (*note Getline::). Also supplied in
`awk' are the `next' statement (*note Next Statement::), and the
`nextfile' statement (*note Nextfile Statement::).
Output statements
Such as `print' and `printf'. *Note Printing::.
Deletion statements
For deleting array elements. *Note Delete::.
File: gawk.info, Node: Statements, Next: Built-in Variables, Prev: Action Overview, Up: Patterns and Actions
7.4 Control Statements in Actions
=================================
"Control statements", such as `if', `while', and so on, control the
flow of execution in `awk' programs. Most of `awk''s control
statements are patterned after similar statements in C.
All the control statements start with special keywords, such as `if'
and `while', to distinguish them from simple expressions. Many control
statements contain other statements. For example, the `if' statement
contains another statement that may or may not be executed. The
contained statement is called the "body". To include more than one
statement in the body, group them into a single "compound statement"
with curly braces, separating them with newlines or semicolons.
* Menu:
* If Statement:: Conditionally execute some `awk'
statements.
* While Statement:: Loop until some condition is satisfied.
* Do Statement:: Do specified action while looping until some
condition is satisfied.
* For Statement:: Another looping statement, that provides
initialization and increment clauses.
* Switch Statement:: Switch/case evaluation for conditional
execution of statements based on a value.
* Break Statement:: Immediately exit the innermost enclosing loop.
* Continue Statement:: Skip to the end of the innermost enclosing
loop.
* Next Statement:: Stop processing the current input record.
* Nextfile Statement:: Stop processing the current file.
* Exit Statement:: Stop execution of `awk'.
File: gawk.info, Node: If Statement, Next: While Statement, Up: Statements
7.4.1 The `if'-`else' Statement
-------------------------------
The `if'-`else' statement is `awk''s decision-making statement. It
looks like this:
if (CONDITION) THEN-BODY [else ELSE-BODY]
The CONDITION is an expression that controls what the rest of the
statement does. If the CONDITION is true, THEN-BODY is executed;
otherwise, ELSE-BODY is executed. The `else' part of the statement is
optional. The condition is considered false if its value is zero or
the null string; otherwise, the condition is true. Refer to the
following:
if (x % 2 == 0)
print "x is even"
else
print "x is odd"
In this example, if the expression `x % 2 == 0' is true (that is, if
the value of `x' is evenly divisible by two), then the first `print'
statement is executed; otherwise, the second `print' statement is
executed. If the `else' keyword appears on the same line as THEN-BODY
and THEN-BODY is not a compound statement (i.e., not surrounded by
curly braces), then a semicolon must separate THEN-BODY from the `else'.
To illustrate this, the previous example can be rewritten as:
if (x % 2 == 0) print "x is even"; else
print "x is odd"
If the `;' is left out, `awk' can't interpret the statement and it
produces a syntax error. Don't actually write programs this way,
because a human reader might fail to see the `else' if it is not the
first thing on its line.
File: gawk.info, Node: While Statement, Next: Do Statement, Prev: If Statement, Up: Statements
7.4.2 The `while' Statement
---------------------------
In programming, a "loop" is a part of a program that can be executed
two or more times in succession. The `while' statement is the simplest
looping statement in `awk'. It repeatedly executes a statement as long
as a condition is true. For example:
while (CONDITION)
BODY
BODY is a statement called the "body" of the loop, and CONDITION is an
expression that controls how long the loop keeps running. The first
thing the `while' statement does is test the CONDITION. If the
CONDITION is true, it executes the statement BODY. (The CONDITION is
true when the value is not zero and not a null string.) After BODY has
been executed, CONDITION is tested again, and if it is still true, BODY
is executed again. This process repeats until the CONDITION is no
longer true. If the CONDITION is initially false, the body of the loop
is never executed and `awk' continues with the statement following the
loop. This example prints the first three fields of each record, one
per line:
awk '{
i = 1
while (i <= 3) {
print $i
i++
}
}' inventory-shipped
The body of this loop is a compound statement enclosed in braces,
containing two statements. The loop works in the following manner:
first, the value of `i' is set to one. Then, the `while' statement
tests whether `i' is less than or equal to three. This is true when
`i' equals one, so the `i'-th field is printed. Then the `i++'
increments the value of `i' and the loop repeats. The loop terminates
when `i' reaches four.
A newline is not required between the condition and the body;
however using one makes the program clearer unless the body is a
compound statement or else is very simple. The newline after the
open-brace that begins the compound statement is not required either,
but the program is harder to read without it.
File: gawk.info, Node: Do Statement, Next: For Statement, Prev: While Statement, Up: Statements
7.4.3 The `do'-`while' Statement
--------------------------------
The `do' loop is a variation of the `while' looping statement. The
`do' loop executes the BODY once and then repeats the BODY as long as
the CONDITION is true. It looks like this:
do
BODY
while (CONDITION)
Even if the CONDITION is false at the start, the BODY is executed at
least once (and only once, unless executing BODY makes CONDITION true).
Contrast this with the corresponding `while' statement:
while (CONDITION)
BODY
This statement does not execute BODY even once if the CONDITION is
false to begin with. The following is an example of a `do' statement:
{
i = 1
do {
print $0
i++
} while (i <= 10)
}
This program prints each input record 10 times. However, it isn't a
very realistic example, since in this case an ordinary `while' would do
just as well. This situation reflects actual experience; only
occasionally is there a real use for a `do' statement.
File: gawk.info, Node: For Statement, Next: Switch Statement, Prev: Do Statement, Up: Statements
7.4.4 The `for' Statement
-------------------------
The `for' statement makes it more convenient to count iterations of a
loop. The general form of the `for' statement looks like this:
for (INITIALIZATION; CONDITION; INCREMENT)
BODY
The INITIALIZATION, CONDITION, and INCREMENT parts are arbitrary `awk'
expressions, and BODY stands for any `awk' statement.
The `for' statement starts by executing INITIALIZATION. Then, as
long as the CONDITION is true, it repeatedly executes BODY and then
INCREMENT. Typically, INITIALIZATION sets a variable to either zero or
one, INCREMENT adds one to it, and CONDITION compares it against the
desired number of iterations. For example:
awk '{
for (i = 1; i <= 3; i++)
print $i
}' inventory-shipped
This prints the first three fields of each input record, with one field
per line.
It isn't possible to set more than one variable in the
INITIALIZATION part without using a multiple assignment statement such
as `x = y = 0'. This makes sense only if all the initial values are
equal. (But it is possible to initialize additional variables by
writing their assignments as separate statements preceding the `for'
loop.)
The same is true of the INCREMENT part. Incrementing additional
variables requires separate statements at the end of the loop. The C
compound expression, using C's comma operator, is useful in this
context but it is not supported in `awk'.
Most often, INCREMENT is an increment expression, as in the previous
example. But this is not required; it can be any expression
whatsoever. For example, the following statement prints all the powers
of two between 1 and 100:
for (i = 1; i <= 100; i *= 2)
print i
If there is nothing to be done, any of the three expressions in the
parentheses following the `for' keyword may be omitted. Thus,
`for (; x > 0;)' is equivalent to `while (x > 0)'. If the CONDITION is
omitted, it is treated as true, effectively yielding an "infinite loop"
(i.e., a loop that never terminates).
In most cases, a `for' loop is an abbreviation for a `while' loop,
as shown here:
INITIALIZATION
while (CONDITION) {
BODY
INCREMENT
}
The only exception is when the `continue' statement (*note Continue
Statement::) is used inside the loop. Changing a `for' statement to a
`while' statement in this way can change the effect of the `continue'
statement inside the loop.
The `awk' language has a `for' statement in addition to a `while'
statement because a `for' loop is often both less work to type and more
natural to think of. Counting the number of iterations is very common
in loops. It can be easier to think of this counting as part of
looping rather than as something to do inside the loop.
There is an alternate version of the `for' loop, for iterating over
all the indices of an array:
for (i in array)
DO SOMETHING WITH array[i]
*Note Scanning an Array::, for more information on this version of the
`for' loop.
File: gawk.info, Node: Switch Statement, Next: Break Statement, Prev: For Statement, Up: Statements
7.4.5 The `switch' Statement
----------------------------
The `switch' statement allows the evaluation of an expression and the
execution of statements based on a `case' match. Case statements are
checked for a match in the order they are defined. If no suitable
`case' is found, the `default' section is executed, if supplied.
Each `case' contains a single constant, be it numeric, string, or
regexp. The `switch' expression is evaluated, and then each `case''s
constant is compared against the result in turn. The type of constant
determines the comparison: numeric or string do the usual comparisons.
A regexp constant does a regular expression match against the string
value of the original expression. The general form of the `switch'
statement looks like this:
switch (EXPRESSION) {
case VALUE OR REGULAR EXPRESSION:
CASE-BODY
default:
DEFAULT-BODY
}
Control flow in the `switch' statement works as it does in C. Once a
match to a given case is made, the case statement bodies execute until
a `break', `continue', `next', `nextfile' or `exit' is encountered, or
the end of the `switch' statement itself. For example:
switch (NR * 2 + 1) {
case 3:
case "11":
print NR - 1
break
case /2[[:digit:]]+/:
print NR
default:
print NR + 1
case -1:
print NR * -1
}
Note that if none of the statements specified above halt execution
of a matched `case' statement, execution falls through to the next
`case' until execution halts. In the above example, for any case value
starting with `2' followed by one or more digits, the `print' statement
is executed and then falls through into the `default' section,
executing its `print' statement. In turn, the -1 case will also be
executed since the `default' does not halt execution.
This `switch' statement is a `gawk' extension. If `gawk' is in
compatibility mode (*note Options::), it is not available.
File: gawk.info, Node: Break Statement, Next: Continue Statement, Prev: Switch Statement, Up: Statements
7.4.6 The `break' Statement
---------------------------
The `break' statement jumps out of the innermost `for', `while', or
`do' loop that encloses it. The following example finds the smallest
divisor of any integer, and also identifies prime numbers:
# find smallest divisor of num
{
num = $1
for (div = 2; div * div <= num; div++) {
if (num % div == 0)
break
}
if (num % div == 0)
printf "Smallest divisor of %d is %d\n", num, div
else
printf "%d is prime\n", num
}
When the remainder is zero in the first `if' statement, `awk'
immediately "breaks out" of the containing `for' loop. This means that
`awk' proceeds immediately to the statement following the loop and
continues processing. (This is very different from the `exit'
statement, which stops the entire `awk' program. *Note Exit
Statement::.)
The following program illustrates how the CONDITION of a `for' or
`while' statement could be replaced with a `break' inside an `if':
# find smallest divisor of num
{
num = $1
for (div = 2; ; div++) {
if (num % div == 0) {
printf "Smallest divisor of %d is %d\n", num, div
break
}
if (div * div > num) {
printf "%d is prime\n", num
break
}
}
}
The `break' statement is also used to break out of the `switch'
statement. This is discussed in *note Switch Statement::.
The `break' statement has no meaning when used outside the body of a
loop or `switch'. However, although it was never documented,
historical implementations of `awk' treated the `break' statement
outside of a loop as if it were a `next' statement (*note Next
Statement::). (d.c.) Recent versions of Brian Kernighan's `awk' no
longer allow this usage, nor does `gawk'.
File: gawk.info, Node: Continue Statement, Next: Next Statement, Prev: Break Statement, Up: Statements
7.4.7 The `continue' Statement
------------------------------
Similar to `break', the `continue' statement is used only inside `for',
`while', and `do' loops. It skips over the rest of the loop body,
causing the next cycle around the loop to begin immediately. Contrast
this with `break', which jumps out of the loop altogether.
The `continue' statement in a `for' loop directs `awk' to skip the
rest of the body of the loop and resume execution with the
increment-expression of the `for' statement. The following program
illustrates this fact:
BEGIN {
for (x = 0; x <= 20; x++) {
if (x == 5)
continue
printf "%d ", x
}
print ""
}
This program prints all the numbers from 0 to 20--except for 5, for
which the `printf' is skipped. Because the increment `x++' is not
skipped, `x' does not remain stuck at 5. Contrast the `for' loop from
the previous example with the following `while' loop:
BEGIN {
x = 0
while (x <= 20) {
if (x == 5)
continue
printf "%d ", x
x++
}
print ""
}
This program loops forever once `x' reaches 5.
The `continue' statement has no special meaning with respect to the
`switch' statement, nor does it have any meaning when used outside the
body of a loop. Historical versions of `awk' treated a `continue'
statement outside a loop the same way they treated a `break' statement
outside a loop: as if it were a `next' statement (*note Next
Statement::). (d.c.) Recent versions of Brian Kernighan's `awk' no
longer work this way, nor does `gawk'.
File: gawk.info, Node: Next Statement, Next: Nextfile Statement, Prev: Continue Statement, Up: Statements
7.4.8 The `next' Statement
--------------------------
The `next' statement forces `awk' to immediately stop processing the
current record and go on to the next record. This means that no
further rules are executed for the current record, and the rest of the
current rule's action isn't executed.
Contrast this with the effect of the `getline' function (*note
Getline::). That also causes `awk' to read the next record
immediately, but it does not alter the flow of control in any way
(i.e., the rest of the current action executes with a new input record).
At the highest level, `awk' program execution is a loop that reads
an input record and then tests each rule's pattern against it. If you
think of this loop as a `for' statement whose body contains the rules,
then the `next' statement is analogous to a `continue' statement. It
skips to the end of the body of this implicit loop and executes the
increment (which reads another record).
For example, suppose an `awk' program works only on records with
four fields, and it shouldn't fail when given bad input. To avoid
complicating the rest of the program, write a "weed out" rule near the
beginning, in the following manner:
NF != 4 {
err = sprintf("%s:%d: skipped: NF != 4\n", FILENAME, FNR)
print err > "/dev/stderr"
next
}
Because of the `next' statement, the program's subsequent rules won't
see the bad record. The error message is redirected to the standard
error output stream, as error messages should be. For more detail see
*note Special Files::.
If the `next' statement causes the end of the input to be reached,
then the code in any `END' rules is executed. *Note BEGIN/END::.
The `next' statement is not allowed inside `BEGINFILE' and `ENDFILE'
rules. *Note BEGINFILE/ENDFILE::.
According to the POSIX standard, the behavior is undefined if the
`next' statement is used in a `BEGIN' or `END' rule. `gawk' treats it
as a syntax error. Although POSIX permits it, some other `awk'
implementations don't allow the `next' statement inside function bodies
(*note User-defined::). Just as with any other `next' statement, a
`next' statement inside a function body reads the next record and
starts processing it with the first rule in the program.
File: gawk.info, Node: Nextfile Statement, Next: Exit Statement, Prev: Next Statement, Up: Statements
7.4.9 Using `gawk''s `nextfile' Statement
-----------------------------------------
`gawk' provides the `nextfile' statement, which is similar to the
`next' statement. (c.e.) However, instead of abandoning processing of
the current record, the `nextfile' statement instructs `gawk' to stop
processing the current data file.
The `nextfile' statement is a `gawk' extension. In most other `awk'
implementations, or if `gawk' is in compatibility mode (*note
Options::), `nextfile' is not special.
Upon execution of the `nextfile' statement, any `ENDFILE' rules are
executed except in the case as mentioned below, `FILENAME' is updated
to the name of the next data file listed on the command line, `FNR' is
reset to one, `ARGIND' is incremented, any `BEGINFILE' rules are
executed, and processing starts over with the first rule in the program.
(`ARGIND' hasn't been introduced yet. *Note Built-in Variables::.) If
the `nextfile' statement causes the end of the input to be reached,
then the code in any `END' rules is executed. An exception to this is
when the `nextfile' is invoked during execution of any statement in an
`END' rule; In this case, it causes the program to stop immediately.
*Note BEGIN/END::.
The `nextfile' statement is useful when there are many data files to
process but it isn't necessary to process every record in every file.
Normally, in order to move on to the next data file, a program has to
continue scanning the unwanted records. The `nextfile' statement
accomplishes this much more efficiently.
In addition, `nextfile' is useful inside a `BEGINFILE' rule to skip
over a file that would otherwise cause `gawk' to exit with a fatal
error. In this case, `ENDFILE' rules are not executed. *Note
BEGINFILE/ENDFILE::.
While one might think that `close(FILENAME)' would accomplish the
same as `nextfile', this isn't true. `close()' is reserved for closing
files, pipes, and coprocesses that are opened with redirections. It is
not related to the main processing that `awk' does with the files
listed in `ARGV'.
The current version of the Brian Kernighan's `awk' (*note Other
Versions::) also supports `nextfile'. However, it doesn't allow the
`nextfile' statement inside function bodies (*note User-defined::).
`gawk' does; a `nextfile' inside a function body reads the next record
and starts processing it with the first rule in the program, just as
any other `nextfile' statement.
File: gawk.info, Node: Exit Statement, Prev: Nextfile Statement, Up: Statements
7.4.10 The `exit' Statement
---------------------------
The `exit' statement causes `awk' to immediately stop executing the
current rule and to stop processing input; any remaining input is
ignored. The `exit' statement is written as follows:
exit [RETURN CODE]
When an `exit' statement is executed from a `BEGIN' rule, the
program stops processing everything immediately. No input records are
read. However, if an `END' rule is present, as part of executing the
`exit' statement, the `END' rule is executed (*note BEGIN/END::). If
`exit' is used in the body of an `END' rule, it causes the program to
stop immediately.
An `exit' statement that is not part of a `BEGIN' or `END' rule
stops the execution of any further automatic rules for the current
record, skips reading any remaining input records, and executes the
`END' rule if there is one. Any `ENDFILE' rules are also skipped; they
are not executed.
In such a case, if you don't want the `END' rule to do its job, set
a variable to nonzero before the `exit' statement and check that
variable in the `END' rule. *Note Assert Function::, for an example
that does this.
If an argument is supplied to `exit', its value is used as the exit
status code for the `awk' process. If no argument is supplied, `exit'
causes `awk' to return a "success" status. In the case where an
argument is supplied to a first `exit' statement, and then `exit' is
called a second time from an `END' rule with no argument, `awk' uses
the previously supplied exit value. (d.c.) *Note Exit Status::, for
more information.
For example, suppose an error condition occurs that is difficult or
impossible to handle. Conventionally, programs report this by exiting
with a nonzero status. An `awk' program can do this using an `exit'
statement with a nonzero argument, as shown in the following example:
BEGIN {
if (("date" | getline date_now) <= 0) {
print "Can't get system date" > "/dev/stderr"
exit 1
}
print "current date is", date_now
close("date")
}
NOTE: For full portability, exit values should be between zero and
126, inclusive. Negative values, and values of 127 or greater,
may not produce consistent results across different operating
systems.
File: gawk.info, Node: Built-in Variables, Prev: Statements, Up: Patterns and Actions
7.5 Built-in Variables
======================
Most `awk' variables are available to use for your own purposes; they
never change unless your program assigns values to them, and they never
affect anything unless your program examines them. However, a few
variables in `awk' have special built-in meanings. `awk' examines some
of these automatically, so that they enable you to tell `awk' how to do
certain things. Others are set automatically by `awk', so that they
carry information from the internal workings of `awk' to your program.
This minor node documents all the built-in variables of `gawk', most
of which are also documented in the chapters describing their areas of
activity.
* Menu:
* User-modified:: Built-in variables that you change to control
`awk'.
* Auto-set:: Built-in variables where `awk' gives
you information.
* ARGC and ARGV:: Ways to use `ARGC' and `ARGV'.
File: gawk.info, Node: User-modified, Next: Auto-set, Up: Built-in Variables
7.5.1 Built-in Variables That Control `awk'
-------------------------------------------
The following is an alphabetical list of variables that you can change
to control how `awk' does certain things. The variables that are
specific to `gawk' are marked with a pound sign (`#').
`BINMODE #'
On non-POSIX systems, this variable specifies use of binary mode
for all I/O. Numeric values of one, two, or three specify that
input files, output files, or all files, respectively, should use
binary I/O. A numeric value less than zero is treated as zero,
and a numeric value greater than three is treated as three.
Alternatively, string values of `"r"' or `"w"' specify that input
files and output files, respectively, should use binary I/O. A
string value of `"rw"' or `"wr"' indicates that all files should
use binary I/O. Any other string value is treated the same as
`"rw"', but causes `gawk' to generate a warning message.
`BINMODE' is described in more detail in *note PC Using::.
This variable is a `gawk' extension. In other `awk'
implementations (except `mawk', *note Other Versions::), or if
`gawk' is in compatibility mode (*note Options::), it is not
special.
`CONVFMT'
This string controls conversion of numbers to strings (*note
Conversion::). It works by being passed, in effect, as the first
argument to the `sprintf()' function (*note String Functions::).
Its default value is `"%.6g"'. `CONVFMT' was introduced by the
POSIX standard.
`FIELDWIDTHS #'
This is a space-separated list of columns that tells `gawk' how to
split input with fixed columnar boundaries. Assigning a value to
`FIELDWIDTHS' overrides the use of `FS' and `FPAT' for field
splitting. *Note Constant Size::, for more information.
If `gawk' is in compatibility mode (*note Options::), then
`FIELDWIDTHS' has no special meaning, and field-splitting
operations occur based exclusively on the value of `FS'.
`FPAT #'
This is a regular expression (as a string) that tells `gawk' to
create the fields based on text that matches the regular
expression. Assigning a value to `FPAT' overrides the use of `FS'
and `FIELDWIDTHS' for field splitting. *Note Splitting By
Content::, for more information.
If `gawk' is in compatibility mode (*note Options::), then `FPAT'
has no special meaning, and field-splitting operations occur based
exclusively on the value of `FS'.
`FS'
This is the input field separator (*note Field Separators::). The
value is a single-character string or a multi-character regular
expression that matches the separations between fields in an input
record. If the value is the null string (`""'), then each
character in the record becomes a separate field. (This behavior
is a `gawk' extension. POSIX `awk' does not specify the behavior
when `FS' is the null string. Nonetheless, some other versions of
`awk' also treat `""' specially.)
The default value is `" "', a string consisting of a single space.
As a special exception, this value means that any sequence of
spaces, TABs, and/or newlines is a single separator.(1) It also
causes spaces, TABs, and newlines at the beginning and end of a
record to be ignored.
You can set the value of `FS' on the command line using the `-F'
option:
awk -F, 'PROGRAM' INPUT-FILES
If `gawk' is using `FIELDWIDTHS' or `FPAT' for field splitting,
assigning a value to `FS' causes `gawk' to return to the normal,
`FS'-based field splitting. An easy way to do this is to simply
say `FS = FS', perhaps with an explanatory comment.
`IGNORECASE #'
If `IGNORECASE' is nonzero or non-null, then all string comparisons
and all regular expression matching are case independent. Thus,
regexp matching with `~' and `!~', as well as the `gensub()',
`gsub()', `index()', `match()', `patsplit()', `split()', and
`sub()' functions, record termination with `RS', and field
splitting with `FS' and `FPAT', all ignore case when doing their
particular regexp operations. However, the value of `IGNORECASE'
does _not_ affect array subscripting and it does not affect field
splitting when using a single-character field separator. *Note
Case-sensitivity::.
If `gawk' is in compatibility mode (*note Options::), then
`IGNORECASE' has no special meaning. Thus, string and regexp
operations are always case-sensitive.
`LINT #'
When this variable is true (nonzero or non-null), `gawk' behaves
as if the `--lint' command-line option is in effect. (*note
Options::). With a value of `"fatal"', lint warnings become fatal
errors. With a value of `"invalid"', only warnings about things
that are actually invalid are issued. (This is not fully
implemented yet.) Any other true value prints nonfatal warnings.
Assigning a false value to `LINT' turns off the lint warnings.
This variable is a `gawk' extension. It is not special in other
`awk' implementations. Unlike the other special variables,
changing `LINT' does affect the production of lint warnings, even
if `gawk' is in compatibility mode. Much as the `--lint' and
`--traditional' options independently control different aspects of
`gawk''s behavior, the control of lint warnings during program
execution is independent of the flavor of `awk' being executed.
`OFMT'
This string controls conversion of numbers to strings (*note
Conversion::) for printing with the `print' statement. It works
by being passed as the first argument to the `sprintf()' function
(*note String Functions::). Its default value is `"%.6g"'.
Earlier versions of `awk' also used `OFMT' to specify the format
for converting numbers to strings in general expressions; this is
now done by `CONVFMT'.
`OFS'
This is the output field separator (*note Output Separators::).
It is output between the fields printed by a `print' statement.
Its default value is `" "', a string consisting of a single space.
`ORS'
This is the output record separator. It is output at the end of
every `print' statement. Its default value is `"\n"', the newline
character. (*Note Output Separators::.)
`PREC #'
The working precision of arbitrary precision floating-point
numbers, 53 by default (*note Setting Precision::).
`ROUNDMODE #'
The rounding mode to use for arbitrary precision arithmetic on
numbers, by default `"N"' (`roundTiesToEven' in the IEEE-754
standard) (*note Setting Rounding Mode::).
`RS'
This is `awk''s input record separator. Its default value is a
string containing a single newline character, which means that an
input record consists of a single line of text. It can also be
the null string, in which case records are separated by runs of
blank lines. If it is a regexp, records are separated by matches
of the regexp in the input text. (*Note Records::.)
The ability for `RS' to be a regular expression is a `gawk'
extension. In most other `awk' implementations, or if `gawk' is
in compatibility mode (*note Options::), just the first character
of `RS''s value is used.
`SUBSEP'
This is the subscript separator. It has the default value of
`"\034"' and is used to separate the parts of the indices of a
multidimensional array. Thus, the expression `foo["A", "B"]'
really accesses `foo["A\034B"]' (*note Multi-dimensional::).
`TEXTDOMAIN #'
This variable is used for internationalization of programs at the
`awk' level. It sets the default text domain for specially marked
string constants in the source text, as well as for the
`dcgettext()', `dcngettext()' and `bindtextdomain()' functions
(*note Internationalization::). The default value of `TEXTDOMAIN'
is `"messages"'.
This variable is a `gawk' extension. In other `awk'
implementations, or if `gawk' is in compatibility mode (*note
Options::), it is not special.
---------- Footnotes ----------
(1) In POSIX `awk', newline does not count as whitespace.
File: gawk.info, Node: Auto-set, Next: ARGC and ARGV, Prev: User-modified, Up: Built-in Variables
7.5.2 Built-in Variables That Convey Information
------------------------------------------------
The following is an alphabetical list of variables that `awk' sets
automatically on certain occasions in order to provide information to
your program. The variables that are specific to `gawk' are marked
with a pound sign (`#').
`ARGC, ARGV'
The command-line arguments available to `awk' programs are stored
in an array called `ARGV'. `ARGC' is the number of command-line
arguments present. *Note Other Arguments::. Unlike most `awk'
arrays, `ARGV' is indexed from 0 to `ARGC' - 1. In the following
example:
$ awk 'BEGIN {
> for (i = 0; i < ARGC; i++)
> print ARGV[i]
> }' inventory-shipped BBS-list
-| awk
-| inventory-shipped
-| BBS-list
`ARGV[0]' contains `awk', `ARGV[1]' contains `inventory-shipped',
and `ARGV[2]' contains `BBS-list'. The value of `ARGC' is three,
one more than the index of the last element in `ARGV', because the
elements are numbered from zero.
The names `ARGC' and `ARGV', as well as the convention of indexing
the array from 0 to `ARGC' - 1, are derived from the C language's
method of accessing command-line arguments.
The value of `ARGV[0]' can vary from system to system. Also, you
should note that the program text is _not_ included in `ARGV', nor
are any of `awk''s command-line options. *Note ARGC and ARGV::,
for information about how `awk' uses these variables. (d.c.)
`ARGIND #'
The index in `ARGV' of the current file being processed. Every
time `gawk' opens a new data file for processing, it sets `ARGIND'
to the index in `ARGV' of the file name. When `gawk' is
processing the input files, `FILENAME == ARGV[ARGIND]' is always
true.
This variable is useful in file processing; it allows you to tell
how far along you are in the list of data files as well as to
distinguish between successive instances of the same file name on
the command line.
While you can change the value of `ARGIND' within your `awk'
program, `gawk' automatically sets it to a new value when the next
file is opened.
This variable is a `gawk' extension. In other `awk'
implementations, or if `gawk' is in compatibility mode (*note
Options::), it is not special.
`ENVIRON'
An associative array containing the values of the environment.
The array indices are the environment variable names; the elements
are the values of the particular environment variables. For
example, `ENVIRON["HOME"]' might be `/home/arnold'. Changing this
array does not affect the environment passed on to any programs
that `awk' may spawn via redirection or the `system()' function.
Some operating systems may not have environment variables. On
such systems, the `ENVIRON' array is empty (except for
`ENVIRON["AWKPATH"]', *note AWKPATH Variable::).
`ERRNO #'
If a system error occurs during a redirection for `getline',
during a read for `getline', or during a `close()' operation, then
`ERRNO' contains a string describing the error.
In addition, `gawk' clears `ERRNO' before opening each
command-line input file. This enables checking if the file is
readable inside a `BEGINFILE' pattern (*note BEGINFILE/ENDFILE::).
Otherwise, `ERRNO' works similarly to the C variable `errno'.
Except for the case just mentioned, `gawk' _never_ clears it (sets
it to zero or `""'). Thus, you should only expect its value to be
meaningful when an I/O operation returns a failure value, such as
`getline' returning -1. You are, of course, free to clear it
yourself before doing an I/O operation.
This variable is a `gawk' extension. In other `awk'
implementations, or if `gawk' is in compatibility mode (*note
Options::), it is not special.
`FILENAME'
The name of the file that `awk' is currently reading. When no
data files are listed on the command line, `awk' reads from the
standard input and `FILENAME' is set to `"-"'. `FILENAME' is
changed each time a new file is read (*note Reading Files::).
Inside a `BEGIN' rule, the value of `FILENAME' is `""', since
there are no input files being processed yet.(1) (d.c.) Note,
though, that using `getline' (*note Getline::) inside a `BEGIN'
rule can give `FILENAME' a value.
`FNR'
The current record number in the current file. `FNR' is
incremented each time a new record is read (*note Records::). It
is reinitialized to zero each time a new input file is started.
`NF'
The number of fields in the current input record. `NF' is set
each time a new record is read, when a new field is created or
when `$0' changes (*note Fields::).
Unlike most of the variables described in this node, assigning a
value to `NF' has the potential to affect `awk''s internal
workings. In particular, assignments to `NF' can be used to
create or remove fields from the current record. *Note Changing
Fields::.
`NR'
The number of input records `awk' has processed since the
beginning of the program's execution (*note Records::). `NR' is
incremented each time a new record is read.
`PROCINFO #'
The elements of this array provide access to information about the
running `awk' program. The following elements (listed
alphabetically) are guaranteed to be available:
`PROCINFO["egid"]'
The value of the `getegid()' system call.
`PROCINFO["euid"]'
The value of the `geteuid()' system call.
`PROCINFO["FS"]'
This is `"FS"' if field splitting with `FS' is in effect,
`"FIELDWIDTHS"' if field splitting with `FIELDWIDTHS' is in
effect, or `"FPAT"' if field matching with `FPAT' is in
effect.
`PROCINFO["gid"]'
The value of the `getgid()' system call.
`PROCINFO["pgrpid"]'
The process group ID of the current process.
`PROCINFO["pid"]'
The process ID of the current process.
`PROCINFO["ppid"]'
The parent process ID of the current process.
`PROCINFO["sorted_in"]'
If this element exists in `PROCINFO', its value controls the
order in which array indices will be processed by `for (index
in array) ...' loops. Since this is an advanced feature, we
defer the full description until later; see *note Scanning an
Array::.
`PROCINFO["strftime"]'
The default time format string for `strftime()'. Assigning a
new value to this element changes the default. *Note Time
Functions::.
`PROCINFO["uid"]'
The value of the `getuid()' system call.
`PROCINFO["version"]'
The version of `gawk'.
The following additional elements in the array are available to
provide information about the MPFR and GMP libraries if your
version of `gawk' supports arbitrary precision numbers (*note
Arbitrary Precision Arithmetic::):
`PROCINFO["mpfr_version"]'
The version of the GNU MPFR library.
`PROCINFO["gmp_version"]'
The version of the GNU MP library.
`PROCINFO["prec_max"]'
The maximum precision supported by MPFR.
`PROCINFO["prec_min"]'
The minimum precision required by MPFR.
On some systems, there may be elements in the array, `"group1"'
through `"groupN"' for some N. N is the number of supplementary
groups that the process has. Use the `in' operator to test for
these elements (*note Reference to Elements::).
The `PROCINFO' array is also used to cause coprocesses to
communicate over pseudo-ttys instead of through two-way pipes;
this is discussed further in *note Two-way I/O::.
This array is a `gawk' extension. In other `awk' implementations,
or if `gawk' is in compatibility mode (*note Options::), it is not
special.
`RLENGTH'
The length of the substring matched by the `match()' function
(*note String Functions::). `RLENGTH' is set by invoking the
`match()' function. Its value is the length of the matched
string, or -1 if no match is found.
`RSTART'
The start-index in characters of the substring that is matched by
the `match()' function (*note String Functions::). `RSTART' is
set by invoking the `match()' function. Its value is the position
of the string where the matched substring starts, or zero if no
match was found.
`RT #'
This is set each time a record is read. It contains the input text
that matched the text denoted by `RS', the record separator.
This variable is a `gawk' extension. In other `awk'
implementations, or if `gawk' is in compatibility mode (*note
Options::), it is not special.
Advanced Notes: Changing `NR' and `FNR'
---------------------------------------
`awk' increments `NR' and `FNR' each time it reads a record, instead of
setting them to the absolute value of the number of records read. This
means that a program can change these variables and their new values
are incremented for each record. (d.c.) The following example shows
this:
$ echo '1
> 2
> 3
> 4' | awk 'NR == 2 { NR = 17 }
> { print NR }'
-| 1
-| 17
-| 18
-| 19
Before `FNR' was added to the `awk' language (*note V7/SVR3.1::), many
`awk' programs used this feature to track the number of records in a
file by resetting `NR' to zero when `FILENAME' changed.
---------- Footnotes ----------
(1) Some early implementations of Unix `awk' initialized `FILENAME'
to `"-"', even if there were data files to be processed. This behavior
was incorrect and should not be relied upon in your programs.
File: gawk.info, Node: ARGC and ARGV, Prev: Auto-set, Up: Built-in Variables
7.5.3 Using `ARGC' and `ARGV'
-----------------------------
*note Auto-set::, presented the following program describing the
information contained in `ARGC' and `ARGV':
$ awk 'BEGIN {
> for (i = 0; i < ARGC; i++)
> print ARGV[i]
> }' inventory-shipped BBS-list
-| awk
-| inventory-shipped
-| BBS-list
In this example, `ARGV[0]' contains `awk', `ARGV[1]' contains
`inventory-shipped', and `ARGV[2]' contains `BBS-list'. Notice that
the `awk' program is not entered in `ARGV'. The other command-line
options, with their arguments, are also not entered. This includes
variable assignments done with the `-v' option (*note Options::).
Normal variable assignments on the command line _are_ treated as
arguments and do show up in the `ARGV' array. Given the following
program in a file named `showargs.awk':
BEGIN {
printf "A=%d, B=%d\n", A, B
for (i = 0; i < ARGC; i++)
printf "\tARGV[%d] = %s\n", i, ARGV[i]
}
END { printf "A=%d, B=%d\n", A, B }
Running it produces the following:
$ awk -v A=1 -f showargs.awk B=2 /dev/null
-| A=1, B=0
-| ARGV[0] = awk
-| ARGV[1] = B=2
-| ARGV[2] = /dev/null
-| A=1, B=2
A program can alter `ARGC' and the elements of `ARGV'. Each time
`awk' reaches the end of an input file, it uses the next element of
`ARGV' as the name of the next input file. By storing a different
string there, a program can change which files are read. Use `"-"' to
represent the standard input. Storing additional elements and
incrementing `ARGC' causes additional files to be read.
If the value of `ARGC' is decreased, that eliminates input files
from the end of the list. By recording the old value of `ARGC'
elsewhere, a program can treat the eliminated arguments as something
other than file names.
To eliminate a file from the middle of the list, store the null
string (`""') into `ARGV' in place of the file's name. As a special
feature, `awk' ignores file names that have been replaced with the null
string. Another option is to use the `delete' statement to remove
elements from `ARGV' (*note Delete::).
All of these actions are typically done in the `BEGIN' rule, before
actual processing of the input begins. *Note Split Program::, and see
*note Tee Program::, for examples of each way of removing elements from
`ARGV'. The following fragment processes `ARGV' in order to examine,
and then remove, command-line options:
BEGIN {
for (i = 1; i < ARGC; i++) {
if (ARGV[i] == "-v")
verbose = 1
else if (ARGV[i] == "-q")
debug = 1
else if (ARGV[i] ~ /^-./) {
e = sprintf("%s: unrecognized option -- %c",
ARGV[0], substr(ARGV[i], 2, 1))
print e > "/dev/stderr"
} else
break
delete ARGV[i]
}
}
To actually get the options into the `awk' program, end the `awk'
options with `--' and then supply the `awk' program's options, in the
following manner:
awk -f myprog -- -v -q file1 file2 ...
This is not necessary in `gawk'. Unless `--posix' has been
specified, `gawk' silently puts any unrecognized options into `ARGV'
for the `awk' program to deal with. As soon as it sees an unknown
option, `gawk' stops looking for other options that it might otherwise
recognize. The previous example with `gawk' would be:
gawk -f myprog -q -v file1 file2 ...
Because `-q' is not a valid `gawk' option, it and the following `-v'
are passed on to the `awk' program. (*Note Getopt Function::, for an
`awk' library function that parses command-line options.)
File: gawk.info, Node: Arrays, Next: Functions, Prev: Patterns and Actions, Up: Top
8 Arrays in `awk'
*****************
An "array" is a table of values called "elements". The elements of an
array are distinguished by their "indices". Indices may be either
numbers or strings.
This major node describes how arrays work in `awk', how to use array
elements, how to scan through every element in an array, and how to
remove array elements. It also describes how `awk' simulates
multidimensional arrays, as well as some of the less obvious points
about array usage. The major node moves on to discuss `gawk''s facility
for sorting arrays, and ends with a brief description of `gawk''s
ability to support true multidimensional arrays.
`awk' maintains a single set of names that may be used for naming
variables, arrays, and functions (*note User-defined::). Thus, you
cannot have a variable and an array with the same name in the same
`awk' program.
* Menu:
* Array Basics:: The basics of arrays.
* Delete:: The `delete' statement removes an element
from an array.
* Numeric Array Subscripts:: How to use numbers as subscripts in
`awk'.
* Uninitialized Subscripts:: Using Uninitialized variables as subscripts.
* Multi-dimensional:: Emulating multidimensional arrays in
`awk'.
* Arrays of Arrays:: True multidimensional arrays.
File: gawk.info, Node: Array Basics, Next: Delete, Up: Arrays
8.1 The Basics of Arrays
========================
This minor node presents the basics: working with elements in arrays
one at a time, and traversing all of the elements in an array.
* Menu:
* Array Intro:: Introduction to Arrays
* Reference to Elements:: How to examine one element of an array.
* Assigning Elements:: How to change an element of an array.
* Array Example:: Basic Example of an Array
* Scanning an Array:: A variation of the `for' statement. It
loops through the indices of an array's
existing elements.
* Controlling Scanning:: Controlling the order in which arrays are
scanned.
File: gawk.info, Node: Array Intro, Next: Reference to Elements, Up: Array Basics
8.1.1 Introduction to Arrays
----------------------------
Doing linear scans over an associative array is like trying to
club someone to death with a loaded Uzi.
Larry Wall
The `awk' language provides one-dimensional arrays for storing
groups of related strings or numbers. Every `awk' array must have a
name. Array names have the same syntax as variable names; any valid
variable name would also be a valid array name. But one name cannot be
used in both ways (as an array and as a variable) in the same `awk'
program.
Arrays in `awk' superficially resemble arrays in other programming
languages, but there are fundamental differences. In `awk', it isn't
necessary to specify the size of an array before starting to use it.
Additionally, any number or string in `awk', not just consecutive
integers, may be used as an array index.
In most other languages, arrays must be "declared" before use,
including a specification of how many elements or components they
contain. In such languages, the declaration causes a contiguous block
of memory to be allocated for that many elements. Usually, an index in
the array must be a positive integer. For example, the index zero
specifies the first element in the array, which is actually stored at
the beginning of the block of memory. Index one specifies the second
element, which is stored in memory right after the first element, and
so on. It is impossible to add more elements to the array, because it
has room only for as many elements as given in the declaration. (Some
languages allow arbitrary starting and ending indices--e.g., `15 ..
27'--but the size of the array is still fixed when the array is
declared.)
A contiguous array of four elements might look like the following
example, conceptually, if the element values are 8, `"foo"', `""', and
30:
+---------+---------+--------+---------+
| 8 | "foo" | "" | 30 | Value
+---------+---------+--------+---------+
0 1 2 3 Index
Only the values are stored; the indices are implicit from the order of
the values. Here, 8 is the value at index zero, because 8 appears in the
position with zero elements before it.
Arrays in `awk' are different--they are "associative". This means
that each array is a collection of pairs: an index and its corresponding
array element value:
Index 3 Value 30
Index 1 Value "foo"
Index 0 Value 8
Index 2 Value ""
The pairs are shown in jumbled order because their order is irrelevant.
One advantage of associative arrays is that new pairs can be added
at any time. For example, suppose a tenth element is added to the array
whose value is `"number ten"'. The result is:
Index 10 Value "number ten"
Index 3 Value 30
Index 1 Value "foo"
Index 0 Value 8
Index 2 Value ""
Now the array is "sparse", which just means some indices are missing.
It has elements 0-3 and 10, but doesn't have elements 4, 5, 6, 7, 8, or
9.
Another consequence of associative arrays is that the indices don't
have to be positive integers. Any number, or even a string, can be an
index. For example, the following is an array that translates words
from English to French:
Index "dog" Value "chien"
Index "cat" Value "chat"
Index "one" Value "un"
Index 1 Value "un"
Here we decided to translate the number one in both spelled-out and
numeric form--thus illustrating that a single array can have both
numbers and strings as indices. In fact, array subscripts are always
strings; this is discussed in more detail in *note Numeric Array
Subscripts::. Here, the number `1' isn't double-quoted, since `awk'
automatically converts it to a string.
The value of `IGNORECASE' has no effect upon array subscripting.
The identical string value used to store an array element must be used
to retrieve it. When `awk' creates an array (e.g., with the `split()'
built-in function), that array's indices are consecutive integers
starting at one. (*Note String Functions::.)
`awk''s arrays are efficient--the time to access an element is
independent of the number of elements in the array.
File: gawk.info, Node: Reference to Elements, Next: Assigning Elements, Prev: Array Intro, Up: Array Basics
8.1.2 Referring to an Array Element
-----------------------------------
The principal way to use an array is to refer to one of its elements.
An array reference is an expression as follows:
ARRAY[INDEX-EXPRESSION]
Here, ARRAY is the name of an array. The expression INDEX-EXPRESSION is
the index of the desired element of the array.
The value of the array reference is the current value of that array
element. For example, `foo[4.3]' is an expression for the element of
array `foo' at index `4.3'.
A reference to an array element that has no recorded value yields a
value of `""', the null string. This includes elements that have not
been assigned any value as well as elements that have been deleted
(*note Delete::).
NOTE: A reference to an element that does not exist
_automatically_ creates that array element, with the null string
as its value. (In some cases, this is unfortunate, because it
might waste memory inside `awk'.)
Novice `awk' programmers often make the mistake of checking if an
element exists by checking if the value is empty:
# Check if "foo" exists in a: Incorrect!
if (a["foo"] != "") ...
This is incorrect, since this will _create_ `a["foo"]' if it
didn't exist before!
To determine whether an element exists in an array at a certain
index, use the following expression:
IND in ARRAY
This expression tests whether the particular index IND exists, without
the side effect of creating that element if it is not present. The
expression has the value one (true) if `ARRAY[IND]' exists and zero
(false) if it does not exist. For example, this statement tests
whether the array `frequencies' contains the index `2':
if (2 in frequencies)
print "Subscript 2 is present."
Note that this is _not_ a test of whether the array `frequencies'
contains an element whose _value_ is two. There is no way to do that
except to scan all the elements. Also, this _does not_ create
`frequencies[2]', while the following (incorrect) alternative does:
if (frequencies[2] != "")
print "Subscript 2 is present."
File: gawk.info, Node: Assigning Elements, Next: Array Example, Prev: Reference to Elements, Up: Array Basics
8.1.3 Assigning Array Elements
------------------------------
Array elements can be assigned values just like `awk' variables:
ARRAY[INDEX-EXPRESSION] = VALUE
ARRAY is the name of an array. The expression INDEX-EXPRESSION is the
index of the element of the array that is assigned a value. The
expression VALUE is the value to assign to that element of the array.
File: gawk.info, Node: Array Example, Next: Scanning an Array, Prev: Assigning Elements, Up: Array Basics
8.1.4 Basic Array Example
-------------------------
The following program takes a list of lines, each beginning with a line
number, and prints them out in order of line number. The line numbers
are not in order when they are first read--instead they are scrambled.
This program sorts the lines by making an array using the line numbers
as subscripts. The program then prints out the lines in sorted order
of their numbers. It is a very simple program and gets confused upon
encountering repeated numbers, gaps, or lines that don't begin with a
number:
{
if ($1 > max)
max = $1
arr[$1] = $0
}
END {
for (x = 1; x <= max; x++)
print arr[x]
}
The first rule keeps track of the largest line number seen so far;
it also stores each line into the array `arr', at an index that is the
line's number. The second rule runs after all the input has been read,
to print out all the lines. When this program is run with the
following input:
5 I am the Five man
2 Who are you? The new number two!
4 . . . And four on the floor
1 Who is number one?
3 I three you.
Its output is:
1 Who is number one?
2 Who are you? The new number two!
3 I three you.
4 . . . And four on the floor
5 I am the Five man
If a line number is repeated, the last line with a given number
overrides the others. Gaps in the line numbers can be handled with an
easy improvement to the program's `END' rule, as follows:
END {
for (x = 1; x <= max; x++)
if (x in arr)
print arr[x]
}
File: gawk.info, Node: Scanning an Array, Next: Controlling Scanning, Prev: Array Example, Up: Array Basics
8.1.5 Scanning All Elements of an Array
---------------------------------------
In programs that use arrays, it is often necessary to use a loop that
executes once for each element of an array. In other languages, where
arrays are contiguous and indices are limited to positive integers,
this is easy: all the valid indices can be found by counting from the
lowest index up to the highest. This technique won't do the job in
`awk', because any number or string can be an array index. So `awk'
has a special kind of `for' statement for scanning an array:
for (VAR in ARRAY)
BODY
This loop executes BODY once for each index in ARRAY that the program
has previously used, with the variable VAR set to that index.
The following program uses this form of the `for' statement. The
first rule scans the input records and notes which words appear (at
least once) in the input, by storing a one into the array `used' with
the word as index. The second rule scans the elements of `used' to
find all the distinct words that appear in the input. It prints each
word that is more than 10 characters long and also prints the number of
such words. *Note String Functions::, for more information on the
built-in function `length()'.
# Record a 1 for each word that is used at least once
{
for (i = 1; i <= NF; i++)
used[$i] = 1
}
# Find number of distinct words more than 10 characters long
END {
for (x in used) {
if (length(x) > 10) {
++num_long_words
print x
}
}
print num_long_words, "words longer than 10 characters"
}
*Note Word Sorting::, for a more detailed example of this type.
The order in which elements of the array are accessed by this
statement is determined by the internal arrangement of the array
elements within `awk' and normally cannot be controlled or changed.
This can lead to problems if new elements are added to ARRAY by
statements in the loop body; it is not predictable whether the `for'
loop will reach them. Similarly, changing VAR inside the loop may
produce strange results. It is best to avoid such things.
File: gawk.info, Node: Controlling Scanning, Prev: Scanning an Array, Up: Array Basics
8.1.6 Using Predefined Array Scanning Orders
--------------------------------------------
By default, when a `for' loop traverses an array, the order is
undefined, meaning that the `awk' implementation determines the order
in which the array is traversed. This order is usually based on the
internal implementation of arrays and will vary from one version of
`awk' to the next.
Often, though, you may wish to do something simple, such as
"traverse the array by comparing the indices in ascending order," or
"traverse the array by on comparing the values in descending order."
`gawk' provides two mechanisms which give you this control.
* Set `PROCINFO["sorted_in"]' to one of a set of predefined values.
We describe this now.
* Set `PROCINFO["sorted_in"]' to the name of a user-defined function
to be used for comparison of array elements. This advanced feature
is described later, in *note Array Sorting::.
The following special values for `PROCINFO["sorted_in"]' are
available:
`"@unsorted"'
Array elements are processed in arbitrary order, which is the
default `awk' behavior.
`"@ind_str_asc"'
Order by indices compared as strings; this is the most basic sort.
(Internally, array indices are always strings, so with `a[2*5] = 1'
the index is `"10"' rather than numeric 10.)
`"@ind_num_asc"'
Order by indices but force them to be treated as numbers in the
process. Any index with a non-numeric value will end up
positioned as if it were zero.
`"@val_type_asc"'
Order by element values rather than indices. Ordering is by the
type assigned to the element (*note Typing and Comparison::). All
numeric values come before all string values, which in turn come
before all subarrays. (Subarrays have not been described yet;
*note Arrays of Arrays::).
`"@val_str_asc"'
Order by element values rather than by indices. Scalar values are
compared as strings. Subarrays, if present, come out last.
`"@val_num_asc"'
Order by element values rather than by indices. Scalar values are
compared as numbers. Subarrays, if present, come out last. When
numeric values are equal, the string values are used to provide an
ordering: this guarantees consistent results across different
versions of the C `qsort()' function,(1) which `gawk' uses
internally to perform the sorting.
`"@ind_str_desc"'
Reverse order from the most basic sort.
`"@ind_num_desc"'
Numeric indices ordered from high to low.
`"@val_type_desc"'
Element values, based on type, in descending order.
`"@val_str_desc"'
Element values, treated as strings, ordered from high to low.
Subarrays, if present, come out first.
`"@val_num_desc"'
Element values, treated as numbers, ordered from high to low.
Subarrays, if present, come out first.
The array traversal order is determined before the `for' loop starts
to run. Changing `PROCINFO["sorted_in"]' in the loop body will not
affect the loop.
For example:
$ gawk 'BEGIN {
> a[4] = 4
> a[3] = 3
> for (i in a)
> print i, a[i]
> }'
-| 4 4
-| 3 3
$ gawk 'BEGIN {
> PROCINFO["sorted_in"] = "@ind_str_asc"
> a[4] = 4
> a[3] = 3
> for (i in a)
> print i, a[i]
> }'
-| 3 3
-| 4 4
When sorting an array by element values, if a value happens to be a
subarray then it is considered to be greater than any string or numeric
value, regardless of what the subarray itself contains, and all
subarrays are treated as being equal to each other. Their order
relative to each other is determined by their index strings.
Here are some additional things to bear in mind about sorted array
traversal.
* The value of `PROCINFO["sorted_in"]' is global. That is, it affects
all array traversal `for' loops. If you need to change it within
your own code, you should see if it's defined and save and restore
the value:
...
if ("sorted_in" in PROCINFO) {
save_sorted = PROCINFO["sorted_in"]
PROCINFO["sorted_in"] = "@val_str_desc" # or whatever
}
...
if (save_sorted)
PROCINFO["sorted_in"] = save_sorted
* As mentioned, the default array traversal order is represented by
`"@unsorted"'. You can also get the default behavior by assigning
the null string to `PROCINFO["sorted_in"]' or by just deleting the
`"sorted_in"' element from the `PROCINFO' array with the `delete'
statement. (The `delete' statement hasn't been described yet;
*note Delete::.)
In addition, `gawk' provides built-in functions for sorting arrays;
see *note Array Sorting Functions::.
---------- Footnotes ----------
(1) When two elements compare as equal, the C `qsort()' function
does not guarantee that they will maintain their original relative
order after sorting. Using the string value to provide a unique
ordering when the numeric values are equal ensures that `gawk' behaves
consistently across different environments.
File: gawk.info, Node: Delete, Next: Numeric Array Subscripts, Prev: Array Basics, Up: Arrays
8.2 The `delete' Statement
==========================
To remove an individual element of an array, use the `delete' statement:
delete ARRAY[INDEX-EXPRESSION]
Once an array element has been deleted, any value the element once
had is no longer available. It is as if the element had never been
referred to or been given a value. The following is an example of
deleting elements in an array:
for (i in frequencies)
delete frequencies[i]
This example removes all the elements from the array `frequencies'.
Once an element is deleted, a subsequent `for' statement to scan the
array does not report that element and the `in' operator to check for
the presence of that element returns zero (i.e., false):
delete foo[4]
if (4 in foo)
print "This will never be printed"
It is important to note that deleting an element is _not_ the same
as assigning it a null value (the empty string, `""'). For example:
foo[4] = ""
if (4 in foo)
print "This is printed, even though foo[4] is empty"
It is not an error to delete an element that does not exist.
However, if `--lint' is provided on the command line (*note Options::),
`gawk' issues a warning message when an element that is not in the
array is deleted.
All the elements of an array may be deleted with a single statement
(c.e.) by leaving off the subscript in the `delete' statement, as
follows:
delete ARRAY
This ability is a `gawk' extension; it is not available in
compatibility mode (*note Options::).
Using this version of the `delete' statement is about three times
more efficient than the equivalent loop that deletes each element one
at a time.
The following statement provides a portable but nonobvious way to
clear out an array:(1)
split("", array)
The `split()' function (*note String Functions::) clears out the
target array first. This call asks it to split apart the null string.
Because there is no data to split out, the function simply clears the
array and then returns.
CAUTION: Deleting an array does not change its type; you cannot
delete an array and then use the array's name as a scalar (i.e., a
regular variable). For example, the following does not work:
a[1] = 3
delete a
a = 3
---------- Footnotes ----------
(1) Thanks to Michael Brennan for pointing this out.
File: gawk.info, Node: Numeric Array Subscripts, Next: Uninitialized Subscripts, Prev: Delete, Up: Arrays
8.3 Using Numbers to Subscript Arrays
=====================================
An important aspect to remember about arrays is that _array subscripts
are always strings_. When a numeric value is used as a subscript, it
is converted to a string value before being used for subscripting
(*note Conversion::). This means that the value of the built-in
variable `CONVFMT' can affect how your program accesses elements of an
array. For example:
xyz = 12.153
data[xyz] = 1
CONVFMT = "%2.2f"
if (xyz in data)
printf "%s is in data\n", xyz
else
printf "%s is not in data\n", xyz
This prints `12.15 is not in data'. The first statement gives `xyz' a
numeric value. Assigning to `data[xyz]' subscripts `data' with the
string value `"12.153"' (using the default conversion value of
`CONVFMT', `"%.6g"'). Thus, the array element `data["12.153"]' is
assigned the value one. The program then changes the value of
`CONVFMT'. The test `(xyz in data)' generates a new string value from
`xyz'--this time `"12.15"'--because the value of `CONVFMT' only allows
two significant digits. This test fails, since `"12.15"' is different
from `"12.153"'.
According to the rules for conversions (*note Conversion::), integer
values are always converted to strings as integers, no matter what the
value of `CONVFMT' may happen to be. So the usual case of the
following works:
for (i = 1; i <= maxsub; i++)
do something with array[i]
The "integer values always convert to strings as integers" rule has
an additional consequence for array indexing. Octal and hexadecimal
constants (*note Nondecimal-numbers::) are converted internally into
numbers, and their original form is forgotten. This means, for
example, that `array[17]', `array[021]', and `array[0x11]' all refer to
the same element!
As with many things in `awk', the majority of the time things work
as one would expect them to. But it is useful to have a precise
knowledge of the actual rules since they can sometimes have a subtle
effect on your programs.
File: gawk.info, Node: Uninitialized Subscripts, Next: Multi-dimensional, Prev: Numeric Array Subscripts, Up: Arrays
8.4 Using Uninitialized Variables as Subscripts
===============================================
Suppose it's necessary to write a program to print the input data in
reverse order. A reasonable attempt to do so (with some test data)
might look like this:
$ echo 'line 1
> line 2
> line 3' | awk '{ l[lines] = $0; ++lines }
> END {
> for (i = lines-1; i >= 0; --i)
> print l[i]
> }'
-| line 3
-| line 2
Unfortunately, the very first line of input data did not come out in
the output!
Upon first glance, we would think that this program should have
worked. The variable `lines' is uninitialized, and uninitialized
variables have the numeric value zero. So, `awk' should have printed
the value of `l[0]'.
The issue here is that subscripts for `awk' arrays are _always_
strings. Uninitialized variables, when used as strings, have the value
`""', not zero. Thus, `line 1' ends up stored in `l[""]'. The
following version of the program works correctly:
{ l[lines++] = $0 }
END {
for (i = lines - 1; i >= 0; --i)
print l[i]
}
Here, the `++' forces `lines' to be numeric, thus making the "old
value" numeric zero. This is then converted to `"0"' as the array
subscript.
Even though it is somewhat unusual, the null string (`""') is a
valid array subscript. (d.c.) `gawk' warns about the use of the null
string as a subscript if `--lint' is provided on the command line
(*note Options::).
File: gawk.info, Node: Multi-dimensional, Next: Arrays of Arrays, Prev: Uninitialized Subscripts, Up: Arrays
8.5 Multidimensional Arrays
===========================
* Menu:
* Multi-scanning:: Scanning multidimensional arrays.
A multidimensional array is an array in which an element is
identified by a sequence of indices instead of a single index. For
example, a two-dimensional array requires two indices. The usual way
(in most languages, including `awk') to refer to an element of a
two-dimensional array named `grid' is with `grid[X,Y]'.
Multidimensional arrays are supported in `awk' through concatenation
of indices into one string. `awk' converts the indices into strings
(*note Conversion::) and concatenates them together, with a separator
between them. This creates a single string that describes the values
of the separate indices. The combined string is used as a single index
into an ordinary, one-dimensional array. The separator used is the
value of the built-in variable `SUBSEP'.
For example, suppose we evaluate the expression `foo[5,12] = "value"'
when the value of `SUBSEP' is `"@"'. The numbers 5 and 12 are
converted to strings and concatenated with an `@' between them,
yielding `"5@12"'; thus, the array element `foo["5@12"]' is set to
`"value"'.
Once the element's value is stored, `awk' has no record of whether
it was stored with a single index or a sequence of indices. The two
expressions `foo[5,12]' and `foo[5 SUBSEP 12]' are always equivalent.
The default value of `SUBSEP' is the string `"\034"', which contains
a nonprinting character that is unlikely to appear in an `awk' program
or in most input data. The usefulness of choosing an unlikely
character comes from the fact that index values that contain a string
matching `SUBSEP' can lead to combined strings that are ambiguous.
Suppose that `SUBSEP' is `"@"'; then `foo["a@b", "c"]' and
`foo["a", "b@c"]' are indistinguishable because both are actually
stored as `foo["a@b@c"]'.
To test whether a particular index sequence exists in a
multidimensional array, use the same operator (`in') that is used for
single dimensional arrays. Write the whole sequence of indices in
parentheses, separated by commas, as the left operand:
(SUBSCRIPT1, SUBSCRIPT2, ...) in ARRAY
The following example treats its input as a two-dimensional array of
fields; it rotates this array 90 degrees clockwise and prints the
result. It assumes that all lines have the same number of elements:
{
if (max_nf < NF)
max_nf = NF
max_nr = NR
for (x = 1; x <= NF; x++)
vector[x, NR] = $x
}
END {
for (x = 1; x <= max_nf; x++) {
for (y = max_nr; y >= 1; --y)
printf("%s ", vector[x, y])
printf("\n")
}
}
When given the input:
1 2 3 4 5 6
2 3 4 5 6 1
3 4 5 6 1 2
4 5 6 1 2 3
the program produces the following output:
4 3 2 1
5 4 3 2
6 5 4 3
1 6 5 4
2 1 6 5
3 2 1 6
File: gawk.info, Node: Multi-scanning, Up: Multi-dimensional
8.5.1 Scanning Multidimensional Arrays
--------------------------------------
There is no special `for' statement for scanning a "multidimensional"
array. There cannot be one, because, in truth, `awk' does not have
multidimensional arrays or elements--there is only a multidimensional
_way of accessing_ an array.
However, if your program has an array that is always accessed as
multidimensional, you can get the effect of scanning it by combining
the scanning `for' statement (*note Scanning an Array::) with the
built-in `split()' function (*note String Functions::). It works in
the following manner:
for (combined in array) {
split(combined, separate, SUBSEP)
...
}
This sets the variable `combined' to each concatenated combined index
in the array, and splits it into the individual indices by breaking it
apart where the value of `SUBSEP' appears. The individual indices then
become the elements of the array `separate'.
Thus, if a value is previously stored in `array[1, "foo"]', then an
element with index `"1\034foo"' exists in `array'. (Recall that the
default value of `SUBSEP' is the character with code 034.) Sooner or
later, the `for' statement finds that index and does an iteration with
the variable `combined' set to `"1\034foo"'. Then the `split()'
function is called as follows:
split("1\034foo", separate, "\034")
The result is to set `separate[1]' to `"1"' and `separate[2]' to
`"foo"'. Presto! The original sequence of separate indices is
recovered.
File: gawk.info, Node: Arrays of Arrays, Prev: Multi-dimensional, Up: Arrays
8.6 Arrays of Arrays
====================
`gawk' goes beyond standard `awk''s multidimensional array access and
provides true arrays of arrays. Elements of a subarray are referred to
by their own indices enclosed in square brackets, just like the
elements of the main array. For example, the following creates a
two-element subarray at index `1' of the main array `a':
a[1][1] = 1
a[1][2] = 2
This simulates a true two-dimensional array. Each subarray element
can contain another subarray as a value, which in turn can hold other
arrays as well. In this way, you can create arrays of three or more
dimensions. The indices can be any `awk' expression, including scalars
separated by commas (that is, a regular `awk' simulated
multidimensional subscript). So the following is valid in `gawk':
a[1][3][1, "name"] = "barney"
Each subarray and the main array can be of different length. In
fact, the elements of an array or its subarray do not all have to have
the same type. This means that the main array and any of its subarrays
can be non-rectangular, or jagged in structure. One can assign a scalar
value to the index `4' of the main array `a':
a[4] = "An element in a jagged array"
The terms "dimension", "row" and "column" are meaningless when
applied to such an array, but we will use "dimension" henceforth to
imply the maximum number of indices needed to refer to an existing
element. The type of any element that has already been assigned cannot
be changed by assigning a value of a different type. You have to first
delete the current element, which effectively makes `gawk' forget about
the element at that index:
delete a[4]
a[4][5][6][7] = "An element in a four-dimensional array"
This removes the scalar value from index `4' and then inserts a
subarray of subarray of subarray containing a scalar. You can also
delete an entire subarray or subarray of subarrays:
delete a[4][5]
a[4][5] = "An element in subarray a[4]"
But recall that you can not delete the main array `a' and then use it
as a scalar.
The built-in functions which take array arguments can also be used
with subarrays. For example, the following code fragment uses `length()'
(*note String Functions::) to determine the number of elements in the
main array `a' and its subarrays:
print length(a), length(a[1]), length(a[1][3])
This results in the following output for our main array `a':
2, 3, 1
The `SUBSCRIPT in ARRAY' expression (*note Reference to Elements::)
works similarly for both regular `awk'-style arrays and arrays of
arrays. For example, the tests `1 in a', `3 in a[1]', and `(1, "name")
in a[1][3]' all evaluate to one (true) for our array `a'.
The `for (item in array)' statement (*note Scanning an Array::) can
be nested to scan all the elements of an array of arrays if it is
rectangular in structure. In order to print the contents (scalar
values) of a two-dimensional array of arrays (i.e., in which each
first-level element is itself an array, not necessarily of the same
length) you could use the following code:
for (i in array)
for (j in array[i])
print array[i][j]
The `isarray()' function (*note Type Functions::) lets you test if
an array element is itself an array:
for (i in array) {
if (isarray(array[i]) {
for (j in array[i]) {
print array[i][j]
}
}
}
If the structure of a jagged array of arrays is known in advance,
you can often devise workarounds using control statements. For example,
the following code prints the elements of our main array `a':
for (i in a) {
for (j in a[i]) {
if (j == 3) {
for (k in a[i][j])
print a[i][j][k]
} else
print a[i][j]
}
}
*Note Walking Arrays::, for a user-defined function that will "walk" an
arbitrarily-dimensioned array of arrays.
Recall that a reference to an uninitialized array element yields a
value of `""', the null string. This has one important implication when
you intend to use a subarray as an argument to a function, as
illustrated by the following example:
$ gawk 'BEGIN { split("a b c d", b[1]); print b[1][1] }'
error--> gawk: cmd. line:1: fatal: split: second argument is not an array
The way to work around this is to first force `b[1]' to be an array
by creating an arbitrary index:
$ gawk 'BEGIN { b[1][1] = ""; split("a b c d", b[1]); print b[1][1] }'
-| a
File: gawk.info, Node: Functions, Next: Internationalization, Prev: Arrays, Up: Top
9 Functions
***********
This major node describes `awk''s built-in functions, which fall into
three categories: numeric, string, and I/O. `gawk' provides additional
groups of functions to work with values that represent time, do bit
manipulation, sort arrays, and internationalize and localize programs.
Besides the built-in functions, `awk' has provisions for writing new
functions that the rest of a program can use. The second half of this
major node describes these "user-defined" functions.
* Menu:
* Built-in:: Summarizes the built-in functions.
* User-defined:: Describes User-defined functions in detail.
* Indirect Calls:: Choosing the function to call at runtime.
File: gawk.info, Node: Built-in, Next: User-defined, Up: Functions
9.1 Built-in Functions
======================
"Built-in" functions are always available for your `awk' program to
call. This minor node defines all the built-in functions in `awk';
some of these are mentioned in other sections but are summarized here
for your convenience.
* Menu:
* Calling Built-in:: How to call built-in functions.
* Numeric Functions:: Functions that work with numbers, including
`int()', `sin()' and `rand()'.
* String Functions:: Functions for string manipulation, such as
`split()', `match()' and
`sprintf()'.
* I/O Functions:: Functions for files and shell commands.
* Time Functions:: Functions for dealing with timestamps.
* Bitwise Functions:: Functions for bitwise operations.
* Type Functions:: Functions for type information.
* I18N Functions:: Functions for string translation.
File: gawk.info, Node: Calling Built-in, Next: Numeric Functions, Up: Built-in
9.1.1 Calling Built-in Functions
--------------------------------
To call one of `awk''s built-in functions, write the name of the
function followed by arguments in parentheses. For example, `atan2(y +
z, 1)' is a call to the function `atan2()' and has two arguments.
Whitespace is ignored between the built-in function name and the
open parenthesis, but nonetheless it is good practice to avoid using
whitespace there. User-defined functions do not permit whitespace in
this way, and it is easier to avoid mistakes by following a simple
convention that always works--no whitespace after a function name.
Each built-in function accepts a certain number of arguments. In
some cases, arguments can be omitted. The defaults for omitted
arguments vary from function to function and are described under the
individual functions. In some `awk' implementations, extra arguments
given to built-in functions are ignored. However, in `gawk', it is a
fatal error to give extra arguments to a built-in function.
When a function is called, expressions that create the function's
actual parameters are evaluated completely before the call is performed.
For example, in the following code fragment:
i = 4
j = sqrt(i++)
the variable `i' is incremented to the value five before `sqrt()' is
called with a value of four for its actual parameter. The order of
evaluation of the expressions used for the function's parameters is
undefined. Thus, avoid writing programs that assume that parameters
are evaluated from left to right or from right to left. For example:
i = 5
j = atan2(i++, i *= 2)
If the order of evaluation is left to right, then `i' first becomes
6, and then 12, and `atan2()' is called with the two arguments 6 and
12. But if the order of evaluation is right to left, `i' first becomes
10, then 11, and `atan2()' is called with the two arguments 11 and 10.
File: gawk.info, Node: Numeric Functions, Next: String Functions, Prev: Calling Built-in, Up: Built-in
9.1.2 Numeric Functions
-----------------------
The following list describes all of the built-in functions that work
with numbers. Optional parameters are enclosed in square
brackets ([ ]):
`atan2(Y, X)'
Return the arctangent of `Y / X' in radians. You can use `pi =
atan2(0, -1)' to retrieve the value of pi.
`cos(X)'
Return the cosine of X, with X in radians.
`exp(X)'
Return the exponential of X (`e ^ X') or report an error if X is
out of range. The range of values X can have depends on your
machine's floating-point representation.
`int(X)'
Return the nearest integer to X, located between X and zero and
truncated toward zero.
For example, `int(3)' is 3, `int(3.9)' is 3, `int(-3.9)' is -3,
and `int(-3)' is -3 as well.
`log(X)'
Return the natural logarithm of X, if X is positive; otherwise,
report an error.
`rand()'
Return a random number. The values of `rand()' are uniformly
distributed between zero and one. The value could be zero but is
never one.(1)
Often random integers are needed instead. Following is a
user-defined function that can be used to obtain a random
non-negative integer less than N:
function randint(n) {
return int(n * rand())
}
The multiplication produces a random number greater than zero and
less than `n'. Using `int()', this result is made into an integer
between zero and `n' - 1, inclusive.
The following example uses a similar function to produce random
integers between one and N. This program prints a new random
number for each input record:
# Function to roll a simulated die.
function roll(n) { return 1 + int(rand() * n) }
# Roll 3 six-sided dice and
# print total number of points.
{
printf("%d points\n",
roll(6)+roll(6)+roll(6))
}
CAUTION: In most `awk' implementations, including `gawk',
`rand()' starts generating numbers from the same starting
number, or "seed", each time you run `awk'.(2) Thus, a
program generates the same results each time you run it. The
numbers are random within one `awk' run but predictable from
run to run. This is convenient for debugging, but if you want
a program to do different things each time it is used, you
must change the seed to a value that is different in each
run. To do this, use `srand()'.
`sin(X)'
Return the sine of X, with X in radians.
`sqrt(X)'
Return the positive square root of X. `gawk' prints a warning
message if X is negative. Thus, `sqrt(4)' is 2.
`srand([X])'
Set the starting point, or seed, for generating random numbers to
the value X.
Each seed value leads to a particular sequence of random
numbers.(3) Thus, if the seed is set to the same value a second
time, the same sequence of random numbers is produced again.
CAUTION: Different `awk' implementations use different
random-number generators internally. Don't expect the same
`awk' program to produce the same series of random numbers
when executed by different versions of `awk'.
If the argument X is omitted, as in `srand()', then the current
date and time of day are used for a seed. This is the way to get
random numbers that are truly unpredictable.
The return value of `srand()' is the previous seed. This makes it
easy to keep track of the seeds in case you need to consistently
reproduce sequences of random numbers.
---------- Footnotes ----------
(1) The C version of `rand()' on many Unix systems is known to
produce fairly poor sequences of random numbers. However, nothing
requires that an `awk' implementation use the C `rand()' to implement
the `awk' version of `rand()'. In fact, `gawk' uses the BSD `random()'
function, which is considerably better than `rand()', to produce random
numbers.
(2) `mawk' uses a different seed each time.
(3) Computer-generated random numbers really are not truly random.
They are technically known as "pseudorandom." This means that while
the numbers in a sequence appear to be random, you can in fact generate
the same sequence of random numbers over and over again.
File: gawk.info, Node: String Functions, Next: I/O Functions, Prev: Numeric Functions, Up: Built-in
9.1.3 String-Manipulation Functions
-----------------------------------
The functions in this minor node look at or change the text of one or
more strings. `gawk' understands locales (*note Locales::), and does
all string processing in terms of _characters_, not _bytes_. This
distinction is particularly important to understand for locales where
one character may be represented by multiple bytes. Thus, for example,
`length()' returns the number of characters in a string, and not the
number of bytes used to represent those characters, Similarly,
`index()' works with character indices, and not byte indices.
In the following list, optional parameters are enclosed in square
brackets ([ ]). Several functions perform string substitution; the
full discussion is provided in the description of the `sub()' function,
which comes towards the end since the list is presented in alphabetic
order. Those functions that are specific to `gawk' are marked with a
pound sign (`#'):
* Menu:
* Gory Details:: More than you want to know about `\' and
`&' with `sub()', `gsub()', and
`gensub()'.
`asort(SOURCE [, DEST [, HOW ] ]) #'
Return the number of elements in the array SOURCE. `gawk' sorts
the contents of SOURCE and replaces the indices of the sorted
values of SOURCE with sequential integers starting with one. If
the optional array DEST is specified, then SOURCE is duplicated
into DEST. DEST is then sorted, leaving the indices of SOURCE
unchanged. The optional third argument HOW is a string which
controls the rule for comparing values, and the sort direction. A
single space is required between the comparison mode, `string' or
`number', and the direction specification, `ascending' or
`descending'. You can omit direction and/or mode in which case it
will default to `ascending' and `string', respectively. An empty
string "" is the same as the default `"ascending string"' for the
value of HOW. If the `source' array contains subarrays as values,
they will come out last(first) in the `dest' array for
`ascending'(`descending') order specification. The value of
`IGNORECASE' affects the sorting. The third argument can also be
a user-defined function name in which case the value returned by
the function is used to order the array elements before
constructing the result array. *Note Array Sorting Functions::,
for more information.
For example, if the contents of `a' are as follows:
a["last"] = "de"
a["first"] = "sac"
a["middle"] = "cul"
A call to `asort()':
asort(a)
results in the following contents of `a':
a[1] = "cul"
a[2] = "de"
a[3] = "sac"
In order to reverse the direction of the sorted results in the
above example, `asort()' can be called with three arguments as
follows:
asort(a, a, "descending")
The `asort()' function is described in more detail in *note Array
Sorting Functions::. `asort()' is a `gawk' extension; it is not
available in compatibility mode (*note Options::).
`asorti(SOURCE [, DEST [, HOW ] ]) #'
Return the number of elements in the array SOURCE. It works
similarly to `asort()', however, the _indices_ are sorted, instead
of the values. (Here too, `IGNORECASE' affects the sorting.)
The `asorti()' function is described in more detail in *note Array
Sorting Functions::. `asorti()' is a `gawk' extension; it is not
available in compatibility mode (*note Options::).
`gensub(REGEXP, REPLACEMENT, HOW [, TARGET]) #'
Search the target string TARGET for matches of the regular
expression REGEXP. If HOW is a string beginning with `g' or `G'
(short for "global"), then replace all matches of REGEXP with
REPLACEMENT. Otherwise, HOW is treated as a number indicating
which match of REGEXP to replace. If no TARGET is supplied, use
`$0'. It returns the modified string as the result of the
function and the original target string is _not_ changed.
`gensub()' is a general substitution function. It's purpose is to
provide more features than the standard `sub()' and `gsub()'
functions.
`gensub()' provides an additional feature that is not available in
`sub()' or `gsub()': the ability to specify components of a regexp
in the replacement text. This is done by using parentheses in the
regexp to mark the components and then specifying `\N' in the
replacement text, where N is a digit from 1 to 9. For example:
$ gawk '
> BEGIN {
> a = "abc def"
> b = gensub(/(.+) (.+)/, "\\2 \\1", "g", a)
> print b
> }'
-| def abc
As with `sub()', you must type two backslashes in order to get one
into the string. In the replacement text, the sequence `\0'
represents the entire matched text, as does the character `&'.
The following example shows how you can use the third argument to
control which match of the regexp should be changed:
$ echo a b c a b c |
> gawk '{ print gensub(/a/, "AA", 2) }'
-| a b c AA b c
In this case, `$0' is the default target string. `gensub()'
returns the new string as its result, which is passed directly to
`print' for printing.
If the HOW argument is a string that does not begin with `g' or
`G', or if it is a number that is less than or equal to zero, only
one substitution is performed. If HOW is zero, `gawk' issues a
warning message.
If REGEXP does not match TARGET, `gensub()''s return value is the
original unchanged value of TARGET.
`gensub()' is a `gawk' extension; it is not available in
compatibility mode (*note Options::).
`gsub(REGEXP, REPLACEMENT [, TARGET])'
Search TARGET for _all_ of the longest, leftmost, _nonoverlapping_
matching substrings it can find and replace them with REPLACEMENT.
The `g' in `gsub()' stands for "global," which means replace
everywhere. For example:
{ gsub(/Britain/, "United Kingdom"); print }
replaces all occurrences of the string `Britain' with `United
Kingdom' for all input records.
The `gsub()' function returns the number of substitutions made. If
the variable to search and alter (TARGET) is omitted, then the
entire input record (`$0') is used. As in `sub()', the characters
`&' and `\' are special, and the third argument must be assignable.
`index(IN, FIND)'
Search the string IN for the first occurrence of the string FIND,
and return the position in characters where that occurrence begins
in the string IN. Consider the following example:
$ awk 'BEGIN { print index("peanut", "an") }'
-| 3
If FIND is not found, `index()' returns zero. (Remember that
string indices in `awk' start at one.)
`length([STRING])'
Return the number of characters in STRING. If STRING is a number,
the length of the digit string representing that number is
returned. For example, `length("abcde")' is five. By contrast,
`length(15 * 35)' works out to three. In this example, 15 * 35 =
525, and 525 is then converted to the string `"525"', which has
three characters.
If no argument is supplied, `length()' returns the length of `$0'.
NOTE: In older versions of `awk', the `length()' function
could be called without any parentheses. Doing so is
considered poor practice, although the 2008 POSIX standard
explicitly allows it, to support historical practice. For
programs to be maximally portable, always supply the
parentheses.
If `length()' is called with a variable that has not been used,
`gawk' forces the variable to be a scalar. Other implementations
of `awk' leave the variable without a type. (d.c.) Consider:
$ gawk 'BEGIN { print length(x) ; x[1] = 1 }'
-| 0
error--> gawk: fatal: attempt to use scalar `x' as array
$ nawk 'BEGIN { print length(x) ; x[1] = 1 }'
-| 0
If `--lint' has been specified on the command line, `gawk' issues a
warning about this.
With `gawk' and several other `awk' implementations, when given an
array argument, the `length()' function returns the number of
elements in the array. (c.e.) This is less useful than it might
seem at first, as the array is not guaranteed to be indexed from
one to the number of elements in it. If `--lint' is provided on
the command line (*note Options::), `gawk' warns that passing an
array argument is not portable. If `--posix' is supplied, using
an array argument is a fatal error (*note Arrays::).
`match(STRING, REGEXP [, ARRAY])'
Search STRING for the longest, leftmost substring matched by the
regular expression, REGEXP and return the character position, or
"index", at which that substring begins (one, if it starts at the
beginning of STRING). If no match is found, return zero.
The REGEXP argument may be either a regexp constant (`/.../') or a
string constant (`"..."'). In the latter case, the string is
treated as a regexp to be matched. *Note Computed Regexps::, for a
discussion of the difference between the two forms, and the
implications for writing your program correctly.
The order of the first two arguments is backwards from most other
string functions that work with regular expressions, such as
`sub()' and `gsub()'. It might help to remember that for
`match()', the order is the same as for the `~' operator: `STRING
~ REGEXP'.
The `match()' function sets the built-in variable `RSTART' to the
index. It also sets the built-in variable `RLENGTH' to the length
in characters of the matched substring. If no match is found,
`RSTART' is set to zero, and `RLENGTH' to -1.
For example:
{
if ($1 == "FIND")
regex = $2
else {
where = match($0, regex)
if (where != 0)
print "Match of", regex, "found at",
where, "in", $0
}
}
This program looks for lines that match the regular expression
stored in the variable `regex'. This regular expression can be
changed. If the first word on a line is `FIND', `regex' is
changed to be the second word on that line. Therefore, if given:
FIND ru+n
My program runs
but not very quickly
FIND Melvin
JF+KM
This line is property of Reality Engineering Co.
Melvin was here.
`awk' prints:
Match of ru+n found at 12 in My program runs
Match of Melvin found at 1 in Melvin was here.
If ARRAY is present, it is cleared, and then the zeroth element of
ARRAY is set to the entire portion of STRING matched by REGEXP.
If REGEXP contains parentheses, the integer-indexed elements of
ARRAY are set to contain the portion of STRING matching the
corresponding parenthesized subexpression. For example:
$ echo foooobazbarrrrr |
> gawk '{ match($0, /(fo+).+(bar*)/, arr)
> print arr[1], arr[2] }'
-| foooo barrrrr
In addition, multidimensional subscripts are available providing
the start index and length of each matched subexpression:
$ echo foooobazbarrrrr |
> gawk '{ match($0, /(fo+).+(bar*)/, arr)
> print arr[1], arr[2]
> print arr[1, "start"], arr[1, "length"]
> print arr[2, "start"], arr[2, "length"]
> }'
-| foooo barrrrr
-| 1 5
-| 9 7
There may not be subscripts for the start and index for every
parenthesized subexpression, since they may not all have matched
text; thus they should be tested for with the `in' operator (*note
Reference to Elements::).
The ARRAY argument to `match()' is a `gawk' extension. In
compatibility mode (*note Options::), using a third argument is a
fatal error.
`patsplit(STRING, ARRAY [, FIELDPAT [, SEPS ] ]) #'
Divide STRING into pieces defined by FIELDPAT and store the pieces
in ARRAY and the separator strings in the SEPS array. The first
piece is stored in `ARRAY[1]', the second piece in `ARRAY[2]', and
so forth. The third argument, FIELDPAT, is a regexp describing
the fields in STRING (just as `FPAT' is a regexp describing the
fields in input records). It may be either a regexp constant or a
string. If FIELDPAT is omitted, the value of `FPAT' is used.
`patsplit()' returns the number of elements created. `SEPS[I]' is
the separator string between `ARRAY[I]' and `ARRAY[I+1]'. Any
leading separator will be in `SEPS[0]'.
The `patsplit()' function splits strings into pieces in a manner
similar to the way input lines are split into fields using `FPAT'
(*note Splitting By Content::.
Before splitting the string, `patsplit()' deletes any previously
existing elements in the arrays ARRAY and SEPS.
The `patsplit()' function is a `gawk' extension. In compatibility
mode (*note Options::), it is not available.
`split(STRING, ARRAY [, FIELDSEP [, SEPS ] ])'
Divide STRING into pieces separated by FIELDSEP and store the
pieces in ARRAY and the separator strings in the SEPS array. The
first piece is stored in `ARRAY[1]', the second piece in
`ARRAY[2]', and so forth. The string value of the third argument,
FIELDSEP, is a regexp describing where to split STRING (much as
`FS' can be a regexp describing where to split input records;
*note Regexp Field Splitting::). If FIELDSEP is omitted, the
value of `FS' is used. `split()' returns the number of elements
created. SEPS is a `gawk' extension with `SEPS[I]' being the
separator string between `ARRAY[I]' and `ARRAY[I+1]'. If FIELDSEP
is a single space then any leading whitespace goes into `SEPS[0]'
and any trailing whitespace goes into `SEPS[N]' where N is the
return value of `split()' (that is, the number of elements in
ARRAY).
The `split()' function splits strings into pieces in a manner
similar to the way input lines are split into fields. For example:
split("cul-de-sac", a, "-", seps)
splits the string `cul-de-sac' into three fields using `-' as the
separator. It sets the contents of the array `a' as follows:
a[1] = "cul"
a[2] = "de"
a[3] = "sac"
and sets the contents of the array `seps' as follows:
seps[1] = "-"
seps[2] = "-"
The value returned by this call to `split()' is three.
As with input field-splitting, when the value of FIELDSEP is
`" "', leading and trailing whitespace is ignored in values
assigned to the elements of ARRAY but not in SEPS, and the elements
are separated by runs of whitespace. Also as with input
field-splitting, if FIELDSEP is the null string, each individual
character in the string is split into its own array element.
(c.e.)
Note, however, that `RS' has no effect on the way `split()' works.
Even though `RS = ""' causes newline to also be an input field
separator, this does not affect how `split()' splits strings.
Modern implementations of `awk', including `gawk', allow the third
argument to be a regexp constant (`/abc/') as well as a string.
(d.c.) The POSIX standard allows this as well. *Note Computed
Regexps::, for a discussion of the difference between using a
string constant or a regexp constant, and the implications for
writing your program correctly.
Before splitting the string, `split()' deletes any previously
existing elements in the arrays ARRAY and SEPS.
If STRING is null, the array has no elements. (So this is a
portable way to delete an entire array with one statement. *Note
Delete::.)
If STRING does not match FIELDSEP at all (but is not null), ARRAY
has one element only. The value of that element is the original
STRING.
`sprintf(FORMAT, EXPRESSION1, ...)'
Return (without printing) the string that `printf' would have
printed out with the same arguments (*note Printf::). For example:
pival = sprintf("pi = %.2f (approx.)", 22/7)
assigns the string `pi = 3.14 (approx.)' to the variable `pival'.
`strtonum(STR) #'
Examine STR and return its numeric value. If STR begins with a
leading `0', `strtonum()' assumes that STR is an octal number. If
STR begins with a leading `0x' or `0X', `strtonum()' assumes that
STR is a hexadecimal number. For example:
$ echo 0x11 |
> gawk '{ printf "%d\n", strtonum($1) }'
-| 17
Using the `strtonum()' function is _not_ the same as adding zero
to a string value; the automatic coercion of strings to numbers
works only for decimal data, not for octal or hexadecimal.(1)
Note also that `strtonum()' uses the current locale's decimal point
for recognizing numbers (*note Locales::).
`strtonum()' is a `gawk' extension; it is not available in
compatibility mode (*note Options::).
`sub(REGEXP, REPLACEMENT [, TARGET])'
Search TARGET, which is treated as a string, for the leftmost,
longest substring matched by the regular expression REGEXP.
Modify the entire string by replacing the matched text with
REPLACEMENT. The modified string becomes the new value of TARGET.
Return the number of substitutions made (zero or one).
The REGEXP argument may be either a regexp constant (`/.../') or a
string constant (`"..."'). In the latter case, the string is
treated as a regexp to be matched. *Note Computed Regexps::, for a
discussion of the difference between the two forms, and the
implications for writing your program correctly.
This function is peculiar because TARGET is not simply used to
compute a value, and not just any expression will do--it must be a
variable, field, or array element so that `sub()' can store a
modified value there. If this argument is omitted, then the
default is to use and alter `$0'.(2) For example:
str = "water, water, everywhere"
sub(/at/, "ith", str)
sets `str' to `wither, water, everywhere', by replacing the
leftmost longest occurrence of `at' with `ith'.
If the special character `&' appears in REPLACEMENT, it stands for
the precise substring that was matched by REGEXP. (If the regexp
can match more than one string, then this precise substring may
vary.) For example:
{ sub(/candidate/, "& and his wife"); print }
changes the first occurrence of `candidate' to `candidate and his
wife' on each input line. Here is another example:
$ awk 'BEGIN {
> str = "daabaaa"
> sub(/a+/, "C&C", str)
> print str
> }'
-| dCaaCbaaa
This shows how `&' can represent a nonconstant string and also
illustrates the "leftmost, longest" rule in regexp matching (*note
Leftmost Longest::).
The effect of this special character (`&') can be turned off by
putting a backslash before it in the string. As usual, to insert
one backslash in the string, you must write two backslashes.
Therefore, write `\\&' in a string constant to include a literal
`&' in the replacement. For example, the following shows how to
replace the first `|' on each line with an `&':
{ sub(/\|/, "\\&"); print }
As mentioned, the third argument to `sub()' must be a variable,
field or array element. Some versions of `awk' allow the third
argument to be an expression that is not an lvalue. In such a
case, `sub()' still searches for the pattern and returns zero or
one, but the result of the substitution (if any) is thrown away
because there is no place to put it. Such versions of `awk'
accept expressions like the following:
sub(/USA/, "United States", "the USA and Canada")
For historical compatibility, `gawk' accepts such erroneous code.
However, using any other nonchangeable object as the third
parameter causes a fatal error and your program will not run.
Finally, if the REGEXP is not a regexp constant, it is converted
into a string, and then the value of that string is treated as the
regexp to match.
`substr(STRING, START [, LENGTH])'
Return a LENGTH-character-long substring of STRING, starting at
character number START. The first character of a string is
character number one.(3) For example, `substr("washington", 5, 3)'
returns `"ing"'.
If LENGTH is not present, `substr()' returns the whole suffix of
STRING that begins at character number START. For example,
`substr("washington", 5)' returns `"ington"'. The whole suffix is
also returned if LENGTH is greater than the number of characters
remaining in the string, counting from character START.
If START is less than one, `substr()' treats it as if it was one.
(POSIX doesn't specify what to do in this case: Brian Kernighan's
`awk' acts this way, and therefore `gawk' does too.) If START is
greater than the number of characters in the string, `substr()'
returns the null string. Similarly, if LENGTH is present but less
than or equal to zero, the null string is returned.
The string returned by `substr()' _cannot_ be assigned. Thus, it
is a mistake to attempt to change a portion of a string, as shown
in the following example:
string = "abcdef"
# try to get "abCDEf", won't work
substr(string, 3, 3) = "CDE"
It is also a mistake to use `substr()' as the third argument of
`sub()' or `gsub()':
gsub(/xyz/, "pdq", substr($0, 5, 20)) # WRONG
(Some commercial versions of `awk' treat `substr()' as assignable,
but doing so is not portable.)
If you need to replace bits and pieces of a string, combine
`substr()' with string concatenation, in the following manner:
string = "abcdef"
...
string = substr(string, 1, 2) "CDE" substr(string, 6)
`tolower(STRING)'
Return a copy of STRING, with each uppercase character in the
string replaced with its corresponding lowercase character.
Nonalphabetic characters are left unchanged. For example,
`tolower("MiXeD cAsE 123")' returns `"mixed case 123"'.
`toupper(STRING)'
Return a copy of STRING, with each lowercase character in the
string replaced with its corresponding uppercase character.
Nonalphabetic characters are left unchanged. For example,
`toupper("MiXeD cAsE 123")' returns `"MIXED CASE 123"'.
---------- Footnotes ----------
(1) Unless you use the `--non-decimal-data' option, which isn't
recommended. *Note Nondecimal Data::, for more information.
(2) Note that this means that the record will first be regenerated
using the value of `OFS' if any fields have been changed, and that the
fields will be updated after the substitution, even if the operation is
a "no-op" such as `sub(/^/, "")'.
(3) This is different from C and C++, in which the first character
is number zero.
File: gawk.info, Node: Gory Details, Up: String Functions
9.1.3.1 More About `\' and `&' with `sub()', `gsub()', and `gensub()'
.....................................................................
When using `sub()', `gsub()', or `gensub()', and trying to get literal
backslashes and ampersands into the replacement text, you need to
remember that there are several levels of "escape processing" going on.
First, there is the "lexical" level, which is when `awk' reads your
program and builds an internal copy of it that can be executed. Then
there is the runtime level, which is when `awk' actually scans the
replacement string to determine what to generate.
At both levels, `awk' looks for a defined set of characters that can
come after a backslash. At the lexical level, it looks for the escape
sequences listed in *note Escape Sequences::. Thus, for every `\' that
`awk' processes at the runtime level, you must type two backslashes at
the lexical level. When a character that is not valid for an escape
sequence follows the `\', Brian Kernighan's `awk' and `gawk' both
simply remove the initial `\' and put the next character into the
string. Thus, for example, `"a\qb"' is treated as `"aqb"'.
At the runtime level, the various functions handle sequences of `\'
and `&' differently. The situation is (sadly) somewhat complex.
Historically, the `sub()' and `gsub()' functions treated the two
character sequence `\&' specially; this sequence was replaced in the
generated text with a single `&'. Any other `\' within the REPLACEMENT
string that did not precede an `&' was passed through unchanged. This
is illustrated in *note table-sub-escapes::.
You type `sub()' sees `sub()' generates
------- --------- --------------
`\&' `&' the matched text
`\\&' `\&' a literal `&'
`\\\&' `\&' a literal `&'
`\\\\&' `\\&' a literal `\&'
`\\\\\&' `\\&' a literal `\&'
`\\\\\\&' `\\\&' a literal `\\&'
`\\q' `\q' a literal `\q'
Table 9.1: Historical Escape Sequence Processing for `sub()' and
`gsub()'
This table shows both the lexical-level processing, where an odd number
of backslashes becomes an even number at the runtime level, as well as
the runtime processing done by `sub()'. (For the sake of simplicity,
the rest of the following tables only show the case of even numbers of
backslashes entered at the lexical level.)
The problem with the historical approach is that there is no way to
get a literal `\' followed by the matched text.
The 1992 POSIX standard attempted to fix this problem. That standard
says that `sub()' and `gsub()' look for either a `\' or an `&' after
the `\'. If either one follows a `\', that character is output
literally. The interpretation of `\' and `&' then becomes as shown in
*note table-sub-posix-92::.
You type `sub()' sees `sub()' generates
------- --------- --------------
`&' `&' the matched text
`\\&' `\&' a literal `&'
`\\\\&' `\\&' a literal `\', then the matched text
`\\\\\\&' `\\\&' a literal `\&'
Table 9.2: 1992 POSIX Rules for sub and gsub Escape Sequence Processing
This appears to solve the problem. Unfortunately, the phrasing of the
standard is unusual. It says, in effect, that `\' turns off the special
meaning of any following character, but for anything other than `\' and
`&', such special meaning is undefined. This wording leads to two
problems:
* Backslashes must now be doubled in the REPLACEMENT string, breaking
historical `awk' programs.
* To make sure that an `awk' program is portable, _every_ character
in the REPLACEMENT string must be preceded with a backslash.(1)
Because of the problems just listed, in 1996, the `gawk' maintainer
submitted proposed text for a revised standard that reverts to rules
that correspond more closely to the original existing practice. The
proposed rules have special cases that make it possible to produce a
`\' preceding the matched text. This is shown in *note
table-sub-proposed::.
You type `sub()' sees `sub()' generates
------- --------- --------------
`\\\\\\&' `\\\&' a literal `\&'
`\\\\&' `\\&' a literal `\', followed by the matched text
`\\&' `\&' a literal `&'
`\\q' `\q' a literal `\q'
`\\\\' `\\' `\\'
Table 9.3: Proposed rules for sub and backslash
In a nutshell, at the runtime level, there are now three special
sequences of characters (`\\\&', `\\&' and `\&') whereas historically
there was only one. However, as in the historical case, any `\' that
is not part of one of these three sequences is not special and appears
in the output literally.
`gawk' 3.0 and 3.1 follow these proposed POSIX rules for `sub()' and
`gsub()'. The POSIX standard took much longer to be revised than was
expected in 1996. The 2001 standard does not follow the above rules.
Instead, the rules there are somewhat simpler. The results are similar
except for one case.
The POSIX rules state that `\&' in the replacement string produces a
literal `&', `\\' produces a literal `\', and `\' followed by anything
else is not special; the `\' is placed straight into the output. These
rules are presented in *note table-posix-sub::.
You type `sub()' sees `sub()' generates
------- --------- --------------
`\\\\\\&' `\\\&' a literal `\&'
`\\\\&' `\\&' a literal `\', followed by the matched text
`\\&' `\&' a literal `&'
`\\q' `\q' a literal `\q'
`\\\\' `\\' `\'
Table 9.4: POSIX rules for `sub()' and `gsub()'
The only case where the difference is noticeable is the last one:
`\\\\' is seen as `\\' and produces `\' instead of `\\'.
Starting with version 3.1.4, `gawk' followed the POSIX rules when
`--posix' is specified (*note Options::). Otherwise, it continued to
follow the 1996 proposed rules, since that had been its behavior for
many years.
When version 4.0.0, was released, the `gawk' maintainer made the
POSIX rules the default, breaking well over a decade's worth of
backwards compatibility.(2) Needless to say, this was a bad idea, and
as of version 4.0.1, `gawk' resumed its historical behavior, and only
follows the POSIX rules when `--posix' is given.
The rules for `gensub()' are considerably simpler. At the runtime
level, whenever `gawk' sees a `\', if the following character is a
digit, then the text that matched the corresponding parenthesized
subexpression is placed in the generated output. Otherwise, no matter
what character follows the `\', it appears in the generated text and
the `\' does not, as shown in *note table-gensub-escapes::.
You type `gensub()' sees `gensub()' generates
------- ------------ -----------------
`&' `&' the matched text
`\\&' `\&' a literal `&'
`\\\\' `\\' a literal `\'
`\\\\&' `\\&' a literal `\', then the matched text
`\\\\\\&' `\\\&' a literal `\&'
`\\q' `\q' a literal `q'
Table 9.5: Escape Sequence Processing for `gensub()'
Because of the complexity of the lexical and runtime level processing
and the special cases for `sub()' and `gsub()', we recommend the use of
`gawk' and `gensub()' when you have to do substitutions.
Advanced Notes: Matching the Null String
----------------------------------------
In `awk', the `*' operator can match the null string. This is
particularly important for the `sub()', `gsub()', and `gensub()'
functions. For example:
$ echo abc | awk '{ gsub(/m*/, "X"); print }'
-| XaXbXcX
Although this makes a certain amount of sense, it can be surprising.
---------- Footnotes ----------
(1) This consequence was certainly unintended.
(2) This was rather naive of him, despite there being a note in this
section indicating that the next major version would move to the POSIX
rules.
File: gawk.info, Node: I/O Functions, Next: Time Functions, Prev: String Functions, Up: Built-in
9.1.4 Input/Output Functions
----------------------------
The following functions relate to input/output (I/O). Optional
parameters are enclosed in square brackets ([ ]):
`close(FILENAME [, HOW])'
Close the file FILENAME for input or output. Alternatively, the
argument may be a shell command that was used for creating a
coprocess, or for redirecting to or from a pipe; then the
coprocess or pipe is closed. *Note Close Files And Pipes::, for
more information.
When closing a coprocess, it is occasionally useful to first close
one end of the two-way pipe and then to close the other. This is
done by providing a second argument to `close()'. This second
argument should be one of the two string values `"to"' or `"from"',
indicating which end of the pipe to close. Case in the string does
not matter. *Note Two-way I/O::, which discusses this feature in
more detail and gives an example.
`fflush([FILENAME])'
Flush any buffered output associated with FILENAME, which is
either a file opened for writing or a shell command for
redirecting output to a pipe or coprocess. (c.e.).
Many utility programs "buffer" their output; i.e., they save
information to write to a disk file or the screen in memory until
there is enough for it to be worthwhile to send the data to the
output device. This is often more efficient than writing every
little bit of information as soon as it is ready. However,
sometimes it is necessary to force a program to "flush" its
buffers; that is, write the information to its destination, even
if a buffer is not full. This is the purpose of the `fflush()'
function--`gawk' also buffers its output and the `fflush()'
function forces `gawk' to flush its buffers.
`fflush()' was added to Brian Kernighan's version of `awk' in
1994; it is not part of the POSIX standard and is not available if
`--posix' has been specified on the command line (*note Options::).
`gawk' extends the `fflush()' function in two ways. The first is
to allow no argument at all. In this case, the buffer for the
standard output is flushed. The second is to allow the null string
(`""') as the argument. In this case, the buffers for _all_ open
output files and pipes are flushed. Brian Kernighan's `awk' also
supports these extensions.
`fflush()' returns zero if the buffer is successfully flushed;
otherwise, it returns -1. In the case where all buffers are
flushed, the return value is zero only if all buffers were flushed
successfully. Otherwise, it is -1, and `gawk' warns about the
problem FILENAME.
`gawk' also issues a warning message if you attempt to flush a
file or pipe that was opened for reading (such as with `getline'),
or if FILENAME is not an open file, pipe, or coprocess. In such a
case, `fflush()' returns -1, as well.
`system(COMMAND)'
Execute the operating-system command COMMAND and then return to
the `awk' program. Return COMMAND's exit status.
For example, if the following fragment of code is put in your `awk'
program:
END {
system("date | mail -s 'awk run done' root")
}
the system administrator is sent mail when the `awk' program
finishes processing input and begins its end-of-input processing.
Note that redirecting `print' or `printf' into a pipe is often
enough to accomplish your task. If you need to run many commands,
it is more efficient to simply print them down a pipeline to the
shell:
while (MORE STUFF TO DO)
print COMMAND | "/bin/sh"
close("/bin/sh")
However, if your `awk' program is interactive, `system()' is
useful for running large self-contained programs, such as a shell
or an editor. Some operating systems cannot implement the
`system()' function. `system()' causes a fatal error if it is not
supported.
NOTE: When `--sandbox' is specified, the `system()' function
is disabled (*note Options::).
Advanced Notes: Interactive Versus Noninteractive Buffering
-----------------------------------------------------------
As a side point, buffering issues can be even more confusing, depending
upon whether your program is "interactive", i.e., communicating with a
user sitting at a keyboard.(1)
Interactive programs generally "line buffer" their output; i.e., they
write out every line. Noninteractive programs wait until they have a
full buffer, which may be many lines of output. Here is an example of
the difference:
$ awk '{ print $1 + $2 }'
1 1
-| 2
2 3
-| 5
Ctrl-d
Each line of output is printed immediately. Compare that behavior with
this example:
$ awk '{ print $1 + $2 }' | cat
1 1
2 3
Ctrl-d
-| 2
-| 5
Here, no output is printed until after the `Ctrl-d' is typed, because
it is all buffered and sent down the pipe to `cat' in one shot.
Advanced Notes: Controlling Output Buffering with `system()'
------------------------------------------------------------
The `fflush()' function provides explicit control over output buffering
for individual files and pipes. However, its use is not portable to
many other `awk' implementations. An alternative method to flush output
buffers is to call `system()' with a null string as its argument:
system("") # flush output
`gawk' treats this use of the `system()' function as a special case and
is smart enough not to run a shell (or other command interpreter) with
the empty command. Therefore, with `gawk', this idiom is not only
useful, it is also efficient. While this method should work with other
`awk' implementations, it does not necessarily avoid starting an
unnecessary shell. (Other implementations may only flush the buffer
associated with the standard output and not necessarily all buffered
output.)
If you think about what a programmer expects, it makes sense that
`system()' should flush any pending output. The following program:
BEGIN {
print "first print"
system("echo system echo")
print "second print"
}
must print:
first print
system echo
second print
and not:
system echo
first print
second print
If `awk' did not flush its buffers before calling `system()', you
would see the latter (undesirable) output.
---------- Footnotes ----------
(1) A program is interactive if the standard output is connected to
a terminal device. On modern systems, this means your keyboard and
screen.
File: gawk.info, Node: Time Functions, Next: Bitwise Functions, Prev: I/O Functions, Up: Built-in
9.1.5 Time Functions
--------------------
`awk' programs are commonly used to process log files containing
timestamp information, indicating when a particular log record was
written. Many programs log their timestamp in the form returned by the
`time()' system call, which is the number of seconds since a particular
epoch. On POSIX-compliant systems, it is the number of seconds since
1970-01-01 00:00:00 UTC, not counting leap seconds.(1) All known
POSIX-compliant systems support timestamps from 0 through 2^31 - 1,
which is sufficient to represent times through 2038-01-19 03:14:07 UTC.
Many systems support a wider range of timestamps, including negative
timestamps that represent times before the epoch.
In order to make it easier to process such log files and to produce
useful reports, `gawk' provides the following functions for working
with timestamps. They are `gawk' extensions; they are not specified in
the POSIX standard, nor are they in any other known version of `awk'.(2)
Optional parameters are enclosed in square brackets ([ ]):
`mktime(DATESPEC)'
Turn DATESPEC into a timestamp in the same form as is returned by
`systime()'. It is similar to the function of the same name in
ISO C. The argument, DATESPEC, is a string of the form
`"YYYY MM DD HH MM SS [DST]"'. The string consists of six or
seven numbers representing, respectively, the full year including
century, the month from 1 to 12, the day of the month from 1 to
31, the hour of the day from 0 to 23, the minute from 0 to 59, the
second from 0 to 60,(3) and an optional daylight-savings flag.
The values of these numbers need not be within the ranges
specified; for example, an hour of -1 means 1 hour before midnight.
The origin-zero Gregorian calendar is assumed, with year 0
preceding year 1 and year -1 preceding year 0. The time is
assumed to be in the local timezone. If the daylight-savings flag
is positive, the time is assumed to be daylight savings time; if
zero, the time is assumed to be standard time; and if negative
(the default), `mktime()' attempts to determine whether daylight
savings time is in effect for the specified time.
If DATESPEC does not contain enough elements or if the resulting
time is out of range, `mktime()' returns -1.
`strftime([FORMAT [, TIMESTAMP [, UTC-FLAG]]])'
Format the time specified by TIMESTAMP based on the contents of
the FORMAT string and return the result. It is similar to the
function of the same name in ISO C. If UTC-FLAG is present and is
either nonzero or non-null, the value is formatted as UTC
(Coordinated Universal Time, formerly GMT or Greenwich Mean Time).
Otherwise, the value is formatted for the local time zone. The
TIMESTAMP is in the same format as the value returned by the
`systime()' function. If no TIMESTAMP argument is supplied,
`gawk' uses the current time of day as the timestamp. If no
FORMAT argument is supplied, `strftime()' uses the value of
`PROCINFO["strftime"]' as the format string (*note Built-in
Variables::). The default string value is
`"%a %b %e %H:%M:%S %Z %Y"'. This format string produces output
that is equivalent to that of the `date' utility. You can assign
a new value to `PROCINFO["strftime"]' to change the default format.
`systime()'
Return the current time as the number of seconds since the system
epoch. On POSIX systems, this is the number of seconds since
1970-01-01 00:00:00 UTC, not counting leap seconds. It may be a
different number on other systems.
The `systime()' function allows you to compare a timestamp from a
log file with the current time of day. In particular, it is easy to
determine how long ago a particular record was logged. It also allows
you to produce log records using the "seconds since the epoch" format.
The `mktime()' function allows you to convert a textual
representation of a date and time into a timestamp. This makes it
easy to do before/after comparisons of dates and times, particularly
when dealing with date and time data coming from an external source,
such as a log file.
The `strftime()' function allows you to easily turn a timestamp into
human-readable information. It is similar in nature to the `sprintf()'
function (*note String Functions::), in that it copies nonformat
specification characters verbatim to the returned string, while
substituting date and time values for format specifications in the
FORMAT string.
`strftime()' is guaranteed by the 1999 ISO C standard(4) to support
the following date format specifications:
`%a'
The locale's abbreviated weekday name.
`%A'
The locale's full weekday name.
`%b'
The locale's abbreviated month name.
`%B'
The locale's full month name.
`%c'
The locale's "appropriate" date and time representation. (This is
`%A %B %d %T %Y' in the `"C"' locale.)
`%C'
The century part of the current year. This is the year divided by
100 and truncated to the next lower integer.
`%d'
The day of the month as a decimal number (01-31).
`%D'
Equivalent to specifying `%m/%d/%y'.
`%e'
The day of the month, padded with a space if it is only one digit.
`%F'
Equivalent to specifying `%Y-%m-%d'. This is the ISO 8601 date
format.
`%g'
The year modulo 100 of the ISO 8601 week number, as a decimal
number (00-99). For example, January 1, 1993 is in week 53 of
1992. Thus, the year of its ISO 8601 week number is 1992, even
though its year is 1993. Similarly, December 31, 1973 is in week
1 of 1974. Thus, the year of its ISO week number is 1974, even
though its year is 1973.
`%G'
The full year of the ISO week number, as a decimal number.
`%h'
Equivalent to `%b'.
`%H'
The hour (24-hour clock) as a decimal number (00-23).
`%I'
The hour (12-hour clock) as a decimal number (01-12).
`%j'
The day of the year as a decimal number (001-366).
`%m'
The month as a decimal number (01-12).
`%M'
The minute as a decimal number (00-59).
`%n'
A newline character (ASCII LF).
`%p'
The locale's equivalent of the AM/PM designations associated with
a 12-hour clock.
`%r'
The locale's 12-hour clock time. (This is `%I:%M:%S %p' in the
`"C"' locale.)
`%R'
Equivalent to specifying `%H:%M'.
`%S'
The second as a decimal number (00-60).
`%t'
A TAB character.
`%T'
Equivalent to specifying `%H:%M:%S'.
`%u'
The weekday as a decimal number (1-7). Monday is day one.
`%U'
The week number of the year (the first Sunday as the first day of
week one) as a decimal number (00-53).
`%V'
The week number of the year (the first Monday as the first day of
week one) as a decimal number (01-53). The method for determining
the week number is as specified by ISO 8601. (To wit: if the week
containing January 1 has four or more days in the new year, then
it is week one; otherwise it is week 53 of the previous year and
the next week is week one.)
`%w'
The weekday as a decimal number (0-6). Sunday is day zero.
`%W'
The week number of the year (the first Monday as the first day of
week one) as a decimal number (00-53).
`%x'
The locale's "appropriate" date representation. (This is `%A %B
%d %Y' in the `"C"' locale.)
`%X'
The locale's "appropriate" time representation. (This is `%T' in
the `"C"' locale.)
`%y'
The year modulo 100 as a decimal number (00-99).
`%Y'
The full year as a decimal number (e.g., 2011).
`%z'
The timezone offset in a +HHMM format (e.g., the format necessary
to produce RFC 822/RFC 1036 date headers).
`%Z'
The time zone name or abbreviation; no characters if no time zone
is determinable.
`%Ec %EC %Ex %EX %Ey %EY %Od %Oe %OH'
`%OI %Om %OM %OS %Ou %OU %OV %Ow %OW %Oy'
"Alternate representations" for the specifications that use only
the second letter (`%c', `%C', and so on).(5) (These facilitate
compliance with the POSIX `date' utility.)
`%%'
A literal `%'.
If a conversion specifier is not one of the above, the behavior is
undefined.(6)
Informally, a "locale" is the geographic place in which a program is
meant to run. For example, a common way to abbreviate the date
September 4, 2012 in the United States is "9/4/12." In many countries
in Europe, however, it is abbreviated "4.9.12." Thus, the `%x'
specification in a `"US"' locale might produce `9/4/12', while in a
`"EUROPE"' locale, it might produce `4.9.12'. The ISO C standard
defines a default `"C"' locale, which is an environment that is typical
of what many C programmers are used to.
For systems that are not yet fully standards-compliant, `gawk'
supplies a copy of `strftime()' from the GNU C Library. It supports
all of the just-listed format specifications. If that version is used
to compile `gawk' (*note Installation::), then the following additional
format specifications are available:
`%k'
The hour (24-hour clock) as a decimal number (0-23). Single-digit
numbers are padded with a space.
`%l'
The hour (12-hour clock) as a decimal number (1-12). Single-digit
numbers are padded with a space.
`%s'
The time as a decimal timestamp in seconds since the epoch.
Additionally, the alternate representations are recognized but their
normal representations are used.
The following example is an `awk' implementation of the POSIX `date'
utility. Normally, the `date' utility prints the current date and time
of day in a well-known format. However, if you provide an argument to
it that begins with a `+', `date' copies nonformat specifier characters
to the standard output and interprets the current time according to the
format specifiers in the string. For example:
$ date '+Today is %A, %B %d, %Y.'
-| Today is Wednesday, March 30, 2011.
Here is the `gawk' version of the `date' utility. It has a shell
"wrapper" to handle the `-u' option, which requires that `date' run as
if the time zone is set to UTC:
#! /bin/sh
#
# date --- approximate the POSIX 'date' command
case $1 in
-u) TZ=UTC0 # use UTC
export TZ
shift ;;
esac
gawk 'BEGIN {
format = "%a %b %e %H:%M:%S %Z %Y"
exitval = 0
if (ARGC > 2)
exitval = 1
else if (ARGC == 2) {
format = ARGV[1]
if (format ~ /^\+/)
format = substr(format, 2) # remove leading +
}
print strftime(format)
exit exitval
}' "$@"
---------- Footnotes ----------
(1) *Note Glossary::, especially the entries "Epoch" and "UTC."
(2) The GNU `date' utility can also do many of the things described
here. Its use may be preferable for simple time-related operations in
shell scripts.
(3) Occasionally there are minutes in a year with a leap second,
which is why the seconds can go up to 60.
(4) Unfortunately, not every system's `strftime()' necessarily
supports all of the conversions listed here.
(5) If you don't understand any of this, don't worry about it; these
facilities are meant to make it easier to "internationalize" programs.
Other internationalization features are described in *note
Internationalization::.
(6) This is because ISO C leaves the behavior of the C version of
`strftime()' undefined and `gawk' uses the system's version of
`strftime()' if it's there. Typically, the conversion specifier either
does not appear in the returned string or appears literally.
File: gawk.info, Node: Bitwise Functions, Next: Type Functions, Prev: Time Functions, Up: Built-in
9.1.6 Bit-Manipulation Functions
--------------------------------
I can explain it for you, but I can't understand it for you.
Anonymous
Many languages provide the ability to perform "bitwise" operations
on two integer numbers. In other words, the operation is performed on
each successive pair of bits in the operands. Three common operations
are bitwise AND, OR, and XOR. The operations are described in *note
table-bitwise-ops::.
Bit Operator
| AND | OR | XOR
|--+--+--+--+--+--
Operands | 0 | 1 | 0 | 1 | 0 | 1
---------+--+--+--+--+--+--
0 | 0 0 | 0 1 | 0 1
1 | 0 1 | 1 1 | 1 0
Table 9.6: Bitwise Operations
As you can see, the result of an AND operation is 1 only when _both_
bits are 1. The result of an OR operation is 1 if _either_ bit is 1.
The result of an XOR operation is 1 if either bit is 1, but not both.
The next operation is the "complement"; the complement of 1 is 0 and
the complement of 0 is 1. Thus, this operation "flips" all the bits of
a given value.
Finally, two other common operations are to shift the bits left or
right. For example, if you have a bit string `10111001' and you shift
it right by three bits, you end up with `00010111'.(1) If you start over
again with `10111001' and shift it left by three bits, you end up with
`11001000'. `gawk' provides built-in functions that implement the
bitwise operations just described. They are:
`and(V1, V2)'
Return the bitwise AND of the values provided by V1 and V2.
`compl(VAL)'
Return the bitwise complement of VAL.
`lshift(VAL, COUNT)'
Return the value of VAL, shifted left by COUNT bits.
`or(V1, V2)'
Return the bitwise OR of the values provided by V1 and V2.
`rshift(VAL, COUNT)'
Return the value of VAL, shifted right by COUNT bits.
`xor(V1, V2)'
Return the bitwise XOR of the values provided by V1 and V2.
For all of these functions, first the double precision
floating-point value is converted to the widest C unsigned integer
type, then the bitwise operation is performed. If the result cannot be
represented exactly as a C `double', leading nonzero bits are removed
one by one until it can be represented exactly. The result is then
converted back into a C `double'. (If you don't understand this
paragraph, don't worry about it.)
Here is a user-defined function (*note User-defined::) that
illustrates the use of these functions:
# bits2str --- turn a byte into readable 1's and 0's
function bits2str(bits, data, mask)
{
if (bits == 0)
return "0"
mask = 1
for (; bits != 0; bits = rshift(bits, 1))
data = (and(bits, mask) ? "1" : "0") data
while ((length(data) % 8) != 0)
data = "0" data
return data
}
BEGIN {
printf "123 = %s\n", bits2str(123)
printf "0123 = %s\n", bits2str(0123)
printf "0x99 = %s\n", bits2str(0x99)
comp = compl(0x99)
printf "compl(0x99) = %#x = %s\n", comp, bits2str(comp)
shift = lshift(0x99, 2)
printf "lshift(0x99, 2) = %#x = %s\n", shift, bits2str(shift)
shift = rshift(0x99, 2)
printf "rshift(0x99, 2) = %#x = %s\n", shift, bits2str(shift)
}
This program produces the following output when run:
$ gawk -f testbits.awk
-| 123 = 01111011
-| 0123 = 01010011
-| 0x99 = 10011001
-| compl(0x99) = 0xffffff66 = 11111111111111111111111101100110
-| lshift(0x99, 2) = 0x264 = 0000001001100100
-| rshift(0x99, 2) = 0x26 = 00100110
The `bits2str()' function turns a binary number into a string. The
number `1' represents a binary value where the rightmost bit is set to
1. Using this mask, the function repeatedly checks the rightmost bit.
ANDing the mask with the value indicates whether the rightmost bit is 1
or not. If so, a `"1"' is concatenated onto the front of the string.
Otherwise, a `"0"' is added. The value is then shifted right by one
bit and the loop continues until there are no more 1 bits.
If the initial value is zero it returns a simple `"0"'. Otherwise,
at the end, it pads the value with zeros to represent multiples of
8-bit quantities. This is typical in modern computers.
The main code in the `BEGIN' rule shows the difference between the
decimal and octal values for the same numbers (*note
Nondecimal-numbers::), and then demonstrates the results of the
`compl()', `lshift()', and `rshift()' functions.
---------- Footnotes ----------
(1) This example shows that 0's come in on the left side. For
`gawk', this is always true, but in some languages, it's possible to
have the left side fill with 1's. Caveat emptor.
File: gawk.info, Node: Type Functions, Next: I18N Functions, Prev: Bitwise Functions, Up: Built-in
9.1.7 Getting Type Information
------------------------------
`gawk' provides a single function that lets you distinguish an array
from a scalar variable. This is necessary for writing code that
traverses every element of a true multidimensional array (*note Arrays
of Arrays::).
`isarray(X)'
Return a true value if X is an array. Otherwise return false.
File: gawk.info, Node: I18N Functions, Prev: Type Functions, Up: Built-in
9.1.8 String-Translation Functions
----------------------------------
`gawk' provides facilities for internationalizing `awk' programs.
These include the functions described in the following list. The
descriptions here are purposely brief. *Note Internationalization::,
for the full story. Optional parameters are enclosed in square
brackets ([ ]):
`bindtextdomain(DIRECTORY [, DOMAIN])'
Set the directory in which `gawk' will look for message
translation files, in case they will not or cannot be placed in
the "standard" locations (e.g., during testing). It returns the
directory in which DOMAIN is "bound."
The default DOMAIN is the value of `TEXTDOMAIN'. If DIRECTORY is
the null string (`""'), then `bindtextdomain()' returns the
current binding for the given DOMAIN.
`dcgettext(STRING [, DOMAIN [, CATEGORY]])'
Return the translation of STRING in text domain DOMAIN for locale
category CATEGORY. The default value for DOMAIN is the current
value of `TEXTDOMAIN'. The default value for CATEGORY is
`"LC_MESSAGES"'.
`dcngettext(STRING1, STRING2, NUMBER [, DOMAIN [, CATEGORY]])'
Return the plural form used for NUMBER of the translation of
STRING1 and STRING2 in text domain DOMAIN for locale category
CATEGORY. STRING1 is the English singular variant of a message,
and STRING2 the English plural variant of the same message. The
default value for DOMAIN is the current value of `TEXTDOMAIN'.
The default value for CATEGORY is `"LC_MESSAGES"'.
File: gawk.info, Node: User-defined, Next: Indirect Calls, Prev: Built-in, Up: Functions
9.2 User-Defined Functions
==========================
Complicated `awk' programs can often be simplified by defining your own
functions. User-defined functions can be called just like built-in
ones (*note Function Calls::), but it is up to you to define them,
i.e., to tell `awk' what they should do.
* Menu:
* Definition Syntax:: How to write definitions and what they mean.
* Function Example:: An example function definition and what it
does.
* Function Caveats:: Things to watch out for.
* Return Statement:: Specifying the value a function returns.
* Dynamic Typing:: How variable types can change at runtime.
File: gawk.info, Node: Definition Syntax, Next: Function Example, Up: User-defined
9.2.1 Function Definition Syntax
--------------------------------
Definitions of functions can appear anywhere between the rules of an
`awk' program. Thus, the general form of an `awk' program is extended
to include sequences of rules _and_ user-defined function definitions.
There is no need to put the definition of a function before all uses of
the function. This is because `awk' reads the entire program before
starting to execute any of it.
The definition of a function named NAME looks like this:
function NAME([PARAMETER-LIST])
{
BODY-OF-FUNCTION
}
Here, NAME is the name of the function to define. A valid function
name is like a valid variable name: a sequence of letters, digits, and
underscores that doesn't start with a digit. Within a single `awk'
program, any particular name can only be used as a variable, array, or
function.
PARAMETER-LIST is an optional list of the function's arguments and
local variable names, separated by commas. When the function is called,
the argument names are used to hold the argument values given in the
call. The local variables are initialized to the empty string. A
function cannot have two parameters with the same name, nor may it have
a parameter with the same name as the function itself.
In addition, according to the POSIX standard, function parameters
cannot have the same name as one of the special built-in variables
(*note Built-in Variables::. Not all versions of `awk' enforce this
restriction.
The BODY-OF-FUNCTION consists of `awk' statements. It is the most
important part of the definition, because it says what the function
should actually _do_. The argument names exist to give the body a way
to talk about the arguments; local variables exist to give the body
places to keep temporary values.
Argument names are not distinguished syntactically from local
variable names. Instead, the number of arguments supplied when the
function is called determines how many argument variables there are.
Thus, if three argument values are given, the first three names in
PARAMETER-LIST are arguments and the rest are local variables.
It follows that if the number of arguments is not the same in all
calls to the function, some of the names in PARAMETER-LIST may be
arguments on some occasions and local variables on others. Another way
to think of this is that omitted arguments default to the null string.
Usually when you write a function, you know how many names you
intend to use for arguments and how many you intend to use as local
variables. It is conventional to place some extra space between the
arguments and the local variables, in order to document how your
function is supposed to be used.
During execution of the function body, the arguments and local
variable values hide, or "shadow", any variables of the same names used
in the rest of the program. The shadowed variables are not accessible
in the function definition, because there is no way to name them while
their names have been taken away for the local variables. All other
variables used in the `awk' program can be referenced or set normally
in the function's body.
The arguments and local variables last only as long as the function
body is executing. Once the body finishes, you can once again access
the variables that were shadowed while the function was running.
The function body can contain expressions that call functions. They
can even call this function, either directly or by way of another
function. When this happens, we say the function is "recursive". The
act of a function calling itself is called "recursion".
All the built-in functions return a value to their caller.
User-defined functions can do also, using the `return' statement, which
is described in detail in *note Return Statement::. Many of the
subsequent examples in this minor node use the `return' statement.
In many `awk' implementations, including `gawk', the keyword
`function' may be abbreviated `func'. (c.e.) However, POSIX only
specifies the use of the keyword `function'. This actually has some
practical implications. If `gawk' is in POSIX-compatibility mode
(*note Options::), then the following statement does _not_ define a
function:
func foo() { a = sqrt($1) ; print a }
Instead it defines a rule that, for each record, concatenates the value
of the variable `func' with the return value of the function `foo'. If
the resulting string is non-null, the action is executed. This is
probably not what is desired. (`awk' accepts this input as
syntactically valid, because functions may be used before they are
defined in `awk' programs.(1))
To ensure that your `awk' programs are portable, always use the
keyword `function' when defining a function.
---------- Footnotes ----------
(1) This program won't actually run, since `foo()' is undefined.
File: gawk.info, Node: Function Example, Next: Function Caveats, Prev: Definition Syntax, Up: User-defined
9.2.2 Function Definition Examples
----------------------------------
Here is an example of a user-defined function, called `myprint()', that
takes a number and prints it in a specific format:
function myprint(num)
{
printf "%6.3g\n", num
}
To illustrate, here is an `awk' rule that uses our `myprint' function:
$3 > 0 { myprint($3) }
This program prints, in our special format, all the third fields that
contain a positive number in our input. Therefore, when given the
following input:
1.2 3.4 5.6 7.8
9.10 11.12 -13.14 15.16
17.18 19.20 21.22 23.24
this program, using our function to format the results, prints:
5.6
21.2
This function deletes all the elements in an array:
function delarray(a, i)
{
for (i in a)
delete a[i]
}
When working with arrays, it is often necessary to delete all the
elements in an array and start over with a new list of elements (*note
Delete::). Instead of having to repeat this loop everywhere that you
need to clear out an array, your program can just call `delarray'.
(This guarantees portability. The use of `delete ARRAY' to delete the
contents of an entire array is a nonstandard extension.)
The following is an example of a recursive function. It takes a
string as an input parameter and returns the string in backwards order.
Recursive functions must always have a test that stops the recursion.
In this case, the recursion terminates when the starting position is
zero, i.e., when there are no more characters left in the string.
function rev(str, start)
{
if (start == 0)
return ""
return (substr(str, start, 1) rev(str, start - 1))
}
If this function is in a file named `rev.awk', it can be tested this
way:
$ echo "Don't Panic!" |
> gawk --source '{ print rev($0, length($0)) }' -f rev.awk
-| !cinaP t'noD
The C `ctime()' function takes a timestamp and returns it in a
string, formatted in a well-known fashion. The following example uses
the built-in `strftime()' function (*note Time Functions::) to create
an `awk' version of `ctime()':
# ctime.awk
#
# awk version of C ctime(3) function
function ctime(ts, format)
{
format = "%a %b %e %H:%M:%S %Z %Y"
if (ts == 0)
ts = systime() # use current time as default
return strftime(format, ts)
}
File: gawk.info, Node: Function Caveats, Next: Return Statement, Prev: Function Example, Up: User-defined
9.2.3 Calling User-Defined Functions
------------------------------------
This section describes how to call a user-defined function.
* Menu:
* Calling A Function:: Don't use spaces.
* Variable Scope:: Controlling variable scope.
* Pass By Value/Reference:: Passing parameters.
File: gawk.info, Node: Calling A Function, Next: Variable Scope, Up: Function Caveats
9.2.3.1 Writing A Function Call
...............................
"Calling a function" means causing the function to run and do its job.
A function call is an expression and its value is the value returned by
the function.
A function call consists of the function name followed by the
arguments in parentheses. `awk' expressions are what you write in the
call for the arguments. Each time the call is executed, these
expressions are evaluated, and the values become the actual arguments.
For example, here is a call to `foo()' with three arguments (the first
being a string concatenation):
foo(x y, "lose", 4 * z)
CAUTION: Whitespace characters (spaces and TABs) are not allowed
between the function name and the open-parenthesis of the argument
list. If you write whitespace by mistake, `awk' might think that
you mean to concatenate a variable with an expression in
parentheses. However, it notices that you used a function name
and not a variable name, and reports an error.
File: gawk.info, Node: Variable Scope, Next: Pass By Value/Reference, Prev: Calling A Function, Up: Function Caveats
9.2.3.2 Controlling Variable Scope
..................................
There is no way to make a variable local to a `{ ... }' block in `awk',
but you can make a variable local to a function. It is good practice to
do so whenever a variable is needed only in that function.
To make a variable local to a function, simply declare the variable
as an argument after the actual function arguments (*note Definition
Syntax::). Look at the following example where variable `i' is a
global variable used by both functions `foo()' and `bar()':
function bar()
{
for (i = 0; i < 3; i++)
print "bar's i=" i
}
function foo(j)
{
i = j + 1
print "foo's i=" i
bar()
print "foo's i=" i
}
BEGIN {
i = 10
print "top's i=" i
foo(0)
print "top's i=" i
}
Running this script produces the following, because the `i' in
functions `foo()' and `bar()' and at the top level refer to the same
variable instance:
top's i=10
foo's i=1
bar's i=0
bar's i=1
bar's i=2
foo's i=3
top's i=3
If you want `i' to be local to both `foo()' and `bar()' do as
follows (the extra-space before `i' is a coding convention to indicate
that `i' is a local variable, not an argument):
function bar( i)
{
for (i = 0; i < 3; i++)
print "bar's i=" i
}
function foo(j, i)
{
i = j + 1
print "foo's i=" i
bar()
print "foo's i=" i
}
BEGIN {
i = 10
print "top's i=" i
foo(0)
print "top's i=" i
}
Running the corrected script produces the following:
top's i=10
foo's i=1
bar's i=0
bar's i=1
bar's i=2
foo's i=1
top's i=10
File: gawk.info, Node: Pass By Value/Reference, Prev: Variable Scope, Up: Function Caveats
9.2.3.3 Passing Function Arguments By Value Or By Reference
...........................................................
In `awk', when you declare a function, there is no way to declare
explicitly whether the arguments are passed "by value" or "by
reference".
Instead the passing convention is determined at runtime when the
function is called according to the following rule:
* If the argument is an array variable, then it is passed by
reference,
* Otherwise the argument is passed by value.
Passing an argument by value means that when a function is called, it
is given a _copy_ of the value of this argument. The caller may use a
variable as the expression for the argument, but the called function
does not know this--it only knows what value the argument had. For
example, if you write the following code:
foo = "bar"
z = myfunc(foo)
then you should not think of the argument to `myfunc()' as being "the
variable `foo'." Instead, think of the argument as the string value
`"bar"'. If the function `myfunc()' alters the values of its local
variables, this has no effect on any other variables. Thus, if
`myfunc()' does this:
function myfunc(str)
{
print str
str = "zzz"
print str
}
to change its first argument variable `str', it does _not_ change the
value of `foo' in the caller. The role of `foo' in calling `myfunc()'
ended when its value (`"bar"') was computed. If `str' also exists
outside of `myfunc()', the function body cannot alter this outer value,
because it is shadowed during the execution of `myfunc()' and cannot be
seen or changed from there.
However, when arrays are the parameters to functions, they are _not_
copied. Instead, the array itself is made available for direct
manipulation by the function. This is usually termed "call by
reference". Changes made to an array parameter inside the body of a
function _are_ visible outside that function.
NOTE: Changing an array parameter inside a function can be very
dangerous if you do not watch what you are doing. For example:
function changeit(array, ind, nvalue)
{
array[ind] = nvalue
}
BEGIN {
a[1] = 1; a[2] = 2; a[3] = 3
changeit(a, 2, "two")
printf "a[1] = %s, a[2] = %s, a[3] = %s\n",
a[1], a[2], a[3]
}
prints `a[1] = 1, a[2] = two, a[3] = 3', because `changeit' stores
`"two"' in the second element of `a'.
Some `awk' implementations allow you to call a function that has not
been defined. They only report a problem at runtime when the program
actually tries to call the function. For example:
BEGIN {
if (0)
foo()
else
bar()
}
function bar() { ... }
# note that `foo' is not defined
Because the `if' statement will never be true, it is not really a
problem that `foo()' has not been defined. Usually, though, it is a
problem if a program calls an undefined function.
If `--lint' is specified (*note Options::), `gawk' reports calls to
undefined functions.
Some `awk' implementations generate a runtime error if you use the
`next' statement (*note Next Statement::) inside a user-defined
function. `gawk' does not have this limitation.
File: gawk.info, Node: Return Statement, Next: Dynamic Typing, Prev: Function Caveats, Up: User-defined
9.2.4 The `return' Statement
----------------------------
As seen in several earlier examples, the body of a user-defined
function can contain a `return' statement. This statement returns
control to the calling part of the `awk' program. It can also be used
to return a value for use in the rest of the `awk' program. It looks
like this:
return [EXPRESSION]
The EXPRESSION part is optional. Due most likely to an oversight,
POSIX does not define what the return value is if you omit the
EXPRESSION. Technically speaking, this make the returned value
undefined, and therefore, unpredictable. In practice, though, all
versions of `awk' simply return the null string, which acts like zero
if used in a numeric context.
A `return' statement with no value expression is assumed at the end
of every function definition. So if control reaches the end of the
function body, then technically, the function returns an unpredictable
value. In practice, it returns the empty string. `awk' does _not_
warn you if you use the return value of such a function.
Sometimes, you want to write a function for what it does, not for
what it returns. Such a function corresponds to a `void' function in
C, C++ or Java, or to a `procedure' in Ada. Thus, it may be
appropriate to not return any value; simply bear in mind that you
should not be using the return value of such a function.
The following is an example of a user-defined function that returns
a value for the largest number among the elements of an array:
function maxelt(vec, i, ret)
{
for (i in vec) {
if (ret == "" || vec[i] > ret)
ret = vec[i]
}
return ret
}
You call `maxelt()' with one argument, which is an array name. The
local variables `i' and `ret' are not intended to be arguments; while
there is nothing to stop you from passing more than one argument to
`maxelt()', the results would be strange. The extra space before `i'
in the function parameter list indicates that `i' and `ret' are local
variables. You should follow this convention when defining functions.
The following program uses the `maxelt()' function. It loads an
array, calls `maxelt()', and then reports the maximum number in that
array:
function maxelt(vec, i, ret)
{
for (i in vec) {
if (ret == "" || vec[i] > ret)
ret = vec[i]
}
return ret
}
# Load all fields of each record into nums.
{
for(i = 1; i <= NF; i++)
nums[NR, i] = $i
}
END {
print maxelt(nums)
}
Given the following input:
1 5 23 8 16
44 3 5 2 8 26
256 291 1396 2962 100
-6 467 998 1101
99385 11 0 225
the program reports (predictably) that 99,385 is the largest value in
the array.
File: gawk.info, Node: Dynamic Typing, Prev: Return Statement, Up: User-defined
9.2.5 Functions and Their Effects on Variable Typing
----------------------------------------------------
`awk' is a very fluid language. It is possible that `awk' can't tell
if an identifier represents a scalar variable or an array until runtime.
Here is an annotated sample program:
function foo(a)
{
a[1] = 1 # parameter is an array
}
BEGIN {
b = 1
foo(b) # invalid: fatal type mismatch
foo(x) # x uninitialized, becomes an array dynamically
x = 1 # now not allowed, runtime error
}
Usually, such things aren't a big issue, but it's worth being aware
of them.
File: gawk.info, Node: Indirect Calls, Prev: User-defined, Up: Functions
9.3 Indirect Function Calls
===========================
This section describes a `gawk'-specific extension.
Often, you may wish to defer the choice of function to call until
runtime. For example, you may have different kinds of records, each of
which should be processed differently.
Normally, you would have to use a series of `if'-`else' statements
to decide which function to call. By using "indirect" function calls,
you can specify the name of the function to call as a string variable,
and then call the function. Let's look at an example.
Suppose you have a file with your test scores for the classes you
are taking. The first field is the class name. The following fields
are the functions to call to process the data, up to a "marker" field
`data:'. Following the marker, to the end of the record, are the
various numeric test scores.
Here is the initial file; you wish to get the sum and the average of
your test scores:
Biology_101 sum average data: 87.0 92.4 78.5 94.9
Chemistry_305 sum average data: 75.2 98.3 94.7 88.2
English_401 sum average data: 100.0 95.6 87.1 93.4
To process the data, you might write initially:
{
class = $1
for (i = 2; $i != "data:"; i++) {
if ($i == "sum")
sum() # processes the whole record
else if ($i == "average")
average()
... # and so on
}
}
This style of programming works, but can be awkward. With "indirect"
function calls, you tell `gawk' to use the _value_ of a variable as the
name of the function to call.
The syntax is similar to that of a regular function call: an
identifier immediately followed by a left parenthesis, any arguments,
and then a closing right parenthesis, with the addition of a leading `@'
character:
the_func = "sum"
result = @the_func() # calls the `sum' function
Here is a full program that processes the previously shown data,
using indirect function calls.
# indirectcall.awk --- Demonstrate indirect function calls
# average --- return the average of the values in fields $first - $last
function average(first, last, sum, i)
{
sum = 0;
for (i = first; i <= last; i++)
sum += $i
return sum / (last - first + 1)
}
# sum --- return the sum of the values in fields $first - $last
function sum(first, last, ret, i)
{
ret = 0;
for (i = first; i <= last; i++)
ret += $i
return ret
}
These two functions expect to work on fields; thus the parameters
`first' and `last' indicate where in the fields to start and end.
Otherwise they perform the expected computations and are not unusual.
# For each record, print the class name and the requested statistics
{
class_name = $1
gsub(/_/, " ", class_name) # Replace _ with spaces
# find start
for (i = 1; i <= NF; i++) {
if ($i == "data:") {
start = i + 1
break
}
}
printf("%s:\n", class_name)
for (i = 2; $i != "data:"; i++) {
the_function = $i
printf("\t%s: <%s>\n", $i, @the_function(start, NF) "")
}
print ""
}
This is the main processing for each record. It prints the class
name (with underscores replaced with spaces). It then finds the start
of the actual data, saving it in `start'. The last part of the code
loops through each function name (from `$2' up to the marker, `data:'),
calling the function named by the field. The indirect function call
itself occurs as a parameter in the call to `printf'. (The `printf'
format string uses `%s' as the format specifier so that we can use
functions that return strings, as well as numbers. Note that the result
from the indirect call is concatenated with the empty string, in order
to force it to be a string value.)
Here is the result of running the program:
$ gawk -f indirectcall.awk class_data1
-| Biology 101:
-| sum: <352.8>
-| average: <88.2>
-|
-| Chemistry 305:
-| sum: <356.4>
-| average: <89.1>
-|
-| English 401:
-| sum: <376.1>
-| average: <94.025>
The ability to use indirect function calls is more powerful than you
may think at first. The C and C++ languages provide "function
pointers," which are a mechanism for calling a function chosen at
runtime. One of the most well-known uses of this ability is the C
`qsort()' function, which sorts an array using the famous "quick sort"
algorithm (see the Wikipedia article
(http://en.wikipedia.org/wiki/Quick_sort) for more information). To
use this function, you supply a pointer to a comparison function. This
mechanism allows you to sort arbitrary data in an arbitrary fashion.
We can do something similar using `gawk', like this:
# quicksort.awk --- Quicksort algorithm, with user-supplied
# comparison function
# quicksort --- C.A.R. Hoare's quick sort algorithm. See Wikipedia
# or almost any algorithms or computer science text
function quicksort(data, left, right, less_than, i, last)
{
if (left >= right) # do nothing if array contains fewer
return # than two elements
quicksort_swap(data, left, int((left + right) / 2))
last = left
for (i = left + 1; i <= right; i++)
if (@less_than(data[i], data[left]))
quicksort_swap(data, ++last, i)
quicksort_swap(data, left, last)
quicksort(data, left, last - 1, less_than)
quicksort(data, last + 1, right, less_than)
}
# quicksort_swap --- helper function for quicksort, should really be inline
function quicksort_swap(data, i, j, temp)
{
temp = data[i]
data[i] = data[j]
data[j] = temp
}
The `quicksort()' function receives the `data' array, the starting
and ending indices to sort (`left' and `right'), and the name of a
function that performs a "less than" comparison. It then implements
the quick sort algorithm.
To make use of the sorting function, we return to our previous
example. The first thing to do is write some comparison functions:
# num_lt --- do a numeric less than comparison
function num_lt(left, right)
{
return ((left + 0) < (right + 0))
}
# num_ge --- do a numeric greater than or equal to comparison
function num_ge(left, right)
{
return ((left + 0) >= (right + 0))
}
The `num_ge()' function is needed to perform a descending sort; when
used to perform a "less than" test, it actually does the opposite
(greater than or equal to), which yields data sorted in descending
order.
Next comes a sorting function. It is parameterized with the
starting and ending field numbers and the comparison function. It
builds an array with the data and calls `quicksort' appropriately, and
then formats the results as a single string:
# do_sort --- sort the data according to `compare'
# and return it as a string
function do_sort(first, last, compare, data, i, retval)
{
delete data
for (i = 1; first <= last; first++) {
data[i] = $first
i++
}
quicksort(data, 1, i-1, compare)
retval = data[1]
for (i = 2; i in data; i++)
retval = retval " " data[i]
return retval
}
Finally, the two sorting functions call `do_sort()', passing in the
names of the two comparison functions:
# sort --- sort the data in ascending order and return it as a string
function sort(first, last)
{
return do_sort(first, last, "num_lt")
}
# rsort --- sort the data in descending order and return it as a string
function rsort(first, last)
{
return do_sort(first, last, "num_ge")
}
Here is an extended version of the data file:
Biology_101 sum average sort rsort data: 87.0 92.4 78.5 94.9
Chemistry_305 sum average sort rsort data: 75.2 98.3 94.7 88.2
English_401 sum average sort rsort data: 100.0 95.6 87.1 93.4
Finally, here are the results when the enhanced program is run:
$ gawk -f quicksort.awk -f indirectcall.awk class_data2
-| Biology 101:
-| sum: <352.8>
-| average: <88.2>
-| sort: <78.5 87.0 92.4 94.9>
-| rsort: <94.9 92.4 87.0 78.5>
-|
-| Chemistry 305:
-| sum: <356.4>
-| average: <89.1>
-| sort: <75.2 88.2 94.7 98.3>
-| rsort: <98.3 94.7 88.2 75.2>
-|
-| English 401:
-| sum: <376.1>
-| average: <94.025>
-| sort: <87.1 93.4 95.6 100.0>
-| rsort: <100.0 95.6 93.4 87.1>
Remember that you must supply a leading `@' in front of an indirect
function call.
Unfortunately, indirect function calls cannot be used with the
built-in functions. However, you can generally write "wrapper"
functions which call the built-in ones, and those can be called
indirectly. (Other than, perhaps, the mathematical functions, there is
not a lot of reason to try to call the built-in functions indirectly.)
`gawk' does its best to make indirect function calls efficient. For
example, in the following case:
for (i = 1; i <= n; i++)
@the_func()
`gawk' will look up the actual function to call only once.
File: gawk.info, Node: Internationalization, Next: Arbitrary Precision Arithmetic, Prev: Functions, Up: Top
10 Internationalization with `gawk'
***********************************
Once upon a time, computer makers wrote software that worked only in
English. Eventually, hardware and software vendors noticed that if
their systems worked in the native languages of non-English-speaking
countries, they were able to sell more systems. As a result,
internationalization and localization of programs and software systems
became a common practice.
For many years, the ability to provide internationalization was
largely restricted to programs written in C and C++. This major node
describes the underlying library `gawk' uses for internationalization,
as well as how `gawk' makes internationalization features available at
the `awk' program level. Having internationalization available at the
`awk' level gives software developers additional flexibility--they are
no longer forced to write in C or C++ when internationalization is a
requirement.
* Menu:
* I18N and L10N:: Internationalization and Localization.
* Explaining gettext:: How GNU `gettext' works.
* Programmer i18n:: Features for the programmer.
* Translator i18n:: Features for the translator.
* I18N Example:: A simple i18n example.
* Gawk I18N:: `gawk' is also internationalized.
File: gawk.info, Node: I18N and L10N, Next: Explaining gettext, Up: Internationalization
10.1 Internationalization and Localization
==========================================
"Internationalization" means writing (or modifying) a program once, in
such a way that it can use multiple languages without requiring further
source-code changes. "Localization" means providing the data necessary
for an internationalized program to work in a particular language.
Most typically, these terms refer to features such as the language used
for printing error messages, the language used to read responses, and
information related to how numerical and monetary values are printed
and read.
File: gawk.info, Node: Explaining gettext, Next: Programmer i18n, Prev: I18N and L10N, Up: Internationalization
10.2 GNU `gettext'
==================
The facilities in GNU `gettext' focus on messages; strings printed by a
program, either directly or via formatting with `printf' or
`sprintf()'.(1)
When using GNU `gettext', each application has its own "text
domain". This is a unique name, such as `kpilot' or `gawk', that
identifies the application. A complete application may have multiple
components--programs written in C or C++, as well as scripts written in
`sh' or `awk'. All of the components use the same text domain.
To make the discussion concrete, assume we're writing an application
named `guide'. Internationalization consists of the following steps,
in this order:
1. The programmer goes through the source for all of `guide''s
components and marks each string that is a candidate for
translation. For example, `"`-F': option required"' is a good
candidate for translation. A table with strings of option names
is not (e.g., `gawk''s `--profile' option should remain the same,
no matter what the local language).
2. The programmer indicates the application's text domain (`"guide"')
to the `gettext' library, by calling the `textdomain()' function.
3. Messages from the application are extracted from the source code
and collected into a portable object template file (`guide.pot'),
which lists the strings and their translations. The translations
are initially empty. The original (usually English) messages
serve as the key for lookup of the translations.
4. For each language with a translator, `guide.pot' is copied to a
portable object file (`.po') and translations are created and
shipped with the application. For example, there might be a
`fr.po' for a French translation.
5. Each language's `.po' file is converted into a binary message
object (`.mo') file. A message object file contains the original
messages and their translations in a binary format that allows
fast lookup of translations at runtime.
6. When `guide' is built and installed, the binary translation files
are installed in a standard place.
7. For testing and development, it is possible to tell `gettext' to
use `.mo' files in a different directory than the standard one by
using the `bindtextdomain()' function.
8. At runtime, `guide' looks up each string via a call to
`gettext()'. The returned string is the translated string if
available, or the original string if not.
9. If necessary, it is possible to access messages from a different
text domain than the one belonging to the application, without
having to switch the application's default text domain back and
forth.
In C (or C++), the string marking and dynamic translation lookup are
accomplished by wrapping each string in a call to `gettext()':
printf("%s", gettext("Don't Panic!\n"));
The tools that extract messages from source code pull out all
strings enclosed in calls to `gettext()'.
The GNU `gettext' developers, recognizing that typing `gettext(...)'
over and over again is both painful and ugly to look at, use the macro
`_' (an underscore) to make things easier:
/* In the standard header file: */
#define _(str) gettext(str)
/* In the program text: */
printf("%s", _("Don't Panic!\n"));
This reduces the typing overhead to just three extra characters per
string and is considerably easier to read as well.
There are locale "categories" for different types of locale-related
information. The defined locale categories that `gettext' knows about
are:
`LC_MESSAGES'
Text messages. This is the default category for `gettext'
operations, but it is possible to supply a different one
explicitly, if necessary. (It is almost never necessary to supply
a different category.)
`LC_COLLATE'
Text-collation information; i.e., how different characters and/or
groups of characters sort in a given language.
`LC_CTYPE'
Character-type information (alphabetic, digit, upper- or
lowercase, and so on). This information is accessed via the POSIX
character classes in regular expressions, such as `/[[:alnum:]]/'
(*note Regexp Operators::).
`LC_MONETARY'
Monetary information, such as the currency symbol, and whether the
symbol goes before or after a number.
`LC_NUMERIC'
Numeric information, such as which characters to use for the
decimal point and the thousands separator.(2)
`LC_RESPONSE'
Response information, such as how "yes" and "no" appear in the
local language, and possibly other information as well.
`LC_TIME'
Time- and date-related information, such as 12- or 24-hour clock,
month printed before or after the day in a date, local month
abbreviations, and so on.
`LC_ALL'
All of the above. (Not too useful in the context of `gettext'.)
---------- Footnotes ----------
(1) For some operating systems, the `gawk' port doesn't support GNU
`gettext'. Therefore, these features are not available if you are
using one of those operating systems. Sorry.
(2) Americans use a comma every three decimal places and a period
for the decimal point, while many Europeans do exactly the opposite:
1,234.56 versus 1.234,56.
File: gawk.info, Node: Programmer i18n, Next: Translator i18n, Prev: Explaining gettext, Up: Internationalization
10.3 Internationalizing `awk' Programs
======================================
`gawk' provides the following variables and functions for
internationalization:
`TEXTDOMAIN'
This variable indicates the application's text domain. For
compatibility with GNU `gettext', the default value is
`"messages"'.
`_"your message here"'
String constants marked with a leading underscore are candidates
for translation at runtime. String constants without a leading
underscore are not translated.
`dcgettext(STRING [, DOMAIN [, CATEGORY]])'
Return the translation of STRING in text domain DOMAIN for locale
category CATEGORY. The default value for DOMAIN is the current
value of `TEXTDOMAIN'. The default value for CATEGORY is
`"LC_MESSAGES"'.
If you supply a value for CATEGORY, it must be a string equal to
one of the known locale categories described in *note Explaining
gettext::. You must also supply a text domain. Use `TEXTDOMAIN'
if you want to use the current domain.
CAUTION: The order of arguments to the `awk' version of the
`dcgettext()' function is purposely different from the order
for the C version. The `awk' version's order was chosen to
be simple and to allow for reasonable `awk'-style default
arguments.
`dcngettext(STRING1, STRING2, NUMBER [, DOMAIN [, CATEGORY]])'
Return the plural form used for NUMBER of the translation of
STRING1 and STRING2 in text domain DOMAIN for locale category
CATEGORY. STRING1 is the English singular variant of a message,
and STRING2 the English plural variant of the same message. The
default value for DOMAIN is the current value of `TEXTDOMAIN'.
The default value for CATEGORY is `"LC_MESSAGES"'.
The same remarks about argument order as for the `dcgettext()'
function apply.
`bindtextdomain(DIRECTORY [, DOMAIN])'
Change the directory in which `gettext' looks for `.mo' files, in
case they will not or cannot be placed in the standard locations
(e.g., during testing). Return the directory in which DOMAIN is
"bound."
The default DOMAIN is the value of `TEXTDOMAIN'. If DIRECTORY is
the null string (`""'), then `bindtextdomain()' returns the
current binding for the given DOMAIN.
To use these facilities in your `awk' program, follow the steps
outlined in *note Explaining gettext::, like so:
1. Set the variable `TEXTDOMAIN' to the text domain of your program.
This is best done in a `BEGIN' rule (*note BEGIN/END::), or it can
also be done via the `-v' command-line option (*note Options::):
BEGIN {
TEXTDOMAIN = "guide"
...
}
2. Mark all translatable strings with a leading underscore (`_')
character. It _must_ be adjacent to the opening quote of the
string. For example:
print _"hello, world"
x = _"you goofed"
printf(_"Number of users is %d\n", nusers)
3. If you are creating strings dynamically, you can still translate
them, using the `dcgettext()' built-in function:
message = nusers " users logged in"
message = dcgettext(message, "adminprog")
print message
Here, the call to `dcgettext()' supplies a different text domain
(`"adminprog"') in which to find the message, but it uses the
default `"LC_MESSAGES"' category.
4. During development, you might want to put the `.mo' file in a
private directory for testing. This is done with the
`bindtextdomain()' built-in function:
BEGIN {
TEXTDOMAIN = "guide" # our text domain
if (Testing) {
# where to find our files
bindtextdomain("testdir")
# joe is in charge of adminprog
bindtextdomain("../joe/testdir", "adminprog")
}
...
}
*Note I18N Example::, for an example program showing the steps to
create and use translations from `awk'.
File: gawk.info, Node: Translator i18n, Next: I18N Example, Prev: Programmer i18n, Up: Internationalization
10.4 Translating `awk' Programs
===============================
Once a program's translatable strings have been marked, they must be
extracted to create the initial `.po' file. As part of translation, it
is often helpful to rearrange the order in which arguments to `printf'
are output.
`gawk''s `--gen-pot' command-line option extracts the messages and
is discussed next. After that, `printf''s ability to rearrange the
order for `printf' arguments at runtime is covered.
* Menu:
* String Extraction:: Extracting marked strings.
* Printf Ordering:: Rearranging `printf' arguments.
* I18N Portability:: `awk'-level portability issues.
File: gawk.info, Node: String Extraction, Next: Printf Ordering, Up: Translator i18n
10.4.1 Extracting Marked Strings
--------------------------------
Once your `awk' program is working, and all the strings have been
marked and you've set (and perhaps bound) the text domain, it is time
to produce translations. First, use the `--gen-pot' command-line
option to create the initial `.pot' file:
$ gawk --gen-pot -f guide.awk > guide.pot
When run with `--gen-pot', `gawk' does not execute your program.
Instead, it parses it as usual and prints all marked strings to
standard output in the format of a GNU `gettext' Portable Object file.
Also included in the output are any constant strings that appear as the
first argument to `dcgettext()' or as the first and second argument to
`dcngettext()'.(1) *Note I18N Example::, for the full list of steps to
go through to create and test translations for `guide'.
---------- Footnotes ----------
(1) The `xgettext' utility that comes with GNU `gettext' can handle
`.awk' files.
File: gawk.info, Node: Printf Ordering, Next: I18N Portability, Prev: String Extraction, Up: Translator i18n
10.4.2 Rearranging `printf' Arguments
-------------------------------------
Format strings for `printf' and `sprintf()' (*note Printf::) present a
special problem for translation. Consider the following:(1)
printf(_"String `%s' has %d characters\n",
string, length(string)))
A possible German translation for this might be:
"%d Zeichen lang ist die Zeichenkette `%s'\n"
The problem should be obvious: the order of the format
specifications is different from the original! Even though `gettext()'
can return the translated string at runtime, it cannot change the
argument order in the call to `printf'.
To solve this problem, `printf' format specifiers may have an
additional optional element, which we call a "positional specifier".
For example:
"%2$d Zeichen lang ist die Zeichenkette `%1$s'\n"
Here, the positional specifier consists of an integer count, which
indicates which argument to use, and a `$'. Counts are one-based, and
the format string itself is _not_ included. Thus, in the following
example, `string' is the first argument and `length(string)' is the
second:
$ gawk 'BEGIN {
> string = "Dont Panic"
> printf _"%2$d characters live in \"%1$s\"\n",
> string, length(string)
> }'
-| 10 characters live in "Dont Panic"
If present, positional specifiers come first in the format
specification, before the flags, the field width, and/or the precision.
Positional specifiers can be used with the dynamic field width and
precision capability:
$ gawk 'BEGIN {
> printf("%*.*s\n", 10, 20, "hello")
> printf("%3$*2$.*1$s\n", 20, 10, "hello")
> }'
-| hello
-| hello
NOTE: When using `*' with a positional specifier, the `*' comes
first, then the integer position, and then the `$'. This is
somewhat counterintuitive.
`gawk' does not allow you to mix regular format specifiers and those
with positional specifiers in the same string:
$ gawk 'BEGIN { printf _"%d %3$s\n", 1, 2, "hi" }'
error--> gawk: cmd. line:1: fatal: must use `count$' on all formats or none
NOTE: There are some pathological cases that `gawk' may fail to
diagnose. In such cases, the output may not be what you expect.
It's still a bad idea to try mixing them, even if `gawk' doesn't
detect it.
Although positional specifiers can be used directly in `awk'
programs, their primary purpose is to help in producing correct
translations of format strings into languages different from the one in
which the program is first written.
---------- Footnotes ----------
(1) This example is borrowed from the GNU `gettext' manual.
File: gawk.info, Node: I18N Portability, Prev: Printf Ordering, Up: Translator i18n
10.4.3 `awk' Portability Issues
-------------------------------
`gawk''s internationalization features were purposely chosen to have as
little impact as possible on the portability of `awk' programs that use
them to other versions of `awk'. Consider this program:
BEGIN {
TEXTDOMAIN = "guide"
if (Test_Guide) # set with -v
bindtextdomain("/test/guide/messages")
print _"don't panic!"
}
As written, it won't work on other versions of `awk'. However, it is
actually almost portable, requiring very little change:
* Assignments to `TEXTDOMAIN' won't have any effect, since
`TEXTDOMAIN' is not special in other `awk' implementations.
* Non-GNU versions of `awk' treat marked strings as the
concatenation of a variable named `_' with the string following
it.(1) Typically, the variable `_' has the null string (`""') as
its value, leaving the original string constant as the result.
* By defining "dummy" functions to replace `dcgettext()',
`dcngettext()' and `bindtextdomain()', the `awk' program can be
made to run, but all the messages are output in the original
language. For example:
function bindtextdomain(dir, domain)
{
return dir
}
function dcgettext(string, domain, category)
{
return string
}
function dcngettext(string1, string2, number, domain, category)
{
return (number == 1 ? string1 : string2)
}
* The use of positional specifications in `printf' or `sprintf()' is
_not_ portable. To support `gettext()' at the C level, many
systems' C versions of `sprintf()' do support positional
specifiers. But it works only if enough arguments are supplied in
the function call. Many versions of `awk' pass `printf' formats
and arguments unchanged to the underlying C library version of
`sprintf()', but only one format and argument at a time. What
happens if a positional specification is used is anybody's guess.
However, since the positional specifications are primarily for use
in _translated_ format strings, and since non-GNU `awk's never
retrieve the translated string, this should not be a problem in
practice.
---------- Footnotes ----------
(1) This is good fodder for an "Obfuscated `awk'" contest.
File: gawk.info, Node: I18N Example, Next: Gawk I18N, Prev: Translator i18n, Up: Internationalization
10.5 A Simple Internationalization Example
==========================================
Now let's look at a step-by-step example of how to internationalize and
localize a simple `awk' program, using `guide.awk' as our original
source:
BEGIN {
TEXTDOMAIN = "guide"
bindtextdomain(".") # for testing
print _"Don't Panic"
print _"The Answer Is", 42
print "Pardon me, Zaphod who?"
}
Run `gawk --gen-pot' to create the `.pot' file:
$ gawk --gen-pot -f guide.awk > guide.pot
This produces:
#: guide.awk:4
msgid "Don't Panic"
msgstr ""
#: guide.awk:5
msgid "The Answer Is"
msgstr ""
This original portable object template file is saved and reused for
each language into which the application is translated. The `msgid' is
the original string and the `msgstr' is the translation.
NOTE: Strings not marked with a leading underscore do not appear
in the `guide.pot' file.
Next, the messages must be translated. Here is a translation to a
hypothetical dialect of English, called "Mellow":(1)
$ cp guide.pot guide-mellow.po
ADD TRANSLATIONS TO guide-mellow.po ...
Following are the translations:
#: guide.awk:4
msgid "Don't Panic"
msgstr "Hey man, relax!"
#: guide.awk:5
msgid "The Answer Is"
msgstr "Like, the scoop is"
The next step is to make the directory to hold the binary message
object file and then to create the `guide.mo' file. The directory
layout shown here is standard for GNU `gettext' on GNU/Linux systems.
Other versions of `gettext' may use a different layout:
$ mkdir en_US en_US/LC_MESSAGES
The `msgfmt' utility does the conversion from human-readable `.po'
file to machine-readable `.mo' file. By default, `msgfmt' creates a
file named `messages'. This file must be renamed and placed in the
proper directory so that `gawk' can find it:
$ msgfmt guide-mellow.po
$ mv messages en_US/LC_MESSAGES/guide.mo
Finally, we run the program to test it:
$ gawk -f guide.awk
-| Hey man, relax!
-| Like, the scoop is 42
-| Pardon me, Zaphod who?
If the three replacement functions for `dcgettext()', `dcngettext()'
and `bindtextdomain()' (*note I18N Portability::) are in a file named
`libintl.awk', then we can run `guide.awk' unchanged as follows:
$ gawk --posix -f guide.awk -f libintl.awk
-| Don't Panic
-| The Answer Is 42
-| Pardon me, Zaphod who?
---------- Footnotes ----------
(1) Perhaps it would be better if it were called "Hippy." Ah, well.
File: gawk.info, Node: Gawk I18N, Prev: I18N Example, Up: Internationalization
10.6 `gawk' Can Speak Your Language
===================================
`gawk' itself has been internationalized using the GNU `gettext'
package. (GNU `gettext' is described in complete detail in *note (GNU
`gettext' utilities)Top:: gettext, GNU gettext tools.) As of this
writing, the latest version of GNU `gettext' is version 0.18.1
(ftp://ftp.gnu.org/gnu/gettext/gettext-0.18.1.tar.gz).
If a translation of `gawk''s messages exists, then `gawk' produces
usage messages, warnings, and fatal errors in the local language.
File: gawk.info, Node: Arbitrary Precision Arithmetic, Next: Advanced Features, Prev: Internationalization, Up: Top
11 Arbitrary Precision Arithmetic with `gawk'
*********************************************
There's a credibility gap: We don't know how much of the
computer's answers to believe. Novice computer users solve this
problem by implicitly trusting in the computer as an infallible
authority; they tend to believe that all digits of a printed
answer are significant. Disillusioned computer users have just the
opposite approach; they are constantly afraid that their answers
are almost meaningless.
Donald Knuth(1)
This minor node decsribes how to use the arbitrary precision (also
known as "multiple precision" or "infinite precision") numeric
capabilites in `gawk' to produce maximally accurate results when you
need it. But first you should check if your version of `gawk' supports
arbitrary precision arithmetic. The easiest way to find out is to look
at the output of the following command:
$ gawk --version
-| GNU Awk 4.1.0 (GNU MPFR 3.1.0, GNU MP 5.0.3)
-| Copyright (C) 1989, 1991-2012 Free Software Foundation.
...
`gawk' uses the GNU MPFR (http://www.mpfr.org) and GNU MP
(http://gmplib.org) (GMP) libraries for arbitrary precision arithmetic
on numbers. So if you do not see the names of these libraries in the
output, then your version of `gawk' does not support arbitrary
precision arithmetic.
Even if you aren't interested in arbitrary precision arithmetic, you
may still benifit from knowing about how `gawk' handles numbers in
general, and the limitations of doing arithmetic with ordinary `gawk'
numbers.
* Menu:
* Floating-point Programming:: Effective Floating-point Programming.
* Floating-point Representation:: Binary Floating-point Representation.
* Floating-point Context:: Floating-point Context.
* Rounding Mode:: Floating-point Rounding Mode.
* Arbitrary Precision Floats:: Arbitrary Precision Floating-point
Arithmetic with `gawk'.
* Setting Precision:: Setting the Working Precision.
* Setting Rounding Mode:: Setting the Rounding Mode.
* Floating-point Constants:: Representing Floating-point Constants.
* Changing Precision:: Changing the Precision of a Number.
* Exact Arithmetic:: Exact Arithmetic with Floating-point Numbers.
* Integer Programming:: Effective Integer Programming.
* Arbitrary Precision Integers:: Arbitrary Precision Integer
Arithmetic with `gawk'.
* MPFR and GMP Libraries:: Information About the MPFR and GMP Libraries.
---------- Footnotes ----------
(1) Donald E. Knuth. `The Art of Computer Programming'. Volume 2,
`Seminumerical Algorithms', third edition, 1998, ISBN 0-201-89683-4, p.
229.
File: gawk.info, Node: Floating-point Programming, Next: Floating-point Representation, Up: Arbitrary Precision Arithmetic
11.1 Effective Floating-point Programming
=========================================
Numerical programming is an extensive area; if you need to develop
sophisticated numerical algorithms then `gawk' may not be the ideal
tool, and this documentation may not be sufficient. It might require a
book or two to communicate how to compute with ideal accuracy and
precision and the result often depends on the particular application.
NOTE: A floating-point calculation's "accuracy" is how close it
comes to the real value. This is as opposed to the "precision",
which usually refers to the number of bits used to represent the
number (see the Wikipedia article
(http://en.wikipedia.org/wiki/Accuracy_and_precision) for more
information).
Binary floating-point representations and arithmetic are inexact.
Simple values like 0.1 cannot be precisely represented using binary
floating-point numbers, and the limited precision of floating-point
numbers means that slight changes in the order of operations or the
precision of intermediate storage can change the result. To make
matters worse with arbitrary precision floating-point, you can set the
precision before starting a computation, but then you cannot be sure of
the number of significant decimal places in the final result.
Sometimes you need to think more about what you really want and
what's really happening. Consider the two numbers in the following
example:
x = 0.875 # 1/2 + 1/4 + 1/8
y = 0.425
Unlike the number in `y', the number stored in `x' is exactly
representable in binary since it can be written as a finite sum of one
or more fractions whose denominators are all powers of two. When
`gawk' reads a floating-point number from program source, it
automatically rounds that number to whatever precision your machine
supports. If you try to print the numeric content of a variable using
an output format string of `"%.17g"', it may not produce the same
number as you assigned to it:
$ gawk 'BEGIN { x = 0.875; y = 0.425
> printf("%0.17g, %0.17g\n", x, y) }'
-| 0.875, 0.42499999999999999
Often the error is so small you do not even notice it, and if you do,
you can always specify how much precision you would like in your output.
Usually this is a format string like `"%.15g"', which when used in the
previous example, produces an output identical to the input.
Because the underlying representation can be little bit off from the
exact value, comparing floats to see if they are equal is generally not
a good idea. Here is an example where it does not work like you expect:
$ gawk 'BEGIN { print (0.1 + 12.2 == 12.3) }'
-| 0
The loss of accuracy during a single computation with floating-point
numbers usually isn't enough to worry about. However, if you compute a
value which is the result of a sequence of floating point operations,
the error can accumulate and greatly affect the computation itself.
Here is an attempt to compute the value of the constant pi using one of
its many series representations:
BEGIN {
x = 1.0 / sqrt(3.0)
n = 6
for (i = 1; i < 30; i++) {
n = n * 2.0
x = (sqrt(x * x + 1) - 1) / x
printf("%.15f\n", n * x)
}
}
When run, the early errors propagating through later computations
cause the loop to terminate prematurely after an attempt to divide by
zero.
$ gawk -f pi.awk
-| 3.215390309173475
-| 3.159659942097510
-| 3.146086215131467
-| 3.142714599645573
...
-| 3.224515243534819
-| 2.791117213058638
-| 0.000000000000000
error--> gawk: pi.awk:6: fatal: division by zero attempted
Here is one more example where the inaccuracies in internal
representations yield an unexpected result:
$ gawk 'BEGIN {
> for (d = 1.1; d <= 1.5; d += 0.1)
> i++
> print i
> }'
-| 4
Can computation using aribitrary precision help with the previous
examples? If you are impatient to know, see *note Exact Arithmetic::.
Instead of aribitrary precision floating-point arithmetic, often all
you need is an adjustment of your logic or a different order for the
operations in your calculation. The stability and the accuracy of the
computation of the constant pi in the previous example can be enhanced
by using the following simple algebraic transformation:
(sqrt(x * x + 1) - 1) / x = x / (sqrt(x * x + 1) + x)
There is no need to be unduly suspicious about the results from
floating-point arithmetic. The lesson to remember is that
floating-point math is always more complex than the math using pencil
and paper. In order to take advantage of the power of computer
floating-point, you need to know its limitations and work within them.
For most casual use of floating-point arithmetic, you will often get
the expected result in the end if you simply round the display of your
final results to the correct number of significant decimal digits.
Avoid presenting numerical data in a manner that implies better
precision than is actually the case.
File: gawk.info, Node: Floating-point Representation, Next: Floating-point Context, Prev: Floating-point Programming, Up: Arbitrary Precision Arithmetic
11.2 Binary Floating-point Representation
=========================================
Although floating-point representations vary from machine to machine,
the most commonly encountered representation is that defined by the
IEEE 754 Standard. An IEEE-754 format value has three components:
* a sign bit telling whether the number is positive or negative,
* an "exponent" giving its order of magnitude, E,
* and a "significand", S, specifying the actual digits of the number.
The value of the number is then S * 2^E. The first bit of a
non-zero binary significand is always one, so the significand in an
IEEE-754 format only includes the fractional part, leaving the leading
one implicit.
Three of the standard IEEE-754 types are 32-bit single precision,
64-bit double precision and 128-bit quadruple precision. The standard
also specifies extended precision formats to allow greater precisions
and larger exponent ranges.
File: gawk.info, Node: Floating-point Context, Next: Rounding Mode, Prev: Floating-point Representation, Up: Arbitrary Precision Arithmetic
11.3 Floating-point Context
===========================
A floating-point context defines the environment for arithmetic
operations. It governs precision, sets rules for rounding and limits
range for exponents. The context has the following primary components:
`precision'
Precision of the floating-point format in bits.
`emax'
Maximum exponent allowed for this format.
`emin'
Minimum exponent allowed for this format.
`underflow behavior'
The format may or may not support gradual underflow.
`rounding'
The rounding mode of this context.
*note table-ieee-formats:: lists the precision and exponent field
values for the basic IEEE-754 binary formats:
Name Total bits Precision emin emax
---------------------------------------------------------------------------
Single 32 24 -126 +127
Double 64 53 -1022 +1023
Quadruple 128 113 -16382 +16383
Table 11.1: Basic IEEE Formats
NOTE: The precision numbers include the implied leading one that
gives them one extra bit of significand.
A floating-point context can also determine which signals are treated
as exceptions, and can set rules for arithmetic with special values.
Please consult the IEEE-754 standard or other resources for details.
`gawk' ordinarily uses the hardware double precision representation
for numbers. On most systems, this is IEEE-754 floating-point format,
corresponding to 64-bit binary with 53 bits of precision.
NOTE: In case an underflow occurs, the standard allows, but does
not require, the result from an arithmetic operation to be a
number smaller than the smallest nonzero normalized number. Such
numbers do not have as many significant digits as normal numbers,
and are called "denormals" or "subnormals". The alternative,
simply returning a zero, is called "flush to zero". The basic
IEEE-754 binary formats support subnormal numbers.
File: gawk.info, Node: Rounding Mode, Next: Arbitrary Precision Floats, Prev: Floating-point Context, Up: Arbitrary Precision Arithmetic
11.4 Floating-point Rounding Mode
=================================
The "rounding mode" specifies the behavior for the results of numerical
operations when discarding extra precision. Each rounding mode indicates
how the least significant returned digit of a rounded result is to be
calculated. The `ROUNDMODE' variable (*note Setting Rounding Mode::)
provides program level control over the rounding mode. *note
table-rounding-modes:: lists the IEEE-754 defined rounding modes:
Rounding Mode IEEE Name `ROUNDMODE'
---------------------------------------------------------------------------
Round to nearest, ties to even `roundTiesToEven' `"N"' or `"n"'
Round toward plus Infinity `roundTowardPositive' `"U"' or `"u"'
Round toward negative Infinity `roundTowardNegative' `"D"' or `"d"'
Round toward zero `roundTowardZero' `"Z"' or `"z"'
Round to nearest, ties away `roundTiesToAway' `"A"' or `"a"'
from zero
Table 11.2: Rounding Modes
The default mode `roundTiesToEven' is the most preferred, but the
least intuitive. This method does the obvious thing for most values, by
rounding them up or down to the nearest digit. For example, rounding
1.132 to two digits yields 1.13, and rounding 1.157 yields 1.16.
However, when it comes to rounding a value that is exactly halfway
between, things do not work the way you probably learned in school. In
this case, the number is rounded to the nearest even digit. So
rounding 0.125 to two digits rounds down to 0.12, but rounding 0.6875
to three digits rounds up to 0.688. You probably have already
encountered this rounding mode when using the `printf' routine to
format floating-point numbers. For example:
BEGIN {
x = -4.5
for (i = 1; i < 10; i++) {
x += 1.0
printf("%4.1f => %2.0f\n", x, x)
}
}
produces the following output when run(1):
-3.5 => -4
-2.5 => -2
-1.5 => -2
-0.5 => 0
0.5 => 0
1.5 => 2
2.5 => 2
3.5 => 4
4.5 => 4
The theory behind the rounding mode `roundTiesToEven' is that it
more or less evenly distributes upward and downward rounds of exact
halves, which might cause the round-off error to cancel itself out.
This is the default rounding mode used in IEEE-754 computing functions
and operators.
The other rounding modes are rarely used. Round toward positive
infinity (`roundTowardPositive') and round toward negative infinity
(`roundTowardNegative') are often used to implement interval arithmetic,
where you adjust the rounding mode to calculate upper and lower bounds
for the range of output. The `roundTowardZero' mode can be used for
converting floating-point numbers to integers. The rounding mode
`roundTiesToAway' rounds the result to the nearest number and selects
the number with the larger magnitude if a tie occurs.
Some numerical analysts will tell you that your choice of rounding
style has tremendous impact on the final outcome, and advise you to
wait until final output for any rounding. Instead, you can often
achieve this goal by setting the precision initially to some value
sufficiently larger than the final desired precision, so that the
accumulation of round-off error does not influence the outcome. If you
suspect that results from your computation are sensitive to
accumulation of round-off error, one way to be sure is to look for a
significant difference in output when you change the rounding mode.
---------- Footnotes ----------
(1) It is possible for the output to be completely different if the
C library in your system does not use the IEEE-754 even-rounding rule
to round halfway cases for `printf()'.
File: gawk.info, Node: Arbitrary Precision Floats, Next: Setting Precision, Prev: Rounding Mode, Up: Arbitrary Precision Arithmetic
11.5 Arbitrary Precision Floating-point Arithmetic with `gawk'
==============================================================
`gawk' uses the GNU MPFR library for arbitrary precision floating-point
arithmetic. The MPFR library provides precise control over precisions
and rounding modes, and gives correctly rounded reproducible
platform-independent results. With the command-line option `--bignum'
or `-M', all floating-point arithmetic operators and numeric functions
can yield results to any desired precision level supported by MPFR.
Two built-in variables `PREC' (*note Setting Precision::) and
`ROUNDMODE' (*note Setting Rounding Mode::) provide control over the
working precision and the rounding mode. The precision and the
rounding mode are set globally for every operation to follow.
The default working precision for arbitrary precision floats is 53,
and the default value for `ROUNDMODE' is `"N"', which selects the
IEEE-754 `roundTiesToEven' (*note Rounding Mode::) rounding mode.(1)
`gawk' uses the default exponent range in MPFR (EMAX = 2^30 - 1, EMIN =
-EMAX) for all floating-point contexts. There is no explicit mechanism
to adjust the exponent range. MPFR does not implement subnormal
numbers by default, and this behavior cannot be changed in `gawk'.
NOTE: When emulating an IEEE-754 format (*note Setting
Precision::), `gawk' internally adjusts the exponent range to the
value defined for the format and also performs computations needed
for gradual underflow (subnormal numbers).
NOTE: MPFR numbers are variable-size entities, consuming only as
much space as needed to store the significant digits. Since the
performance using MPFR numbers pales in comparison to doing math
using the underlying machine types, you should consider using only
as much precision as needed by your program.
---------- Footnotes ----------
(1) The default precision is 53, since according to the MPFR
documentation, the library should be able to exactly reproduce all
computations with double-precision machine floating-point numbers
(`double' type in C), except the default exponent range is much wider
and subnormal numbers are not implemented.
File: gawk.info, Node: Setting Precision, Next: Setting Rounding Mode, Prev: Arbitrary Precision Floats, Up: Arbitrary Precision Arithmetic
11.6 Setting the Working Precision
==================================
`gawk' uses a global working precision; it does not keep track of the
precision or accuracy of individual numbers. Performing an arithmetic
operation or calling a built-in function rounds the result to the
current working precision. The default working precision is 53 which
can be modified using the built-in variable `PREC'. You can also set the
value to one of the following pre-defined case-insensitive strings to
emulate an IEEE-754 binary format:
`PREC' IEEE-754 Binary Format
---------------------------------------------------
`"half"' 16-bit half-precision.
`"single"' Basic 32-bit single precision.
`"double"' Basic 64-bit double precision.
`"quad"' Basic 128-bit quadruple precision.
`"oct"' 256-bit octuple precision.
The following example illustrates the effects of changing precision
on arithmetic operations:
$ gawk -M -vPREC=100 'BEGIN { x = 1.0e-400; print x + 0; \
> PREC = "double"; print x + 0 }'
-| 1e-400
-| 0
Binary and decimal precisions are related approximately according to
the formula:
PREC = 3.322 * DPS
Here, PREC denotes the binary precision (measured in bits) and DPS
(short for decimal places) is the decimal digits. We can easily
calculate how many decimal digits the 53-bit significand of an IEEE
double is equivalent to: 53 / 3.332 which is equal to about 15.95. But
what does 15.95 digits actually mean? It depends whether you are
concerned about how many digits you can rely on, or how many digits you
need.
It is important to know how many bits it takes to uniquely identify
a double-precision value (the C type `double'). If you want to convert
from `double' to decimal and back to `double' (e.g., saving a `double'
representing an intermediate result to a file, and later reading it
back to restart the computation), then a few more decimal digits are
required. 17 digits is generally enough for a `double'.
It can also be important to know what decimal numbers can be uniquely
represented with a `double'. If you want to convert from decimal to
`double' and back again, 15 digits is the most that you can get. Stated
differently, you should not present the numbers from your
floating-point computations with more than 15 significant digits in
them.
Conversely, it takes a precision of 332 bits to hold an approximation
of constant pi that is accurate to 100 decimal places. You should
always add some extra bits in order to avoid the confusing round-off
issues that occur because numbers are stored internally in binary.
File: gawk.info, Node: Setting Rounding Mode, Next: Floating-point Constants, Prev: Setting Precision, Up: Arbitrary Precision Arithmetic
11.7 Setting the Rounding Mode
==============================
The built-in variable `ROUNDMODE' has the default value `"N"', which
selects the IEEE-754 rounding mode `roundTiesToEven'. The other
possible values for `ROUNDMODE' are `"U"' for rounding mode
`roundTowardPositive', `"D"' for `roundTowardNegative', and `"Z"' for
`roundTowardZero'. `gawk' also accepts `"A"' to select the IEEE-754
mode `roundTiesToAway' if your version of the MPFR library supports it;
otherwise setting `ROUNDMODE' to this value has no effect. *Note
Rounding Mode::, for the meanings of the various rounding modes.
Here is an example of how to change the default rounding behavior of
`printf''s output:
$ gawk -M -vROUNDMODE="Z" 'BEGIN { printf("%.2f\n", 1.378) }'
-| 1.37
File: gawk.info, Node: Floating-point Constants, Next: Changing Precision, Prev: Setting Rounding Mode, Up: Arbitrary Precision Arithmetic
11.8 Representing Floating-point Constants
==========================================
Be wary of floating-point constants! When reading a floating-point
constant from program source code, `gawk' uses the default precision,
unless overridden by an assignment to the special variable `PREC' on
the command line, to store it internally as a MPFR number. Changing
the precision using `PREC' in the program text does not change the
precision of a constant. If you need to represent a floating-point
constant at a higher precision than the default and cannot use a
command line assignment to `PREC', you should either specify the
constant as a string, or a rational number whenever possible. The
following example illustrates the differences among various ways to
print a floating-point constant:
$ gawk -M 'BEGIN { PREC = 113; printf("%0.25f\n", 0.1) }'
-| 0.1000000000000000055511151
$ gawk -M -vPREC = 113 'BEGIN { printf("%0.25f\n", 0.1) }'
-| 0.1000000000000000000000000
$ gawk -M 'BEGIN { PREC = 113; printf("%0.25f\n", "0.1") }'
-| 0.1000000000000000000000000
$ gawk -M 'BEGIN { PREC = 113; printf("%0.25f\n", 1/10) }'
-| 0.1000000000000000000000000
In the first case, the number is stored with the default precision
of 53.
File: gawk.info, Node: Changing Precision, Next: Exact Arithmetic, Prev: Floating-point Constants, Up: Arbitrary Precision Arithmetic
11.9 Changing the Precision of a Number
=======================================
The point is that in any variable-precision package, a decision is
made on how to treat numbers given as data, or arising in
intermediate results, which are represented in floating-point
format to a precision lower than working precision. Do we promote
them to full membership of the high-precision club, or do we treat
them and all their associates as second-class citizens? Sometimes
the first course is proper, sometimes the second, and it takes
careful analysis to tell which.
Dirk Laurie(1)
`gawk' does not implicitly modify the precision of any previously
computed results when the working precision is changed with an
assignment to `PREC'. The precision of a number is always the one that
was used at the time of its creation, and there is no way for the user
to explicitly change it afterwards. However, since the result of a
floating-point arithmetic operation is always an arbitrary precision
floating-point value--with a precision set by the value of `PREC'--one
of the following workarounds effectively accomplishes the desired
behavior:
x = x + 0.0
or:
x += 0.0
---------- Footnotes ----------
(1) Dirk Laurie. `Variable-precision Arithmetic Considered Perilous
- A Detective Story'. Electronic Transactions on Numerical Analysis.
Volume 28, pp. 168-173, 2008.
File: gawk.info, Node: Exact Arithmetic, Next: Integer Programming, Prev: Changing Precision, Up: Arbitrary Precision Arithmetic
11.10 Exact Arithmetic with Floating-point Numbers
==================================================
CAUTION: Never depend on the exactness of floating-point
arithmetic, even for apparently simple expressions!
Can arbitrary precision arithmetic give exact results? There are no
easy answers. The standard rules of algebra often do not apply when
using floating-point arithmetic. Among other things, the distributive
and associative laws do not hold completely, and order of operation may
be important for your computation. Rounding error, cumulative precision
loss and underflow are often troublesome.
When `gawk' tests the expressions `0.1 + 12.2' and `12.3' for
equality using the machine double precision arithmetic, it decides that
they are not equal! (*Note Floating-point Programming::.) You can get
the result you want by increasing the precision; 56 in this case will
get the job done:
$ gawk -M -vPREC=56 'BEGIN { print (0.1 + 12.2 == 12.3) }'
-| 1
If adding more bits is good, perhaps adding even more bits of
precision is better? Here is what happens if we use an even larger
value of `PREC':
$ gawk -M -vPREC=201 'BEGIN { print (0.1 + 12.2 == 12.3) }'
-| 0
This is not a bug in `gawk' or in the MPFR library. It is easy to
forget that the finite number of bits used to store the value is often
just an approximation after proper rounding. The test for equality
succeeds if and only if _all_ bits in the two operands are exactly the
same. Since this is not necessarily true after floating-point
computations with a particular precision and effective rounding rule, a
straight test for equality may not work.
So, don't assume that floating-point values can be compared for
equality. You should also exercise caution when using other forms of
comparisons. The standard way to compare between floating-point
numbers is to determine how much error (or "tolerance") you will allow
in a comparison and check to see if one value is within this error
range of the other.
In applications where 15 or fewer decimal places suffice, hardware
double precision arithmetic can be adequate, and is usually much faster.
But you do need to keep in mind that every floating-point operation can
suffer a new rounding error with catastrophic consequences as
illustrated by our attempt to compute the value of the constant pi,
(*note Floating-point Programming::). Extra precision can greatly
enhance the stability and the accuracy of your computation in such
cases.
Repeated addition is not necessarily equivalent to multiplication in
floating-point arithmetic. In the last example (*note Floating-point
Programming::), you may or may not succeed in getting the correct
result by choosing an arbitrarily large value for `PREC'. Reformulation
of the problem at hand is often the correct approach in such situations.
File: gawk.info, Node: Integer Programming, Next: Arbitrary Precision Integers, Prev: Exact Arithmetic, Up: Arbitrary Precision Arithmetic
11.11 Effective Integer Programming
===================================
As has been mentioned already, `gawk' ordinarily uses hardware double
precision with 64-bit IEEE binary floating-point representation for
numbers on most systems. A large integer like 9007199254740997 has a
binary representation that, although finite, is more than 53 bits long;
it must also be rounded to 53 bits. The biggest integer that can be
stored in a C `double' is usually the same as the largest possible
value of a `double'. If your system `double' is an IEEE 64-bit
`double', this largest possible value is an integer and can be
represented precisely. What more should one know about integers?
If you want to know what is the largest integer, such that it and
all smaller integers can be stored in 64-bit doubles without losing
precision, then the answer is 2^53. The next representable number is
the even number 2^53 + 2, meaning it is unlikely that you will be able
to make `gawk' print 2^53 + 1 in integer format. The range of integers
exactly representable by a 64-bit double is [-2^53, 2^53]. If you ever
see an integer outside this range in `gawk' using 64-bit doubles, you
have reason to be very suspicious about the accuracy of the output.
Here is a simple program with erroneous output:
$ gawk 'BEGIN { i = 2^53 - 1; for (j = 0; j < 4; j++) print i + j }'
-| 9007199254740991
-| 9007199254740992
-| 9007199254740992
-| 9007199254740994
The lesson is to not assume that any large integer printed by `gawk'
represents an exact result from your computation, especially if it wraps
around on your screen.
File: gawk.info, Node: Arbitrary Precision Integers, Next: MPFR and GMP Libraries, Prev: Integer Programming, Up: Arbitrary Precision Arithmetic
11.12 Arbitrary Precision Integer Arithmetic with `gawk'
========================================================
If the option `--bignum' or `-M' is specified, `gawk' performs all
integer arithmetic using GMP arbitrary precision integers. Any number
that looks like an integer in a program source or data file is stored
as an arbitrary precision integer. The size of the integer is limited
only by your computer's memory. The current floating-point context has
no effect on operations involving integers. For example, the following
computes 5^4^3^2, the result of which is beyond the limits of ordinary
`gawk' numbers:
$ gawk -M 'BEGIN {
> x = 5^4^3^2
> print "# of digits =", length(x)
> print substr(x, 1, 20), "...", substr(x, length(x) - 19, 20)
> }'
-| # of digits = 183231
-| 62060698786608744707 ... 92256259918212890625
If you were to compute the same value using arbitrary precision
floating-point values instead, the precision needed for correct output
(using the formula `prec = 3.322 * dps'), would be 3.322 x 183231, or
608693.
The result from an arithmetic operation with an integer and a
floating-point value is a floating-point value with a precision equal
to the working precision. The following program calculates the eighth
term in Sylvester's sequence(1) using a recurrence:
$ gawk -M 'BEGIN {
> s = 2.0
> for (i = 1; i <= 7; i++)
> s = s * (s - 1) + 1
> print s
> }'
-| 113423713055421845118910464
The output differs from the acutal number,
113423713055421844361000443, because the default precision of 53 is not
enough to represent the floating-point results exactly. You can either
increase the precision (100 is enough in this case), or replace the
floating-point constant `2.0' with an integer, to perform all
computations using integer arithmetic to get the correct output.
It will sometimes be necessary for `gawk' to implicitly convert an
arbitrary precision integer into an arbitrary precision floating-point
value. This is primarily because the MPFR library does not always
provide the relevant interface to process arbitrary precision integers
or mixed-mode numbers as needed by an operation or function. In such a
case, the precision is set to the minimum value necessary for exact
conversion, and the working precision is not used for this purpose. If
this is not what you need or want, you can employ a subterfuge like
this:
gawk -M 'BEGIN { n = 13; print (n + 0.0) % 2.0 }'
You can avoid this issue altogether by specifying the number as a
float to begin with:
gawk -M 'BEGIN { n = 13.0; print n % 2.0 }'
Note that for the particular example above, there is unlikely to be a
reason for simply not using the following:
gawk -M 'BEGIN { n = 13; print n % 2 }'
---------- Footnotes ----------
(1) Weisstein, Eric W. `Sylvester's Sequence'. From MathWorld-A
Wolfram Web Resource.
`http://mathworld.wolfram.com/SylvestersSequence.html'
File: gawk.info, Node: MPFR and GMP Libraries, Prev: Arbitrary Precision Integers, Up: Arbitrary Precision Arithmetic
11.13 Information About the MPFR and GMP Libraries
==================================================
There are a few elements available in the `PROCINFO' array to provide
information about the MPFR and GMP libraries. *Note Auto-set::, for
more information.
File: gawk.info, Node: Advanced Features, Next: Library Functions, Prev: Arbitrary Precision Arithmetic, Up: Top
12 Advanced Features of `gawk'
******************************
Write documentation as if whoever reads it is a violent psychopath
who knows where you live.
Steve English, as quoted by Peter Langston
This major node discusses advanced features in `gawk'. It's a bit
of a "grab bag" of items that are otherwise unrelated to each other.
First, a command-line option allows `gawk' to recognize nondecimal
numbers in input data, not just in `awk' programs. Then, `gawk''s
special features for sorting arrays are presented. Next, two-way I/O,
discussed briefly in earlier parts of this Info file, is described in
full detail, along with the basics of TCP/IP networking. Finally,
`gawk' can "profile" an `awk' program, making it possible to tune it
for performance.
*note Dynamic Extensions::, discusses the ability to dynamically add
new built-in functions to `gawk'. As this feature is still immature
and likely to change, its description is relegated to an appendix.
* Menu:
* Nondecimal Data:: Allowing nondecimal input data.
* Array Sorting:: Facilities for controlling array traversal and
sorting arrays.
* Two-way I/O:: Two-way communications with another process.
* TCP/IP Networking:: Using `gawk' for network programming.
* Profiling:: Profiling your `awk' programs.
File: gawk.info, Node: Nondecimal Data, Next: Array Sorting, Up: Advanced Features
12.1 Allowing Nondecimal Input Data
===================================
If you run `gawk' with the `--non-decimal-data' option, you can have
nondecimal constants in your input data:
$ echo 0123 123 0x123 |
> gawk --non-decimal-data '{ printf "%d, %d, %d\n",
> $1, $2, $3 }'
-| 83, 123, 291
For this feature to work, write your program so that `gawk' treats
your data as numeric:
$ echo 0123 123 0x123 | gawk '{ print $1, $2, $3 }'
-| 0123 123 0x123
The `print' statement treats its expressions as strings. Although the
fields can act as numbers when necessary, they are still strings, so
`print' does not try to treat them numerically. You may need to add
zero to a field to force it to be treated as a number. For example:
$ echo 0123 123 0x123 | gawk --non-decimal-data '
> { print $1, $2, $3
> print $1 + 0, $2 + 0, $3 + 0 }'
-| 0123 123 0x123
-| 83 123 291
Because it is common to have decimal data with leading zeros, and
because using this facility could lead to surprising results, the
default is to leave it disabled. If you want it, you must explicitly
request it.
CAUTION: _Use of this option is not recommended._ It can break old
programs very badly. Instead, use the `strtonum()' function to
convert your data (*note Nondecimal-numbers::). This makes your
programs easier to write and easier to read, and leads to less
surprising results.
File: gawk.info, Node: Array Sorting, Next: Two-way I/O, Prev: Nondecimal Data, Up: Advanced Features
12.2 Controlling Array Traversal and Array Sorting
==================================================
`gawk' lets you control the order in which a `for (i in array)' loop
traverses an array.
In addition, two built-in functions, `asort()' and `asorti()', let
you sort arrays based on the array values and indices, respectively.
These two functions also provide control over the sorting criteria used
to order the elements during sorting.
* Menu:
* Controlling Array Traversal:: How to use PROCINFO["sorted_in"].
* Array Sorting Functions:: How to use `asort()' and `asorti()'.
File: gawk.info, Node: Controlling Array Traversal, Next: Array Sorting Functions, Up: Array Sorting
12.2.1 Controlling Array Traversal
----------------------------------
By default, the order in which a `for (i in array)' loop scans an array
is not defined; it is generally based upon the internal implementation
of arrays inside `awk'.
Often, though, it is desirable to be able to loop over the elements
in a particular order that you, the programmer, choose. `gawk' lets
you do this.
*note Controlling Scanning::, describes how you can assign special,
pre-defined values to `PROCINFO["sorted_in"]' in order to control the
order in which `gawk' will traverse an array during a `for' loop.
In addition, the value of `PROCINFO["sorted_in"]' can be a function
name. This lets you traverse an array based on any custom criterion.
The array elements are ordered according to the return value of this
function. The comparison function should be defined with at least four
arguments:
function comp_func(i1, v1, i2, v2)
{
COMPARE ELEMENTS 1 AND 2 IN SOME FASHION
RETURN < 0; 0; OR > 0
}
Here, I1 and I2 are the indices, and V1 and V2 are the corresponding
values of the two elements being compared. Either V1 or V2, or both,
can be arrays if the array being traversed contains subarrays as values.
(*Note Arrays of Arrays::, for more information about subarrays.) The
three possible return values are interpreted as follows:
`comp_func(i1, v1, i2, v2) < 0'
Index I1 comes before index I2 during loop traversal.
`comp_func(i1, v1, i2, v2) == 0'
Indices I1 and I2 come together but the relative order with
respect to each other is undefined.
`comp_func(i1, v1, i2, v2) > 0'
Index I1 comes after index I2 during loop traversal.
Our first comparison function can be used to scan an array in
numerical order of the indices:
function cmp_num_idx(i1, v1, i2, v2)
{
# numerical index comparison, ascending order
return (i1 - i2)
}
Our second function traverses an array based on the string order of
the element values rather than by indices:
function cmp_str_val(i1, v1, i2, v2)
{
# string value comparison, ascending order
v1 = v1 ""
v2 = v2 ""
if (v1 < v2)
return -1
return (v1 != v2)
}
The third comparison function makes all numbers, and numeric strings
without any leading or trailing spaces, come out first during loop
traversal:
function cmp_num_str_val(i1, v1, i2, v2, n1, n2)
{
# numbers before string value comparison, ascending order
n1 = v1 + 0
n2 = v2 + 0
if (n1 == v1)
return (n2 == v2) ? (n1 - n2) : -1
else if (n2 == v2)
return 1
return (v1 < v2) ? -1 : (v1 != v2)
}
Here is a main program to demonstrate how `gawk' behaves using each
of the previous functions:
BEGIN {
data["one"] = 10
data["two"] = 20
data[10] = "one"
data[100] = 100
data[20] = "two"
f[1] = "cmp_num_idx"
f[2] = "cmp_str_val"
f[3] = "cmp_num_str_val"
for (i = 1; i <= 3; i++) {
printf("Sort function: %s\n", f[i])
PROCINFO["sorted_in"] = f[i]
for (j in data)
printf("\tdata[%s] = %s\n", j, data[j])
print ""
}
}
Here are the results when the program is run:
$ gawk -f compdemo.awk
-| Sort function: cmp_num_idx Sort by numeric index
-| data[two] = 20
-| data[one] = 10 Both strings are numerically zero
-| data[10] = one
-| data[20] = two
-| data[100] = 100
-|
-| Sort function: cmp_str_val Sort by element values as strings
-| data[one] = 10
-| data[100] = 100 String 100 is less than string 20
-| data[two] = 20
-| data[10] = one
-| data[20] = two
-|
-| Sort function: cmp_num_str_val Sort all numeric values before all strings
-| data[one] = 10
-| data[two] = 20
-| data[100] = 100
-| data[10] = one
-| data[20] = two
Consider sorting the entries of a GNU/Linux system password file
according to login name. The following program sorts records by a
specific field position and can be used for this purpose:
# sort.awk --- simple program to sort by field position
# field position is specified by the global variable POS
function cmp_field(i1, v1, i2, v2)
{
# comparison by value, as string, and ascending order
return v1[POS] < v2[POS] ? -1 : (v1[POS] != v2[POS])
}
{
for (i = 1; i <= NF; i++)
a[NR][i] = $i
}
END {
PROCINFO["sorted_in"] = "cmp_field"
if (POS < 1 || POS > NF)
POS = 1
for (i in a) {
for (j = 1; j <= NF; j++)
printf("%s%c", a[i][j], j < NF ? ":" : "")
print ""
}
}
The first field in each entry of the password file is the user's
login name, and the fields are separated by colons. Each record
defines a subarray, with each field as an element in the subarray.
Running the program produces the following output:
$ gawk -vPOS=1 -F: -f sort.awk /etc/passwd
-| adm:x:3:4:adm:/var/adm:/sbin/nologin
-| apache:x:48:48:Apache:/var/www:/sbin/nologin
-| avahi:x:70:70:Avahi daemon:/:/sbin/nologin
...
The comparison should normally always return the same value when
given a specific pair of array elements as its arguments. If
inconsistent results are returned then the order is undefined. This
behavior can be exploited to introduce random order into otherwise
seemingly ordered data:
function cmp_randomize(i1, v1, i2, v2)
{
# random order
return (2 - 4 * rand())
}
As mentioned above, the order of the indices is arbitrary if two
elements compare equal. This is usually not a problem, but letting the
tied elements come out in arbitrary order can be an issue, especially
when comparing item values. The partial ordering of the equal elements
may change during the next loop traversal, if other elements are added
or removed from the array. One way to resolve ties when comparing
elements with otherwise equal values is to include the indices in the
comparison rules. Note that doing this may make the loop traversal
less efficient, so consider it only if necessary. The following
comparison functions force a deterministic order, and are based on the
fact that the indices of two elements are never equal:
function cmp_numeric(i1, v1, i2, v2)
{
# numerical value (and index) comparison, descending order
return (v1 != v2) ? (v2 - v1) : (i2 - i1)
}
function cmp_string(i1, v1, i2, v2)
{
# string value (and index) comparison, descending order
v1 = v1 i1
v2 = v2 i2
return (v1 > v2) ? -1 : (v1 != v2)
}
A custom comparison function can often simplify ordered loop
traversal, and the sky is really the limit when it comes to designing
such a function.
When string comparisons are made during a sort, either for element
values where one or both aren't numbers, or for element indices handled
as strings, the value of `IGNORECASE' (*note Built-in Variables::)
controls whether the comparisons treat corresponding uppercase and
lowercase letters as equivalent or distinct.
Another point to keep in mind is that in the case of subarrays the
element values can themselves be arrays; a production comparison
function should use the `isarray()' function (*note Type Functions::),
to check for this, and choose a defined sorting order for subarrays.
All sorting based on `PROCINFO["sorted_in"]' is disabled in POSIX
mode, since the `PROCINFO' array is not special in that case.
As a side note, sorting the array indices before traversing the
array has been reported to add 15% to 20% overhead to the execution
time of `awk' programs. For this reason, sorted array traversal is not
the default.
File: gawk.info, Node: Array Sorting Functions, Prev: Controlling Array Traversal, Up: Array Sorting
12.2.2 Sorting Array Values and Indices with `gawk'
---------------------------------------------------
In most `awk' implementations, sorting an array requires writing a
`sort()' function. While this can be educational for exploring
different sorting algorithms, usually that's not the point of the
program. `gawk' provides the built-in `asort()' and `asorti()'
functions (*note String Functions::) for sorting arrays. For example:
POPULATE THE ARRAY data
n = asort(data)
for (i = 1; i <= n; i++)
DO SOMETHING WITH data[i]
After the call to `asort()', the array `data' is indexed from 1 to
some number N, the total number of elements in `data'. (This count is
`asort()''s return value.) `data[1]' <= `data[2]' <= `data[3]', and so
on. The comparison is based on the type of the elements (*note Typing
and Comparison::). All numeric values come before all string values,
which in turn come before all subarrays.
An important side effect of calling `asort()' is that _the array's
original indices are irrevocably lost_. As this isn't always
desirable, `asort()' accepts a second argument:
POPULATE THE ARRAY source
n = asort(source, dest)
for (i = 1; i <= n; i++)
DO SOMETHING WITH dest[i]
In this case, `gawk' copies the `source' array into the `dest' array
and then sorts `dest', destroying its indices. However, the `source'
array is not affected.
`asort()' accepts a third string argument to control comparison of
array elements. As with `PROCINFO["sorted_in"]', this argument may be
one of the predefined names that `gawk' provides (*note Controlling
Scanning::), or the name of a user-defined function (*note Controlling
Array Traversal::).
NOTE: In all cases, the sorted element values consist of the
original array's element values. The ability to control
comparison merely affects the way in which they are sorted.
Often, what's needed is to sort on the values of the _indices_
instead of the values of the elements. To do that, use the `asorti()'
function. The interface is identical to that of `asort()', except that
the index values are used for sorting, and become the values of the
result array:
{ source[$0] = some_func($0) }
END {
n = asorti(source, dest)
for (i = 1; i <= n; i++) {
Work with sorted indices directly:
DO SOMETHING WITH dest[i]
...
Access original array via sorted indices:
DO SOMETHING WITH source[dest[i]]
}
}
Similar to `asort()', in all cases, the sorted element values
consist of the original array's indices. The ability to control
comparison merely affects the way in which they are sorted.
Sorting the array by replacing the indices provides maximal
flexibility. To traverse the elements in decreasing order, use a loop
that goes from N down to 1, either over the elements or over the
indices.(1)
Copying array indices and elements isn't expensive in terms of
memory. Internally, `gawk' maintains "reference counts" to data. For
example, when `asort()' copies the first array to the second one, there
is only one copy of the original array elements' data, even though both
arrays use the values.
Because `IGNORECASE' affects string comparisons, the value of
`IGNORECASE' also affects sorting for both `asort()' and `asorti()'.
Note also that the locale's sorting order does _not_ come into play;
comparisons are based on character values only.(2) Caveat Emptor.
---------- Footnotes ----------
(1) You may also use one of the predefined sorting names that sorts
in decreasing order.
(2) This is true because locale-based comparison occurs only when in
POSIX compatibility mode, and since `asort()' and `asorti()' are `gawk'
extensions, they are not available in that case.
File: gawk.info, Node: Two-way I/O, Next: TCP/IP Networking, Prev: Array Sorting, Up: Advanced Features
12.3 Two-Way Communications with Another Process
================================================
From: brennan@whidbey.com (Mike Brennan)
Newsgroups: comp.lang.awk
Subject: Re: Learn the SECRET to Attract Women Easily
Date: 4 Aug 1997 17:34:46 GMT
Message-ID: <5s53rm$eca@news.whidbey.com>
On 3 Aug 1997 13:17:43 GMT, Want More Dates???
<tracy78@kilgrona.com> wrote:
>Learn the SECRET to Attract Women Easily
>
>The SCENT(tm) Pheromone Sex Attractant For Men to Attract Women
The scent of awk programmers is a lot more attractive to women than
the scent of perl programmers.
--
Mike Brennan
It is often useful to be able to send data to a separate program for
processing and then read the result. This can always be done with
temporary files:
# Write the data for processing
tempfile = ("mydata." PROCINFO["pid"])
while (NOT DONE WITH DATA)
print DATA | ("subprogram > " tempfile)
close("subprogram > " tempfile)
# Read the results, remove tempfile when done
while ((getline newdata < tempfile) > 0)
PROCESS newdata APPROPRIATELY
close(tempfile)
system("rm " tempfile)
This works, but not elegantly. Among other things, it requires that
the program be run in a directory that cannot be shared among users;
for example, `/tmp' will not do, as another user might happen to be
using a temporary file with the same name.
However, with `gawk', it is possible to open a _two-way_ pipe to
another process. The second process is termed a "coprocess", since it
runs in parallel with `gawk'. The two-way connection is created using
the `|&' operator (borrowed from the Korn shell, `ksh'):(1)
do {
print DATA |& "subprogram"
"subprogram" |& getline results
} while (DATA LEFT TO PROCESS)
close("subprogram")
The first time an I/O operation is executed using the `|&' operator,
`gawk' creates a two-way pipeline to a child process that runs the
other program. Output created with `print' or `printf' is written to
the program's standard input, and output from the program's standard
output can be read by the `gawk' program using `getline'. As is the
case with processes started by `|', the subprogram can be any program,
or pipeline of programs, that can be started by the shell.
There are some cautionary items to be aware of:
* As the code inside `gawk' currently stands, the coprocess's
standard error goes to the same place that the parent `gawk''s
standard error goes. It is not possible to read the child's
standard error separately.
* I/O buffering may be a problem. `gawk' automatically flushes all
output down the pipe to the coprocess. However, if the coprocess
does not flush its output, `gawk' may hang when doing a `getline'
in order to read the coprocess's results. This could lead to a
situation known as "deadlock", where each process is waiting for
the other one to do something.
It is possible to close just one end of the two-way pipe to a
coprocess, by supplying a second argument to the `close()' function of
either `"to"' or `"from"' (*note Close Files And Pipes::). These
strings tell `gawk' to close the end of the pipe that sends data to the
coprocess or the end that reads from it, respectively.
This is particularly necessary in order to use the system `sort'
utility as part of a coprocess; `sort' must read _all_ of its input
data before it can produce any output. The `sort' program does not
receive an end-of-file indication until `gawk' closes the write end of
the pipe.
When you have finished writing data to the `sort' utility, you can
close the `"to"' end of the pipe, and then start reading sorted data
via `getline'. For example:
BEGIN {
command = "LC_ALL=C sort"
n = split("abcdefghijklmnopqrstuvwxyz", a, "")
for (i = n; i > 0; i--)
print a[i] |& command
close(command, "to")
while ((command |& getline line) > 0)
print "got", line
close(command)
}
This program writes the letters of the alphabet in reverse order, one
per line, down the two-way pipe to `sort'. It then closes the write
end of the pipe, so that `sort' receives an end-of-file indication.
This causes `sort' to sort the data and write the sorted data back to
the `gawk' program. Once all of the data has been read, `gawk'
terminates the coprocess and exits.
As a side note, the assignment `LC_ALL=C' in the `sort' command
ensures traditional Unix (ASCII) sorting from `sort'.
You may also use pseudo-ttys (ptys) for two-way communication
instead of pipes, if your system supports them. This is done on a
per-command basis, by setting a special element in the `PROCINFO' array
(*note Auto-set::), like so:
command = "sort -nr" # command, save in convenience variable
PROCINFO[command, "pty"] = 1 # update PROCINFO
print ... |& command # start two-way pipe
...
Using ptys avoids the buffer deadlock issues described earlier, at some
loss in performance. If your system does not have ptys, or if all the
system's ptys are in use, `gawk' automatically falls back to using
regular pipes.
---------- Footnotes ----------
(1) This is very different from the same operator in the C shell.
File: gawk.info, Node: TCP/IP Networking, Next: Profiling, Prev: Two-way I/O, Up: Advanced Features
12.4 Using `gawk' for Network Programming
=========================================
`EMISTERED':
A host is a host from coast to coast,
and no-one can talk to host that's close,
unless the host that isn't close
is busy hung or dead.
In addition to being able to open a two-way pipeline to a coprocess
on the same system (*note Two-way I/O::), it is possible to make a
two-way connection to another process on another system across an IP
network connection.
You can think of this as just a _very long_ two-way pipeline to a
coprocess. The way `gawk' decides that you want to use TCP/IP
networking is by recognizing special file names that begin with one of
`/inet/', `/inet4/' or `/inet6'.
The full syntax of the special file name is
`/NET-TYPE/PROTOCOL/LOCAL-PORT/REMOTE-HOST/REMOTE-PORT'. The
components are:
NET-TYPE
Specifies the kind of Internet connection to make. Use `/inet4/'
to force IPv4, and `/inet6/' to force IPv6. Plain `/inet/' (which
used to be the only option) uses the system default, most likely
IPv4.
PROTOCOL
The protocol to use over IP. This must be either `tcp', or `udp',
for a TCP or UDP IP connection, respectively. The use of TCP is
recommended for most applications.
LOCAL-PORT
The local TCP or UDP port number to use. Use a port number of `0'
when you want the system to pick a port. This is what you should do
when writing a TCP or UDP client. You may also use a well-known
service name, such as `smtp' or `http', in which case `gawk'
attempts to determine the predefined port number using the C
`getaddrinfo()' function.
REMOTE-HOST
The IP address or fully-qualified domain name of the Internet host
to which you want to connect.
REMOTE-PORT
The TCP or UDP port number to use on the given REMOTE-HOST.
Again, use `0' if you don't care, or else a well-known service
name.
NOTE: Failure in opening a two-way socket will result in a
non-fatal error being returned to the calling code. The value of
`ERRNO' indicates the error (*note Auto-set::).
Consider the following very simple example:
BEGIN {
Service = "/inet/tcp/0/localhost/daytime"
Service |& getline
print $0
close(Service)
}
This program reads the current date and time from the local system's
TCP `daytime' server. It then prints the results and closes the
connection.
Because this topic is extensive, the use of `gawk' for TCP/IP
programming is documented separately. See *note (General
Introduction)Top:: gawkinet, TCP/IP Internetworking with `gawk', for a
much more complete introduction and discussion, as well as extensive
examples.
File: gawk.info, Node: Profiling, Prev: TCP/IP Networking, Up: Advanced Features
12.5 Profiling Your `awk' Programs
==================================
You may produce execution traces of your `awk' programs. This is done
by passing the option `--profile' to `gawk'. When `gawk' has finished
running, it creates a profile of your program in a file named
`awkprof.out'. Because it is profiling, it also executes up to 45%
slower than `gawk' normally does.
As shown in the following example, the `--profile' option can be
used to change the name of the file where `gawk' will write the profile:
gawk --profile=myprog.prof -f myprog.awk data1 data2
In the above example, `gawk' places the profile in `myprog.prof'
instead of in `awkprof.out'.
Here is a sample session showing a simple `awk' program, its input
data, and the results from running `gawk' with the `--profile' option.
First, the `awk' program:
BEGIN { print "First BEGIN rule" }
END { print "First END rule" }
/foo/ {
print "matched /foo/, gosh"
for (i = 1; i <= 3; i++)
sing()
}
{
if (/foo/)
print "if is true"
else
print "else is true"
}
BEGIN { print "Second BEGIN rule" }
END { print "Second END rule" }
function sing( dummy)
{
print "I gotta be me!"
}
Following is the input data:
foo
bar
baz
foo
junk
Here is the `awkprof.out' that results from running the `gawk'
profiler on this program and data (this example also illustrates that
`awk' programmers sometimes have to work late):
# gawk profile, created Sun Aug 13 00:00:15 2000
# BEGIN block(s)
BEGIN {
1 print "First BEGIN rule"
1 print "Second BEGIN rule"
}
# Rule(s)
5 /foo/ { # 2
2 print "matched /foo/, gosh"
6 for (i = 1; i <= 3; i++) {
6 sing()
}
}
5 {
5 if (/foo/) { # 2
2 print "if is true"
3 } else {
3 print "else is true"
}
}
# END block(s)
END {
1 print "First END rule"
1 print "Second END rule"
}
# Functions, listed alphabetically
6 function sing(dummy)
{
6 print "I gotta be me!"
}
This example illustrates many of the basic features of profiling
output. They are as follows:
* The program is printed in the order `BEGIN' rule, `BEGINFILE' rule,
pattern/action rules, `ENDFILE' rule, `END' rule and functions,
listed alphabetically. Multiple `BEGIN' and `END' rules are
merged together, as are multiple `BEGINFILE' and `ENDFILE' rules.
* Pattern-action rules have two counts. The first count, to the
left of the rule, shows how many times the rule's pattern was
_tested_. The second count, to the right of the rule's opening
left brace in a comment, shows how many times the rule's action
was _executed_. The difference between the two indicates how many
times the rule's pattern evaluated to false.
* Similarly, the count for an `if'-`else' statement shows how many
times the condition was tested. To the right of the opening left
brace for the `if''s body is a count showing how many times the
condition was true. The count for the `else' indicates how many
times the test failed.
* The count for a loop header (such as `for' or `while') shows how
many times the loop test was executed. (Because of this, you
can't just look at the count on the first statement in a rule to
determine how many times the rule was executed. If the first
statement is a loop, the count is misleading.)
* For user-defined functions, the count next to the `function'
keyword indicates how many times the function was called. The
counts next to the statements in the body show how many times
those statements were executed.
* The layout uses "K&R" style with TABs. Braces are used
everywhere, even when the body of an `if', `else', or loop is only
a single statement.
* Parentheses are used only where needed, as indicated by the
structure of the program and the precedence rules. For example,
`(3 + 5) * 4' means add three plus five, then multiply the total
by four. However, `3 + 5 * 4' has no parentheses, and means `3 +
(5 * 4)'.
* Parentheses are used around the arguments to `print' and `printf'
only when the `print' or `printf' statement is followed by a
redirection. Similarly, if the target of a redirection isn't a
scalar, it gets parenthesized.
* `gawk' supplies leading comments in front of the `BEGIN' and `END'
rules, the pattern/action rules, and the functions.
The profiled version of your program may not look exactly like what
you typed when you wrote it. This is because `gawk' creates the
profiled version by "pretty printing" its internal representation of
the program. The advantage to this is that `gawk' can produce a
standard representation. The disadvantage is that all source-code
comments are lost, as are the distinctions among multiple `BEGIN',
`END', `BEGINFILE', and `ENDFILE' rules. Also, things such as:
/foo/
come out as:
/foo/ {
print $0
}
which is correct, but possibly surprising.
Besides creating profiles when a program has completed, `gawk' can
produce a profile while it is running. This is useful if your `awk'
program goes into an infinite loop and you want to see what has been
executed. To use this feature, run `gawk' with the `--profile' option
in the background:
$ gawk --profile -f myprog &
[1] 13992
The shell prints a job number and process ID number; in this case,
13992. Use the `kill' command to send the `USR1' signal to `gawk':
$ kill -USR1 13992
As usual, the profiled version of the program is written to
`awkprof.out', or to a different file if one specified with the
`--profile' option.
Along with the regular profile, as shown earlier, the profile
includes a trace of any active functions:
# Function Call Stack:
# 3. baz
# 2. bar
# 1. foo
# -- main --
You may send `gawk' the `USR1' signal as many times as you like.
Each time, the profile and function call trace are appended to the
output profile file.
If you use the `HUP' signal instead of the `USR1' signal, `gawk'
produces the profile and the function call trace and then exits.
When `gawk' runs on MS-Windows systems, it uses the `INT' and `QUIT'
signals for producing the profile and, in the case of the `INT' signal,
`gawk' exits. This is because these systems don't support the `kill'
command, so the only signals you can deliver to a program are those
generated by the keyboard. The `INT' signal is generated by the
`Ctrl-<C>' or `Ctrl-<BREAK>' key, while the `QUIT' signal is generated
by the `Ctrl-<\>' key.
Finally, `gawk' also accepts another option `--pretty-print'. When
called this way, `gawk' "pretty prints" the program into `awkprof.out',
without any execution counts.
File: gawk.info, Node: Library Functions, Next: Sample Programs, Prev: Advanced Features, Up: Top
13 A Library of `awk' Functions
*******************************
*note User-defined::, describes how to write your own `awk' functions.
Writing functions is important, because it allows you to encapsulate
algorithms and program tasks in a single place. It simplifies
programming, making program development more manageable, and making
programs more readable.
One valuable way to learn a new programming language is to _read_
programs in that language. To that end, this major node and *note
Sample Programs::, provide a good-sized body of code for you to read,
and hopefully, to learn from.
This major node presents a library of useful `awk' functions. Many
of the sample programs presented later in this Info file use these
functions. The functions are presented here in a progression from
simple to complex.
*note Extract Program::, presents a program that you can use to
extract the source code for these example library functions and
programs from the Texinfo source for this Info file. (This has already
been done as part of the `gawk' distribution.)
If you have written one or more useful, general-purpose `awk'
functions and would like to contribute them to the `awk' user
community, see *note How To Contribute::, for more information.
The programs in this major node and in *note Sample Programs::,
freely use features that are `gawk'-specific. Rewriting these programs
for different implementations of `awk' is pretty straightforward.
* Diagnostic error messages are sent to `/dev/stderr'. Use `| "cat
1>&2"' instead of `> "/dev/stderr"' if your system does not have a
`/dev/stderr', or if you cannot use `gawk'.
* A number of programs use `nextfile' (*note Nextfile Statement::)
to skip any remaining input in the input file.
* Finally, some of the programs choose to ignore upper- and lowercase
distinctions in their input. They do so by assigning one to
`IGNORECASE'. You can achieve almost the same effect(1) by adding
the following rule to the beginning of the program:
# ignore case
{ $0 = tolower($0) }
Also, verify that all regexp and string constants used in
comparisons use only lowercase letters.
* Menu:
* Library Names:: How to best name private global variables in
library functions.
* General Functions:: Functions that are of general use.
* Data File Management:: Functions for managing command-line data
files.
* Getopt Function:: A function for processing command-line
arguments.
* Passwd Functions:: Functions for getting user information.
* Group Functions:: Functions for getting group information.
* Walking Arrays:: A function to walk arrays of arrays.
---------- Footnotes ----------
(1) The effects are not identical. Output of the transformed record
will be in all lowercase, while `IGNORECASE' preserves the original
contents of the input record.
File: gawk.info, Node: Library Names, Next: General Functions, Up: Library Functions
13.1 Naming Library Function Global Variables
=============================================
Due to the way the `awk' language evolved, variables are either
"global" (usable by the entire program) or "local" (usable just by a
specific function). There is no intermediate state analogous to
`static' variables in C.
Library functions often need to have global variables that they can
use to preserve state information between calls to the function--for
example, `getopt()''s variable `_opti' (*note Getopt Function::). Such
variables are called "private", since the only functions that need to
use them are the ones in the library.
When writing a library function, you should try to choose names for
your private variables that will not conflict with any variables used by
either another library function or a user's main program. For example,
a name like `i' or `j' is not a good choice, because user programs
often use variable names like these for their own purposes.
The example programs shown in this major node all start the names of
their private variables with an underscore (`_'). Users generally
don't use leading underscores in their variable names, so this
convention immediately decreases the chances that the variable name
will be accidentally shared with the user's program.
In addition, several of the library functions use a prefix that helps
indicate what function or set of functions use the variables--for
example, `_pw_byname' in the user database routines (*note Passwd
Functions::). This convention is recommended, since it even further
decreases the chance of inadvertent conflict among variable names.
Note that this convention is used equally well for variable names and
for private function names.(1)
As a final note on variable naming, if a function makes global
variables available for use by a main program, it is a good convention
to start that variable's name with a capital letter--for example,
`getopt()''s `Opterr' and `Optind' variables (*note Getopt Function::).
The leading capital letter indicates that it is global, while the fact
that the variable name is not all capital letters indicates that the
variable is not one of `awk''s built-in variables, such as `FS'.
It is also important that _all_ variables in library functions that
do not need to save state are, in fact, declared local.(2) If this is
not done, the variable could accidentally be used in the user's
program, leading to bugs that are very difficult to track down:
function lib_func(x, y, l1, l2)
{
...
USE VARIABLE some_var # some_var should be local
... # but is not by oversight
}
A different convention, common in the Tcl community, is to use a
single associative array to hold the values needed by the library
function(s), or "package." This significantly decreases the number of
actual global names in use. For example, the functions described in
*note Passwd Functions::, might have used array elements
`PW_data["inited"]', `PW_data["total"]', `PW_data["count"]', and
`PW_data["awklib"]', instead of `_pw_inited', `_pw_awklib', `_pw_total',
and `_pw_count'.
The conventions presented in this minor node are exactly that:
conventions. You are not required to write your programs this way--we
merely recommend that you do so.
---------- Footnotes ----------
(1) While all the library routines could have been rewritten to use
this convention, this was not done, in order to show how our own `awk'
programming style has evolved and to provide some basis for this
discussion.
(2) `gawk''s `--dump-variables' command-line option is useful for
verifying this.
File: gawk.info, Node: General Functions, Next: Data File Management, Prev: Library Names, Up: Library Functions
13.2 General Programming
========================
This minor node presents a number of functions that are of general
programming use.
* Menu:
* Strtonum Function:: A replacement for the built-in
`strtonum()' function.
* Assert Function:: A function for assertions in `awk'
programs.
* Round Function:: A function for rounding if `sprintf()'
does not do it correctly.
* Cliff Random Function:: The Cliff Random Number Generator.
* Ordinal Functions:: Functions for using characters as numbers and
vice versa.
* Join Function:: A function to join an array into a string.
* Gettimeofday Function:: A function to get formatted times.
File: gawk.info, Node: Strtonum Function, Next: Assert Function, Up: General Functions
13.2.1 Converting Strings To Numbers
------------------------------------
The `strtonum()' function (*note String Functions::) is a `gawk'
extension. The following function provides an implementation for other
versions of `awk':
# mystrtonum --- convert string to number
function mystrtonum(str, ret, chars, n, i, k, c)
{
if (str ~ /^0[0-7]*$/) {
# octal
n = length(str)
ret = 0
for (i = 1; i <= n; i++) {
c = substr(str, i, 1)
if ((k = index("01234567", c)) > 0)
k-- # adjust for 1-basing in awk
ret = ret * 8 + k
}
} else if (str ~ /^0[xX][[:xdigit:]]+/) {
# hexadecimal
str = substr(str, 3) # lop off leading 0x
n = length(str)
ret = 0
for (i = 1; i <= n; i++) {
c = substr(str, i, 1)
c = tolower(c)
if ((k = index("0123456789", c)) > 0)
k-- # adjust for 1-basing in awk
else if ((k = index("abcdef", c)) > 0)
k += 9
ret = ret * 16 + k
}
} else if (str ~ \
/^[-+]?([0-9]+([.][0-9]*([Ee][0-9]+)?)?|([.][0-9]+([Ee][-+]?[0-9]+)?))$/) {
# decimal number, possibly floating point
ret = str + 0
} else
ret = "NOT-A-NUMBER"
return ret
}
# BEGIN { # gawk test harness
# a[1] = "25"
# a[2] = ".31"
# a[3] = "0123"
# a[4] = "0xdeadBEEF"
# a[5] = "123.45"
# a[6] = "1.e3"
# a[7] = "1.32"
# a[7] = "1.32E2"
#
# for (i = 1; i in a; i++)
# print a[i], strtonum(a[i]), mystrtonum(a[i])
# }
The function first looks for C-style octal numbers (base 8). If the
input string matches a regular expression describing octal numbers,
then `mystrtonum()' loops through each character in the string. It
sets `k' to the index in `"01234567"' of the current octal digit.
Since the return value is one-based, the `k--' adjusts `k' so it can be
used in computing the return value.
Similar logic applies to the code that checks for and converts a
hexadecimal value, which starts with `0x' or `0X'. The use of
`tolower()' simplifies the computation for finding the correct numeric
value for each hexadecimal digit.
Finally, if the string matches the (rather complicated) regexp for a
regular decimal integer or floating-point number, the computation `ret
= str + 0' lets `awk' convert the value to a number.
A commented-out test program is included, so that the function can
be tested with `gawk' and the results compared to the built-in
`strtonum()' function.
File: gawk.info, Node: Assert Function, Next: Round Function, Prev: Strtonum Function, Up: General Functions
13.2.2 Assertions
-----------------
When writing large programs, it is often useful to know that a
condition or set of conditions is true. Before proceeding with a
particular computation, you make a statement about what you believe to
be the case. Such a statement is known as an "assertion". The C
language provides an `<assert.h>' header file and corresponding
`assert()' macro that the programmer can use to make assertions. If an
assertion fails, the `assert()' macro arranges to print a diagnostic
message describing the condition that should have been true but was
not, and then it kills the program. In C, using `assert()' looks this:
#include <assert.h>
int myfunc(int a, double b)
{
assert(a <= 5 && b >= 17.1);
...
}
If the assertion fails, the program prints a message similar to this:
prog.c:5: assertion failed: a <= 5 && b >= 17.1
The C language makes it possible to turn the condition into a string
for use in printing the diagnostic message. This is not possible in
`awk', so this `assert()' function also requires a string version of
the condition that is being tested. Following is the function:
# assert --- assert that a condition is true. Otherwise exit.
function assert(condition, string)
{
if (! condition) {
printf("%s:%d: assertion failed: %s\n",
FILENAME, FNR, string) > "/dev/stderr"
_assert_exit = 1
exit 1
}
}
END {
if (_assert_exit)
exit 1
}
The `assert()' function tests the `condition' parameter. If it is
false, it prints a message to standard error, using the `string'
parameter to describe the failed condition. It then sets the variable
`_assert_exit' to one and executes the `exit' statement. The `exit'
statement jumps to the `END' rule. If the `END' rules finds
`_assert_exit' to be true, it exits immediately.
The purpose of the test in the `END' rule is to keep any other `END'
rules from running. When an assertion fails, the program should exit
immediately. If no assertions fail, then `_assert_exit' is still false
when the `END' rule is run normally, and the rest of the program's
`END' rules execute. For all of this to work correctly, `assert.awk'
must be the first source file read by `awk'. The function can be used
in a program in the following way:
function myfunc(a, b)
{
assert(a <= 5 && b >= 17.1, "a <= 5 && b >= 17.1")
...
}
If the assertion fails, you see a message similar to the following:
mydata:1357: assertion failed: a <= 5 && b >= 17.1
There is a small problem with this version of `assert()'. An `END'
rule is automatically added to the program calling `assert()'.
Normally, if a program consists of just a `BEGIN' rule, the input files
and/or standard input are not read. However, now that the program has
an `END' rule, `awk' attempts to read the input data files or standard
input (*note Using BEGIN/END::), most likely causing the program to
hang as it waits for input.
There is a simple workaround to this: make sure that such a `BEGIN'
rule always ends with an `exit' statement.
File: gawk.info, Node: Round Function, Next: Cliff Random Function, Prev: Assert Function, Up: General Functions
13.2.3 Rounding Numbers
-----------------------
The way `printf' and `sprintf()' (*note Printf::) perform rounding
often depends upon the system's C `sprintf()' subroutine. On many
machines, `sprintf()' rounding is "unbiased," which means it doesn't
always round a trailing `.5' up, contrary to naive expectations. In
unbiased rounding, `.5' rounds to even, rather than always up, so 1.5
rounds to 2 but 4.5 rounds to 4. This means that if you are using a
format that does rounding (e.g., `"%.0f"'), you should check what your
system does. The following function does traditional rounding; it
might be useful if your `awk''s `printf' does unbiased rounding:
# round.awk --- do normal rounding
function round(x, ival, aval, fraction)
{
ival = int(x) # integer part, int() truncates
# see if fractional part
if (ival == x) # no fraction
return ival # ensure no decimals
if (x < 0) {
aval = -x # absolute value
ival = int(aval)
fraction = aval - ival
if (fraction >= .5)
return int(x) - 1 # -2.5 --> -3
else
return int(x) # -2.3 --> -2
} else {
fraction = x - ival
if (fraction >= .5)
return ival + 1
else
return ival
}
}
# test harness
{ print $0, round($0) }
File: gawk.info, Node: Cliff Random Function, Next: Ordinal Functions, Prev: Round Function, Up: General Functions
13.2.4 The Cliff Random Number Generator
----------------------------------------
The Cliff random number generator
(http://mathworld.wolfram.com/CliffRandomNumberGenerator.html) is a
very simple random number generator that "passes the noise sphere test
for randomness by showing no structure." It is easily programmed, in
less than 10 lines of `awk' code:
# cliff_rand.awk --- generate Cliff random numbers
BEGIN { _cliff_seed = 0.1 }
function cliff_rand()
{
_cliff_seed = (100 * log(_cliff_seed)) % 1
if (_cliff_seed < 0)
_cliff_seed = - _cliff_seed
return _cliff_seed
}
This algorithm requires an initial "seed" of 0.1. Each new value
uses the current seed as input for the calculation. If the built-in
`rand()' function (*note Numeric Functions::) isn't random enough, you
might try using this function instead.
File: gawk.info, Node: Ordinal Functions, Next: Join Function, Prev: Cliff Random Function, Up: General Functions
13.2.5 Translating Between Characters and Numbers
-------------------------------------------------
One commercial implementation of `awk' supplies a built-in function,
`ord()', which takes a character and returns the numeric value for that
character in the machine's character set. If the string passed to
`ord()' has more than one character, only the first one is used.
The inverse of this function is `chr()' (from the function of the
same name in Pascal), which takes a number and returns the
corresponding character. Both functions are written very nicely in
`awk'; there is no real reason to build them into the `awk' interpreter:
# ord.awk --- do ord and chr
# Global identifiers:
# _ord_: numerical values indexed by characters
# _ord_init: function to initialize _ord_
BEGIN { _ord_init() }
function _ord_init( low, high, i, t)
{
low = sprintf("%c", 7) # BEL is ascii 7
if (low == "\a") { # regular ascii
low = 0
high = 127
} else if (sprintf("%c", 128 + 7) == "\a") {
# ascii, mark parity
low = 128
high = 255
} else { # ebcdic(!)
low = 0
high = 255
}
for (i = low; i <= high; i++) {
t = sprintf("%c", i)
_ord_[t] = i
}
}
Some explanation of the numbers used by `chr' is worthwhile. The
most prominent character set in use today is ASCII.(1) Although an
8-bit byte can hold 256 distinct values (from 0 to 255), ASCII only
defines characters that use the values from 0 to 127.(2) In the now
distant past, at least one minicomputer manufacturer used ASCII, but
with mark parity, meaning that the leftmost bit in the byte is always
1. This means that on those systems, characters have numeric values
from 128 to 255. Finally, large mainframe systems use the EBCDIC
character set, which uses all 256 values. While there are other
character sets in use on some older systems, they are not really worth
worrying about:
function ord(str, c)
{
# only first character is of interest
c = substr(str, 1, 1)
return _ord_[c]
}
function chr(c)
{
# force c to be numeric by adding 0
return sprintf("%c", c + 0)
}
#### test code ####
# BEGIN \
# {
# for (;;) {
# printf("enter a character: ")
# if (getline var <= 0)
# break
# printf("ord(%s) = %d\n", var, ord(var))
# }
# }
An obvious improvement to these functions is to move the code for the
`_ord_init' function into the body of the `BEGIN' rule. It was written
this way initially for ease of development. There is a "test program"
in a `BEGIN' rule, to test the function. It is commented out for
production use.
---------- Footnotes ----------
(1) This is changing; many systems use Unicode, a very large
character set that includes ASCII as a subset. On systems with full
Unicode support, a character can occupy up to 32 bits, making simple
tests such as used here prohibitively expensive.
(2) ASCII has been extended in many countries to use the values from
128 to 255 for country-specific characters. If your system uses these
extensions, you can simplify `_ord_init' to loop from 0 to 255.
File: gawk.info, Node: Join Function, Next: Gettimeofday Function, Prev: Ordinal Functions, Up: General Functions
13.2.6 Merging an Array into a String
-------------------------------------
When doing string processing, it is often useful to be able to join all
the strings in an array into one long string. The following function,
`join()', accomplishes this task. It is used later in several of the
application programs (*note Sample Programs::).
Good function design is important; this function needs to be general
but it should also have a reasonable default behavior. It is called
with an array as well as the beginning and ending indices of the
elements in the array to be merged. This assumes that the array
indices are numeric--a reasonable assumption since the array was likely
created with `split()' (*note String Functions::):
# join.awk --- join an array into a string
function join(array, start, end, sep, result, i)
{
if (sep == "")
sep = " "
else if (sep == SUBSEP) # magic value
sep = ""
result = array[start]
for (i = start + 1; i <= end; i++)
result = result sep array[i]
return result
}
An optional additional argument is the separator to use when joining
the strings back together. If the caller supplies a nonempty value,
`join()' uses it; if it is not supplied, it has a null value. In this
case, `join()' uses a single space as a default separator for the
strings. If the value is equal to `SUBSEP', then `join()' joins the
strings with no separator between them. `SUBSEP' serves as a "magic"
value to indicate that there should be no separation between the
component strings.(1)
---------- Footnotes ----------
(1) It would be nice if `awk' had an assignment operator for
concatenation. The lack of an explicit operator for concatenation
makes string operations more difficult than they really need to be.
File: gawk.info, Node: Gettimeofday Function, Prev: Join Function, Up: General Functions
13.2.7 Managing the Time of Day
-------------------------------
The `systime()' and `strftime()' functions described in *note Time
Functions::, provide the minimum functionality necessary for dealing
with the time of day in human readable form. While `strftime()' is
extensive, the control formats are not necessarily easy to remember or
intuitively obvious when reading a program.
The following function, `gettimeofday()', populates a user-supplied
array with preformatted time information. It returns a string with the
current time formatted in the same way as the `date' utility:
# gettimeofday.awk --- get the time of day in a usable format
# Returns a string in the format of output of date(1)
# Populates the array argument time with individual values:
# time["second"] -- seconds (0 - 59)
# time["minute"] -- minutes (0 - 59)
# time["hour"] -- hours (0 - 23)
# time["althour"] -- hours (0 - 12)
# time["monthday"] -- day of month (1 - 31)
# time["month"] -- month of year (1 - 12)
# time["monthname"] -- name of the month
# time["shortmonth"] -- short name of the month
# time["year"] -- year modulo 100 (0 - 99)
# time["fullyear"] -- full year
# time["weekday"] -- day of week (Sunday = 0)
# time["altweekday"] -- day of week (Monday = 0)
# time["dayname"] -- name of weekday
# time["shortdayname"] -- short name of weekday
# time["yearday"] -- day of year (0 - 365)
# time["timezone"] -- abbreviation of timezone name
# time["ampm"] -- AM or PM designation
# time["weeknum"] -- week number, Sunday first day
# time["altweeknum"] -- week number, Monday first day
function gettimeofday(time, ret, now, i)
{
# get time once, avoids unnecessary system calls
now = systime()
# return date(1)-style output
ret = strftime("%a %b %e %H:%M:%S %Z %Y", now)
# clear out target array
delete time
# fill in values, force numeric values to be
# numeric by adding 0
time["second"] = strftime("%S", now) + 0
time["minute"] = strftime("%M", now) + 0
time["hour"] = strftime("%H", now) + 0
time["althour"] = strftime("%I", now) + 0
time["monthday"] = strftime("%d", now) + 0
time["month"] = strftime("%m", now) + 0
time["monthname"] = strftime("%B", now)
time["shortmonth"] = strftime("%b", now)
time["year"] = strftime("%y", now) + 0
time["fullyear"] = strftime("%Y", now) + 0
time["weekday"] = strftime("%w", now) + 0
time["altweekday"] = strftime("%u", now) + 0
time["dayname"] = strftime("%A", now)
time["shortdayname"] = strftime("%a", now)
time["yearday"] = strftime("%j", now) + 0
time["timezone"] = strftime("%Z", now)
time["ampm"] = strftime("%p", now)
time["weeknum"] = strftime("%U", now) + 0
time["altweeknum"] = strftime("%W", now) + 0
return ret
}
The string indices are easier to use and read than the various
formats required by `strftime()'. The `alarm' program presented in
*note Alarm Program::, uses this function. A more general design for
the `gettimeofday()' function would have allowed the user to supply an
optional timestamp value to use instead of the current time.
File: gawk.info, Node: Data File Management, Next: Getopt Function, Prev: General Functions, Up: Library Functions
13.3 Data File Management
=========================
This minor node presents functions that are useful for managing
command-line data files.
* Menu:
* Filetrans Function:: A function for handling data file transitions.
* Rewind Function:: A function for rereading the current file.
* File Checking:: Checking that data files are readable.
* Empty Files:: Checking for zero-length files.
* Ignoring Assigns:: Treating assignments as file names.
File: gawk.info, Node: Filetrans Function, Next: Rewind Function, Up: Data File Management
13.3.1 Noting Data File Boundaries
----------------------------------
The `BEGIN' and `END' rules are each executed exactly once at the
beginning and end of your `awk' program, respectively (*note
BEGIN/END::). We (the `gawk' authors) once had a user who mistakenly
thought that the `BEGIN' rule is executed at the beginning of each data
file and the `END' rule is executed at the end of each data file.
When informed that this was not the case, the user requested that we
add new special patterns to `gawk', named `BEGIN_FILE' and `END_FILE',
that would have the desired behavior. He even supplied us the code to
do so.
Adding these special patterns to `gawk' wasn't necessary; the job
can be done cleanly in `awk' itself, as illustrated by the following
library program. It arranges to call two user-supplied functions,
`beginfile()' and `endfile()', at the beginning and end of each data
file. Besides solving the problem in only nine(!) lines of code, it
does so _portably_; this works with any implementation of `awk':
# transfile.awk
#
# Give the user a hook for filename transitions
#
# The user must supply functions beginfile() and endfile()
# that each take the name of the file being started or
# finished, respectively.
FILENAME != _oldfilename \
{
if (_oldfilename != "")
endfile(_oldfilename)
_oldfilename = FILENAME
beginfile(FILENAME)
}
END { endfile(FILENAME) }
This file must be loaded before the user's "main" program, so that
the rule it supplies is executed first.
This rule relies on `awk''s `FILENAME' variable that automatically
changes for each new data file. The current file name is saved in a
private variable, `_oldfilename'. If `FILENAME' does not equal
`_oldfilename', then a new data file is being processed and it is
necessary to call `endfile()' for the old file. Because `endfile()'
should only be called if a file has been processed, the program first
checks to make sure that `_oldfilename' is not the null string. The
program then assigns the current file name to `_oldfilename' and calls
`beginfile()' for the file. Because, like all `awk' variables,
`_oldfilename' is initialized to the null string, this rule executes
correctly even for the first data file.
The program also supplies an `END' rule to do the final processing
for the last file. Because this `END' rule comes before any `END' rules
supplied in the "main" program, `endfile()' is called first. Once
again the value of multiple `BEGIN' and `END' rules should be clear.
If the same data file occurs twice in a row on the command line, then
`endfile()' and `beginfile()' are not executed at the end of the first
pass and at the beginning of the second pass. The following version
solves the problem:
# ftrans.awk --- handle data file transitions
#
# user supplies beginfile() and endfile() functions
FNR == 1 {
if (_filename_ != "")
endfile(_filename_)
_filename_ = FILENAME
beginfile(FILENAME)
}
END { endfile(_filename_) }
*note Wc Program::, shows how this library function can be used and
how it simplifies writing the main program.
Advanced Notes: So Why Does `gawk' have `BEGINFILE' and `ENDFILE'?
------------------------------------------------------------------
You are probably wondering, if `beginfile()' and `endfile()' functions
can do the job, why does `gawk' have `BEGINFILE' and `ENDFILE' patterns
(*note BEGINFILE/ENDFILE::)?
Good question. Normally, if `awk' cannot open a file, this causes
an immediate fatal error. In this case, there is no way for a
user-defined function to deal with the problem, since the mechanism for
calling it relies on the file being open and at the first record. Thus,
the main reason for `BEGINFILE' is to give you a "hook" to catch files
that cannot be processed. `ENDFILE' exists for symmetry, and because
it provides an easy way to do per-file cleanup processing.
File: gawk.info, Node: Rewind Function, Next: File Checking, Prev: Filetrans Function, Up: Data File Management
13.3.2 Rereading the Current File
---------------------------------
Another request for a new built-in function was for a `rewind()'
function that would make it possible to reread the current file. The
requesting user didn't want to have to use `getline' (*note Getline::)
inside a loop.
However, as long as you are not in the `END' rule, it is quite easy
to arrange to immediately close the current input file and then start
over with it from the top. For lack of a better name, we'll call it
`rewind()':
# rewind.awk --- rewind the current file and start over
function rewind( i)
{
# shift remaining arguments up
for (i = ARGC; i > ARGIND; i--)
ARGV[i] = ARGV[i-1]
# make sure gawk knows to keep going
ARGC++
# make current file next to get done
ARGV[ARGIND+1] = FILENAME
# do it
nextfile
}
This code relies on the `ARGIND' variable (*note Auto-set::), which
is specific to `gawk'. If you are not using `gawk', you can use ideas
presented in *note Filetrans Function::, to either update `ARGIND' on
your own or modify this code as appropriate.
The `rewind()' function also relies on the `nextfile' keyword (*note
Nextfile Statement::).
File: gawk.info, Node: File Checking, Next: Empty Files, Prev: Rewind Function, Up: Data File Management
13.3.3 Checking for Readable Data Files
---------------------------------------
Normally, if you give `awk' a data file that isn't readable, it stops
with a fatal error. There are times when you might want to just ignore
such files and keep going. You can do this by prepending the following
program to your `awk' program:
# readable.awk --- library file to skip over unreadable files
BEGIN {
for (i = 1; i < ARGC; i++) {
if (ARGV[i] ~ /^[[:alpha:]_][[:alnum:]_]*=.*/ \
|| ARGV[i] == "-" || ARGV[i] == "/dev/stdin")
continue # assignment or standard input
else if ((getline junk < ARGV[i]) < 0) # unreadable
delete ARGV[i]
else
close(ARGV[i])
}
}
This works, because the `getline' won't be fatal. Removing the
element from `ARGV' with `delete' skips the file (since it's no longer
in the list). See also *note ARGC and ARGV::.
File: gawk.info, Node: Empty Files, Next: Ignoring Assigns, Prev: File Checking, Up: Data File Management
13.3.4 Checking For Zero-length Files
-------------------------------------
All known `awk' implementations silently skip over zero-length files.
This is a by-product of `awk''s implicit
read-a-record-and-match-against-the-rules loop: when `awk' tries to
read a record from an empty file, it immediately receives an end of
file indication, closes the file, and proceeds on to the next
command-line data file, _without_ executing any user-level `awk'
program code.
Using `gawk''s `ARGIND' variable (*note Built-in Variables::), it is
possible to detect when an empty data file has been skipped. Similar
to the library file presented in *note Filetrans Function::, the
following library file calls a function named `zerofile()' that the
user must provide. The arguments passed are the file name and the
position in `ARGV' where it was found:
# zerofile.awk --- library file to process empty input files
BEGIN { Argind = 0 }
ARGIND > Argind + 1 {
for (Argind++; Argind < ARGIND; Argind++)
zerofile(ARGV[Argind], Argind)
}
ARGIND != Argind { Argind = ARGIND }
END {
if (ARGIND > Argind)
for (Argind++; Argind <= ARGIND; Argind++)
zerofile(ARGV[Argind], Argind)
}
The user-level variable `Argind' allows the `awk' program to track
its progress through `ARGV'. Whenever the program detects that
`ARGIND' is greater than `Argind + 1', it means that one or more empty
files were skipped. The action then calls `zerofile()' for each such
file, incrementing `Argind' along the way.
The `Argind != ARGIND' rule simply keeps `Argind' up to date in the
normal case.
Finally, the `END' rule catches the case of any empty files at the
end of the command-line arguments. Note that the test in the condition
of the `for' loop uses the `<=' operator, not `<'.
As an exercise, you might consider whether this same problem can be
solved without relying on `gawk''s `ARGIND' variable.
As a second exercise, revise this code to handle the case where an
intervening value in `ARGV' is a variable assignment.
File: gawk.info, Node: Ignoring Assigns, Prev: Empty Files, Up: Data File Management
13.3.5 Treating Assignments as File Names
-----------------------------------------
Occasionally, you might not want `awk' to process command-line variable
assignments (*note Assignment Options::). In particular, if you have a
file name that contain an `=' character, `awk' treats the file name as
an assignment, and does not process it.
Some users have suggested an additional command-line option for
`gawk' to disable command-line assignments. However, some simple
programming with a library file does the trick:
# noassign.awk --- library file to avoid the need for a
# special option that disables command-line assignments
function disable_assigns(argc, argv, i)
{
for (i = 1; i < argc; i++)
if (argv[i] ~ /^[[:alpha:]_][[:alnum:]_]*=.*/)
argv[i] = ("./" argv[i])
}
BEGIN {
if (No_command_assign)
disable_assigns(ARGC, ARGV)
}
You then run your program this way:
awk -v No_command_assign=1 -f noassign.awk -f yourprog.awk *
The function works by looping through the arguments. It prepends
`./' to any argument that matches the form of a variable assignment,
turning that argument into a file name.
The use of `No_command_assign' allows you to disable command-line
assignments at invocation time, by giving the variable a true value.
When not set, it is initially zero (i.e., false), so the command-line
arguments are left alone.
File: gawk.info, Node: Getopt Function, Next: Passwd Functions, Prev: Data File Management, Up: Library Functions
13.4 Processing Command-Line Options
====================================
Most utilities on POSIX compatible systems take options on the command
line that can be used to change the way a program behaves. `awk' is an
example of such a program (*note Options::). Often, options take
"arguments"; i.e., data that the program needs to correctly obey the
command-line option. For example, `awk''s `-F' option requires a
string to use as the field separator. The first occurrence on the
command line of either `--' or a string that does not begin with `-'
ends the options.
Modern Unix systems provide a C function named `getopt()' for
processing command-line arguments. The programmer provides a string
describing the one-letter options. If an option requires an argument,
it is followed in the string with a colon. `getopt()' is also passed
the count and values of the command-line arguments and is called in a
loop. `getopt()' processes the command-line arguments for option
letters. Each time around the loop, it returns a single character
representing the next option letter that it finds, or `?' if it finds
an invalid option. When it returns -1, there are no options left on
the command line.
When using `getopt()', options that do not take arguments can be
grouped together. Furthermore, options that take arguments require
that the argument be present. The argument can immediately follow the
option letter, or it can be a separate command-line argument.
Given a hypothetical program that takes three command-line options,
`-a', `-b', and `-c', where `-b' requires an argument, all of the
following are valid ways of invoking the program:
prog -a -b foo -c data1 data2 data3
prog -ac -bfoo -- data1 data2 data3
prog -acbfoo data1 data2 data3
Notice that when the argument is grouped with its option, the rest of
the argument is considered to be the option's argument. In this
example, `-acbfoo' indicates that all of the `-a', `-b', and `-c'
options were supplied, and that `foo' is the argument to the `-b'
option.
`getopt()' provides four external variables that the programmer can
use:
`optind'
The index in the argument value array (`argv') where the first
nonoption command-line argument can be found.
`optarg'
The string value of the argument to an option.
`opterr'
Usually `getopt()' prints an error message when it finds an invalid
option. Setting `opterr' to zero disables this feature. (An
application might want to print its own error message.)
`optopt'
The letter representing the command-line option.
The following C fragment shows how `getopt()' might process
command-line arguments for `awk':
int
main(int argc, char *argv[])
{
...
/* print our own message */
opterr = 0;
while ((c = getopt(argc, argv, "v:f:F:W:")) != -1) {
switch (c) {
case 'f': /* file */
...
break;
case 'F': /* field separator */
...
break;
case 'v': /* variable assignment */
...
break;
case 'W': /* extension */
...
break;
case '?':
default:
usage();
break;
}
}
...
}
As a side point, `gawk' actually uses the GNU `getopt_long()'
function to process both normal and GNU-style long options (*note
Options::).
The abstraction provided by `getopt()' is very useful and is quite
handy in `awk' programs as well. Following is an `awk' version of
`getopt()'. This function highlights one of the greatest weaknesses in
`awk', which is that it is very poor at manipulating single characters.
Repeated calls to `substr()' are necessary for accessing individual
characters (*note String Functions::).(1)
The discussion that follows walks through the code a bit at a time:
# getopt.awk --- Do C library getopt(3) function in awk
# External variables:
# Optind -- index in ARGV of first nonoption argument
# Optarg -- string value of argument to current option
# Opterr -- if nonzero, print our own diagnostic
# Optopt -- current option letter
# Returns:
# -1 at end of options
# "?" for unrecognized option
# <c> a character representing the current option
# Private Data:
# _opti -- index in multi-flag option, e.g., -abc
The function starts out with comments presenting a list of the
global variables it uses, what the return values are, what they mean,
and any global variables that are "private" to this library function.
Such documentation is essential for any program, and particularly for
library functions.
The `getopt()' function first checks that it was indeed called with
a string of options (the `options' parameter). If `options' has a zero
length, `getopt()' immediately returns -1:
function getopt(argc, argv, options, thisopt, i)
{
if (length(options) == 0) # no options given
return -1
if (argv[Optind] == "--") { # all done
Optind++
_opti = 0
return -1
} else if (argv[Optind] !~ /^-[^:[:space:]]/) {
_opti = 0
return -1
}
The next thing to check for is the end of the options. A `--' ends
the command-line options, as does any command-line argument that does
not begin with a `-'. `Optind' is used to step through the array of
command-line arguments; it retains its value across calls to
`getopt()', because it is a global variable.
The regular expression that is used, `/^-[^:[:space:]/', checks for
a `-' followed by anything that is not whitespace and not a colon. If
the current command-line argument does not match this pattern, it is
not an option, and it ends option processing. Continuing on:
if (_opti == 0)
_opti = 2
thisopt = substr(argv[Optind], _opti, 1)
Optopt = thisopt
i = index(options, thisopt)
if (i == 0) {
if (Opterr)
printf("%c -- invalid option\n",
thisopt) > "/dev/stderr"
if (_opti >= length(argv[Optind])) {
Optind++
_opti = 0
} else
_opti++
return "?"
}
The `_opti' variable tracks the position in the current command-line
argument (`argv[Optind]'). If multiple options are grouped together
with one `-' (e.g., `-abx'), it is necessary to return them to the user
one at a time.
If `_opti' is equal to zero, it is set to two, which is the index in
the string of the next character to look at (we skip the `-', which is
at position one). The variable `thisopt' holds the character, obtained
with `substr()'. It is saved in `Optopt' for the main program to use.
If `thisopt' is not in the `options' string, then it is an invalid
option. If `Opterr' is nonzero, `getopt()' prints an error message on
the standard error that is similar to the message from the C version of
`getopt()'.
Because the option is invalid, it is necessary to skip it and move
on to the next option character. If `_opti' is greater than or equal
to the length of the current command-line argument, it is necessary to
move on to the next argument, so `Optind' is incremented and `_opti' is
reset to zero. Otherwise, `Optind' is left alone and `_opti' is merely
incremented.
In any case, because the option is invalid, `getopt()' returns `"?"'.
The main program can examine `Optopt' if it needs to know what the
invalid option letter actually is. Continuing on:
if (substr(options, i + 1, 1) == ":") {
# get option argument
if (length(substr(argv[Optind], _opti + 1)) > 0)
Optarg = substr(argv[Optind], _opti + 1)
else
Optarg = argv[++Optind]
_opti = 0
} else
Optarg = ""
If the option requires an argument, the option letter is followed by
a colon in the `options' string. If there are remaining characters in
the current command-line argument (`argv[Optind]'), then the rest of
that string is assigned to `Optarg'. Otherwise, the next command-line
argument is used (`-xFOO' versus `-x FOO'). In either case, `_opti' is
reset to zero, because there are no more characters left to examine in
the current command-line argument. Continuing:
if (_opti == 0 || _opti >= length(argv[Optind])) {
Optind++
_opti = 0
} else
_opti++
return thisopt
}
Finally, if `_opti' is either zero or greater than the length of the
current command-line argument, it means this element in `argv' is
through being processed, so `Optind' is incremented to point to the
next element in `argv'. If neither condition is true, then only
`_opti' is incremented, so that the next option letter can be processed
on the next call to `getopt()'.
The `BEGIN' rule initializes both `Opterr' and `Optind' to one.
`Opterr' is set to one, since the default behavior is for `getopt()' to
print a diagnostic message upon seeing an invalid option. `Optind' is
set to one, since there's no reason to look at the program name, which
is in `ARGV[0]':
BEGIN {
Opterr = 1 # default is to diagnose
Optind = 1 # skip ARGV[0]
# test program
if (_getopt_test) {
while ((_go_c = getopt(ARGC, ARGV, "ab:cd")) != -1)
printf("c = <%c>, optarg = <%s>\n",
_go_c, Optarg)
printf("non-option arguments:\n")
for (; Optind < ARGC; Optind++)
printf("\tARGV[%d] = <%s>\n",
Optind, ARGV[Optind])
}
}
The rest of the `BEGIN' rule is a simple test program. Here is the
result of two sample runs of the test program:
$ awk -f getopt.awk -v _getopt_test=1 -- -a -cbARG bax -x
-| c = <a>, optarg = <>
-| c = <c>, optarg = <>
-| c = <b>, optarg = <ARG>
-| non-option arguments:
-| ARGV[3] = <bax>
-| ARGV[4] = <-x>
$ awk -f getopt.awk -v _getopt_test=1 -- -a -x -- xyz abc
-| c = <a>, optarg = <>
error--> x -- invalid option
-| c = <?>, optarg = <>
-| non-option arguments:
-| ARGV[4] = <xyz>
-| ARGV[5] = <abc>
In both runs, the first `--' terminates the arguments to `awk', so
that it does not try to interpret the `-a', etc., as its own options.
NOTE: After `getopt()' is through, it is the responsibility of the
user level code to clear out all the elements of `ARGV' from 1 to
`Optind', so that `awk' does not try to process the command-line
options as file names.
Several of the sample programs presented in *note Sample Programs::,
use `getopt()' to process their arguments.
---------- Footnotes ----------
(1) This function was written before `gawk' acquired the ability to
split strings into single characters using `""' as the separator. We
have left it alone, since using `substr()' is more portable.
File: gawk.info, Node: Passwd Functions, Next: Group Functions, Prev: Getopt Function, Up: Library Functions
13.5 Reading the User Database
==============================
The `PROCINFO' array (*note Built-in Variables::) provides access to
the current user's real and effective user and group ID numbers, and if
available, the user's supplementary group set. However, because these
are numbers, they do not provide very useful information to the average
user. There needs to be some way to find the user information
associated with the user and group ID numbers. This minor node
presents a suite of functions for retrieving information from the user
database. *Note Group Functions::, for a similar suite that retrieves
information from the group database.
The POSIX standard does not define the file where user information is
kept. Instead, it provides the `<pwd.h>' header file and several C
language subroutines for obtaining user information. The primary
function is `getpwent()', for "get password entry." The "password"
comes from the original user database file, `/etc/passwd', which stores
user information, along with the encrypted passwords (hence the name).
While an `awk' program could simply read `/etc/passwd' directly,
this file may not contain complete information about the system's set
of users.(1) To be sure you are able to produce a readable and complete
version of the user database, it is necessary to write a small C
program that calls `getpwent()'. `getpwent()' is defined as returning
a pointer to a `struct passwd'. Each time it is called, it returns the
next entry in the database. When there are no more entries, it returns
`NULL', the null pointer. When this happens, the C program should call
`endpwent()' to close the database. Following is `pwcat', a C program
that "cats" the password database:
/*
* pwcat.c
*
* Generate a printable version of the password database
*/
#include <stdio.h>
#include <pwd.h>
int
main(int argc, char **argv)
{
struct passwd *p;
while ((p = getpwent()) != NULL)
printf("%s:%s:%ld:%ld:%s:%s:%s\n",
p->pw_name, p->pw_passwd, (long) p->pw_uid,
(long) p->pw_gid, p->pw_gecos, p->pw_dir, p->pw_shell);
endpwent();
return 0;
}
If you don't understand C, don't worry about it. The output from
`pwcat' is the user database, in the traditional `/etc/passwd' format
of colon-separated fields. The fields are:
Login name
The user's login name.
Encrypted password
The user's encrypted password. This may not be available on some
systems.
User-ID
The user's numeric user ID number. (On some systems it's a C
`long', and not an `int'. Thus we cast it to `long' for all
cases.)
Group-ID
The user's numeric group ID number. (Similar comments about
`long' vs. `int' apply here.)
Full name
The user's full name, and perhaps other information associated
with the user.
Home directory
The user's login (or "home") directory (familiar to shell
programmers as `$HOME').
Login shell
The program that is run when the user logs in. This is usually a
shell, such as Bash.
A few lines representative of `pwcat''s output are as follows:
$ pwcat
-| root:3Ov02d5VaUPB6:0:1:Operator:/:/bin/sh
-| nobody:*:65534:65534::/:
-| daemon:*:1:1::/:
-| sys:*:2:2::/:/bin/csh
-| bin:*:3:3::/bin:
-| arnold:xyzzy:2076:10:Arnold Robbins:/home/arnold:/bin/sh
-| miriam:yxaay:112:10:Miriam Robbins:/home/miriam:/bin/sh
-| andy:abcca2:113:10:Andy Jacobs:/home/andy:/bin/sh
...
With that introduction, following is a group of functions for
getting user information. There are several functions here,
corresponding to the C functions of the same names:
# passwd.awk --- access password file information
BEGIN {
# tailor this to suit your system
_pw_awklib = "/usr/local/libexec/awk/"
}
function _pw_init( oldfs, oldrs, olddol0, pwcat, using_fw, using_fpat)
{
if (_pw_inited)
return
oldfs = FS
oldrs = RS
olddol0 = $0
using_fw = (PROCINFO["FS"] == "FIELDWIDTHS")
using_fpat = (PROCINFO["FS"] == "FPAT")
FS = ":"
RS = "\n"
pwcat = _pw_awklib "pwcat"
while ((pwcat | getline) > 0) {
_pw_byname[$1] = $0
_pw_byuid[$3] = $0
_pw_bycount[++_pw_total] = $0
}
close(pwcat)
_pw_count = 0
_pw_inited = 1
FS = oldfs
if (using_fw)
FIELDWIDTHS = FIELDWIDTHS
else if (using_fpat)
FPAT = FPAT
RS = oldrs
$0 = olddol0
}
The `BEGIN' rule sets a private variable to the directory where
`pwcat' is stored. Because it is used to help out an `awk' library
routine, we have chosen to put it in `/usr/local/libexec/awk'; however,
you might want it to be in a different directory on your system.
The function `_pw_init()' keeps three copies of the user information
in three associative arrays. The arrays are indexed by username
(`_pw_byname'), by user ID number (`_pw_byuid'), and by order of
occurrence (`_pw_bycount'). The variable `_pw_inited' is used for
efficiency, since `_pw_init()' needs to be called only once.
Because this function uses `getline' to read information from
`pwcat', it first saves the values of `FS', `RS', and `$0'. It notes
in the variable `using_fw' whether field splitting with `FIELDWIDTHS'
is in effect or not. Doing so is necessary, since these functions
could be called from anywhere within a user's program, and the user may
have his or her own way of splitting records and fields.
The `using_fw' variable checks `PROCINFO["FS"]', which is
`"FIELDWIDTHS"' if field splitting is being done with `FIELDWIDTHS'.
This makes it possible to restore the correct field-splitting mechanism
later. The test can only be true for `gawk'. It is false if using
`FS' or `FPAT', or on some other `awk' implementation.
The code that checks for using `FPAT', using `using_fpat' and
`PROCINFO["FS"]' is similar.
The main part of the function uses a loop to read database lines,
split the line into fields, and then store the line into each array as
necessary. When the loop is done, `_pw_init()' cleans up by closing
the pipeline, setting `_pw_inited' to one, and restoring `FS' (and
`FIELDWIDTHS' or `FPAT' if necessary), `RS', and `$0'. The use of
`_pw_count' is explained shortly.
The `getpwnam()' function takes a username as a string argument. If
that user is in the database, it returns the appropriate line.
Otherwise, it relies on the array reference to a nonexistent element to
create the element with the null string as its value:
function getpwnam(name)
{
_pw_init()
return _pw_byname[name]
}
Similarly, the `getpwuid' function takes a user ID number argument.
If that user number is in the database, it returns the appropriate
line. Otherwise, it returns the null string:
function getpwuid(uid)
{
_pw_init()
return _pw_byuid[uid]
}
The `getpwent()' function simply steps through the database, one
entry at a time. It uses `_pw_count' to track its current position in
the `_pw_bycount' array:
function getpwent()
{
_pw_init()
if (_pw_count < _pw_total)
return _pw_bycount[++_pw_count]
return ""
}
The `endpwent()' function resets `_pw_count' to zero, so that
subsequent calls to `getpwent()' start over again:
function endpwent()
{
_pw_count = 0
}
A conscious design decision in this suite is that each subroutine
calls `_pw_init()' to initialize the database arrays. The overhead of
running a separate process to generate the user database, and the I/O
to scan it, are only incurred if the user's main program actually calls
one of these functions. If this library file is loaded along with a
user's program, but none of the routines are ever called, then there is
no extra runtime overhead. (The alternative is move the body of
`_pw_init()' into a `BEGIN' rule, which always runs `pwcat'. This
simplifies the code but runs an extra process that may never be needed.)
In turn, calling `_pw_init()' is not too expensive, because the
`_pw_inited' variable keeps the program from reading the data more than
once. If you are worried about squeezing every last cycle out of your
`awk' program, the check of `_pw_inited' could be moved out of
`_pw_init()' and duplicated in all the other functions. In practice,
this is not necessary, since most `awk' programs are I/O-bound, and
such a change would clutter up the code.
The `id' program in *note Id Program::, uses these functions.
---------- Footnotes ----------
(1) It is often the case that password information is stored in a
network database.
File: gawk.info, Node: Group Functions, Next: Walking Arrays, Prev: Passwd Functions, Up: Library Functions
13.6 Reading the Group Database
===============================
Much of the discussion presented in *note Passwd Functions::, applies
to the group database as well. Although there has traditionally been a
well-known file (`/etc/group') in a well-known format, the POSIX
standard only provides a set of C library routines (`<grp.h>' and
`getgrent()') for accessing the information. Even though this file may
exist, it may not have complete information. Therefore, as with the
user database, it is necessary to have a small C program that generates
the group database as its output. `grcat', a C program that "cats" the
group database, is as follows:
/*
* grcat.c
*
* Generate a printable version of the group database
*/
#include <stdio.h>
#include <grp.h>
int
main(int argc, char **argv)
{
struct group *g;
int i;
while ((g = getgrent()) != NULL) {
printf("%s:%s:%ld:", g->gr_name, g->gr_passwd,
(long) g->gr_gid);
for (i = 0; g->gr_mem[i] != NULL; i++) {
printf("%s", g->gr_mem[i]);
if (g->gr_mem[i+1] != NULL)
putchar(',');
}
putchar('\n');
}
endgrent();
return 0;
}
Each line in the group database represents one group. The fields are
separated with colons and represent the following information:
Group Name
The group's name.
Group Password
The group's encrypted password. In practice, this field is never
used; it is usually empty or set to `*'.
Group ID Number
The group's numeric group ID number; this number must be unique
within the file. (On some systems it's a C `long', and not an
`int'. Thus we cast it to `long' for all cases.)
Group Member List
A comma-separated list of user names. These users are members of
the group. Modern Unix systems allow users to be members of
several groups simultaneously. If your system does, then there
are elements `"group1"' through `"groupN"' in `PROCINFO' for those
group ID numbers. (Note that `PROCINFO' is a `gawk' extension;
*note Built-in Variables::.)
Here is what running `grcat' might produce:
$ grcat
-| wheel:*:0:arnold
-| nogroup:*:65534:
-| daemon:*:1:
-| kmem:*:2:
-| staff:*:10:arnold,miriam,andy
-| other:*:20:
...
Here are the functions for obtaining information from the group
database. There are several, modeled after the C library functions of
the same names:
# group.awk --- functions for dealing with the group file
BEGIN \
{
# Change to suit your system
_gr_awklib = "/usr/local/libexec/awk/"
}
function _gr_init( oldfs, oldrs, olddol0, grcat,
using_fw, using_fpat, n, a, i)
{
if (_gr_inited)
return
oldfs = FS
oldrs = RS
olddol0 = $0
using_fw = (PROCINFO["FS"] == "FIELDWIDTHS")
using_fpat = (PROCINFO["FS"] == "FPAT")
FS = ":"
RS = "\n"
grcat = _gr_awklib "grcat"
while ((grcat | getline) > 0) {
if ($1 in _gr_byname)
_gr_byname[$1] = _gr_byname[$1] "," $4
else
_gr_byname[$1] = $0
if ($3 in _gr_bygid)
_gr_bygid[$3] = _gr_bygid[$3] "," $4
else
_gr_bygid[$3] = $0
n = split($4, a, "[ \t]*,[ \t]*")
for (i = 1; i <= n; i++)
if (a[i] in _gr_groupsbyuser)
_gr_groupsbyuser[a[i]] = \
_gr_groupsbyuser[a[i]] " " $1
else
_gr_groupsbyuser[a[i]] = $1
_gr_bycount[++_gr_count] = $0
}
close(grcat)
_gr_count = 0
_gr_inited++
FS = oldfs
if (using_fw)
FIELDWIDTHS = FIELDWIDTHS
else if (using_fpat)
FPAT = FPAT
RS = oldrs
$0 = olddol0
}
The `BEGIN' rule sets a private variable to the directory where
`grcat' is stored. Because it is used to help out an `awk' library
routine, we have chosen to put it in `/usr/local/libexec/awk'. You
might want it to be in a different directory on your system.
These routines follow the same general outline as the user database
routines (*note Passwd Functions::). The `_gr_inited' variable is used
to ensure that the database is scanned no more than once. The
`_gr_init()' function first saves `FS', `RS', and `$0', and then sets
`FS' and `RS' to the correct values for scanning the group information.
It also takes care to note whether `FIELDWIDTHS' or `FPAT' is being
used, and to restore the appropriate field splitting mechanism.
The group information is stored is several associative arrays. The
arrays are indexed by group name (`_gr_byname'), by group ID number
(`_gr_bygid'), and by position in the database (`_gr_bycount'). There
is an additional array indexed by user name (`_gr_groupsbyuser'), which
is a space-separated list of groups to which each user belongs.
Unlike the user database, it is possible to have multiple records in
the database for the same group. This is common when a group has a
large number of members. A pair of such entries might look like the
following:
tvpeople:*:101:johnny,jay,arsenio
tvpeople:*:101:david,conan,tom,joan
For this reason, `_gr_init()' looks to see if a group name or group
ID number is already seen. If it is, then the user names are simply
concatenated onto the previous list of users. (There is actually a
subtle problem with the code just presented. Suppose that the first
time there were no names. This code adds the names with a leading
comma. It also doesn't check that there is a `$4'.)
Finally, `_gr_init()' closes the pipeline to `grcat', restores `FS'
(and `FIELDWIDTHS' or `FPAT' if necessary), `RS', and `$0', initializes
`_gr_count' to zero (it is used later), and makes `_gr_inited' nonzero.
The `getgrnam()' function takes a group name as its argument, and if
that group exists, it is returned. Otherwise, it relies on the array
reference to a nonexistent element to create the element with the null
string as its value:
function getgrnam(group)
{
_gr_init()
return _gr_byname[group]
}
The `getgrgid()' function is similar; it takes a numeric group ID and
looks up the information associated with that group ID:
function getgrgid(gid)
{
_gr_init()
return _gr_bygid[gid]
}
The `getgruser()' function does not have a C counterpart. It takes a
user name and returns the list of groups that have the user as a member:
function getgruser(user)
{
_gr_init()
return _gr_groupsbyuser[user]
}
The `getgrent()' function steps through the database one entry at a
time. It uses `_gr_count' to track its position in the list:
function getgrent()
{
_gr_init()
if (++_gr_count in _gr_bycount)
return _gr_bycount[_gr_count]
return ""
}
The `endgrent()' function resets `_gr_count' to zero so that
`getgrent()' can start over again:
function endgrent()
{
_gr_count = 0
}
As with the user database routines, each function calls `_gr_init()'
to initialize the arrays. Doing so only incurs the extra overhead of
running `grcat' if these functions are used (as opposed to moving the
body of `_gr_init()' into a `BEGIN' rule).
Most of the work is in scanning the database and building the various
associative arrays. The functions that the user calls are themselves
very simple, relying on `awk''s associative arrays to do work.
The `id' program in *note Id Program::, uses these functions.
File: gawk.info, Node: Walking Arrays, Prev: Group Functions, Up: Library Functions
13.7 Traversing Arrays of Arrays
================================
*note Arrays of Arrays::, described how `gawk' provides arrays of
arrays. In particular, any element of an array may be either a scalar,
or another array. The `isarray()' function (*note Type Functions::)
lets you distinguish an array from a scalar. The following function,
`walk_array()', recursively traverses an array, printing each element's
indices and value. You call it with the array and a string
representing the name of the array:
function walk_array(arr, name, i)
{
for (i in arr) {
if (isarray(arr[i]))
walk_array(arr[i], (name "[" i "]"))
else
printf("%s[%s] = %s\n", name, i, arr[i])
}
}
It works by looping over each element of the array. If any given
element is itself an array, the function calls itself recursively,
passing the subarray and a new string representing the current index.
Otherwise, the function simply prints the element's name, index, and
value. Here is a main program to demonstrate:
BEGIN {
a[1] = 1
a[2][1] = 21
a[2][2] = 22
a[3] = 3
a[4][1][1] = 411
a[4][2] = 42
walk_array(a, "a")
}
When run, the program produces the following output:
$ gawk -f walk_array.awk
-| a[4][1][1] = 411
-| a[4][2] = 42
-| a[1] = 1
-| a[2][1] = 21
-| a[2][2] = 22
-| a[3] = 3
File: gawk.info, Node: Sample Programs, Next: Debugger, Prev: Library Functions, Up: Top
14 Practical `awk' Programs
***************************
*note Library Functions::, presents the idea that reading programs in a
language contributes to learning that language. This major node
continues that theme, presenting a potpourri of `awk' programs for your
reading enjoyment.
Many of these programs use library functions presented in *note
Library Functions::.
* Menu:
* Running Examples:: How to run these examples.
* Clones:: Clones of common utilities.
* Miscellaneous Programs:: Some interesting `awk' programs.
File: gawk.info, Node: Running Examples, Next: Clones, Up: Sample Programs
14.1 Running the Example Programs
=================================
To run a given program, you would typically do something like this:
awk -f PROGRAM -- OPTIONS FILES
Here, PROGRAM is the name of the `awk' program (such as `cut.awk'),
OPTIONS are any command-line options for the program that start with a
`-', and FILES are the actual data files.
If your system supports the `#!' executable interpreter mechanism
(*note Executable Scripts::), you can instead run your program directly:
cut.awk -c1-8 myfiles > results
If your `awk' is not `gawk', you may instead need to use this:
cut.awk -- -c1-8 myfiles > results
File: gawk.info, Node: Clones, Next: Miscellaneous Programs, Prev: Running Examples, Up: Sample Programs
14.2 Reinventing Wheels for Fun and Profit
==========================================
This minor node presents a number of POSIX utilities implemented in
`awk'. Reinventing these programs in `awk' is often enjoyable, because
the algorithms can be very clearly expressed, and the code is usually
very concise and simple. This is true because `awk' does so much for
you.
It should be noted that these programs are not necessarily intended
to replace the installed versions on your system. Nor may all of these
programs be fully compliant with the most recent POSIX standard. This
is not a problem; their purpose is to illustrate `awk' language
programming for "real world" tasks.
The programs are presented in alphabetical order.
* Menu:
* Cut Program:: The `cut' utility.
* Egrep Program:: The `egrep' utility.
* Id Program:: The `id' utility.
* Split Program:: The `split' utility.
* Tee Program:: The `tee' utility.
* Uniq Program:: The `uniq' utility.
* Wc Program:: The `wc' utility.
File: gawk.info, Node: Cut Program, Next: Egrep Program, Up: Clones
14.2.1 Cutting out Fields and Columns
-------------------------------------
The `cut' utility selects, or "cuts," characters or fields from its
standard input and sends them to its standard output. Fields are
separated by TABs by default, but you may supply a command-line option
to change the field "delimiter" (i.e., the field-separator character).
`cut''s definition of fields is less general than `awk''s.
A common use of `cut' might be to pull out just the login name of
logged-on users from the output of `who'. For example, the following
pipeline generates a sorted, unique list of the logged-on users:
who | cut -c1-8 | sort | uniq
The options for `cut' are:
`-c LIST'
Use LIST as the list of characters to cut out. Items within the
list may be separated by commas, and ranges of characters can be
separated with dashes. The list `1-8,15,22-35' specifies
characters 1 through 8, 15, and 22 through 35.
`-f LIST'
Use LIST as the list of fields to cut out.
`-d DELIM'
Use DELIM as the field-separator character instead of the TAB
character.
`-s'
Suppress printing of lines that do not contain the field delimiter.
The `awk' implementation of `cut' uses the `getopt()' library
function (*note Getopt Function::) and the `join()' library function
(*note Join Function::).
The program begins with a comment describing the options, the library
functions needed, and a `usage()' function that prints out a usage
message and exits. `usage()' is called if invalid arguments are
supplied:
# cut.awk --- implement cut in awk
# Options:
# -f list Cut fields
# -d c Field delimiter character
# -c list Cut characters
#
# -s Suppress lines without the delimiter
#
# Requires getopt() and join() library functions
function usage( e1, e2)
{
e1 = "usage: cut [-f list] [-d c] [-s] [files...]"
e2 = "usage: cut [-c list] [files...]"
print e1 > "/dev/stderr"
print e2 > "/dev/stderr"
exit 1
}
The variables `e1' and `e2' are used so that the function fits nicely
on the screen.
Next comes a `BEGIN' rule that parses the command-line options. It
sets `FS' to a single TAB character, because that is `cut''s default
field separator. The rule then sets the output field separator to be the
same as the input field separator. A loop using `getopt()' steps
through the command-line options. Exactly one of the variables
`by_fields' or `by_chars' is set to true, to indicate that processing
should be done by fields or by characters, respectively. When cutting
by characters, the output field separator is set to the null string:
BEGIN \
{
FS = "\t" # default
OFS = FS
while ((c = getopt(ARGC, ARGV, "sf:c:d:")) != -1) {
if (c == "f") {
by_fields = 1
fieldlist = Optarg
} else if (c == "c") {
by_chars = 1
fieldlist = Optarg
OFS = ""
} else if (c == "d") {
if (length(Optarg) > 1) {
printf("Using first character of %s" \
" for delimiter\n", Optarg) > "/dev/stderr"
Optarg = substr(Optarg, 1, 1)
}
FS = Optarg
OFS = FS
if (FS == " ") # defeat awk semantics
FS = "[ ]"
} else if (c == "s")
suppress++
else
usage()
}
# Clear out options
for (i = 1; i < Optind; i++)
ARGV[i] = ""
The code must take special care when the field delimiter is a space.
Using a single space (`" "') for the value of `FS' is incorrect--`awk'
would separate fields with runs of spaces, TABs, and/or newlines, and
we want them to be separated with individual spaces. Also remember
that after `getopt()' is through (as described in *note Getopt
Function::), we have to clear out all the elements of `ARGV' from 1 to
`Optind', so that `awk' does not try to process the command-line options
as file names.
After dealing with the command-line options, the program verifies
that the options make sense. Only one or the other of `-c' and `-f'
should be used, and both require a field list. Then the program calls
either `set_fieldlist()' or `set_charlist()' to pull apart the list of
fields or characters:
if (by_fields && by_chars)
usage()
if (by_fields == 0 && by_chars == 0)
by_fields = 1 # default
if (fieldlist == "") {
print "cut: needs list for -c or -f" > "/dev/stderr"
exit 1
}
if (by_fields)
set_fieldlist()
else
set_charlist()
}
`set_fieldlist()' splits the field list apart at the commas into an
array. Then, for each element of the array, it looks to see if the
element is actually a range, and if so, splits it apart. The function
checks the range to make sure that the first number is smaller than the
second. Each number in the list is added to the `flist' array, which
simply lists the fields that will be printed. Normal field splitting
is used. The program lets `awk' handle the job of doing the field
splitting:
function set_fieldlist( n, m, i, j, k, f, g)
{
n = split(fieldlist, f, ",")
j = 1 # index in flist
for (i = 1; i <= n; i++) {
if (index(f[i], "-") != 0) { # a range
m = split(f[i], g, "-")
if (m != 2 || g[1] >= g[2]) {
printf("bad field list: %s\n",
f[i]) > "/dev/stderr"
exit 1
}
for (k = g[1]; k <= g[2]; k++)
flist[j++] = k
} else
flist[j++] = f[i]
}
nfields = j - 1
}
The `set_charlist()' function is more complicated than
`set_fieldlist()'. The idea here is to use `gawk''s `FIELDWIDTHS'
variable (*note Constant Size::), which describes constant-width input.
When using a character list, that is exactly what we have.
Setting up `FIELDWIDTHS' is more complicated than simply listing the
fields that need to be printed. We have to keep track of the fields to
print and also the intervening characters that have to be skipped. For
example, suppose you wanted characters 1 through 8, 15, and 22 through
35. You would use `-c 1-8,15,22-35'. The necessary value for
`FIELDWIDTHS' is `"8 6 1 6 14"'. This yields five fields, and the
fields to print are `$1', `$3', and `$5'. The intermediate fields are
"filler", which is stuff in between the desired data. `flist' lists
the fields to print, and `t' tracks the complete field list, including
filler fields:
function set_charlist( field, i, j, f, g, t,
filler, last, len)
{
field = 1 # count total fields
n = split(fieldlist, f, ",")
j = 1 # index in flist
for (i = 1; i <= n; i++) {
if (index(f[i], "-") != 0) { # range
m = split(f[i], g, "-")
if (m != 2 || g[1] >= g[2]) {
printf("bad character list: %s\n",
f[i]) > "/dev/stderr"
exit 1
}
len = g[2] - g[1] + 1
if (g[1] > 1) # compute length of filler
filler = g[1] - last - 1
else
filler = 0
if (filler)
t[field++] = filler
t[field++] = len # length of field
last = g[2]
flist[j++] = field - 1
} else {
if (f[i] > 1)
filler = f[i] - last - 1
else
filler = 0
if (filler)
t[field++] = filler
t[field++] = 1
last = f[i]
flist[j++] = field - 1
}
}
FIELDWIDTHS = join(t, 1, field - 1)
nfields = j - 1
}
Next is the rule that actually processes the data. If the `-s'
option is given, then `suppress' is true. The first `if' statement
makes sure that the input record does have the field separator. If
`cut' is processing fields, `suppress' is true, and the field separator
character is not in the record, then the record is skipped.
If the record is valid, then `gawk' has split the data into fields,
either using the character in `FS' or using fixed-length fields and
`FIELDWIDTHS'. The loop goes through the list of fields that should be
printed. The corresponding field is printed if it contains data. If
the next field also has data, then the separator character is written
out between the fields:
{
if (by_fields && suppress && index($0, FS) != 0)
next
for (i = 1; i <= nfields; i++) {
if ($flist[i] != "") {
printf "%s", $flist[i]
if (i < nfields && $flist[i+1] != "")
printf "%s", OFS
}
}
print ""
}
This version of `cut' relies on `gawk''s `FIELDWIDTHS' variable to
do the character-based cutting. While it is possible in other `awk'
implementations to use `substr()' (*note String Functions::), it is
also extremely painful. The `FIELDWIDTHS' variable supplies an elegant
solution to the problem of picking the input line apart by characters.
File: gawk.info, Node: Egrep Program, Next: Id Program, Prev: Cut Program, Up: Clones
14.2.2 Searching for Regular Expressions in Files
-------------------------------------------------
The `egrep' utility searches files for patterns. It uses regular
expressions that are almost identical to those available in `awk'
(*note Regexp::). You invoke it as follows:
egrep [ OPTIONS ] 'PATTERN' FILES ...
The PATTERN is a regular expression. In typical usage, the regular
expression is quoted to prevent the shell from expanding any of the
special characters as file name wildcards. Normally, `egrep' prints
the lines that matched. If multiple file names are provided on the
command line, each output line is preceded by the name of the file and
a colon.
The options to `egrep' are as follows:
`-c'
Print out a count of the lines that matched the pattern, instead
of the lines themselves.
`-s'
Be silent. No output is produced and the exit value indicates
whether the pattern was matched.
`-v'
Invert the sense of the test. `egrep' prints the lines that do
_not_ match the pattern and exits successfully if the pattern is
not matched.
`-i'
Ignore case distinctions in both the pattern and the input data.
`-l'
Only print (list) the names of the files that matched, not the
lines that matched.
`-e PATTERN'
Use PATTERN as the regexp to match. The purpose of the `-e'
option is to allow patterns that start with a `-'.
This version uses the `getopt()' library function (*note Getopt
Function::) and the file transition library program (*note Filetrans
Function::).
The program begins with a descriptive comment and then a `BEGIN' rule
that processes the command-line arguments with `getopt()'. The `-i'
(ignore case) option is particularly easy with `gawk'; we just use the
`IGNORECASE' built-in variable (*note Built-in Variables::):
# egrep.awk --- simulate egrep in awk
#
# Options:
# -c count of lines
# -s silent - use exit value
# -v invert test, success if no match
# -i ignore case
# -l print filenames only
# -e argument is pattern
#
# Requires getopt and file transition library functions
BEGIN {
while ((c = getopt(ARGC, ARGV, "ce:svil")) != -1) {
if (c == "c")
count_only++
else if (c == "s")
no_print++
else if (c == "v")
invert++
else if (c == "i")
IGNORECASE = 1
else if (c == "l")
filenames_only++
else if (c == "e")
pattern = Optarg
else
usage()
}
Next comes the code that handles the `egrep'-specific behavior. If no
pattern is supplied with `-e', the first nonoption on the command line
is used. The `awk' command-line arguments up to `ARGV[Optind]' are
cleared, so that `awk' won't try to process them as files. If no files
are specified, the standard input is used, and if multiple files are
specified, we make sure to note this so that the file names can precede
the matched lines in the output:
if (pattern == "")
pattern = ARGV[Optind++]
for (i = 1; i < Optind; i++)
ARGV[i] = ""
if (Optind >= ARGC) {
ARGV[1] = "-"
ARGC = 2
} else if (ARGC - Optind > 1)
do_filenames++
# if (IGNORECASE)
# pattern = tolower(pattern)
}
The last two lines are commented out, since they are not needed in
`gawk'. They should be uncommented if you have to use another version
of `awk'.
The next set of lines should be uncommented if you are not using
`gawk'. This rule translates all the characters in the input line into
lowercase if the `-i' option is specified.(1) The rule is commented out
since it is not necessary with `gawk':
#{
# if (IGNORECASE)
# $0 = tolower($0)
#}
The `beginfile()' function is called by the rule in `ftrans.awk'
when each new file is processed. In this case, it is very simple; all
it does is initialize a variable `fcount' to zero. `fcount' tracks how
many lines in the current file matched the pattern. Naming the
parameter `junk' shows we know that `beginfile()' is called with a
parameter, but that we're not interested in its value:
function beginfile(junk)
{
fcount = 0
}
The `endfile()' function is called after each file has been
processed. It affects the output only when the user wants a count of
the number of lines that matched. `no_print' is true only if the exit
status is desired. `count_only' is true if line counts are desired.
`egrep' therefore only prints line counts if printing and counting are
enabled. The output format must be adjusted depending upon the number
of files to process. Finally, `fcount' is added to `total', so that we
know the total number of lines that matched the pattern:
function endfile(file)
{
if (! no_print && count_only) {
if (do_filenames)
print file ":" fcount
else
print fcount
}
total += fcount
}
The following rule does most of the work of matching lines. The
variable `matches' is true if the line matched the pattern. If the user
wants lines that did not match, the sense of `matches' is inverted
using the `!' operator. `fcount' is incremented with the value of
`matches', which is either one or zero, depending upon a successful or
unsuccessful match. If the line does not match, the `next' statement
just moves on to the next record.
A number of additional tests are made, but they are only done if we
are not counting lines. First, if the user only wants exit status
(`no_print' is true), then it is enough to know that _one_ line in this
file matched, and we can skip on to the next file with `nextfile'.
Similarly, if we are only printing file names, we can print the file
name, and then skip to the next file with `nextfile'. Finally, each
line is printed, with a leading file name and colon if necessary:
{
matches = ($0 ~ pattern)
if (invert)
matches = ! matches
fcount += matches # 1 or 0
if (! matches)
next
if (! count_only) {
if (no_print)
nextfile
if (filenames_only) {
print FILENAME
nextfile
}
if (do_filenames)
print FILENAME ":" $0
else
print
}
}
The `END' rule takes care of producing the correct exit status. If
there are no matches, the exit status is one; otherwise it is zero:
END \
{
if (total == 0)
exit 1
exit 0
}
The `usage()' function prints a usage message in case of invalid
options, and then exits:
function usage( e)
{
e = "Usage: egrep [-csvil] [-e pat] [files ...]"
e = e "\n\tegrep [-csvil] pat [files ...]"
print e > "/dev/stderr"
exit 1
}
The variable `e' is used so that the function fits nicely on the
printed page.
Just a note on programming style: you may have noticed that the `END'
rule uses backslash continuation, with the open brace on a line by
itself. This is so that it more closely resembles the way functions
are written. Many of the examples in this major node use this style.
You can decide for yourself if you like writing your `BEGIN' and `END'
rules this way or not.
---------- Footnotes ----------
(1) It also introduces a subtle bug; if a match happens, we output
the translated line, not the original.
File: gawk.info, Node: Id Program, Next: Split Program, Prev: Egrep Program, Up: Clones
14.2.3 Printing out User Information
------------------------------------
The `id' utility lists a user's real and effective user ID numbers,
real and effective group ID numbers, and the user's group set, if any.
`id' only prints the effective user ID and group ID if they are
different from the real ones. If possible, `id' also supplies the
corresponding user and group names. The output might look like this:
$ id
-| uid=500(arnold) gid=500(arnold) groups=6(disk),7(lp),19(floppy)
This information is part of what is provided by `gawk''s `PROCINFO'
array (*note Built-in Variables::). However, the `id' utility provides
a more palatable output than just individual numbers.
Here is a simple version of `id' written in `awk'. It uses the user
database library functions (*note Passwd Functions::) and the group
database library functions (*note Group Functions::):
The program is fairly straightforward. All the work is done in the
`BEGIN' rule. The user and group ID numbers are obtained from
`PROCINFO'. The code is repetitive. The entry in the user database
for the real user ID number is split into parts at the `:'. The name is
the first field. Similar code is used for the effective user ID number
and the group numbers:
# id.awk --- implement id in awk
#
# Requires user and group library functions
# output is:
# uid=12(foo) euid=34(bar) gid=3(baz) \
# egid=5(blat) groups=9(nine),2(two),1(one)
BEGIN \
{
uid = PROCINFO["uid"]
euid = PROCINFO["euid"]
gid = PROCINFO["gid"]
egid = PROCINFO["egid"]
printf("uid=%d", uid)
pw = getpwuid(uid)
if (pw != "") {
split(pw, a, ":")
printf("(%s)", a[1])
}
if (euid != uid) {
printf(" euid=%d", euid)
pw = getpwuid(euid)
if (pw != "") {
split(pw, a, ":")
printf("(%s)", a[1])
}
}
printf(" gid=%d", gid)
pw = getgrgid(gid)
if (pw != "") {
split(pw, a, ":")
printf("(%s)", a[1])
}
if (egid != gid) {
printf(" egid=%d", egid)
pw = getgrgid(egid)
if (pw != "") {
split(pw, a, ":")
printf("(%s)", a[1])
}
}
for (i = 1; ("group" i) in PROCINFO; i++) {
if (i == 1)
printf(" groups=")
group = PROCINFO["group" i]
printf("%d", group)
pw = getgrgid(group)
if (pw != "") {
split(pw, a, ":")
printf("(%s)", a[1])
}
if (("group" (i+1)) in PROCINFO)
printf(",")
}
print ""
}
The test in the `for' loop is worth noting. Any supplementary
groups in the `PROCINFO' array have the indices `"group1"' through
`"groupN"' for some N, i.e., the total number of supplementary groups.
However, we don't know in advance how many of these groups there are.
This loop works by starting at one, concatenating the value with
`"group"', and then using `in' to see if that value is in the array.
Eventually, `i' is incremented past the last group in the array and the
loop exits.
The loop is also correct if there are _no_ supplementary groups;
then the condition is false the first time it's tested, and the loop
body never executes.
File: gawk.info, Node: Split Program, Next: Tee Program, Prev: Id Program, Up: Clones
14.2.4 Splitting a Large File into Pieces
-----------------------------------------
The `split' program splits large text files into smaller pieces. Usage
is as follows:(1)
split [-COUNT] file [ PREFIX ]
By default, the output files are named `xaa', `xab', and so on. Each
file has 1000 lines in it, with the likely exception of the last file.
To change the number of lines in each file, supply a number on the
command line preceded with a minus; e.g., `-500' for files with 500
lines in them instead of 1000. To change the name of the output files
to something like `myfileaa', `myfileab', and so on, supply an
additional argument that specifies the file name prefix.
Here is a version of `split' in `awk'. It uses the `ord()' and
`chr()' functions presented in *note Ordinal Functions::.
The program first sets its defaults, and then tests to make sure
there are not too many arguments. It then looks at each argument in
turn. The first argument could be a minus sign followed by a number.
If it is, this happens to look like a negative number, so it is made
positive, and that is the count of lines. The data file name is
skipped over and the final argument is used as the prefix for the
output file names:
# split.awk --- do split in awk
#
# Requires ord() and chr() library functions
# usage: split [-num] [file] [outname]
BEGIN {
outfile = "x" # default
count = 1000
if (ARGC > 4)
usage()
i = 1
if (ARGV[i] ~ /^-[[:digit:]]+$/) {
count = -ARGV[i]
ARGV[i] = ""
i++
}
# test argv in case reading from stdin instead of file
if (i in ARGV)
i++ # skip data file name
if (i in ARGV) {
outfile = ARGV[i]
ARGV[i] = ""
}
s1 = s2 = "a"
out = (outfile s1 s2)
}
The next rule does most of the work. `tcount' (temporary count)
tracks how many lines have been printed to the output file so far. If
it is greater than `count', it is time to close the current file and
start a new one. `s1' and `s2' track the current suffixes for the file
name. If they are both `z', the file is just too big. Otherwise, `s1'
moves to the next letter in the alphabet and `s2' starts over again at
`a':
{
if (++tcount > count) {
close(out)
if (s2 == "z") {
if (s1 == "z") {
printf("split: %s is too large to split\n",
FILENAME) > "/dev/stderr"
exit 1
}
s1 = chr(ord(s1) + 1)
s2 = "a"
}
else
s2 = chr(ord(s2) + 1)
out = (outfile s1 s2)
tcount = 1
}
print > out
}
The `usage()' function simply prints an error message and exits:
function usage( e)
{
e = "usage: split [-num] [file] [outname]"
print e > "/dev/stderr"
exit 1
}
The variable `e' is used so that the function fits nicely on the screen.
This program is a bit sloppy; it relies on `awk' to automatically
close the last file instead of doing it in an `END' rule. It also
assumes that letters are contiguous in the character set, which isn't
true for EBCDIC systems.
---------- Footnotes ----------
(1) This is the traditional usage. The POSIX usage is different, but
not relevant for what the program aims to demonstrate.
File: gawk.info, Node: Tee Program, Next: Uniq Program, Prev: Split Program, Up: Clones
14.2.5 Duplicating Output into Multiple Files
---------------------------------------------
The `tee' program is known as a "pipe fitting." `tee' copies its
standard input to its standard output and also duplicates it to the
files named on the command line. Its usage is as follows:
tee [-a] file ...
The `-a' option tells `tee' to append to the named files, instead of
truncating them and starting over.
The `BEGIN' rule first makes a copy of all the command-line arguments
into an array named `copy'. `ARGV[0]' is not copied, since it is not
needed. `tee' cannot use `ARGV' directly, since `awk' attempts to
process each file name in `ARGV' as input data.
If the first argument is `-a', then the flag variable `append' is
set to true, and both `ARGV[1]' and `copy[1]' are deleted. If `ARGC' is
less than two, then no file names were supplied and `tee' prints a
usage message and exits. Finally, `awk' is forced to read the standard
input by setting `ARGV[1]' to `"-"' and `ARGC' to two:
# tee.awk --- tee in awk
#
# Copy standard input to all named output files.
# Append content if -a option is supplied.
#
BEGIN \
{
for (i = 1; i < ARGC; i++)
copy[i] = ARGV[i]
if (ARGV[1] == "-a") {
append = 1
delete ARGV[1]
delete copy[1]
ARGC--
}
if (ARGC < 2) {
print "usage: tee [-a] file ..." > "/dev/stderr"
exit 1
}
ARGV[1] = "-"
ARGC = 2
}
The following single rule does all the work. Since there is no
pattern, it is executed for each line of input. The body of the rule
simply prints the line into each file on the command line, and then to
the standard output:
{
# moving the if outside the loop makes it run faster
if (append)
for (i in copy)
print >> copy[i]
else
for (i in copy)
print > copy[i]
print
}
It is also possible to write the loop this way:
for (i in copy)
if (append)
print >> copy[i]
else
print > copy[i]
This is more concise but it is also less efficient. The `if' is tested
for each record and for each output file. By duplicating the loop
body, the `if' is only tested once for each input record. If there are
N input records and M output files, the first method only executes N
`if' statements, while the second executes N`*'M `if' statements.
Finally, the `END' rule cleans up by closing all the output files:
END \
{
for (i in copy)
close(copy[i])
}
File: gawk.info, Node: Uniq Program, Next: Wc Program, Prev: Tee Program, Up: Clones
14.2.6 Printing Nonduplicated Lines of Text
-------------------------------------------
The `uniq' utility reads sorted lines of data on its standard input,
and by default removes duplicate lines. In other words, it only prints
unique lines--hence the name. `uniq' has a number of options. The
usage is as follows:
uniq [-udc [-N]] [+N] [ INPUT FILE [ OUTPUT FILE ]]
The options for `uniq' are:
`-d'
Print only repeated lines.
`-u'
Print only nonrepeated lines.
`-c'
Count lines. This option overrides `-d' and `-u'. Both repeated
and nonrepeated lines are counted.
`-N'
Skip N fields before comparing lines. The definition of fields is
similar to `awk''s default: nonwhitespace characters separated by
runs of spaces and/or TABs.
`+N'
Skip N characters before comparing lines. Any fields specified
with `-N' are skipped first.
`INPUT FILE'
Data is read from the input file named on the command line,
instead of from the standard input.
`OUTPUT FILE'
The generated output is sent to the named output file, instead of
to the standard output.
Normally `uniq' behaves as if both the `-d' and `-u' options are
provided.
`uniq' uses the `getopt()' library function (*note Getopt Function::)
and the `join()' library function (*note Join Function::).
The program begins with a `usage()' function and then a brief
outline of the options and their meanings in comments. The `BEGIN'
rule deals with the command-line arguments and options. It uses a trick
to get `getopt()' to handle options of the form `-25', treating such an
option as the option letter `2' with an argument of `5'. If indeed two
or more digits are supplied (`Optarg' looks like a number), `Optarg' is
concatenated with the option digit and then the result is added to zero
to make it into a number. If there is only one digit in the option,
then `Optarg' is not needed. In this case, `Optind' must be decremented
so that `getopt()' processes it next time. This code is admittedly a
bit tricky.
If no options are supplied, then the default is taken, to print both
repeated and nonrepeated lines. The output file, if provided, is
assigned to `outputfile'. Early on, `outputfile' is initialized to the
standard output, `/dev/stdout':
# uniq.awk --- do uniq in awk
#
# Requires getopt() and join() library functions
function usage( e)
{
e = "Usage: uniq [-udc [-n]] [+n] [ in [ out ]]"
print e > "/dev/stderr"
exit 1
}
# -c count lines. overrides -d and -u
# -d only repeated lines
# -u only nonrepeated lines
# -n skip n fields
# +n skip n characters, skip fields first
BEGIN \
{
count = 1
outputfile = "/dev/stdout"
opts = "udc0:1:2:3:4:5:6:7:8:9:"
while ((c = getopt(ARGC, ARGV, opts)) != -1) {
if (c == "u")
non_repeated_only++
else if (c == "d")
repeated_only++
else if (c == "c")
do_count++
else if (index("0123456789", c) != 0) {
# getopt requires args to options
# this messes us up for things like -5
if (Optarg ~ /^[[:digit:]]+$/)
fcount = (c Optarg) + 0
else {
fcount = c + 0
Optind--
}
} else
usage()
}
if (ARGV[Optind] ~ /^\+[[:digit:]]+$/) {
charcount = substr(ARGV[Optind], 2) + 0
Optind++
}
for (i = 1; i < Optind; i++)
ARGV[i] = ""
if (repeated_only == 0 && non_repeated_only == 0)
repeated_only = non_repeated_only = 1
if (ARGC - Optind == 2) {
outputfile = ARGV[ARGC - 1]
ARGV[ARGC - 1] = ""
}
}
The following function, `are_equal()', compares the current line,
`$0', to the previous line, `last'. It handles skipping fields and
characters. If no field count and no character count are specified,
`are_equal()' simply returns one or zero depending upon the result of a
simple string comparison of `last' and `$0'. Otherwise, things get more
complicated. If fields have to be skipped, each line is broken into an
array using `split()' (*note String Functions::); the desired fields
are then joined back into a line using `join()'. The joined lines are
stored in `clast' and `cline'. If no fields are skipped, `clast' and
`cline' are set to `last' and `$0', respectively. Finally, if
characters are skipped, `substr()' is used to strip off the leading
`charcount' characters in `clast' and `cline'. The two strings are
then compared and `are_equal()' returns the result:
function are_equal( n, m, clast, cline, alast, aline)
{
if (fcount == 0 && charcount == 0)
return (last == $0)
if (fcount > 0) {
n = split(last, alast)
m = split($0, aline)
clast = join(alast, fcount+1, n)
cline = join(aline, fcount+1, m)
} else {
clast = last
cline = $0
}
if (charcount) {
clast = substr(clast, charcount + 1)
cline = substr(cline, charcount + 1)
}
return (clast == cline)
}
The following two rules are the body of the program. The first one
is executed only for the very first line of data. It sets `last' equal
to `$0', so that subsequent lines of text have something to be compared
to.
The second rule does the work. The variable `equal' is one or zero,
depending upon the results of `are_equal()''s comparison. If `uniq' is
counting repeated lines, and the lines are equal, then it increments
the `count' variable. Otherwise, it prints the line and resets `count',
since the two lines are not equal.
If `uniq' is not counting, and if the lines are equal, `count' is
incremented. Nothing is printed, since the point is to remove
duplicates. Otherwise, if `uniq' is counting repeated lines and more
than one line is seen, or if `uniq' is counting nonrepeated lines and
only one line is seen, then the line is printed, and `count' is reset.
Finally, similar logic is used in the `END' rule to print the final
line of input data:
NR == 1 {
last = $0
next
}
{
equal = are_equal()
if (do_count) { # overrides -d and -u
if (equal)
count++
else {
printf("%4d %s\n", count, last) > outputfile
last = $0
count = 1 # reset
}
next
}
if (equal)
count++
else {
if ((repeated_only && count > 1) ||
(non_repeated_only && count == 1))
print last > outputfile
last = $0
count = 1
}
}
END {
if (do_count)
printf("%4d %s\n", count, last) > outputfile
else if ((repeated_only && count > 1) ||
(non_repeated_only && count == 1))
print last > outputfile
close(outputfile)
}
File: gawk.info, Node: Wc Program, Prev: Uniq Program, Up: Clones
14.2.7 Counting Things
----------------------
The `wc' (word count) utility counts lines, words, and characters in
one or more input files. Its usage is as follows:
wc [-lwc] [ FILES ... ]
If no files are specified on the command line, `wc' reads its
standard input. If there are multiple files, it also prints total
counts for all the files. The options and their meanings are shown in
the following list:
`-l'
Count only lines.
`-w'
Count only words. A "word" is a contiguous sequence of
nonwhitespace characters, separated by spaces and/or TABs.
Luckily, this is the normal way `awk' separates fields in its
input data.
`-c'
Count only characters.
Implementing `wc' in `awk' is particularly elegant, since `awk' does
a lot of the work for us; it splits lines into words (i.e., fields) and
counts them, it counts lines (i.e., records), and it can easily tell us
how long a line is.
This program uses the `getopt()' library function (*note Getopt
Function::) and the file-transition functions (*note Filetrans
Function::).
This version has one notable difference from traditional versions of
`wc': it always prints the counts in the order lines, words, and
characters. Traditional versions note the order of the `-l', `-w', and
`-c' options on the command line, and print the counts in that order.
The `BEGIN' rule does the argument processing. The variable
`print_total' is true if more than one file is named on the command
line:
# wc.awk --- count lines, words, characters
# Options:
# -l only count lines
# -w only count words
# -c only count characters
#
# Default is to count lines, words, characters
#
# Requires getopt() and file transition library functions
BEGIN {
# let getopt() print a message about
# invalid options. we ignore them
while ((c = getopt(ARGC, ARGV, "lwc")) != -1) {
if (c == "l")
do_lines = 1
else if (c == "w")
do_words = 1
else if (c == "c")
do_chars = 1
}
for (i = 1; i < Optind; i++)
ARGV[i] = ""
# if no options, do all
if (! do_lines && ! do_words && ! do_chars)
do_lines = do_words = do_chars = 1
print_total = (ARGC - i > 2)
}
The `beginfile()' function is simple; it just resets the counts of
lines, words, and characters to zero, and saves the current file name in
`fname':
function beginfile(file)
{
lines = words = chars = 0
fname = FILENAME
}
The `endfile()' function adds the current file's numbers to the
running totals of lines, words, and characters.(1) It then prints out
those numbers for the file that was just read. It relies on
`beginfile()' to reset the numbers for the following data file:
function endfile(file)
{
tlines += lines
twords += words
tchars += chars
if (do_lines)
printf "\t%d", lines
if (do_words)
printf "\t%d", words
if (do_chars)
printf "\t%d", chars
printf "\t%s\n", fname
}
There is one rule that is executed for each line. It adds the length
of the record, plus one, to `chars'.(2) Adding one plus the record
length is needed because the newline character separating records (the
value of `RS') is not part of the record itself, and thus not included
in its length. Next, `lines' is incremented for each line read, and
`words' is incremented by the value of `NF', which is the number of
"words" on this line:
# do per line
{
chars += length($0) + 1 # get newline
lines++
words += NF
}
Finally, the `END' rule simply prints the totals for all the files:
END {
if (print_total) {
if (do_lines)
printf "\t%d", tlines
if (do_words)
printf "\t%d", twords
if (do_chars)
printf "\t%d", tchars
print "\ttotal"
}
}
---------- Footnotes ----------
(1) `wc' can't just use the value of `FNR' in `endfile()'. If you
examine the code in *note Filetrans Function::, you will see that `FNR'
has already been reset by the time `endfile()' is called.
(2) Since `gawk' understands multibyte locales, this code counts
characters, not bytes.
File: gawk.info, Node: Miscellaneous Programs, Prev: Clones, Up: Sample Programs
14.3 A Grab Bag of `awk' Programs
=================================
This minor node is a large "grab bag" of miscellaneous programs. We
hope you find them both interesting and enjoyable.
* Menu:
* Dupword Program:: Finding duplicated words in a document.
* Alarm Program:: An alarm clock.
* Translate Program:: A program similar to the `tr' utility.
* Labels Program:: Printing mailing labels.
* Word Sorting:: A program to produce a word usage count.
* History Sorting:: Eliminating duplicate entries from a history
file.
* Extract Program:: Pulling out programs from Texinfo source
files.
* Simple Sed:: A Simple Stream Editor.
* Igawk Program:: A wrapper for `awk' that includes
files.
* Anagram Program:: Finding anagrams from a dictionary.
* Signature Program:: People do amazing things with too much time on
their hands.
File: gawk.info, Node: Dupword Program, Next: Alarm Program, Up: Miscellaneous Programs
14.3.1 Finding Duplicated Words in a Document
---------------------------------------------
A common error when writing large amounts of prose is to accidentally
duplicate words. Typically you will see this in text as something like
"the the program does the following..." When the text is online, often
the duplicated words occur at the end of one line and the beginning of
another, making them very difficult to spot.
This program, `dupword.awk', scans through a file one line at a time
and looks for adjacent occurrences of the same word. It also saves the
last word on a line (in the variable `prev') for comparison with the
first word on the next line.
The first two statements make sure that the line is all lowercase,
so that, for example, "The" and "the" compare equal to each other. The
next statement replaces nonalphanumeric and nonwhitespace characters
with spaces, so that punctuation does not affect the comparison either.
The characters are replaced with spaces so that formatting controls
don't create nonsense words (e.g., the Texinfo `@code{NF}' becomes
`codeNF' if punctuation is simply deleted). The record is then resplit
into fields, yielding just the actual words on the line, and ensuring
that there are no empty fields.
If there are no fields left after removing all the punctuation, the
current record is skipped. Otherwise, the program loops through each
word, comparing it to the previous one:
# dupword.awk --- find duplicate words in text
{
$0 = tolower($0)
gsub(/[^[:alnum:][:blank:]]/, " ");
$0 = $0 # re-split
if (NF == 0)
next
if ($1 == prev)
printf("%s:%d: duplicate %s\n",
FILENAME, FNR, $1)
for (i = 2; i <= NF; i++)
if ($i == $(i-1))
printf("%s:%d: duplicate %s\n",
FILENAME, FNR, $i)
prev = $NF
}
File: gawk.info, Node: Alarm Program, Next: Translate Program, Prev: Dupword Program, Up: Miscellaneous Programs
14.3.2 An Alarm Clock Program
-----------------------------
Nothing cures insomnia like a ringing alarm clock.
Arnold Robbins
The following program is a simple "alarm clock" program. You give
it a time of day and an optional message. At the specified time, it
prints the message on the standard output. In addition, you can give it
the number of times to repeat the message as well as a delay between
repetitions.
This program uses the `gettimeofday()' function from *note
Gettimeofday Function::.
All the work is done in the `BEGIN' rule. The first part is argument
checking and setting of defaults: the delay, the count, and the message
to print. If the user supplied a message without the ASCII BEL
character (known as the "alert" character, `"\a"'), then it is added to
the message. (On many systems, printing the ASCII BEL generates an
audible alert. Thus when the alarm goes off, the system calls attention
to itself in case the user is not looking at the computer.) Just for a
change, this program uses a `switch' statement (*note Switch
Statement::), but the processing could be done with a series of
`if'-`else' statements instead. Here is the program:
# alarm.awk --- set an alarm
#
# Requires gettimeofday() library function
# usage: alarm time [ "message" [ count [ delay ] ] ]
BEGIN \
{
# Initial argument sanity checking
usage1 = "usage: alarm time ['message' [count [delay]]]"
usage2 = sprintf("\t(%s) time ::= hh:mm", ARGV[1])
if (ARGC < 2) {
print usage1 > "/dev/stderr"
print usage2 > "/dev/stderr"
exit 1
}
switch (ARGC) {
case 5:
delay = ARGV[4] + 0
# fall through
case 4:
count = ARGV[3] + 0
# fall through
case 3:
message = ARGV[2]
break
default:
if (ARGV[1] !~ /[[:digit:]]?[[:digit:]]:[[:digit:]]{2}/) {
print usage1 > "/dev/stderr"
print usage2 > "/dev/stderr"
exit 1
}
break
}
# set defaults for once we reach the desired time
if (delay == 0)
delay = 180 # 3 minutes
if (count == 0)
count = 5
if (message == "")
message = sprintf("\aIt is now %s!\a", ARGV[1])
else if (index(message, "\a") == 0)
message = "\a" message "\a"
The next minor node of code turns the alarm time into hours and
minutes, converts it (if necessary) to a 24-hour clock, and then turns
that time into a count of the seconds since midnight. Next it turns
the current time into a count of seconds since midnight. The
difference between the two is how long to wait before setting off the
alarm:
# split up alarm time
split(ARGV[1], atime, ":")
hour = atime[1] + 0 # force numeric
minute = atime[2] + 0 # force numeric
# get current broken down time
gettimeofday(now)
# if time given is 12-hour hours and it's after that
# hour, e.g., `alarm 5:30' at 9 a.m. means 5:30 p.m.,
# then add 12 to real hour
if (hour < 12 && now["hour"] > hour)
hour += 12
# set target time in seconds since midnight
target = (hour * 60 * 60) + (minute * 60)
# get current time in seconds since midnight
current = (now["hour"] * 60 * 60) + \
(now["minute"] * 60) + now["second"]
# how long to sleep for
naptime = target - current
if (naptime <= 0) {
print "time is in the past!" > "/dev/stderr"
exit 1
}
Finally, the program uses the `system()' function (*note I/O
Functions::) to call the `sleep' utility. The `sleep' utility simply
pauses for the given number of seconds. If the exit status is not zero,
the program assumes that `sleep' was interrupted and exits. If `sleep'
exited with an OK status (zero), then the program prints the message in
a loop, again using `sleep' to delay for however many seconds are
necessary:
# zzzzzz..... go away if interrupted
if (system(sprintf("sleep %d", naptime)) != 0)
exit 1
# time to notify!
command = sprintf("sleep %d", delay)
for (i = 1; i <= count; i++) {
print message
# if sleep command interrupted, go away
if (system(command) != 0)
break
}
exit 0
}
File: gawk.info, Node: Translate Program, Next: Labels Program, Prev: Alarm Program, Up: Miscellaneous Programs
14.3.3 Transliterating Characters
---------------------------------
The system `tr' utility transliterates characters. For example, it is
often used to map uppercase letters into lowercase for further
processing:
GENERATE DATA | tr 'A-Z' 'a-z' | PROCESS DATA ...
`tr' requires two lists of characters.(1) When processing the
input, the first character in the first list is replaced with the first
character in the second list, the second character in the first list is
replaced with the second character in the second list, and so on. If
there are more characters in the "from" list than in the "to" list, the
last character of the "to" list is used for the remaining characters in
the "from" list.
Some time ago, a user proposed that a transliteration function should
be added to `gawk'. The following program was written to prove that
character transliteration could be done with a user-level function.
This program is not as complete as the system `tr' utility but it does
most of the job.
The `translate' program demonstrates one of the few weaknesses of
standard `awk': dealing with individual characters is very painful,
requiring repeated use of the `substr()', `index()', and `gsub()'
built-in functions (*note String Functions::).(2) There are two
functions. The first, `stranslate()', takes three arguments:
`from'
A list of characters from which to translate.
`to'
A list of characters to which to translate.
`target'
The string on which to do the translation.
Associative arrays make the translation part fairly easy. `t_ar'
holds the "to" characters, indexed by the "from" characters. Then a
simple loop goes through `from', one character at a time. For each
character in `from', if the character appears in `target', it is
replaced with the corresponding `to' character.
The `translate()' function simply calls `stranslate()' using `$0' as
the target. The main program sets two global variables, `FROM' and
`TO', from the command line, and then changes `ARGV' so that `awk'
reads from the standard input.
Finally, the processing rule simply calls `translate()' for each
record:
# translate.awk --- do tr-like stuff
# Bugs: does not handle things like: tr A-Z a-z, it has
# to be spelled out. However, if `to' is shorter than `from',
# the last character in `to' is used for the rest of `from'.
function stranslate(from, to, target, lf, lt, ltarget, t_ar, i, c,
result)
{
lf = length(from)
lt = length(to)
ltarget = length(target)
for (i = 1; i <= lt; i++)
t_ar[substr(from, i, 1)] = substr(to, i, 1)
if (lt < lf)
for (; i <= lf; i++)
t_ar[substr(from, i, 1)] = substr(to, lt, 1)
for (i = 1; i <= ltarget; i++) {
c = substr(target, i, 1)
if (c in t_ar)
c = t_ar[c]
result = result c
}
return result
}
function translate(from, to)
{
return $0 = stranslate(from, to, $0)
}
# main program
BEGIN {
if (ARGC < 3) {
print "usage: translate from to" > "/dev/stderr"
exit
}
FROM = ARGV[1]
TO = ARGV[2]
ARGC = 2
ARGV[1] = "-"
}
{
translate(FROM, TO)
print
}
While it is possible to do character transliteration in a user-level
function, it is not necessarily efficient, and we (the `gawk' authors)
started to consider adding a built-in function. However, shortly after
writing this program, we learned that the System V Release 4 `awk' had
added the `toupper()' and `tolower()' functions (*note String
Functions::). These functions handle the vast majority of the cases
where character transliteration is necessary, and so we chose to simply
add those functions to `gawk' as well and then leave well enough alone.
An obvious improvement to this program would be to set up the `t_ar'
array only once, in a `BEGIN' rule. However, this assumes that the
"from" and "to" lists will never change throughout the lifetime of the
program.
---------- Footnotes ----------
(1) On some older systems, `tr' may require that the lists be
written as range expressions enclosed in square brackets (`[a-z]') and
quoted, to prevent the shell from attempting a file name expansion.
This is not a feature.
(2) This program was written before `gawk' acquired the ability to
split each character in a string into separate array elements.
File: gawk.info, Node: Labels Program, Next: Word Sorting, Prev: Translate Program, Up: Miscellaneous Programs
14.3.4 Printing Mailing Labels
------------------------------
Here is a "real world"(1) program. This script reads lists of names and
addresses and generates mailing labels. Each page of labels has 20
labels on it, two across and 10 down. The addresses are guaranteed to
be no more than five lines of data. Each address is separated from the
next by a blank line.
The basic idea is to read 20 labels worth of data. Each line of
each label is stored in the `line' array. The single rule takes care
of filling the `line' array and printing the page when 20 labels have
been read.
The `BEGIN' rule simply sets `RS' to the empty string, so that `awk'
splits records at blank lines (*note Records::). It sets `MAXLINES' to
100, since 100 is the maximum number of lines on the page (20 * 5 =
100).
Most of the work is done in the `printpage()' function. The label
lines are stored sequentially in the `line' array. But they have to
print horizontally; `line[1]' next to `line[6]', `line[2]' next to
`line[7]', and so on. Two loops are used to accomplish this. The
outer loop, controlled by `i', steps through every 10 lines of data;
this is each row of labels. The inner loop, controlled by `j', goes
through the lines within the row. As `j' goes from 0 to 4, `i+j' is
the `j'-th line in the row, and `i+j+5' is the entry next to it. The
output ends up looking something like this:
line 1 line 6
line 2 line 7
line 3 line 8
line 4 line 9
line 5 line 10
...
The `printf' format string `%-41s' left-aligns the data and prints it
within a fixed-width field.
As a final note, an extra blank line is printed at lines 21 and 61,
to keep the output lined up on the labels. This is dependent on the
particular brand of labels in use when the program was written. You
will also note that there are two blank lines at the top and two blank
lines at the bottom.
The `END' rule arranges to flush the final page of labels; there may
not have been an even multiple of 20 labels in the data:
# labels.awk --- print mailing labels
# Each label is 5 lines of data that may have blank lines.
# The label sheets have 2 blank lines at the top and 2 at
# the bottom.
BEGIN { RS = "" ; MAXLINES = 100 }
function printpage( i, j)
{
if (Nlines <= 0)
return
printf "\n\n" # header
for (i = 1; i <= Nlines; i += 10) {
if (i == 21 || i == 61)
print ""
for (j = 0; j < 5; j++) {
if (i + j > MAXLINES)
break
printf " %-41s %s\n", line[i+j], line[i+j+5]
}
print ""
}
printf "\n\n" # footer
delete line
}
# main rule
{
if (Count >= 20) {
printpage()
Count = 0
Nlines = 0
}
n = split($0, a, "\n")
for (i = 1; i <= n; i++)
line[++Nlines] = a[i]
for (; i <= 5; i++)
line[++Nlines] = ""
Count++
}
END \
{
printpage()
}
---------- Footnotes ----------
(1) "Real world" is defined as "a program actually used to get
something done."
File: gawk.info, Node: Word Sorting, Next: History Sorting, Prev: Labels Program, Up: Miscellaneous Programs
14.3.5 Generating Word-Usage Counts
-----------------------------------
When working with large amounts of text, it can be interesting to know
how often different words appear. For example, an author may overuse
certain words, in which case she might wish to find synonyms to
substitute for words that appear too often. This node develops a
program for counting words and presenting the frequency information in
a useful format.
At first glance, a program like this would seem to do the job:
# Print list of word frequencies
{
for (i = 1; i <= NF; i++)
freq[$i]++
}
END {
for (word in freq)
printf "%s\t%d\n", word, freq[word]
}
The program relies on `awk''s default field splitting mechanism to
break each line up into "words," and uses an associative array named
`freq', indexed by each word, to count the number of times the word
occurs. In the `END' rule, it prints the counts.
This program has several problems that prevent it from being useful
on real text files:
* The `awk' language considers upper- and lowercase characters to be
distinct. Therefore, "bartender" and "Bartender" are not treated
as the same word. This is undesirable, since in normal text, words
are capitalized if they begin sentences, and a frequency analyzer
should not be sensitive to capitalization.
* Words are detected using the `awk' convention that fields are
separated just by whitespace. Other characters in the input
(except newlines) don't have any special meaning to `awk'. This
means that punctuation characters count as part of words.
* The output does not come out in any useful order. You're more
likely to be interested in which words occur most frequently or in
having an alphabetized table of how frequently each word occurs.
The first problem can be solved by using `tolower()' to remove case
distinctions. The second problem can be solved by using `gsub()' to
remove punctuation characters. Finally, we solve the third problem by
using the system `sort' utility to process the output of the `awk'
script. Here is the new version of the program:
# wordfreq.awk --- print list of word frequencies
{
$0 = tolower($0) # remove case distinctions
# remove punctuation
gsub(/[^[:alnum:]_[:blank:]]/, "", $0)
for (i = 1; i <= NF; i++)
freq[$i]++
}
END {
for (word in freq)
printf "%s\t%d\n", word, freq[word]
}
Assuming we have saved this program in a file named `wordfreq.awk',
and that the data is in `file1', the following pipeline:
awk -f wordfreq.awk file1 | sort -k 2nr
produces a table of the words appearing in `file1' in order of
decreasing frequency.
The `awk' program suitably massages the data and produces a word
frequency table, which is not ordered. The `awk' script's output is
then sorted by the `sort' utility and printed on the screen.
The options given to `sort' specify a sort that uses the second
field of each input line (skipping one field), that the sort keys
should be treated as numeric quantities (otherwise `15' would come
before `5'), and that the sorting should be done in descending
(reverse) order.
The `sort' could even be done from within the program, by changing
the `END' action to:
END {
sort = "sort -k 2nr"
for (word in freq)
printf "%s\t%d\n", word, freq[word] | sort
close(sort)
}
This way of sorting must be used on systems that do not have true
pipes at the command-line (or batch-file) level. See the general
operating system documentation for more information on how to use the
`sort' program.
File: gawk.info, Node: History Sorting, Next: Extract Program, Prev: Word Sorting, Up: Miscellaneous Programs
14.3.6 Removing Duplicates from Unsorted Text
---------------------------------------------
The `uniq' program (*note Uniq Program::), removes duplicate lines from
_sorted_ data.
Suppose, however, you need to remove duplicate lines from a data
file but that you want to preserve the order the lines are in. A good
example of this might be a shell history file. The history file keeps
a copy of all the commands you have entered, and it is not unusual to
repeat a command several times in a row. Occasionally you might want
to compact the history by removing duplicate entries. Yet it is
desirable to maintain the order of the original commands.
This simple program does the job. It uses two arrays. The `data'
array is indexed by the text of each line. For each line, `data[$0]'
is incremented. If a particular line has not been seen before, then
`data[$0]' is zero. In this case, the text of the line is stored in
`lines[count]'. Each element of `lines' is a unique command, and the
indices of `lines' indicate the order in which those lines are
encountered. The `END' rule simply prints out the lines, in order:
# histsort.awk --- compact a shell history file
# Thanks to Byron Rakitzis for the general idea
{
if (data[$0]++ == 0)
lines[++count] = $0
}
END {
for (i = 1; i <= count; i++)
print lines[i]
}
This program also provides a foundation for generating other useful
information. For example, using the following `print' statement in the
`END' rule indicates how often a particular command is used:
print data[lines[i]], lines[i]
This works because `data[$0]' is incremented each time a line is
seen.
File: gawk.info, Node: Extract Program, Next: Simple Sed, Prev: History Sorting, Up: Miscellaneous Programs
14.3.7 Extracting Programs from Texinfo Source Files
----------------------------------------------------
The nodes *note Library Functions::, and *note Sample Programs::, are
the top level nodes for a large number of `awk' programs. If you want
to experiment with these programs, it is tedious to have to type them
in by hand. Here we present a program that can extract parts of a
Texinfo input file into separate files.
This Info file is written in Texinfo (http://texinfo.org), the GNU
project's document formatting language. A single Texinfo source file
can be used to produce both printed and online documentation. The
Texinfo language is described fully, starting with *note (Texinfo)Top::
texinfo,Texinfo--The GNU Documentation Format.
For our purposes, it is enough to know three things about Texinfo
input files:
* The "at" symbol (`@') is special in Texinfo, much as the backslash
(`\') is in C or `awk'. Literal `@' symbols are represented in
Texinfo source files as `@@'.
* Comments start with either `@c' or `@comment'. The
file-extraction program works by using special comments that start
at the beginning of a line.
* Lines containing `@group' and `@end group' commands bracket
example text that should not be split across a page boundary.
(Unfortunately, TeX isn't always smart enough to do things exactly
right, so we have to give it some help.)
The following program, `extract.awk', reads through a Texinfo source
file and does two things, based on the special comments. Upon seeing
`@c system ...', it runs a command, by extracting the command text from
the control line and passing it on to the `system()' function (*note
I/O Functions::). Upon seeing `@c file FILENAME', each subsequent line
is sent to the file FILENAME, until `@c endfile' is encountered. The
rules in `extract.awk' match either `@c' or `@comment' by letting the
`omment' part be optional. Lines containing `@group' and `@end group'
are simply removed. `extract.awk' uses the `join()' library function
(*note Join Function::).
The example programs in the online Texinfo source for `GAWK:
Effective AWK Programming' (`gawk.texi') have all been bracketed inside
`file' and `endfile' lines. The `gawk' distribution uses a copy of
`extract.awk' to extract the sample programs and install many of them
in a standard directory where `gawk' can find them. The Texinfo file
looks something like this:
...
This program has a @code{BEGIN} rule,
that prints a nice message:
@example
@c file examples/messages.awk
BEGIN @{ print "Don't panic!" @}
@c end file
@end example
It also prints some final advice:
@example
@c file examples/messages.awk
END @{ print "Always avoid bored archeologists!" @}
@c end file
@end example
...
`extract.awk' begins by setting `IGNORECASE' to one, so that mixed
upper- and lowercase letters in the directives won't matter.
The first rule handles calling `system()', checking that a command is
given (`NF' is at least three) and also checking that the command exits
with a zero exit status, signifying OK:
# extract.awk --- extract files and run programs
# from texinfo files
BEGIN { IGNORECASE = 1 }
/^@c(omment)?[ \t]+system/ \
{
if (NF < 3) {
e = (FILENAME ":" FNR)
e = (e ": badly formed `system' line")
print e > "/dev/stderr"
next
}
$1 = ""
$2 = ""
stat = system($0)
if (stat != 0) {
e = (FILENAME ":" FNR)
e = (e ": warning: system returned " stat)
print e > "/dev/stderr"
}
}
The variable `e' is used so that the rule fits nicely on the screen.
The second rule handles moving data into files. It verifies that a
file name is given in the directive. If the file named is not the
current file, then the current file is closed. Keeping the current file
open until a new file is encountered allows the use of the `>'
redirection for printing the contents, keeping open file management
simple.
The `for' loop does the work. It reads lines using `getline' (*note
Getline::). For an unexpected end of file, it calls the
`unexpected_eof()' function. If the line is an "endfile" line, then it
breaks out of the loop. If the line is an `@group' or `@end group'
line, then it ignores it and goes on to the next line. Similarly,
comments within examples are also ignored.
Most of the work is in the following few lines. If the line has no
`@' symbols, the program can print it directly. Otherwise, each
leading `@' must be stripped off. To remove the `@' symbols, the line
is split into separate elements of the array `a', using the `split()'
function (*note String Functions::). The `@' symbol is used as the
separator character. Each element of `a' that is empty indicates two
successive `@' symbols in the original line. For each two empty
elements (`@@' in the original file), we have to add a single `@'
symbol back in.(1)
When the processing of the array is finished, `join()' is called
with the value of `SUBSEP', to rejoin the pieces back into a single
line. That line is then printed to the output file:
/^@c(omment)?[ \t]+file/ \
{
if (NF != 3) {
e = (FILENAME ":" FNR ": badly formed `file' line")
print e > "/dev/stderr"
next
}
if ($3 != curfile) {
if (curfile != "")
close(curfile)
curfile = $3
}
for (;;) {
if ((getline line) <= 0)
unexpected_eof()
if (line ~ /^@c(omment)?[ \t]+endfile/)
break
else if (line ~ /^@(end[ \t]+)?group/)
continue
else if (line ~ /^@c(omment+)?[ \t]+/)
continue
if (index(line, "@") == 0) {
print line > curfile
continue
}
n = split(line, a, "@")
# if a[1] == "", means leading @,
# don't add one back in.
for (i = 2; i <= n; i++) {
if (a[i] == "") { # was an @@
a[i] = "@"
if (a[i+1] == "")
i++
}
}
print join(a, 1, n, SUBSEP) > curfile
}
}
An important thing to note is the use of the `>' redirection.
Output done with `>' only opens the file once; it stays open and
subsequent output is appended to the file (*note Redirection::). This
makes it easy to mix program text and explanatory prose for the same
sample source file (as has been done here!) without any hassle. The
file is only closed when a new data file name is encountered or at the
end of the input file.
Finally, the function `unexpected_eof()' prints an appropriate error
message and then exits. The `END' rule handles the final cleanup,
closing the open file:
function unexpected_eof()
{
printf("%s:%d: unexpected EOF or error\n",
FILENAME, FNR) > "/dev/stderr"
exit 1
}
END {
if (curfile)
close(curfile)
}
---------- Footnotes ----------
(1) This program was written before `gawk' had the `gensub()'
function. Consider how you might use it to simplify the code.
File: gawk.info, Node: Simple Sed, Next: Igawk Program, Prev: Extract Program, Up: Miscellaneous Programs
14.3.8 A Simple Stream Editor
-----------------------------
The `sed' utility is a stream editor, a program that reads a stream of
data, makes changes to it, and passes it on. It is often used to make
global changes to a large file or to a stream of data generated by a
pipeline of commands. While `sed' is a complicated program in its own
right, its most common use is to perform global substitutions in the
middle of a pipeline:
command1 < orig.data | sed 's/old/new/g' | command2 > result
Here, `s/old/new/g' tells `sed' to look for the regexp `old' on each
input line and globally replace it with the text `new', i.e., all the
occurrences on a line. This is similar to `awk''s `gsub()' function
(*note String Functions::).
The following program, `awksed.awk', accepts at least two
command-line arguments: the pattern to look for and the text to replace
it with. Any additional arguments are treated as data file names to
process. If none are provided, the standard input is used:
# awksed.awk --- do s/foo/bar/g using just print
# Thanks to Michael Brennan for the idea
function usage()
{
print "usage: awksed pat repl [files...]" > "/dev/stderr"
exit 1
}
BEGIN {
# validate arguments
if (ARGC < 3)
usage()
RS = ARGV[1]
ORS = ARGV[2]
# don't use arguments as files
ARGV[1] = ARGV[2] = ""
}
# look ma, no hands!
{
if (RT == "")
printf "%s", $0
else
print
}
The program relies on `gawk''s ability to have `RS' be a regexp, as
well as on the setting of `RT' to the actual text that terminates the
record (*note Records::).
The idea is to have `RS' be the pattern to look for. `gawk'
automatically sets `$0' to the text between matches of the pattern.
This is text that we want to keep, unmodified. Then, by setting `ORS'
to the replacement text, a simple `print' statement outputs the text we
want to keep, followed by the replacement text.
There is one wrinkle to this scheme, which is what to do if the last
record doesn't end with text that matches `RS'. Using a `print'
statement unconditionally prints the replacement text, which is not
correct. However, if the file did not end in text that matches `RS',
`RT' is set to the null string. In this case, we can print `$0' using
`printf' (*note Printf::).
The `BEGIN' rule handles the setup, checking for the right number of
arguments and calling `usage()' if there is a problem. Then it sets
`RS' and `ORS' from the command-line arguments and sets `ARGV[1]' and
`ARGV[2]' to the null string, so that they are not treated as file names
(*note ARGC and ARGV::).
The `usage()' function prints an error message and exits. Finally,
the single rule handles the printing scheme outlined above, using
`print' or `printf' as appropriate, depending upon the value of `RT'.
File: gawk.info, Node: Igawk Program, Next: Anagram Program, Prev: Simple Sed, Up: Miscellaneous Programs
14.3.9 An Easy Way to Use Library Functions
-------------------------------------------
In *note Include Files::, we saw how `gawk' provides a built-in
file-inclusion capability. However, this is a `gawk' extension. This
minor node provides the motivation for making file inclusion available
for standard `awk', and shows how to do it using a combination of shell
and `awk' programming.
Using library functions in `awk' can be very beneficial. It
encourages code reuse and the writing of general functions. Programs are
smaller and therefore clearer. However, using library functions is
only easy when writing `awk' programs; it is painful when running them,
requiring multiple `-f' options. If `gawk' is unavailable, then so too
is the `AWKPATH' environment variable and the ability to put `awk'
functions into a library directory (*note Options::). It would be nice
to be able to write programs in the following manner:
# library functions
@include getopt.awk
@include join.awk
...
# main program
BEGIN {
while ((c = getopt(ARGC, ARGV, "a:b:cde")) != -1)
...
...
}
The following program, `igawk.sh', provides this service. It
simulates `gawk''s searching of the `AWKPATH' variable and also allows
"nested" includes; i.e., a file that is included with `@include' can
contain further `@include' statements. `igawk' makes an effort to only
include files once, so that nested includes don't accidentally include
a library function twice.
`igawk' should behave just like `gawk' externally. This means it
should accept all of `gawk''s command-line arguments, including the
ability to have multiple source files specified via `-f', and the
ability to mix command-line and library source files.
The program is written using the POSIX Shell (`sh') command
language.(1) It works as follows:
1. Loop through the arguments, saving anything that doesn't represent
`awk' source code for later, when the expanded program is run.
2. For any arguments that do represent `awk' text, put the arguments
into a shell variable that will be expanded. There are two cases:
a. Literal text, provided with `--source' or `--source='. This
text is just appended directly.
b. Source file names, provided with `-f'. We use a neat trick
and append `@include FILENAME' to the shell variable's
contents. Since the file-inclusion program works the way
`gawk' does, this gets the text of the file included into the
program at the correct point.
3. Run an `awk' program (naturally) over the shell variable's
contents to expand `@include' statements. The expanded program is
placed in a second shell variable.
4. Run the expanded program with `gawk' and any other original
command-line arguments that the user supplied (such as the data
file names).
This program uses shell variables extensively: for storing
command-line arguments, the text of the `awk' program that will expand
the user's program, for the user's original program, and for the
expanded program. Doing so removes some potential problems that might
arise were we to use temporary files instead, at the cost of making the
script somewhat more complicated.
The initial part of the program turns on shell tracing if the first
argument is `debug'.
The next part loops through all the command-line arguments. There
are several cases of interest:
`--'
This ends the arguments to `igawk'. Anything else should be
passed on to the user's `awk' program without being evaluated.
`-W'
This indicates that the next option is specific to `gawk'. To make
argument processing easier, the `-W' is appended to the front of
the remaining arguments and the loop continues. (This is an `sh'
programming trick. Don't worry about it if you are not familiar
with `sh'.)
`-v, -F'
These are saved and passed on to `gawk'.
`-f, --file, --file=, -Wfile='
The file name is appended to the shell variable `program' with an
`@include' statement. The `expr' utility is used to remove the
leading option part of the argument (e.g., `--file='). (Typical
`sh' usage would be to use the `echo' and `sed' utilities to do
this work. Unfortunately, some versions of `echo' evaluate escape
sequences in their arguments, possibly mangling the program text.
Using `expr' avoids this problem.)
`--source, --source=, -Wsource='
The source text is appended to `program'.
`--version, -Wversion'
`igawk' prints its version number, runs `gawk --version' to get
the `gawk' version information, and then exits.
If none of the `-f', `--file', `-Wfile', `--source', or `-Wsource'
arguments are supplied, then the first nonoption argument should be the
`awk' program. If there are no command-line arguments left, `igawk'
prints an error message and exits. Otherwise, the first argument is
appended to `program'. In any case, after the arguments have been
processed, `program' contains the complete text of the original `awk'
program.
The program is as follows:
#! /bin/sh
# igawk --- like gawk but do @include processing
if [ "$1" = debug ]
then
set -x
shift
fi
# A literal newline, so that program text is formatted correctly
n='
'
# Initialize variables to empty
program=
opts=
while [ $# -ne 0 ] # loop over arguments
do
case $1 in
--) shift
break ;;
-W) shift
# The ${x?'message here'} construct prints a
# diagnostic if $x is the null string
set -- -W"${@?'missing operand'}"
continue ;;
-[vF]) opts="$opts $1 '${2?'missing operand'}'"
shift ;;
-[vF]*) opts="$opts '$1'" ;;
-f) program="$program$n@include ${2?'missing operand'}"
shift ;;
-f*) f=$(expr "$1" : '-f\(.*\)')
program="$program$n@include $f" ;;
-[W-]file=*)
f=$(expr "$1" : '-.file=\(.*\)')
program="$program$n@include $f" ;;
-[W-]file)
program="$program$n@include ${2?'missing operand'}"
shift ;;
-[W-]source=*)
t=$(expr "$1" : '-.source=\(.*\)')
program="$program$n$t" ;;
-[W-]source)
program="$program$n${2?'missing operand'}"
shift ;;
-[W-]version)
echo igawk: version 3.0 1>&2
gawk --version
exit 0 ;;
-[W-]*) opts="$opts '$1'" ;;
*) break ;;
esac
shift
done
if [ -z "$program" ]
then
program=${1?'missing program'}
shift
fi
# At this point, `program' has the program.
The `awk' program to process `@include' directives is stored in the
shell variable `expand_prog'. Doing this keeps the shell script
readable. The `awk' program reads through the user's program, one line
at a time, using `getline' (*note Getline::). The input file names and
`@include' statements are managed using a stack. As each `@include' is
encountered, the current file name is "pushed" onto the stack and the
file named in the `@include' directive becomes the current file name.
As each file is finished, the stack is "popped," and the previous input
file becomes the current input file again. The process is started by
making the original file the first one on the stack.
The `pathto()' function does the work of finding the full path to a
file. It simulates `gawk''s behavior when searching the `AWKPATH'
environment variable (*note AWKPATH Variable::). If a file name has a
`/' in it, no path search is done. Similarly, if the file name is
`"-"', then that string is used as-is. Otherwise, the file name is
concatenated with the name of each directory in the path, and an
attempt is made to open the generated file name. The only way to test
if a file can be read in `awk' is to go ahead and try to read it with
`getline'; this is what `pathto()' does.(2) If the file can be read, it
is closed and the file name is returned:
expand_prog='
function pathto(file, i, t, junk)
{
if (index(file, "/") != 0)
return file
if (file == "-")
return file
for (i = 1; i <= ndirs; i++) {
t = (pathlist[i] "/" file)
if ((getline junk < t) > 0) {
# found it
close(t)
return t
}
}
return ""
}
The main program is contained inside one `BEGIN' rule. The first
thing it does is set up the `pathlist' array that `pathto()' uses.
After splitting the path on `:', null elements are replaced with `"."',
which represents the current directory:
BEGIN {
path = ENVIRON["AWKPATH"]
ndirs = split(path, pathlist, ":")
for (i = 1; i <= ndirs; i++) {
if (pathlist[i] == "")
pathlist[i] = "."
}
The stack is initialized with `ARGV[1]', which will be `/dev/stdin'.
The main loop comes next. Input lines are read in succession. Lines
that do not start with `@include' are printed verbatim. If the line
does start with `@include', the file name is in `$2'. `pathto()' is
called to generate the full path. If it cannot, then the program
prints an error message and continues.
The next thing to check is if the file is included already. The
`processed' array is indexed by the full file name of each included
file and it tracks this information for us. If the file is seen again,
a warning message is printed. Otherwise, the new file name is pushed
onto the stack and processing continues.
Finally, when `getline' encounters the end of the input file, the
file is closed and the stack is popped. When `stackptr' is less than
zero, the program is done:
stackptr = 0
input[stackptr] = ARGV[1] # ARGV[1] is first file
for (; stackptr >= 0; stackptr--) {
while ((getline < input[stackptr]) > 0) {
if (tolower($1) != "@include") {
print
continue
}
fpath = pathto($2)
if (fpath == "") {
printf("igawk:%s:%d: cannot find %s\n",
input[stackptr], FNR, $2) > "/dev/stderr"
continue
}
if (! (fpath in processed)) {
processed[fpath] = input[stackptr]
input[++stackptr] = fpath # push onto stack
} else
print $2, "included in", input[stackptr],
"already included in",
processed[fpath] > "/dev/stderr"
}
close(input[stackptr])
}
}' # close quote ends `expand_prog' variable
processed_program=$(gawk -- "$expand_prog" /dev/stdin << EOF
$program
EOF
)
The shell construct `COMMAND << MARKER' is called a "here document".
Everything in the shell script up to the MARKER is fed to COMMAND as
input. The shell processes the contents of the here document for
variable and command substitution (and possibly other things as well,
depending upon the shell).
The shell construct `$(...)' is called "command substitution". The
output of the command inside the parentheses is substituted into the
command line. Because the result is used in a variable assignment, it
is saved as a single string, even if the results contain whitespace.
The expanded program is saved in the variable `processed_program'.
It's done in these steps:
1. Run `gawk' with the `@include'-processing program (the value of
the `expand_prog' shell variable) on standard input.
2. Standard input is the contents of the user's program, from the
shell variable `program'. Its contents are fed to `gawk' via a
here document.
3. The results of this processing are saved in the shell variable
`processed_program' by using command substitution.
The last step is to call `gawk' with the expanded program, along
with the original options and command-line arguments that the user
supplied.
eval gawk $opts -- '"$processed_program"' '"$@"'
The `eval' command is a shell construct that reruns the shell's
parsing process. This keeps things properly quoted.
This version of `igawk' represents my fifth version of this program.
There are four key simplifications that make the program work better:
* Using `@include' even for the files named with `-f' makes building
the initial collected `awk' program much simpler; all the
`@include' processing can be done once.
* Not trying to save the line read with `getline' in the `pathto()'
function when testing for the file's accessibility for use with
the main program simplifies things considerably.
* Using a `getline' loop in the `BEGIN' rule does it all in one
place. It is not necessary to call out to a separate loop for
processing nested `@include' statements.
* Instead of saving the expanded program in a temporary file,
putting it in a shell variable avoids some potential security
problems. This has the disadvantage that the script relies upon
more features of the `sh' language, making it harder to follow for
those who aren't familiar with `sh'.
Also, this program illustrates that it is often worthwhile to combine
`sh' and `awk' programming together. You can usually accomplish quite
a lot, without having to resort to low-level programming in C or C++,
and it is frequently easier to do certain kinds of string and argument
manipulation using the shell than it is in `awk'.
Finally, `igawk' shows that it is not always necessary to add new
features to a program; they can often be layered on top.
As an additional example of this, consider the idea of having two
files in a directory in the search path:
`default.awk'
This file contains a set of default library functions, such as
`getopt()' and `assert()'.
`site.awk'
This file contains library functions that are specific to a site or
installation; i.e., locally developed functions. Having a
separate file allows `default.awk' to change with new `gawk'
releases, without requiring the system administrator to update it
each time by adding the local functions.
One user suggested that `gawk' be modified to automatically read
these files upon startup. Instead, it would be very simple to modify
`igawk' to do this. Since `igawk' can process nested `@include'
directives, `default.awk' could simply contain `@include' statements
for the desired library functions.
---------- Footnotes ----------
(1) Fully explaining the `sh' language is beyond the scope of this
book. We provide some minimal explanations, but see a good shell
programming book if you wish to understand things in more depth.
(2) On some very old versions of `awk', the test `getline junk < t'
can loop forever if the file exists but is empty. Caveat emptor.
File: gawk.info, Node: Anagram Program, Next: Signature Program, Prev: Igawk Program, Up: Miscellaneous Programs
14.3.10 Finding Anagrams From A Dictionary
------------------------------------------
An interesting programming challenge is to search for "anagrams" in a
word list (such as `/usr/share/dict/words' on many GNU/Linux systems).
One word is an anagram of another if both words contain the same letters
(for example, "babbling" and "blabbing").
An elegant algorithm is presented in Column 2, Problem C of Jon
Bentley's `Programming Pearls', second edition. The idea is to give
words that are anagrams a common signature, sort all the words together
by their signature, and then print them. Dr. Bentley observes that
taking the letters in each word and sorting them produces that common
signature.
The following program uses arrays of arrays to bring together words
with the same signature and array sorting to print the words in sorted
order.
# anagram.awk --- An implementation of the anagram finding algorithm
# from Jon Bentley's "Programming Pearls", 2nd edition.
# Addison Wesley, 2000, ISBN 0-201-65788-0.
# Column 2, Problem C, section 2.8, pp 18-20.
/'s$/ { next } # Skip possessives
The program starts with a header, and then a rule to skip
possessives in the dictionary file. The next rule builds up the data
structure. The first dimension of the array is indexed by the
signature; the second dimension is the word itself:
{
key = word2key($1) # Build signature
data[key][$1] = $1 # Store word with signature
}
The `word2key()' function creates the signature. It splits the word
apart into individual letters, sorts the letters, and then joins them
back together:
# word2key --- split word apart into letters, sort, joining back together
function word2key(word, a, i, n, result)
{
n = split(word, a, "")
asort(a)
for (i = 1; i <= n; i++)
result = result a[i]
return result
}
Finally, the `END' rule traverses the array and prints out the
anagram lists. It sends the output to the system `sort' command, since
otherwise the anagrams would appear in arbitrary order:
END {
sort = "sort"
for (key in data) {
# Sort words with same key
nwords = asorti(data[key], words)
if (nwords == 1)
continue
# And print. Minor glitch: trailing space at end of each line
for (j = 1; j <= nwords; j++)
printf("%s ", words[j]) | sort
print "" | sort
}
close(sort)
}
Here is some partial output when the program is run:
$ gawk -f anagram.awk /usr/share/dict/words | grep '^b'
...
babbled blabbed
babbler blabber brabble
babblers blabbers brabbles
babbling blabbing
babbly blabby
babel bable
babels beslab
babery yabber
...
File: gawk.info, Node: Signature Program, Prev: Anagram Program, Up: Miscellaneous Programs
14.3.11 And Now For Something Completely Different
--------------------------------------------------
The following program was written by Davide Brini and is published on
his website (http://backreference.org/2011/02/03/obfuscated-awk/). It
serves as his signature in the Usenet group `comp.lang.awk'. He
supplies the following copyright terms:
Copyright (C) 2008 Davide Brini
Copying and distribution of the code published in this page, with
or without modification, are permitted in any medium without
royalty provided the copyright notice and this notice are
preserved.
Here is the program:
awk 'BEGIN{O="~"~"~";o="=="=="==";o+=+o;x=O""O;while(X++<=x+o+o)c=c"%c";
printf c,(x-O)*(x-O),x*(x-o)-o,x*(x-O)+x-O-o,+x*(x-O)-x+o,X*(o*o+O)+x-O,
X*(X-x)-o*o,(x+X)*o*o+o,x*(X-x)-O-O,x-O+(O+o+X+x)*(o+O),X*X-X*(x-O)-x+O,
O+X*(o*(o+O)+O),+x+O+X*o,x*(x-o),(o+X+x)*o*o-(x-O-O),O+(X-x)*(X+O),x-O}'
We leave it to you to determine what the program does.
File: gawk.info, Node: Debugger, Next: Language History, Prev: Sample Programs, Up: Top
15 Debugging `awk' Programs
***************************
It would be nice if computer programs worked perfectly the first time
they were run, but in real life, this rarely happens for programs of
any complexity. Thus, most programming languages have facilities
available for "debugging" programs, and now `awk' is no exception.
The `gawk' debugger is purposely modeled after the GNU Debugger
(GDB) (http://www.gnu.org/software/gdb/) command-line debugger. If you
are familiar with GDB, learning how to use `gawk' for debugging your
program is easy.
* Menu:
* Debugging:: Introduction to `gawk' debugger.
* Sample Debugging Session:: Sample debugging session.
* List of Debugger Commands:: Main debugger commands.
* Readline Support:: Readline support.
* Limitations:: Limitations and future plans.
File: gawk.info, Node: Debugging, Next: Sample Debugging Session, Up: Debugger
15.1 Introduction to `gawk' Debugger
====================================
This minor node introduces debugging in general and begins the
discussion of debugging in `gawk'.
* Menu:
* Debugging Concepts:: Debugging in General.
* Debugging Terms:: Additional Debugging Concepts.
* Awk Debugging:: Awk Debugging.
File: gawk.info, Node: Debugging Concepts, Next: Debugging Terms, Up: Debugging
15.1.1 Debugging in General
---------------------------
(If you have used debuggers in other languages, you may want to skip
ahead to the next section on the specific features of the `awk'
debugger.)
Of course, a debugging program cannot remove bugs for you, since it
has no way of knowing what you or your users consider a "bug" and what
is a "feature." (Sometimes, we humans have a hard time with this
ourselves.) In that case, what can you expect from such a tool? The
answer to that depends on the language being debugged, but in general,
you can expect at least the following:
* The ability to watch a program execute its instructions one by one,
giving you, the programmer, the opportunity to think about what is
happening on a time scale of seconds, minutes, or hours, rather
than the nanosecond time scale at which the code usually runs.
* The opportunity to not only passively observe the operation of your
program, but to control it and try different paths of execution,
without having to change your source files.
* The chance to see the values of data in the program at any point in
execution, and also to change that data on the fly, to see how that
affects what happens afterwards. (This often includes the ability
to look at internal data structures besides the variables you
actually defined in your code.)
* The ability to obtain additional information about your program's
state or even its internal structure.
All of these tools provide a great amount of help in using your own
skills and understanding of the goals of your program to find where it
is going wrong (or, for that matter, to better comprehend a perfectly
functional program that you or someone else wrote).
File: gawk.info, Node: Debugging Terms, Next: Awk Debugging, Prev: Debugging Concepts, Up: Debugging
15.1.2 Additional Debugging Concepts
------------------------------------
Before diving in to the details, we need to introduce several important
concepts that apply to just about all debuggers. The following list
defines terms used throughout the rest of this major node.
"Stack Frame"
Programs generally call functions during the course of their
execution. One function can call another, or a function can call
itself (recursion). You can view the chain of called functions
(main program calls A, which calls B, which calls C), as a stack
of executing functions: the currently running function is the
topmost one on the stack, and when it finishes (returns), the next
one down then becomes the active function. Such a stack is termed
a "call stack".
For each function on the call stack, the system maintains a data
area that contains the function's parameters, local variables, and
return value, as well as any other "bookkeeping" information
needed to manage the call stack. This data area is termed a
"stack frame".
`gawk' also follows this model, and gives you access to the call
stack and to each stack frame. You can see the call stack, as well
as from where each function on the stack was invoked. Commands
that print the call stack print information about each stack frame
(as detailed later on).
"Breakpoint"
During debugging, you often wish to let the program run until it
reaches a certain point, and then continue execution from there one
statement (or instruction) at a time. The way to do this is to set
a "breakpoint" within the program. A breakpoint is where the
execution of the program should break off (stop), so that you can
take over control of the program's execution. You can add and
remove as many breakpoints as you like.
"Watchpoint"
A watchpoint is similar to a breakpoint. The difference is that
breakpoints are oriented around the code: stop when a certain
point in the code is reached. A watchpoint, however, specifies
that program execution should stop when a _data value_ is changed.
This is useful, since sometimes it happens that a variable
receives an erroneous value, and it's hard to track down where
this happens just by looking at the code. By using a watchpoint,
you can stop whenever a variable is assigned to, and usually find
the errant code quite quickly.
File: gawk.info, Node: Awk Debugging, Prev: Debugging Terms, Up: Debugging
15.1.3 Awk Debugging
--------------------
Debugging an `awk' program has some specific aspects that are not
shared with other programming languages.
First of all, the fact that `awk' programs usually take input
line-by-line from a file or files and operate on those lines using
specific rules makes it especially useful to organize viewing the
execution of the program in terms of these rules. As we will see, each
`awk' rule is treated almost like a function call, with its own
specific block of instructions.
In addition, since `awk' is by design a very concise language, it is
easy to lose sight of everything that is going on "inside" each line of
`awk' code. The debugger provides the opportunity to look at the
individual primitive instructions carried out by the higher-level `awk'
commands.
File: gawk.info, Node: Sample Debugging Session, Next: List of Debugger Commands, Prev: Debugging, Up: Debugger
15.2 Sample Debugging Session
=============================
In order to illustrate the use of `gawk' as a debugger, let's look at a
sample debugging session. We will use the `awk' implementation of the
POSIX `uniq' command described earlier (*note Uniq Program::) as our
example.
* Menu:
* Debugger Invocation:: How to Start the Debugger.
* Finding The Bug:: Finding the Bug.
File: gawk.info, Node: Debugger Invocation, Next: Finding The Bug, Up: Sample Debugging Session
15.2.1 How to Start the Debugger
--------------------------------
Starting the debugger is almost exactly like running `awk', except you
have to pass an additional option `--debug' or the corresponding short
option `-D'. The file(s) containing the program and any supporting
code are given on the command line as arguments to one or more `-f'
options. (`gawk' is not designed to debug command-line programs, only
programs contained in files.) In our case, we invoke the debugger like
this:
$ gawk -D -f getopt.awk -f join.awk -f uniq.awk inputfile
where both `getopt.awk' and `uniq.awk' are in `$AWKPATH'. (Experienced
users of GDB or similar debuggers should note that this syntax is
slightly different from what they are used to. With `gawk' debugger,
the arguments for running the program are given in the command line to
the debugger rather than as part of the `run' command at the debugger
prompt.)
Instead of immediately running the program on `inputfile', as `gawk'
would ordinarily do, the debugger merely loads all the program source
files, compiles them internally, and then gives us a prompt:
gawk>
from which we can issue commands to the debugger. At this point, no
code has been executed.
File: gawk.info, Node: Finding The Bug, Prev: Debugger Invocation, Up: Sample Debugging Session
15.2.2 Finding the Bug
----------------------
Let's say that we are having a problem using (a faulty version of)
`uniq.awk' in the "field-skipping" mode, and it doesn't seem to be
catching lines which should be identical when skipping the first field,
such as:
awk is a wonderful program!
gawk is a wonderful program!
This could happen if we were thinking (C-like) of the fields in a
record as being numbered in a zero-based fashion, so instead of the
lines:
clast = join(alast, fcount+1, n)
cline = join(aline, fcount+1, m)
we wrote:
clast = join(alast, fcount, n)
cline = join(aline, fcount, m)
The first thing we usually want to do when trying to investigate a
problem like this is to put a breakpoint in the program so that we can
watch it at work and catch what it is doing wrong. A reasonable spot
for a breakpoint in `uniq.awk' is at the beginning of the function
`are_equal()', which compares the current line with the previous one.
To set the breakpoint, use the `b' (breakpoint) command:
gawk> b are_equal
-| Breakpoint 1 set at file `awklib/eg/prog/uniq.awk', line 64
The debugger tells us the file and line number where the breakpoint
is. Now type `r' or `run' and the program runs until it hits the
breakpoint for the first time:
gawk> r
-| Starting program:
-| Stopping in Rule ...
-| Breakpoint 1, are_equal(n, m, clast, cline, alast, aline)
at `awklib/eg/prog/uniq.awk':64
-| 64 if (fcount == 0 && charcount == 0)
gawk>
Now we can look at what's going on inside our program. First of all,
let's see how we got to where we are. At the prompt, we type `bt'
(short for "backtrace"), and the debugger responds with a listing of
the current stack frames:
gawk> bt
-| #0 are_equal(n, m, clast, cline, alast, aline)
at `awklib/eg/prog/uniq.awk':69
-| #1 in main() at `awklib/eg/prog/uniq.awk':89
This tells us that `are_equal()' was called by the main program at
line 89 of `uniq.awk'. (This is not a big surprise, since this is the
only call to `are_equal()' in the program, but in more complex
programs, knowing who called a function and with what parameters can be
the key to finding the source of the problem.)
Now that we're in `are_equal()', we can start looking at the values
of some variables. Let's say we type `p n' (`p' is short for "print").
We would expect to see the value of `n', a parameter to `are_equal()'.
Actually, the debugger gives us:
gawk> p n
-| n = untyped variable
In this case, `n' is an uninitialized local variable, since the
function was called without arguments (*note Function Calls::).
A more useful variable to display might be the current record:
gawk> p $0
-| $0 = string ("gawk is a wonderful program!")
This might be a bit puzzling at first since this is the second line of
our test input above. Let's look at `NR':
gawk> p NR
-| NR = number (2)
So we can see that `are_equal()' was only called for the second record
of the file. Of course, this is because our program contained a rule
for `NR == 1':
NR == 1 {
last = $0
next
}
OK, let's just check that that rule worked correctly:
gawk> p last
-| last = string ("awk is a wonderful program!")
Everything we have done so far has verified that the program has
worked as planned, up to and including the call to `are_equal()', so
the problem must be inside this function. To investigate further, we
must begin "stepping through" the lines of `are_equal()'. We start by
typing `n' (for "next"):
gawk> n
-| 67 if (fcount > 0) {
This tells us that `gawk' is now ready to execute line 67, which
decides whether to give the lines the special "field skipping" treatment
indicated by the `-f' command-line option. (Notice that we skipped
from where we were before at line 64 to here, since the condition in
line 64
if (fcount == 0 && charcount == 0)
was false.)
Continuing to step, we now get to the splitting of the current and
last records:
gawk> n
-| 68 n = split(last, alast)
gawk> n
-| 69 m = split($0, aline)
At this point, we should be curious to see what our records were
split into, so we try to look:
gawk> p n m alast aline
-| n = number (5)
-| m = number (5)
-| alast = array, 5 elements
-| aline = array, 5 elements
(The `p' command can take more than one argument, similar to `awk''s
`print' statement.)
This is kind of disappointing, though. All we found out is that
there are five elements in each of our arrays. Useful enough (we now
know that none of the words were accidentally left out), but what if we
want to see inside the array?
The first choice would be to use subscripts:
gawk> p alast[0]
-| "0" not in array `alast'
Oops!
gawk> p alast[1]
-| alast["1"] = string ("awk")
This would be kind of slow for a 100-member array, though, so `gawk'
provides a shortcut (reminiscent of another language not to be
mentioned):
gawk> p @alast
-| alast["1"] = string ("awk")
-| alast["2"] = string ("is")
-| alast["3"] = string ("a")
-| alast["4"] = string ("wonderful")
-| alast["5"] = string ("program!")
It looks like we got this far OK. Let's take another step or two:
gawk> n
-| 70 clast = join(alast, fcount, n)
gawk> n
-| 71 cline = join(aline, fcount, m)
Well, here we are at our error (sorry to spoil the suspense). What
we had in mind was to join the fields starting from the second one to
make the virtual record to compare, and if the first field was numbered
zero, this would work. Let's look at what we've got:
gawk> p cline clast
-| cline = string ("gawk is a wonderful program!")
-| clast = string ("awk is a wonderful program!")
Hey, those look pretty familiar! They're just our original,
unaltered, input records. A little thinking (the human brain is still
the best debugging tool), and we realize that we were off by one!
We get out of the debugger:
gawk> q
-| The program is running. Exit anyway (y/n)? y
Then we get into an editor:
clast = join(alast, fcount+1, n)
cline = join(aline, fcount+1, m)
and problem solved!
File: gawk.info, Node: List of Debugger Commands, Next: Readline Support, Prev: Sample Debugging Session, Up: Debugger
15.3 Main Debugger Commands
===========================
The `gawk' debugger command set can be divided into the following
categories:
* Breakpoint control
* Execution control
* Viewing and changing data
* Working with the stack
* Getting information
* Miscellaneous
Each of these are discussed in the following subsections. In the
following descriptions, commands which may be abbreviated show the
abbreviation on a second description line. A debugger command name may
also be truncated if that partial name is unambiguous. The debugger has
the built-in capability to automatically repeat the previous command
when just hitting <Enter>. This works for the commands `list', `next',
`nexti', `step', `stepi' and `continue' executed without any argument.
* Menu:
* Breakpoint Control:: Control of Breakpoints.
* Debugger Execution Control:: Control of Execution.
* Viewing And Changing Data:: Viewing and Changing Data.
* Execution Stack:: Dealing with the Stack.
* Debugger Info:: Obtaining Information about the Program and
the Debugger State.
* Miscellaneous Debugger Commands:: Miscellaneous Commands.
File: gawk.info, Node: Breakpoint Control, Next: Debugger Execution Control, Up: List of Debugger Commands
15.3.1 Control of Breakpoints
-----------------------------
As we saw above, the first thing you probably want to do in a debugging
session is to get your breakpoints set up, since otherwise your program
will just run as if it was not under the debugger. The commands for
controlling breakpoints are:
`break' [[FILENAME`:']N | FUNCTION] [`"EXPRESSION"']
`b' [[FILENAME`:']N | FUNCTION] [`"EXPRESSION"']
Without any argument, set a breakpoint at the next instruction to
be executed in the selected stack frame. Arguments can be one of
the following:
N
Set a breakpoint at line number N in the current source file.
FILENAME`:'N
Set a breakpoint at line number N in source file FILENAME.
FUNCTION
Set a breakpoint at entry to (the first instruction of)
function FUNCTION.
Each breakpoint is assigned a number which can be used to delete
it from the breakpoint list using the `delete' command.
With a breakpoint, you may also supply a condition. This is an
`awk' expression (enclosed in double quotes) that the debugger
evaluates whenever the breakpoint is reached. If the condition is
true, then the debugger stops execution and prompts for a command.
Otherwise, it continues executing the program.
`clear' [[FILENAME`:']N | FUNCTION]
Without any argument, delete any breakpoint at the next instruction
to be executed in the selected stack frame. If the program stops at
a breakpoint, this deletes that breakpoint so that the program
does not stop at that location again. Arguments can be one of the
following:
N
Delete breakpoint(s) set at line number N in the current
source file.
FILENAME`:'N
Delete breakpoint(s) set at line number N in source file
FILENAME.
FUNCTION
Delete breakpoint(s) set at entry to function FUNCTION.
`condition' N `"EXPRESSION"'
Add a condition to existing breakpoint or watchpoint N. The
condition is an `awk' expression that the debugger evaluates
whenever the breakpoint or watchpoint is reached. If the condition
is true, then the debugger stops execution and prompts for a
command. Otherwise, the debugger continues executing the program.
If the condition expression is not specified, any existing
condition is removed; i.e., the breakpoint or watchpoint is made
unconditional.
`delete' [N1 N2 ...] [N-M]
`d' [N1 N2 ...] [N-M]
Delete specified breakpoints or a range of breakpoints. Deletes
all defined breakpoints if no argument is supplied.
`disable' [N1 N2 ... | N-M]
Disable specified breakpoints or a range of breakpoints. Without
any argument, disables all breakpoints.
`enable' [`del' | `once'] [N1 N2 ...] [N-M]
`e' [`del' | `once'] [N1 N2 ...] [N-M]
Enable specified breakpoints or a range of breakpoints. Without
any argument, enables all breakpoints. Optionally, you can
specify how to enable the breakpoint:
`del'
Enable the breakpoint(s) temporarily, then delete it when the
program stops at the breakpoint.
`once'
Enable the breakpoint(s) temporarily, then disable it when
the program stops at the breakpoint.
`ignore' N COUNT
Ignore breakpoint number N the next COUNT times it is hit.
`tbreak' [[FILENAME`:']N | FUNCTION]
`t' [[FILENAME`:']N | FUNCTION]
Set a temporary breakpoint (enabled for only one stop). The
arguments are the same as for `break'.
File: gawk.info, Node: Debugger Execution Control, Next: Viewing And Changing Data, Prev: Breakpoint Control, Up: List of Debugger Commands
15.3.2 Control of Execution
---------------------------
Now that your breakpoints are ready, you can start running the program
and observing its behavior. There are more commands for controlling
execution of the program than we saw in our earlier example:
`commands' [N]
`silent'
...
`end'
Set a list of commands to be executed upon stopping at a
breakpoint or watchpoint. N is the breakpoint or watchpoint number.
Without a number, the last one set is used. The actual commands
follow, starting on the next line, and terminated by the `end'
command. If the command `silent' is in the list, the usual
messages about stopping at a breakpoint and the source line are
not printed. Any command in the list that resumes execution (e.g.,
`continue') terminates the list (an implicit `end'), and
subsequent commands are ignored. For example:
gawk> commands
> silent
> printf "A silent breakpoint; i = %d\n", i
> info locals
> set i = 10
> continue
> end
gawk>
`continue' [COUNT]
`c' [COUNT]
Resume program execution. If continued from a breakpoint and COUNT
is specified, ignores the breakpoint at that location the next
COUNT times before stopping.
`finish'
Execute until the selected stack frame returns. Print the
returned value.
`next' [COUNT]
`n' [COUNT]
Continue execution to the next source line, stepping over function
calls. The argument COUNT controls how many times to repeat the
action, as in `step'.
`nexti' [COUNT]
`ni' [COUNT]
Execute one (or COUNT) instruction(s), stepping over function
calls.
`return' [VALUE]
Cancel execution of a function call. If VALUE (either a string or a
number) is specified, it is used as the function's return value.
If used in a frame other than the innermost one (the currently
executing function, i.e., frame number 0), discard all inner
frames in addition to the selected one, and the caller of that
frame becomes the innermost frame.
`run'
`r'
Start/restart execution of the program. When restarting, the
debugger retains the current breakpoints, watchpoints, command
history, automatic display variables, and debugger options.
`step' [COUNT]
`s' [COUNT]
Continue execution until control reaches a different source line
in the current stack frame. `step' steps inside any function
called within the line. If the argument COUNT is supplied, steps
that many times before stopping, unless it encounters a breakpoint
or watchpoint.
`stepi' [COUNT]
`si' [COUNT]
Execute one (or COUNT) instruction(s), stepping inside function
calls. (For illustration of what is meant by an "instruction" in
`gawk', see the output shown under `dump' in *note Miscellaneous
Debugger Commands::.)
`until' [[FILENAME`:']N | FUNCTION]
`u' [[FILENAME`:']N | FUNCTION]
Without any argument, continue execution until a line past the
current line in current stack frame is reached. With an argument,
continue execution until the specified location is reached, or the
current stack frame returns.
File: gawk.info, Node: Viewing And Changing Data, Next: Execution Stack, Prev: Debugger Execution Control, Up: List of Debugger Commands
15.3.3 Viewing and Changing Data
--------------------------------
The commands for viewing and changing variables inside of `gawk' are:
`display' [VAR | `$'N]
Add variable VAR (or field `$N') to the display list. The value
of the variable or field is displayed each time the program stops.
Each variable added to the list is identified by a unique number:
gawk> display x
-| 10: x = 1
displays the assigned item number, the variable name and its
current value. If the display variable refers to a function
parameter, it is silently deleted from the list as soon as the
execution reaches a context where no such variable of the given
name exists. Without argument, `display' displays the current
values of items on the list.
`eval "AWK STATEMENTS"'
Evaluate AWK STATEMENTS in the context of the running program.
You can do anything that an `awk' program would do: assign values
to variables, call functions, and so on.
`eval' PARAM, ...
AWK STATEMENTS
`end'
This form of `eval' is similar, but it allows you to define "local
variables" that exist in the context of the AWK STATEMENTS,
instead of using variables or function parameters defined by the
program.
`print' VAR1[`,' VAR2 ...]
`p' VAR1[`,' VAR2 ...]
Print the value of a `gawk' variable or field. Fields must be
referenced by constants:
gawk> print $3
This prints the third field in the input record (if the specified
field does not exist, it prints `Null field'). A variable can be
an array element, with the subscripts being constant values. To
print the contents of an array, prefix the name of the array with
the `@' symbol:
gawk> print @a
This prints the indices and the corresponding values for all
elements in the array `a'.
`printf' FORMAT [`,' ARG ...]
Print formatted text. The FORMAT may include escape sequences,
such as `\n' (*note Escape Sequences::). No newline is printed
unless one is specified.
`set' VAR`='VALUE
Assign a constant (number or string) value to an `awk' variable or
field. String values must be enclosed between double quotes
(`"..."').
You can also set special `awk' variables, such as `FS', `NF',
`NR', etc.
`watch' VAR | `$'N [`"EXPRESSION"']
`w' VAR | `$'N [`"EXPRESSION"']
Add variable VAR (or field `$N') to the watch list. The debugger
then stops whenever the value of the variable or field changes.
Each watched item is assigned a number which can be used to delete
it from the watch list using the `unwatch' command.
With a watchpoint, you may also supply a condition. This is an
`awk' expression (enclosed in double quotes) that the debugger
evaluates whenever the watchpoint is reached. If the condition is
true, then the debugger stops execution and prompts for a command.
Otherwise, `gawk' continues executing the program.
`undisplay' [N]
Remove item number N (or all items, if no argument) from the
automatic display list.
`unwatch' [N]
Remove item number N (or all items, if no argument) from the watch
list.
File: gawk.info, Node: Execution Stack, Next: Debugger Info, Prev: Viewing And Changing Data, Up: List of Debugger Commands
15.3.4 Dealing with the Stack
-----------------------------
Whenever you run a program which contains any function calls, `gawk'
maintains a stack of all of the function calls leading up to where the
program is right now. You can see how you got to where you are, and
also move around in the stack to see what the state of things was in the
functions which called the one you are in. The commands for doing this
are:
`backtrace' [COUNT]
`bt' [COUNT]
Print a backtrace of all function calls (stack frames), or
innermost COUNT frames if COUNT > 0. Print the outermost COUNT
frames if COUNT < 0. The backtrace displays the name and
arguments to each function, the source file name, and the line
number.
`down' [COUNT]
Move COUNT (default 1) frames down the stack toward the innermost
frame. Then select and print the frame.
`frame' [N]
`f' [N]
Select and print (frame number, function and argument names,
source file, and the source line) stack frame N. Frame 0 is the
currently executing, or "innermost", frame (function call), frame
1 is the frame that called the innermost one. The highest numbered
frame is the one for the main program.
`up' [COUNT]
Move COUNT (default 1) frames up the stack toward the outermost
frame. Then select and print the frame.
File: gawk.info, Node: Debugger Info, Next: Miscellaneous Debugger Commands, Prev: Execution Stack, Up: List of Debugger Commands
15.3.5 Obtaining Information about the Program and the Debugger State
---------------------------------------------------------------------
Besides looking at the values of variables, there is often a need to get
other sorts of information about the state of your program and of the
debugging environment itself. The `gawk' debugger has one command which
provides this information, appropriately called `info'. `info' is used
with one of a number of arguments that tell it exactly what you want to
know:
`info' WHAT
`i' WHAT
The value for WHAT should be one of the following:
`args'
Arguments of the selected frame.
`break'
List all currently set breakpoints.
`display'
List all items in the automatic display list.
`frame'
Description of the selected stack frame.
`functions'
List all function definitions including source file names and
line numbers.
`locals'
Local variables of the selected frame.
`source'
The name of the current source file. Each time the program
stops, the current source file is the file containing the
current instruction. When the debugger first starts, the
current source file is the first file included via the `-f'
option. The `list FILENAME:LINENO' command can be used at any
time to change the current source.
`sources'
List all program sources.
`variables'
List all global variables.
`watch'
List all items in the watch list.
Additional commands give you control over the debugger, the ability
to save the debugger's state, and the ability to run debugger commands
from a file. The commands are:
`option' [NAME[`='VALUE]]
`o' [NAME[`='VALUE]]
Without an argument, display the available debugger options and
their current values. `option NAME' shows the current value of the
named option. `option NAME=VALUE' assigns a new value to the named
option. The available options are:
`history_size'
The maximum number of lines to keep in the history file
`./.gawk_history'. The default is 100.
`listsize'
The number of lines that `list' prints. The default is 15.
`outfile'
Send `gawk' output to a file; debugger output still goes to
standard output. An empty string (`""') resets output to
standard output.
`prompt'
The debugger prompt. The default is `gawk> '.
`save_history [on | off]'
Save command history to file `./.gawk_history'. The default
is `on'.
`save_options [on | off]'
Save current options to file `./.gawkrc' upon exit. The
default is `on'. Options are read back in to the next
session upon startup.
`trace [on | off]'
Turn instruction tracing on or off. The default is `off'.
`save' FILENAME
Save the commands from the current session to the given file name,
so that they can be replayed using the `source' command.
`source' FILENAME
Run command(s) from a file; an error in any command does not
terminate execution of subsequent commands. Comments (lines
starting with `#') are allowed in a command file. Empty lines are
ignored; they do _not_ repeat the last command. You can't restart
the program by having more than one `run' command in the file.
Also, the list of commands may include additional `source'
commands; however, the `gawk' debugger will not source the same
file more than once in order to avoid infinite recursion.
In addition to, or instead of the `source' command, you can use
the `-D FILE' or `--debug=FILE' command-line options to execute
commands from a file non-interactively (*note Options::.
File: gawk.info, Node: Miscellaneous Debugger Commands, Prev: Debugger Info, Up: List of Debugger Commands
15.3.6 Miscellaneous Commands
-----------------------------
There are a few more commands which do not fit into the previous
categories, as follows:
`dump' [FILENAME]
Dump bytecode of the program to standard output or to the file
named in FILENAME. This prints a representation of the internal
instructions which `gawk' executes to implement the `awk' commands
in a program. This can be very enlightening, as the following
partial dump of Davide Brini's obfuscated code (*note Signature
Program::) demonstrates:
gawk> dump
-| # BEGIN
-|
-| [ 2:0x89faef4] Op_rule : [in_rule = BEGIN] [source_file = brini.awk]
-| [ 3:0x89fa428] Op_push_i : "~" [PERM|STRING|STRCUR]
-| [ 3:0x89fa464] Op_push_i : "~" [PERM|STRING|STRCUR]
-| [ 3:0x89fa450] Op_match :
-| [ 3:0x89fa3ec] Op_store_var : O [do_reference = FALSE]
-| [ 4:0x89fa48c] Op_push_i : "==" [PERM|STRING|STRCUR]
-| [ 4:0x89fa4c8] Op_push_i : "==" [PERM|STRING|STRCUR]
-| [ 4:0x89fa4b4] Op_equal :
-| [ 4:0x89fa400] Op_store_var : o [do_reference = FALSE]
-| [ 5:0x89fa4f0] Op_push : o
-| [ 5:0x89fa4dc] Op_plus_i : 0 [PERM|NUMCUR|NUMBER]
-| [ 5:0x89fa414] Op_push_lhs : o [do_reference = TRUE]
-| [ 5:0x89fa4a0] Op_assign_plus :
-| [ :0x89fa478] Op_pop :
-| [ 6:0x89fa540] Op_push : O
-| [ 6:0x89fa554] Op_push_i : "" [PERM|STRING|STRCUR]
-| [ :0x89fa5a4] Op_no_op :
-| [ 6:0x89fa590] Op_push : O
-| [ :0x89fa5b8] Op_concat : [expr_count = 3] [concat_flag = 0]
-| [ 6:0x89fa518] Op_store_var : x [do_reference = FALSE]
-| [ 7:0x89fa504] Op_push_loop : [target_continue = 0x89fa568] [target_break = 0x89fa680]
-| [ 7:0x89fa568] Op_push_lhs : X [do_reference = TRUE]
-| [ 7:0x89fa52c] Op_postincrement :
-| [ 7:0x89fa5e0] Op_push : x
-| [ 7:0x89fa61c] Op_push : o
-| [ 7:0x89fa5f4] Op_plus :
-| [ 7:0x89fa644] Op_push : o
-| [ 7:0x89fa630] Op_plus :
-| [ 7:0x89fa5cc] Op_leq :
-| [ :0x89fa57c] Op_jmp_false : [target_jmp = 0x89fa680]
-| [ 7:0x89fa694] Op_push_i : "%c" [PERM|STRING|STRCUR]
-| [ :0x89fa6d0] Op_no_op :
-| [ 7:0x89fa608] Op_assign_concat : c
-| [ :0x89fa6a8] Op_jmp : [target_jmp = 0x89fa568]
-| [ :0x89fa680] Op_pop_loop :
-|
...
-|
-| [ 8:0x89fa658] Op_K_printf : [expr_count = 17] [redir_type = ""]
-| [ :0x89fa374] Op_no_op :
-| [ :0x89fa3d8] Op_atexit :
-| [ :0x89fa6bc] Op_stop :
-| [ :0x89fa39c] Op_no_op :
-| [ :0x89fa3b0] Op_after_beginfile :
-| [ :0x89fa388] Op_no_op :
-| [ :0x89fa3c4] Op_after_endfile :
gawk>
`help'
`h'
Print a list of all of the `gawk' debugger commands with a short
summary of their usage. `help COMMAND' prints the information
about the command COMMAND.
`list' [`-' | `+' | N | FILENAME`:'N | N-M | FUNCTION]
`l' [`-' | `+' | N | FILENAME`:'N | N-M | FUNCTION]
Print the specified lines (default 15) from the current source file
or the file named FILENAME. The possible arguments to `list' are
as follows:
`-'
Print lines before the lines last printed.
`+'
Print lines after the lines last printed. `list' without any
argument does the same thing.
N
Print lines centered around line number N.
N-M
Print lines from N to M.
FILENAME`:'N
Print lines centered around line number N in source file
FILENAME. This command may change the current source file.
FUNCTION
Print lines centered around beginning of the function
FUNCTION. This command may change the current source file.
`quit'
`q'
Exit the debugger. Debugging is great fun, but sometimes we all
have to tend to other obligations in life, and sometimes we find
the bug, and are free to go on to the next one! As we saw above,
if you are running a program, the debugger warns you if you
accidentally type `q' or `quit', to make sure you really want to
quit.
`trace' `on' | `off'
Turn on or off a continuous printing of instructions which are
about to be executed, along with printing the `awk' line which they
implement. The default is `off'.
It is to be hoped that most of the "opcodes" in these instructions
are fairly self-explanatory, and using `stepi' and `nexti' while
`trace' is on will make them into familiar friends.
File: gawk.info, Node: Readline Support, Next: Limitations, Prev: List of Debugger Commands, Up: Debugger
15.4 Readline Support
=====================
If `gawk' is compiled with the `readline' library, you can take
advantage of that library's command completion and history expansion
features. The following types of completion are available:
Command completion
Command names.
Source file name completion
Source file names. Relevant commands are `break', `clear', `list',
`tbreak', and `until'.
Argument completion
Non-numeric arguments to a command. Relevant commands are
`enable' and `info'.
Variable name completion
Global variable names, and function arguments in the current
context if the program is running. Relevant commands are `display',
`print', `set', and `watch'.
File: gawk.info, Node: Limitations, Prev: Readline Support, Up: Debugger
15.5 Limitations and Future Plans
=================================
We hope you find the `gawk' debugger useful and enjoyable to work with,
but as with any program, especially in its early releases, it still has
some limitations. A few which are worth being aware of are:
* At this point, the debugger does not give a detailed explanation of
what you did wrong when you type in something it doesn't like.
Rather, it just responds `syntax error'. When you do figure out
what your mistake was, though, you'll feel like a real guru.
* If you perused the dump of opcodes in *note Miscellaneous Debugger
Commands::, (or if you are already familiar with `gawk' internals),
you will realize that much of the internal manipulation of data in
`gawk', as in many interpreters, is done on a stack. `Op_push',
`Op_pop', etc., are the "bread and butter" of most `gawk' code.
Unfortunately, as of now, the `gawk' debugger does not allow you
to examine the stack's contents.
That is, the intermediate results of expression evaluation are on
the stack, but cannot be printed. Rather, only variables which
are defined in the program can be printed. Of course, a
workaround for this is to use more explicit variables at the
debugging stage and then change back to obscure, perhaps more
optimal code later.
* There is no way to look "inside" the process of compiling regular
expressions to see if you got it right. As an `awk' programmer,
you are expected to know what `/[^[:alnum:][:blank:]]/' means.
* The `gawk' debugger is designed to be used by running a program
(with all its parameters) on the command line, as described in
*note Debugger Invocation::. There is no way (as of now) to
attach or "break in" to a running program. This seems reasonable
for a language which is used mainly for quickly executing, short
programs.
* The `gawk' debugger only accepts source supplied with the `-f'
option.
Look forward to a future release when these and other missing
features may be added, and of course feel free to try to add them
yourself!
File: gawk.info, Node: Language History, Next: Installation, Prev: Debugger, Up: Top
Appendix A The Evolution of the `awk' Language
**********************************************
This Info file describes the GNU implementation of `awk', which follows
the POSIX specification. Many long-time `awk' users learned `awk'
programming with the original `awk' implementation in Version 7 Unix.
(This implementation was the basis for `awk' in Berkeley Unix, through
4.3-Reno. Subsequent versions of Berkeley Unix, and some systems
derived from 4.4BSD-Lite, use various versions of `gawk' for their
`awk'.) This major node briefly describes the evolution of the `awk'
language, with cross-references to other parts of the Info file where
you can find more information.
* Menu:
* V7/SVR3.1:: The major changes between V7 and System V
Release 3.1.
* SVR4:: Minor changes between System V Releases 3.1
and 4.
* POSIX:: New features from the POSIX standard.
* BTL:: New features from Brian Kernighan's version of
`awk'.
* POSIX/GNU:: The extensions in `gawk' not in POSIX
`awk'.
* Common Extensions:: Common Extensions Summary.
* Ranges and Locales:: How locales used to affect regexp ranges.
* Contributors:: The major contributors to `gawk'.
File: gawk.info, Node: V7/SVR3.1, Next: SVR4, Up: Language History
A.1 Major Changes Between V7 and SVR3.1
=======================================
The `awk' language evolved considerably between the release of Version
7 Unix (1978) and the new version that was first made generally
available in System V Release 3.1 (1987). This minor node summarizes
the changes, with cross-references to further details:
* The requirement for `;' to separate rules on a line (*note
Statements/Lines::).
* User-defined functions and the `return' statement (*note
User-defined::).
* The `delete' statement (*note Delete::).
* The `do'-`while' statement (*note Do Statement::).
* The built-in functions `atan2()', `cos()', `sin()', `rand()', and
`srand()' (*note Numeric Functions::).
* The built-in functions `gsub()', `sub()', and `match()' (*note
String Functions::).
* The built-in functions `close()' and `system()' (*note I/O
Functions::).
* The `ARGC', `ARGV', `FNR', `RLENGTH', `RSTART', and `SUBSEP'
built-in variables (*note Built-in Variables::).
* Assignable `$0' (*note Changing Fields::).
* The conditional expression using the ternary operator `?:' (*note
Conditional Exp::).
* The expression `INDEX-VARIABLE in ARRAY' outside of `for'
statements (*note Reference to Elements::).
* The exponentiation operator `^' (*note Arithmetic Ops::) and its
assignment operator form `^=' (*note Assignment Ops::).
* C-compatible operator precedence, which breaks some old `awk'
programs (*note Precedence::).
* Regexps as the value of `FS' (*note Field Separators::) and as the
third argument to the `split()' function (*note String
Functions::), rather than using only the first character of `FS'.
* Dynamic regexps as operands of the `~' and `!~' operators (*note
Regexp Usage::).
* The escape sequences `\b', `\f', and `\r' (*note Escape
Sequences::). (Some vendors have updated their old versions of
`awk' to recognize `\b', `\f', and `\r', but this is not something
you can rely on.)
* Redirection of input for the `getline' function (*note Getline::).
* Multiple `BEGIN' and `END' rules (*note BEGIN/END::).
* Multidimensional arrays (*note Multi-dimensional::).
File: gawk.info, Node: SVR4, Next: POSIX, Prev: V7/SVR3.1, Up: Language History
A.2 Changes Between SVR3.1 and SVR4
===================================
The System V Release 4 (1989) version of Unix `awk' added these features
(some of which originated in `gawk'):
* The `ENVIRON' array (*note Built-in Variables::).
* Multiple `-f' options on the command line (*note Options::).
* The `-v' option for assigning variables before program execution
begins (*note Options::).
* The `--' option for terminating command-line options.
* The `\a', `\v', and `\x' escape sequences (*note Escape
Sequences::).
* A defined return value for the `srand()' built-in function (*note
Numeric Functions::).
* The `toupper()' and `tolower()' built-in string functions for case
translation (*note String Functions::).
* A cleaner specification for the `%c' format-control letter in the
`printf' function (*note Control Letters::).
* The ability to dynamically pass the field width and precision
(`"%*.*d"') in the argument list of the `printf' function (*note
Control Letters::).
* The use of regexp constants, such as `/foo/', as expressions, where
they are equivalent to using the matching operator, as in `$0 ~
/foo/' (*note Using Constant Regexps::).
* Processing of escape sequences inside command-line variable
assignments (*note Assignment Options::).
File: gawk.info, Node: POSIX, Next: BTL, Prev: SVR4, Up: Language History
A.3 Changes Between SVR4 and POSIX `awk'
========================================
The POSIX Command Language and Utilities standard for `awk' (1992)
introduced the following changes into the language:
* The use of `-W' for implementation-specific options (*note
Options::).
* The use of `CONVFMT' for controlling the conversion of numbers to
strings (*note Conversion::).
* The concept of a numeric string and tighter comparison rules to go
with it (*note Typing and Comparison::).
* The use of built-in variables as function parameter names is
forbidden (*note Definition Syntax::.
* More complete documentation of many of the previously undocumented
features of the language.
*Note Common Extensions::, for a list of common extensions not
permitted by the POSIX standard.
The 2008 POSIX standard can be found online at
`http://www.opengroup.org/onlinepubs/9699919799/'.
File: gawk.info, Node: BTL, Next: POSIX/GNU, Prev: POSIX, Up: Language History
A.4 Extensions in Brian Kernighan's `awk'
=========================================
Brian Kernighan has made his version available via his home page (*note
Other Versions::).
This minor node describes common extensions that originally appeared
in his version of `awk'.
* The `**' and `**=' operators (*note Arithmetic Ops:: and *note
Assignment Ops::).
* The use of `func' as an abbreviation for `function' (*note
Definition Syntax::).
* The `fflush()' built-in function for flushing buffered output
(*note I/O Functions::).
*Note Common Extensions::, for a full list of the extensions
available in his `awk'.
File: gawk.info, Node: POSIX/GNU, Next: Common Extensions, Prev: BTL, Up: Language History
A.5 Extensions in `gawk' Not in POSIX `awk'
===========================================
The GNU implementation, `gawk', adds a large number of features. They
can all be disabled with either the `--traditional' or `--posix' options
(*note Options::).
A number of features have come and gone over the years. This minor
node summarizes the additional features over POSIX `awk' that are in
the current version of `gawk'.
* Additional built-in variables:
- The `ARGIND' `BINMODE', `ERRNO', `FIELDWIDTHS', `FPAT',
`IGNORECASE', `LINT', `PROCINFO', `RT', and `TEXTDOMAIN'
variables (*note Built-in Variables::).
* Special files in I/O redirections:
- The `/dev/stdin', `/dev/stdout', `/dev/stderr' and
`/dev/fd/N' special file names (*note Special Files::).
- The `/inet', `/inet4', and `/inet6' special files for TCP/IP
networking using `|&' to specify which version of the IP
protocol to use. (*note TCP/IP Networking::).
* Changes and/or additions to the language:
- The `\x' escape sequence (*note Escape Sequences::).
- Full support for both POSIX and GNU regexps (*note Regexp::).
- The ability for `FS' and for the third argument to `split()'
to be null strings (*note Single Character Fields::).
- The ability for `RS' to be a regexp (*note Records::).
- The ability to use octal and hexadecimal constants in `awk'
program source code (*note Nondecimal-numbers::).
- The `|&' operator for two-way I/O to a coprocess (*note
Two-way I/O::).
- Indirect function calls (*note Indirect Calls::).
- Directories on the command line produce a warning and are
skipped (*note Command line directories::).
* New keywords:
- The `BEGINFILE' and `ENDFILE' special patterns. (*note
BEGINFILE/ENDFILE::).
- The ability to delete all of an array at once with `delete
ARRAY' (*note Delete::).
- The `nextfile' statement (*note Nextfile Statement::).
- The `switch' statement (*note Switch Statement::).
* Changes to standard `awk' functions:
- The optional second argument to `close()' that allows closing
one end of a two-way pipe to a coprocess (*note Two-way
I/O::).
- POSIX compliance for `gsub()' and `sub()'.
- The `length()' function accepts an array argument and returns
the number of elements in the array (*note String
Functions::).
- The optional third argument to the `match()' function for
capturing text-matching subexpressions within a regexp (*note
String Functions::).
- Positional specifiers in `printf' formats for making
translations easier (*note Printf Ordering::).
- The `split()' function's additional optional fourth argument
which is an array to hold the text of the field separators.
(*note String Functions::).
* Additional functions only in `gawk':
- The `and()', `compl()', `lshift()', `or()', `rshift()', and
`xor()' functions for bit manipulation (*note Bitwise
Functions::).
- The `asort()' and `asorti()' functions for sorting arrays
(*note Array Sorting::).
- The `bindtextdomain()', `dcgettext()' and `dcngettext()'
functions for internationalization (*note Programmer i18n::).
- The `extension()' built-in function and the ability to add
new functions dynamically (*note Dynamic Extensions::).
- The `fflush()' function from Brian Kernighan's version of
`awk' (*note I/O Functions::).
- The `gensub()', `patsplit()', and `strtonum()' functions for
more powerful text manipulation (*note String Functions::).
- The `mktime()', `systime()', and `strftime()' functions for
working with timestamps (*note Time Functions::).
* Changes and/or additions in the command-line options:
- The `AWKPATH' environment variable for specifying a path
search for the `-f' command-line option (*note Options::).
- The ability to use GNU-style long-named options that start
with `--' and the `--characters-as-bytes', `--compat',
`--dump-variables', `--exec', `--gen-pot', `--lint',
`--lint-old', `--non-decimal-data', `--posix', `--profile',
`--re-interval', `--sandbox', `--source', `--traditional', and
`--use-lc-numeric' options (*note Options::).
* Support for the following obsolete systems was removed from the
code and the documentation for `gawk' version 4.0:
- Amiga
- Atari
- BeOS
- Cray
- MIPS RiscOS
- MS-DOS with the Microsoft Compiler
- MS-Windows with the Microsoft Compiler
- NeXT
- SunOS 3.x, Sun 386 (Road Runner)
- Tandem (non-POSIX)
- Prestandard VAX C compiler for VAX/VMS
File: gawk.info, Node: Common Extensions, Next: Ranges and Locales, Prev: POSIX/GNU, Up: Language History
A.6 Common Extensions Summary
=============================
This minor node summarizes the common extensions supported by `gawk',
Brian Kernighan's `awk', and `mawk', the three most widely-used freely
available versions of `awk' (*note Other Versions::).
Feature BWK Awk Mawk GNU Awk
--------------------------------------------------------
`\x' Escape sequence X X X
`RS' as regexp X X
`FS' as null string X X X
`/dev/stdin' special file X X
`/dev/stdout' special file X X X
`/dev/stderr' special file X X X
`**' and `**=' operators X X
`func' keyword X X
`nextfile' statement X X X
`delete' without subscript X X X
`length()' of an array X X
`fflush()' function X X X
`BINMODE' variable X X
File: gawk.info, Node: Ranges and Locales, Next: Contributors, Prev: Common Extensions, Up: Language History
A.7 Regexp Ranges and Locales: A Long Sad Story
===============================================
This minor node describes the confusing history of ranges within
regular expressions and their interactions with locales, and how this
affected different versions of `gawk'.
The original Unix tools that worked with regular expressions defined
character ranges (such as `[a-z]') to match any character between the
first character in the range and the last character in the range,
inclusive. Ordering was based on the numeric value of each character
in the machine's native character set. Thus, on ASCII-based systems,
`[a-z]' matched all the lowercase letters, and only the lowercase
letters, since the numeric values for the letters from `a' through `z'
were contiguous. (On an EBCDIC system, the range `[a-z]' includes
additional, non-alphabetic characters as well.)
Almost all introductory Unix literature explained range expressions
as working in this fashion, and in particular, would teach that the
"correct" way to match lowercase letters was with `[a-z]', and that
`[A-Z]' was the "correct" way to match uppercase letters. And indeed,
this was true.
The 1993 POSIX standard introduced the idea of locales (*note
Locales::). Since many locales include other letters besides the plain
twenty-six letters of the American English alphabet, the POSIX standard
added character classes (*note Bracket Expressions::) as a way to match
different kinds of characters besides the traditional ones in the ASCII
character set.
However, the standard _changed_ the interpretation of range
expressions. In the `"C"' and `"POSIX"' locales, a range expression
like `[a-dx-z]' is still equivalent to `[abcdxyz]', as in ASCII. But
outside those locales, the ordering was defined to be based on
"collation order".
In many locales, `A' and `a' are both less than `B'. In other
words, these locales sort characters in dictionary order, and
`[a-dx-z]' is typically not equivalent to `[abcdxyz]'; instead it might
be equivalent to `[aBbCcdXxYyz]', for example.
This point needs to be emphasized: Much literature teaches that you
should use `[a-z]' to match a lowercase character. But on systems with
non-ASCII locales, this also matched all of the uppercase characters
except `Z'! This was a continuous cause of confusion, even well into
the twenty-first century.
To demonstrate these issues, the following example uses the `sub()'
function, which does text replacement (*note String Functions::). Here,
the intent is to remove trailing uppercase characters:
$ echo something1234abc | gawk-3.1.8 '{ sub("[A-Z]*$", ""); print }'
-| something1234a
This output is unexpected, since the `bc' at the end of
`something1234abc' should not normally match `[A-Z]*'. This result is
due to the locale setting (and thus you may not see it on your system).
Similar considerations apply to other ranges. For example, `["-/]'
is perfectly valid in ASCII, but is not valid in many Unicode locales,
such as `en_US.UTF-8'.
Early versions of `gawk' used regexp matching code that was not
locale aware, so ranges had their traditional interpretation.
When `gawk' switched to using locale-aware regexp matchers, the
problems began; especially as both GNU/Linux and commercial Unix
vendors started implementing non-ASCII locales, _and making them the
default_. Perhaps the most frequently asked question became something
like "why does `[A-Z]' match lowercase letters?!?"
This situation existed for close to 10 years, if not more, and the
`gawk' maintainer grew weary of trying to explain that `gawk' was being
nicely standards-compliant, and that the issue was in the user's
locale. During the development of version 4.0, he modified `gawk' to
always treat ranges in the original, pre-POSIX fashion, unless
`--posix' was used (*note Options::).
Fortunately, shortly before the final release of `gawk' 4.0, the
maintainer learned that the 2008 standard had changed the definition of
ranges, such that outside the `"C"' and `"POSIX"' locales, the meaning
of range expressions was _undefined_.(1)
By using this lovely technical term, the standard gives license to
implementors to implement ranges in whatever way they choose. The
`gawk' maintainer chose to apply the pre-POSIX meaning in all cases:
the default regexp matching; with `--traditional', and with `--posix';
in all cases, `gawk' remains POSIX compliant.
---------- Footnotes ----------
(1) See the standard
(http://pubs.opengroup.org/onlinepubs/9699919799/basedefs/V1_chap09.html#tag_09_03_05)
and its rationale
(http://pubs.opengroup.org/onlinepubs/9699919799/xrat/V4_xbd_chap09.html#tag_21_09_03_05).
File: gawk.info, Node: Contributors, Prev: Ranges and Locales, Up: Language History
A.8 Major Contributors to `gawk'
================================
Always give credit where credit is due.
Anonymous
This minor node names the major contributors to `gawk' and/or this
Info file, in approximate chronological order:
* Dr. Alfred V. Aho, Dr. Peter J. Weinberger, and Dr. Brian W.
Kernighan, all of Bell Laboratories, designed and implemented Unix
`awk', from which `gawk' gets the majority of its feature set.
* Paul Rubin did the initial design and implementation in 1986, and
wrote the first draft (around 40 pages) of this Info file.
* Jay Fenlason finished the initial implementation.
* Diane Close revised the first draft of this Info file, bringing it
to around 90 pages.
* Richard Stallman helped finish the implementation and the initial
draft of this Info file. He is also the founder of the FSF and
the GNU project.
* John Woods contributed parts of the code (mostly fixes) in the
initial version of `gawk'.
* In 1988, David Trueman took over primary maintenance of `gawk',
making it compatible with "new" `awk', and greatly improving its
performance.
* Conrad Kwok, Scott Garfinkle, and Kent Williams did the initial
ports to MS-DOS with various versions of MSC.
* Pat Rankin provided the VMS port and its documentation.
* Hal Peterson provided help in porting `gawk' to Cray systems.
(This is no longer supported.)
* Kai Uwe Rommel provided the initial port to OS/2 and its
documentation.
* Michal Jaegermann provided the port to Atari systems and its
documentation. (This port is no longer supported.) He continues
to provide portability checking with DEC Alpha systems, and has
done a lot of work to make sure `gawk' works on non-32-bit systems.
* Fred Fish provided the port to Amiga systems and its documentation.
(With Fred's sad passing, this is no longer supported.)
* Scott Deifik currently maintains the MS-DOS port using DJGPP.
* Eli Zaretskii currently maintains the MS-Windows port using MinGW.
* Juan Grigera provided a port to Windows32 systems. (This is no
longer supported.)
* For many years, Dr. Darrel Hankerson acted as coordinator for the
various ports to different PC platforms and created binary
distributions for various PC operating systems. He was also
instrumental in keeping the documentation up to date for the
various PC platforms.
* Christos Zoulas provided the `extension()' built-in function for
dynamically adding new modules.
* Ju"rgen Kahrs contributed the initial version of the TCP/IP
networking code and documentation, and motivated the inclusion of
the `|&' operator.
* Stephen Davies provided the initial port to Tandem systems and its
documentation. (However, this is no longer supported.) He was
also instrumental in the initial work to integrate the byte-code
internals into the `gawk' code base.
* Matthew Woehlke provided improvements for Tandem's POSIX-compliant
systems.
* Martin Brown provided the port to BeOS and its documentation.
(This is no longer supported.)
* Arno Peters did the initial work to convert `gawk' to use GNU
Automake and GNU `gettext'.
* Alan J. Broder provided the initial version of the `asort()'
function as well as the code for the optional third argument to the
`match()' function.
* Andreas Buening updated the `gawk' port for OS/2.
* Isamu Hasegawa, of IBM in Japan, contributed support for multibyte
characters.
* Michael Benzinger contributed the initial code for `switch'
statements.
* Patrick T.J. McPhee contributed the code for dynamic loading in
Windows32 environments. (This is no longer supported)
* John Haque reworked the `gawk' internals to use a byte-code engine,
providing the `gawk' debugger for `awk' programs.
* Efraim Yawitz contributed the original text for *note Debugger::.
* Arnold Robbins has been working on `gawk' since 1988, at first
helping David Trueman, and as the primary maintainer since around
1994.
File: gawk.info, Node: Installation, Next: Notes, Prev: Language History, Up: Top
Appendix B Installing `gawk'
****************************
This appendix provides instructions for installing `gawk' on the
various platforms that are supported by the developers. The primary
developer supports GNU/Linux (and Unix), whereas the other ports are
contributed. *Note Bugs::, for the electronic mail addresses of the
people who did the respective ports.
* Menu:
* Gawk Distribution:: What is in the `gawk' distribution.
* Unix Installation:: Installing `gawk' under various
versions of Unix.
* Non-Unix Installation:: Installation on Other Operating Systems.
* Bugs:: Reporting Problems and Bugs.
* Other Versions:: Other freely available `awk'
implementations.
File: gawk.info, Node: Gawk Distribution, Next: Unix Installation, Up: Installation
B.1 The `gawk' Distribution
===========================
This minor node describes how to get the `gawk' distribution, how to
extract it, and then what is in the various files and subdirectories.
* Menu:
* Getting:: How to get the distribution.
* Extracting:: How to extract the distribution.
* Distribution contents:: What is in the distribution.
File: gawk.info, Node: Getting, Next: Extracting, Up: Gawk Distribution
B.1.1 Getting the `gawk' Distribution
-------------------------------------
There are three ways to get GNU software:
* Copy it from someone else who already has it.
* Retrieve `gawk' from the Internet host `ftp.gnu.org', in the
directory `/gnu/gawk'. Both anonymous `ftp' and `http' access are
supported. If you have the `wget' program, you can use a command
like the following:
wget http://ftp.gnu.org/gnu/gawk/gawk-4.0.1.tar.gz
The GNU software archive is mirrored around the world. The
up-to-date list of mirror sites is available from the main FSF web site
(http://www.gnu.org/order/ftp.html). Try to use one of the mirrors;
they will be less busy, and you can usually find one closer to your
site.
File: gawk.info, Node: Extracting, Next: Distribution contents, Prev: Getting, Up: Gawk Distribution
B.1.2 Extracting the Distribution
---------------------------------
`gawk' is distributed as several `tar' files compressed with different
compression programs: `gzip', `bzip2', and `xz'. For simplicity, the
rest of these instructions assume you are using the one compressed with
the GNU Zip program, `gzip'.
Once you have the distribution (for example, `gawk-4.0.1.tar.gz'),
use `gzip' to expand the file and then use `tar' to extract it. You
can use the following pipeline to produce the `gawk' distribution:
# Under System V, add 'o' to the tar options
gzip -d -c gawk-4.0.1.tar.gz | tar -xvpf -
On a system with GNU `tar', you can let `tar' do the decompression
for you:
tar -xvpzf gawk-4.0.1.tar.gz
Extracting the archive creates a directory named `gawk-4.0.1' in the
current directory.
The distribution file name is of the form `gawk-V.R.P.tar.gz'. The
V represents the major version of `gawk', the R represents the current
release of version V, and the P represents a "patch level", meaning
that minor bugs have been fixed in the release. The current patch
level is 1, but when retrieving distributions, you should get the
version with the highest version, release, and patch level. (Note,
however, that patch levels greater than or equal to 70 denote "beta" or
nonproduction software; you might not want to retrieve such a version
unless you don't mind experimenting.) If you are not on a Unix or
GNU/Linux system, you need to make other arrangements for getting and
extracting the `gawk' distribution. You should consult a local expert.
File: gawk.info, Node: Distribution contents, Prev: Extracting, Up: Gawk Distribution
B.1.3 Contents of the `gawk' Distribution
-----------------------------------------
The `gawk' distribution has a number of C source files, documentation
files, subdirectories, and files related to the configuration process
(*note Unix Installation::), as well as several subdirectories related
to different non-Unix operating systems:
Various `.c', `.y', and `.h' files
The actual `gawk' source code.
`README'
`README_d/README.*'
Descriptive files: `README' for `gawk' under Unix and the rest for
the various hardware and software combinations.
`INSTALL'
A file providing an overview of the configuration and installation
process.
`ChangeLog'
A detailed list of source code changes as bugs are fixed or
improvements made.
`ChangeLog.0'
An older list of source code changes.
`NEWS'
A list of changes to `gawk' since the last release or patch.
`NEWS.0'
An older list of changes to `gawk'.
`COPYING'
The GNU General Public License.
`FUTURES'
A brief list of features and changes being contemplated for future
releases, with some indication of the time frame for the feature,
based on its difficulty.
`LIMITATIONS'
A list of those factors that limit `gawk''s performance. Most of
these depend on the hardware or operating system software and are
not limits in `gawk' itself.
`POSIX.STD'
A description of behaviors in the POSIX standard for `awk' which
are left undefined, or where `gawk' may not comply fully, as well
as a list of things that the POSIX standard should describe but
does not.
`doc/awkforai.txt'
A short article describing why `gawk' is a good language for
Artificial Intelligence (AI) programming.
`doc/bc_notes'
A brief description of `gawk''s "byte code" internals.
`doc/README.card'
`doc/ad.block'
`doc/awkcard.in'
`doc/cardfonts'
`doc/colors'
`doc/macros'
`doc/no.colors'
`doc/setter.outline'
The `troff' source for a five-color `awk' reference card. A
modern version of `troff' such as GNU `troff' (`groff') is needed
to produce the color version. See the file `README.card' for
instructions if you have an older `troff'.
`doc/gawk.1'
The `troff' source for a manual page describing `gawk'. This is
distributed for the convenience of Unix users.
`doc/gawk.texi'
The Texinfo source file for this Info file. It should be
processed with TeX (via `texi2dvi' or `texi2pdf') to produce a
printed document, and with `makeinfo' to produce an Info or HTML
file.
`doc/gawk.info'
The generated Info file for this Info file.
`doc/gawkinet.texi'
The Texinfo source file for *note (General Introduction)Top::
gawkinet, TCP/IP Internetworking with `gawk'. It should be
processed with TeX (via `texi2dvi' or `texi2pdf') to produce a
printed document and with `makeinfo' to produce an Info or HTML
file.
`doc/gawkinet.info'
The generated Info file for `TCP/IP Internetworking with `gawk''.
`doc/igawk.1'
The `troff' source for a manual page describing the `igawk'
program presented in *note Igawk Program::.
`doc/Makefile.in'
The input file used during the configuration process to generate
the actual `Makefile' for creating the documentation.
`Makefile.am'
`*/Makefile.am'
Files used by the GNU `automake' software for generating the
`Makefile.in' files used by `autoconf' and `configure'.
`Makefile.in'
`aclocal.m4'
`configh.in'
`configure.ac'
`configure'
`custom.h'
`missing_d/*'
`m4/*'
These files and subdirectories are used when configuring `gawk'
for various Unix systems. They are explained in *note Unix
Installation::.
`po/*'
The `po' library contains message translations.
`awklib/extract.awk'
`awklib/Makefile.am'
`awklib/Makefile.in'
`awklib/eg/*'
The `awklib' directory contains a copy of `extract.awk' (*note
Extract Program::), which can be used to extract the sample
programs from the Texinfo source file for this Info file. It also
contains a `Makefile.in' file, which `configure' uses to generate
a `Makefile'. `Makefile.am' is used by GNU Automake to create
`Makefile.in'. The library functions from *note Library
Functions::, and the `igawk' program from *note Igawk Program::,
are included as ready-to-use files in the `gawk' distribution.
They are installed as part of the installation process. The rest
of the programs in this Info file are available in appropriate
subdirectories of `awklib/eg'.
`posix/*'
Files needed for building `gawk' on POSIX-compliant systems.
`pc/*'
Files needed for building `gawk' under MS-Windows and OS/2 (*note
PC Installation::, for details).
`vms/*'
Files needed for building `gawk' under VMS (*note VMS
Installation::, for details).
`test/*'
A test suite for `gawk'. You can use `make check' from the
top-level `gawk' directory to run your version of `gawk' against
the test suite. If `gawk' successfully passes `make check', then
you can be confident of a successful port.
File: gawk.info, Node: Unix Installation, Next: Non-Unix Installation, Prev: Gawk Distribution, Up: Installation
B.2 Compiling and Installing `gawk' on Unix-like Systems
========================================================
Usually, you can compile and install `gawk' by typing only two
commands. However, if you use an unusual system, you may need to
configure `gawk' for your system yourself.
* Menu:
* Quick Installation:: Compiling `gawk' under Unix.
* Additional Configuration Options:: Other compile-time options.
* Configuration Philosophy:: How it's all supposed to work.
File: gawk.info, Node: Quick Installation, Next: Additional Configuration Options, Up: Unix Installation
B.2.1 Compiling `gawk' for Unix-like Systems
--------------------------------------------
The normal installation steps should work on all modern commercial
Unix-derived systems, GNU/Linux, BSD-based systems, and the Cygwin
environment for MS-Windows.
After you have extracted the `gawk' distribution, `cd' to
`gawk-4.0.1'. Like most GNU software, `gawk' is configured
automatically for your system by running the `configure' program. This
program is a Bourne shell script that is generated automatically using
GNU `autoconf'. (The `autoconf' software is described fully starting
with *note (Autoconf)Top:: autoconf,Autoconf--Generating Automatic
Configuration Scripts.)
To configure `gawk', simply run `configure':
sh ./configure
This produces a `Makefile' and `config.h' tailored to your system.
The `config.h' file describes various facts about your system. You
might want to edit the `Makefile' to change the `CFLAGS' variable,
which controls the command-line options that are passed to the C
compiler (such as optimization levels or compiling for debugging).
Alternatively, you can add your own values for most `make' variables
on the command line, such as `CC' and `CFLAGS', when running
`configure':
CC=cc CFLAGS=-g sh ./configure
See the file `INSTALL' in the `gawk' distribution for all the details.
After you have run `configure' and possibly edited the `Makefile',
type:
make
Shortly thereafter, you should have an executable version of `gawk'.
That's all there is to it! To verify that `gawk' is working properly,
run `make check'. All of the tests should succeed. If these steps do
not work, or if any of the tests fail, check the files in the
`README_d' directory to see if you've found a known problem. If the
failure is not described there, please send in a bug report (*note
Bugs::).
File: gawk.info, Node: Additional Configuration Options, Next: Configuration Philosophy, Prev: Quick Installation, Up: Unix Installation
B.2.2 Additional Configuration Options
--------------------------------------
There are several additional options you may use on the `configure'
command line when compiling `gawk' from scratch, including:
`--disable-lint'
Disable all lint checking within `gawk'. The `--lint' and
`--lint-old' options (*note Options::) are accepted, but silently
do nothing. Similarly, setting the `LINT' variable (*note
User-modified::) has no effect on the running `awk' program.
When used with GCC's automatic dead-code-elimination, this option
cuts almost 200K bytes off the size of the `gawk' executable on
GNU/Linux x86 systems. Results on other systems and with other
compilers are likely to vary. Using this option may bring you
some slight performance improvement.
Using this option will cause some of the tests in the test suite
to fail. This option may be removed at a later date.
`--disable-nls'
Disable all message-translation facilities. This is usually not
desirable, but it may bring you some slight performance
improvement.
`--with-whiny-user-strftime'
Force use of the included version of the `strftime()' function for
deficient systems.
Use the command `./configure --help' to see the full list of options
that `configure' supplies.
File: gawk.info, Node: Configuration Philosophy, Prev: Additional Configuration Options, Up: Unix Installation
B.2.3 The Configuration Process
-------------------------------
This minor node is of interest only if you know something about using
the C language and Unix-like operating systems.
The source code for `gawk' generally attempts to adhere to formal
standards wherever possible. This means that `gawk' uses library
routines that are specified by the ISO C standard and by the POSIX
operating system interface standard. The `gawk' source code requires
using an ISO C compiler (the 1990 standard).
Many Unix systems do not support all of either the ISO or the POSIX
standards. The `missing_d' subdirectory in the `gawk' distribution
contains replacement versions of those functions that are most likely
to be missing.
The `config.h' file that `configure' creates contains definitions
that describe features of the particular operating system where you are
attempting to compile `gawk'. The three things described by this file
are: what header files are available, so that they can be correctly
included, what (supposedly) standard functions are actually available
in your C libraries, and various miscellaneous facts about your
operating system. For example, there may not be an `st_blksize'
element in the `stat' structure. In this case, `HAVE_ST_BLKSIZE' is
undefined.
It is possible for your C compiler to lie to `configure'. It may do
so by not exiting with an error when a library function is not
available. To get around this, edit the file `custom.h'. Use an
`#ifdef' that is appropriate for your system, and either `#define' any
constants that `configure' should have defined but didn't, or `#undef'
any constants that `configure' defined and should not have. `custom.h'
is automatically included by `config.h'.
It is also possible that the `configure' program generated by
`autoconf' will not work on your system in some other fashion. If you
do have a problem, the file `configure.ac' is the input for `autoconf'.
You may be able to change this file and generate a new version of
`configure' that works on your system (*note Bugs::, for information on
how to report problems in configuring `gawk'). The same mechanism may
be used to send in updates to `configure.ac' and/or `custom.h'.
File: gawk.info, Node: Non-Unix Installation, Next: Bugs, Prev: Unix Installation, Up: Installation
B.3 Installation on Other Operating Systems
===========================================
This minor node describes how to install `gawk' on various non-Unix
systems.
* Menu:
* PC Installation:: Installing and Compiling `gawk' on
MS-DOS and OS/2.
* VMS Installation:: Installing `gawk' on VMS.
File: gawk.info, Node: PC Installation, Next: VMS Installation, Up: Non-Unix Installation
B.3.1 Installation on PC Operating Systems
------------------------------------------
This minor node covers installation and usage of `gawk' on x86 machines
running MS-DOS, any version of MS-Windows, or OS/2. In this minor
node, the term "Windows32" refers to any of Microsoft
Windows-95/98/ME/NT/2000/XP/Vista/7.
The limitations of MS-DOS (and MS-DOS shells under Windows32 or
OS/2) has meant that various "DOS extenders" are often used with
programs such as `gawk'. The varying capabilities of Microsoft Windows
3.1 and Windows32 can add to the confusion. For an overview of the
considerations, please refer to `README_d/README.pc' in the
distribution.
* Menu:
* PC Binary Installation:: Installing a prepared distribution.
* PC Compiling:: Compiling `gawk' for MS-DOS,
Windows32, and OS/2.
* PC Testing:: Testing `gawk' on PC systems.
* PC Using:: Running `gawk' on MS-DOS, Windows32
and OS/2.
* Cygwin:: Building and running `gawk' for
Cygwin.
* MSYS:: Using `gawk' In The MSYS Environment.
File: gawk.info, Node: PC Binary Installation, Next: PC Compiling, Up: PC Installation
B.3.1.1 Installing a Prepared Distribution for PC Systems
.........................................................
If you have received a binary distribution prepared by the MS-DOS
maintainers, then `gawk' and the necessary support files appear under
the `gnu' directory, with executables in `gnu/bin', libraries in
`gnu/lib/awk', and manual pages under `gnu/man'. This is designed for
easy installation to a `/gnu' directory on your drive--however, the
files can be installed anywhere provided `AWKPATH' is set properly.
Regardless of the installation directory, the first line of `igawk.cmd'
and `igawk.bat' (in `gnu/bin') may need to be edited.
The binary distribution contains a separate file describing the
contents. In particular, it may include more than one version of the
`gawk' executable.
OS/2 (32 bit, EMX) binary distributions are prepared for the `/usr'
directory of your preferred drive. Set `UNIXROOT' to your installation
drive (e.g., `e:') if you want to install `gawk' onto another drive
than the hardcoded default `c:'. Executables appear in `/usr/bin',
libraries under `/usr/share/awk', manual pages under `/usr/man',
Texinfo documentation under `/usr/info', and NLS files under
`/usr/share/locale'. Note that the files can be installed anywhere
provided `AWKPATH' is set properly.
If you already have a file `/usr/info/dir' from another package _do
not overwrite it!_ Instead enter the following commands at your prompt
(replace `x:' by your installation drive):
install-info --info-dir=x:/usr/info x:/usr/info/gawk.info
install-info --info-dir=x:/usr/info x:/usr/info/gawkinet.info
The binary distribution may contain a separate file containing
additional or more detailed installation instructions.
File: gawk.info, Node: PC Compiling, Next: PC Testing, Prev: PC Binary Installation, Up: PC Installation
B.3.1.2 Compiling `gawk' for PC Operating Systems
.................................................
`gawk' can be compiled for MS-DOS, Windows32, and OS/2 using the GNU
development tools from DJ Delorie (DJGPP: MS-DOS only) or Eberhard
Mattes (EMX: MS-DOS, Windows32 and OS/2). The file
`README_d/README.pc' in the `gawk' distribution contains additional
notes, and `pc/Makefile' contains important information on compilation
options.
To build `gawk' for MS-DOS and Windows32, copy the files in the `pc'
directory (_except_ for `ChangeLog') to the directory with the rest of
the `gawk' sources, then invoke `make' with the appropriate target name
as an argument to build `gawk'. The `Makefile' copied from the `pc'
directory contains a configuration section with comments and may need
to be edited in order to work with your `make' utility.
The `Makefile' supports a number of targets for building various
MS-DOS and Windows32 versions. A list of targets is printed if the
`make' command is given without a target. As an example, to build
`gawk' using the DJGPP tools, enter `make djgpp'. (The DJGPP tools
needed for the build may be found at
`ftp://ftp.delorie.com/pub/djgpp/current/v2gnu/'.) To build a native
MS-Windows binary of `gawk', type `make mingw32'.
The 32 bit EMX version of `gawk' works "out of the box" under OS/2.
However, it is highly recommended to use GCC 2.95.3 for the compilation.
In principle, it is possible to compile `gawk' the following way:
$ ./configure
$ make
This is not recommended, though. To get an OMF executable you should
use the following commands at your `sh' prompt:
$ CFLAGS="-O2 -Zomf -Zmt"
$ export CFLAGS
$ LDFLAGS="-s -Zcrtdll -Zlinker /exepack:2 -Zlinker /pm:vio -Zstack 0x6000"
$ export LDFLAGS
$ RANLIB="echo"
$ export RANLIB
$ ./configure --prefix=c:/usr
$ make AR=emxomfar
These are just suggestions for use with GCC 2.x. You may use any
other set of (self-consistent) environment variables and compiler flags.
If you use GCC 2.95 it is recommended to use also:
$ LIBS="-lgcc"
$ export LIBS
You can also get an `a.out' executable if you prefer:
$ CFLAGS="-O2 -Zmt"
$ export CFLAGS
$ LDFLAGS="-s -Zstack 0x6000"
$ LIBS="-lgcc"
$ unset RANLIB
$ ./configure --prefix=c:/usr
$ make
NOTE: Compilation of `a.out' executables also works with GCC 3.2.
Versions later than GCC 3.2 have not been tested successfully.
`make install' works as expected with the EMX build.
NOTE: Ancient OS/2 ports of GNU `make' are not able to handle the
Makefiles of this package. If you encounter any problems with
`make', try GNU Make 3.79.1 or later versions. You should find
the latest version on `ftp://hobbes.nmsu.edu/pub/os2/'.
File: gawk.info, Node: PC Testing, Next: PC Using, Prev: PC Compiling, Up: PC Installation
B.3.1.3 Testing `gawk' on PC Operating Systems
..............................................
Using `make' to run the standard tests and to install `gawk' requires
additional Unix-like tools, including `sh', `sed', and `cp'. In order
to run the tests, the `test/*.ok' files may need to be converted so
that they have the usual MS-DOS-style end-of-line markers.
Alternatively, run `make check CMP="diff -a"' to use GNU `diff' in text
mode instead of `cmp' to compare the resulting files.
Most of the tests work properly with Stewartson's shell along with
the companion utilities or appropriate GNU utilities. However, some
editing of `test/Makefile' is required. It is recommended that you copy
the file `pc/Makefile.tst' over the file `test/Makefile' as a
replacement. Details can be found in `README_d/README.pc' and in the
file `pc/Makefile.tst'.
On OS/2 the `pid' test fails because `spawnl()' is used instead of
`fork()'/`execl()' to start child processes. Also the `mbfw1' and
`mbprintf1' tests fail because the needed multibyte functionality is
not available.
File: gawk.info, Node: PC Using, Next: Cygwin, Prev: PC Testing, Up: PC Installation
B.3.1.4 Using `gawk' on PC Operating Systems
............................................
With the exception of the Cygwin environment, the `|&' operator and
TCP/IP networking (*note TCP/IP Networking::) are not supported for
MS-DOS or MS-Windows. EMX (OS/2 only) does support at least the `|&'
operator.
The MS-DOS and MS-Windows versions of `gawk' search for program
files as described in *note AWKPATH Variable::. However, semicolons
(rather than colons) separate elements in the `AWKPATH' variable. If
`AWKPATH' is not set or is empty, then the default search path for
MS-Windows and MS-DOS versions is `".;c:/lib/awk;c:/gnu/lib/awk"'.
The search path for OS/2 (32 bit, EMX) is determined by the prefix
directory (most likely `/usr' or `c:/usr') that has been specified as
an option of the `configure' script like it is the case for the Unix
versions. If `c:/usr' is the prefix directory then the default search
path contains `.' and `c:/usr/share/awk'. Additionally, to support
binary distributions of `gawk' for OS/2 systems whose drive `c:' might
not support long file names or might not exist at all, there is a
special environment variable. If `UNIXROOT' specifies a drive then
this specific drive is also searched for program files. E.g., if
`UNIXROOT' is set to `e:' the complete default search path is
`".;c:/usr/share/awk;e:/usr/share/awk"'.
An `sh'-like shell (as opposed to `command.com' under MS-DOS or
`cmd.exe' under MS-Windows or OS/2) may be useful for `awk' programming.
The DJGPP collection of tools includes an MS-DOS port of Bash, and
several shells are available for OS/2, including `ksh'.
Under MS-Windows, OS/2 and MS-DOS, `gawk' (and many other text
programs) silently translate end-of-line `"\r\n"' to `"\n"' on input
and `"\n"' to `"\r\n"' on output. A special `BINMODE' variable
(c.e.) allows control over these translations and is interpreted as
follows:
* If `BINMODE' is `"r"', or one, then binary mode is set on read
(i.e., no translations on reads).
* If `BINMODE' is `"w"', or two, then binary mode is set on write
(i.e., no translations on writes).
* If `BINMODE' is `"rw"' or `"wr"' or three, binary mode is set for
both read and write.
* `BINMODE=NON-NULL-STRING' is the same as `BINMODE=3' (i.e., no
translations on reads or writes). However, `gawk' issues a warning
message if the string is not one of `"rw"' or `"wr"'.
The modes for standard input and standard output are set one time only
(after the command line is read, but before processing any of the `awk'
program). Setting `BINMODE' for standard input or standard output is
accomplished by using an appropriate `-v BINMODE=N' option on the
command line. `BINMODE' is set at the time a file or pipe is opened
and cannot be changed mid-stream.
The name `BINMODE' was chosen to match `mawk' (*note Other
Versions::). `mawk' and `gawk' handle `BINMODE' similarly; however,
`mawk' adds a `-W BINMODE=N' option and an environment variable that
can set `BINMODE', `RS', and `ORS'. The files `binmode[1-3].awk'
(under `gnu/lib/awk' in some of the prepared distributions) have been
chosen to match `mawk''s `-W BINMODE=N' option. These can be changed
or discarded; in particular, the setting of `RS' giving the fewest
"surprises" is open to debate. `mawk' uses `RS = "\r\n"' if binary
mode is set on read, which is appropriate for files with the
MS-DOS-style end-of-line.
To illustrate, the following examples set binary mode on writes for
standard output and other files, and set `ORS' as the "usual"
MS-DOS-style end-of-line:
gawk -v BINMODE=2 -v ORS="\r\n" ...
or:
gawk -v BINMODE=w -f binmode2.awk ...
These give the same result as the `-W BINMODE=2' option in `mawk'. The
following changes the record separator to `"\r\n"' and sets binary mode
on reads, but does not affect the mode on standard input:
gawk -v RS="\r\n" --source "BEGIN { BINMODE = 1 }" ...
or:
gawk -f binmode1.awk ...
With proper quoting, in the first example the setting of `RS' can be
moved into the `BEGIN' rule.
File: gawk.info, Node: Cygwin, Next: MSYS, Prev: PC Using, Up: PC Installation
B.3.1.5 Using `gawk' In The Cygwin Environment
..............................................
`gawk' can be built and used "out of the box" under MS-Windows if you
are using the Cygwin environment (http://www.cygwin.com). This
environment provides an excellent simulation of Unix, using the GNU
tools, such as Bash, the GNU Compiler Collection (GCC), GNU Make, and
other GNU programs. Compilation and installation for Cygwin is the
same as for a Unix system:
tar -xvpzf gawk-4.0.1.tar.gz
cd gawk-4.0.1
./configure
make
When compared to GNU/Linux on the same system, the `configure' step
on Cygwin takes considerably longer. However, it does finish, and then
the `make' proceeds as usual.
NOTE: The `|&' operator and TCP/IP networking (*note TCP/IP
Networking::) are fully supported in the Cygwin environment. This
is not true for any other environment on MS-Windows.
File: gawk.info, Node: MSYS, Prev: Cygwin, Up: PC Installation
B.3.1.6 Using `gawk' In The MSYS Environment
............................................
In the MSYS environment under MS-Windows, `gawk' automatically uses
binary mode for reading and writing files. Thus there is no need to
use the `BINMODE' variable.
This can cause problems with other Unix-like components that have
been ported to MS-Windows that expect `gawk' to do automatic
translation of `"\r\n"', since it won't. Caveat Emptor!
File: gawk.info, Node: VMS Installation, Prev: PC Installation, Up: Non-Unix Installation
B.3.2 How to Compile and Install `gawk' on VMS
----------------------------------------------
This node describes how to compile and install `gawk' under VMS. The
older designation "VMS" is used throughout to refer to OpenVMS.
* Menu:
* VMS Compilation:: How to compile `gawk' under VMS.
* VMS Installation Details:: How to install `gawk' under VMS.
* VMS Running:: How to run `gawk' under VMS.
* VMS Old Gawk:: An old version comes with some VMS systems.
File: gawk.info, Node: VMS Compilation, Next: VMS Installation Details, Up: VMS Installation
B.3.2.1 Compiling `gawk' on VMS
...............................
To compile `gawk' under VMS, there is a `DCL' command procedure that
issues all the necessary `CC' and `LINK' commands. There is also a
`Makefile' for use with the `MMS' utility. From the source directory,
use either:
$ @[.VMS]VMSBUILD.COM
or:
$ MMS/DESCRIPTION=[.VMS]DESCRIP.MMS GAWK
Older versions of `gawk' could be built with VAX C or GNU C on
VAX/VMS, as well as with DEC C, but that is no longer supported. DEC C
(also briefly known as "Compaq C" and now known as "HP C," but referred
to here as "DEC C") is required. Both `VMSBUILD.COM' and `DESCRIP.MMS'
contain some obsolete support for the older compilers but are set up to
use DEC C by default.
`gawk' has been tested under Alpha/VMS 7.3-1 using Compaq C V6.4,
and on Alpha/VMS 7.3, Alpha/VMS 7.3-2, and IA64/VMS 8.3.(1)
---------- Footnotes ----------
(1) The IA64 architecture is also known as "Itanium."
File: gawk.info, Node: VMS Installation Details, Next: VMS Running, Prev: VMS Compilation, Up: VMS Installation
B.3.2.2 Installing `gawk' on VMS
................................
To install `gawk', all you need is a "foreign" command, which is a
`DCL' symbol whose value begins with a dollar sign. For example:
$ GAWK :== $disk1:[gnubin]GAWK
Substitute the actual location of `gawk.exe' for `$disk1:[gnubin]'. The
symbol should be placed in the `login.com' of any user who wants to run
`gawk', so that it is defined every time the user logs on.
Alternatively, the symbol may be placed in the system-wide
`sylogin.com' procedure, which allows all users to run `gawk'.
Optionally, the help entry can be loaded into a VMS help library:
$ LIBRARY/HELP SYS$HELP:HELPLIB [.VMS]GAWK.HLP
(You may want to substitute a site-specific help library rather than
the standard VMS library `HELPLIB'.) After loading the help text, the
command:
$ HELP GAWK
provides information about both the `gawk' implementation and the `awk'
programming language.
The logical name `AWK_LIBRARY' can designate a default location for
`awk' program files. For the `-f' option, if the specified file name
has no device or directory path information in it, `gawk' looks in the
current directory first, then in the directory specified by the
translation of `AWK_LIBRARY' if the file is not found. If, after
searching in both directories, the file still is not found, `gawk'
appends the suffix `.awk' to the filename and retries the file search.
If `AWK_LIBRARY' has no definition, a default value of `SYS$LIBRARY:'
is used for it.
File: gawk.info, Node: VMS Running, Next: VMS Old Gawk, Prev: VMS Installation Details, Up: VMS Installation
B.3.2.3 Running `gawk' on VMS
.............................
Command-line parsing and quoting conventions are significantly different
on VMS, so examples in this Info file or from other sources often need
minor changes. They _are_ minor though, and all `awk' programs should
run correctly.
Here are a couple of trivial tests:
$ gawk -- "BEGIN {print ""Hello, World!""}"
$ gawk -"W" version
! could also be -"W version" or "-W version"
Note that uppercase and mixed-case text must be quoted.
The VMS port of `gawk' includes a `DCL'-style interface in addition
to the original shell-style interface (see the help entry for details).
One side effect of dual command-line parsing is that if there is only a
single parameter (as in the quoted string program above), the command
becomes ambiguous. To work around this, the normally optional `--'
flag is required to force Unix-style parsing rather than `DCL' parsing.
If any other dash-type options (or multiple parameters such as data
files to process) are present, there is no ambiguity and `--' can be
omitted.
The default search path, when looking for `awk' program files
specified by the `-f' option, is `"SYS$DISK:[],AWK_LIBRARY:"'. The
logical name `AWKPATH' can be used to override this default. The format
of `AWKPATH' is a comma-separated list of directory specifications.
When defining it, the value should be quoted so that it retains a single
translation and not a multitranslation `RMS' searchlist.
File: gawk.info, Node: VMS Old Gawk, Prev: VMS Running, Up: VMS Installation
B.3.2.4 Some VMS Systems Have An Old Version of `gawk'
......................................................
Some versions of VMS have an old version of `gawk'. To access it,
define a symbol, as follows:
$ gawk :== $sys$common:[syshlp.examples.tcpip.snmp]gawk.exe
This is apparently version 2.15.6, which is extremely old. We
recommend compiling and using the current version.
File: gawk.info, Node: Bugs, Next: Other Versions, Prev: Non-Unix Installation, Up: Installation
B.4 Reporting Problems and Bugs
===============================
There is nothing more dangerous than a bored archeologist.
The Hitchhiker's Guide to the Galaxy
If you have problems with `gawk' or think that you have found a bug,
please report it to the developers; we cannot promise to do anything
but we might well want to fix it.
Before reporting a bug, make sure you have actually found a real bug.
Carefully reread the documentation and see if it really says you can do
what you're trying to do. If it's not clear whether you should be able
to do something or not, report that too; it's a bug in the
documentation!
Before reporting a bug or trying to fix it yourself, try to isolate
it to the smallest possible `awk' program and input data file that
reproduces the problem. Then send us the program and data file, some
idea of what kind of Unix system you're using, the compiler you used to
compile `gawk', and the exact results `gawk' gave you. Also say what
you expected to occur; this helps us decide whether the problem is
really in the documentation.
Please include the version number of `gawk' you are using. You can
get this information with the command `gawk --version'.
Once you have a precise problem, send email to <bug-gawk@gnu.org>.
Using this address automatically sends a copy of your mail to me.
If necessary, I can be reached directly at <arnold@skeeve.com>. The
bug reporting address is preferred since the email list is archived at
the GNU Project. _All email should be in English, since that is my
native language._
CAUTION: Do _not_ try to report bugs in `gawk' by posting to the
Usenet/Internet newsgroup `comp.lang.awk'. While the `gawk'
developers do occasionally read this newsgroup, there is no
guarantee that we will see your posting. The steps described
above are the official recognized ways for reporting bugs. Really.
NOTE: Many distributions of GNU/Linux and the various BSD-based
operating systems have their own bug reporting systems. If you
report a bug using your distribution's bug reporting system,
_please_ also send a copy to <bug-gawk@gnu.org>.
This is for two reasons. First, while some distributions forward
bug reports "upstream" to the GNU mailing list, many don't, so
there is a good chance that the `gawk' maintainer won't even see
the bug report! Second, mail to the GNU list is archived, and
having everything at the GNU project keeps things self-contained
and not dependant on other web sites.
Non-bug suggestions are always welcome as well. If you have
questions about things that are unclear in the documentation or are
just obscure features, ask me; I will try to help you out, although I
may not have the time to fix the problem. You can send me electronic
mail at the Internet address noted previously.
If you find bugs in one of the non-Unix ports of `gawk', please send
an electronic mail message to the person who maintains that port. They
are named in the following list, as well as in the `README' file in the
`gawk' distribution. Information in the `README' file should be
considered authoritative if it conflicts with this Info file.
The people maintaining the non-Unix ports of `gawk' are as follows:
MS-DOS with DJGPP Scott Deifik, <scottd.mail@sbcglobal.net>.
MS-Windows with MINGW Eli Zaretskii, <eliz@gnu.org>.
OS/2 Andreas Buening, <andreas.buening@nexgo.de>.
VMS Pat Rankin, <r.pat.rankin@gmail.com>
z/OS (OS/390) Dave Pitts, <dpitts@cozx.com>.
If your bug is also reproducible under Unix, please send a copy of
your report to the <bug-gawk@gnu.org> email list as well.
File: gawk.info, Node: Other Versions, Prev: Bugs, Up: Installation
B.5 Other Freely Available `awk' Implementations
================================================
It's kind of fun to put comments like this in your awk code.
`// Do C++ comments work? answer: yes! of course'
Michael Brennan
There are a number of other freely available `awk' implementations.
This minor node briefly describes where to get them:
Unix `awk'
Brian Kernighan, one of the original designers of Unix `awk', has
made his implementation of `awk' freely available. You can
retrieve this version via the World Wide Web from his home page
(http://www.cs.princeton.edu/~bwk). It is available in several
archive formats:
Shell archive
`http://www.cs.princeton.edu/~bwk/btl.mirror/awk.shar'
Compressed `tar' file
`http://www.cs.princeton.edu/~bwk/btl.mirror/awk.tar.gz'
Zip file
`http://www.cs.princeton.edu/~bwk/btl.mirror/awk.zip'
This version requires an ISO C (1990 standard) compiler; the C
compiler from GCC (the GNU Compiler Collection) works quite nicely.
*Note Common Extensions::, for a list of extensions in this `awk'
that are not in POSIX `awk'.
`mawk'
Michael Brennan wrote an independent implementation of `awk',
called `mawk'. It is available under the GPL (*note Copying::),
just as `gawk' is.
The original distribution site for the `mawk' source code no
longer has it. A copy is available at
`http://www.skeeve.com/gawk/mawk1.3.3.tar.gz'.
In 2009, Thomas Dickey took on `mawk' maintenance. Basic
information is available on the project's web page
(http://www.invisible-island.net/mawk/mawk.html). The download
URL is `http://invisible-island.net/datafiles/release/mawk.tar.gz'.
Once you have it, `gunzip' may be used to decompress this file.
Installation is similar to `gawk''s (*note Unix Installation::).
*Note Common Extensions::, for a list of extensions in `mawk' that
are not in POSIX `awk'.
`awka'
Written by Andrew Sumner, `awka' translates `awk' programs into C,
compiles them, and links them with a library of functions that
provides the core `awk' functionality. It also has a number of
extensions.
The `awk' translator is released under the GPL, and the library is
under the LGPL.
To get `awka', go to `http://sourceforge.net/projects/awka'.
The project seems to be frozen; no new code changes have been made
since approximately 2003.
`pawk'
Nelson H.F. Beebe at the University of Utah has modified Brian
Kernighan's `awk' to provide timing and profiling information. It
is different from `gawk' with the `--profile' option. (*note
Profiling::), in that it uses CPU-based profiling, not line-count
profiling. You may find it at either
`ftp://ftp.math.utah.edu/pub/pawk/pawk-20030606.tar.gz' or
`http://www.math.utah.edu/pub/pawk/pawk-20030606.tar.gz'.
Busybox Awk
Busybox is a GPL-licensed program providing small versions of many
applications within a single executable. It is aimed at embedded
systems. It includes a full implementation of POSIX `awk'. When
building it, be careful not to do `make install' as it will
overwrite copies of other applications in your `/usr/local/bin'.
For more information, see the project's home page
(http://busybox.net).
The OpenSolaris POSIX `awk'
The version of `awk' in `/usr/xpg4/bin' on Solaris is more-or-less
POSIX-compliant. It is based on the `awk' from Mortice Kern
Systems for PCs. The source code can be downloaded from the
OpenSolaris web site (http://www.opensolaris.org). This author
was able to make it compile and work under GNU/Linux with 1-2
hours of work. Making it more generally portable (using GNU
Autoconf and/or Automake) would take more work, and this has not
been done, at least to our knowledge.
`jawk'
This is an interpreter for `awk' written in Java. It claims to be
a full interpreter, although because it uses Java facilities for
I/O and for regexp matching, the language it supports is different
from POSIX `awk'. More information is available on the project's
home page (http://jawk.sourceforge.net).
Libmawk
This is an embeddable `awk' interpreter derived from `mawk'. For
more information see `http://repo.hu/projects/libmawk/'.
QSE Awk
This is an embeddable `awk' interpreter. For more information see
`http://code.google.com/p/qse/' and `http://awk.info/?tools/qse'.
`QTawk'
This is an independent implementation of `awk' distributed under
the GPL. It has a large number of extensions over standard `awk'
and may not be 100% syntactically compatible with it. See
`http://www.quiktrim.org/QTawk.html' for more information,
including the manual and a download link.
`xgawk'
XML `gawk'. This is a fork of the `gawk' 3.1.6 source base to
support processing XML files. It has a number of interesting
extensions which should one day be integrated into the main `gawk'
code base. For more information, see the XMLgawk project web site
(http://xmlgawk.sourceforge.net).
File: gawk.info, Node: Notes, Next: Basic Concepts, Prev: Installation, Up: Top
Appendix C Implementation Notes
*******************************
This appendix contains information mainly of interest to implementers
and maintainers of `gawk'. Everything in it applies specifically to
`gawk' and not to other implementations.
* Menu:
* Compatibility Mode:: How to disable certain `gawk'
extensions.
* Additions:: Making Additions To `gawk'.
* Dynamic Extensions:: Adding new built-in functions to
`gawk'.
* Future Extensions:: New features that may be implemented one day.
File: gawk.info, Node: Compatibility Mode, Next: Additions, Up: Notes
C.1 Downward Compatibility and Debugging
========================================
*Note POSIX/GNU::, for a summary of the GNU extensions to the `awk'
language and program. All of these features can be turned off by
invoking `gawk' with the `--traditional' option or with the `--posix'
option.
If `gawk' is compiled for debugging with `-DDEBUG', then there is
one more option available on the command line:
`-Y'
`--parsedebug'
Prints out the parse stack information as the program is being
parsed.
This option is intended only for serious `gawk' developers and not
for the casual user. It probably has not even been compiled into your
version of `gawk', since it slows down execution.
File: gawk.info, Node: Additions, Next: Dynamic Extensions, Prev: Compatibility Mode, Up: Notes
C.2 Making Additions to `gawk'
==============================
If you find that you want to enhance `gawk' in a significant fashion,
you are perfectly free to do so. That is the point of having free
software; the source code is available and you are free to change it as
you want (*note Copying::).
This minor node discusses the ways you might want to change `gawk'
as well as any considerations you should bear in mind.
* Menu:
* Accessing The Source:: Accessing the Git repository.
* Adding Code:: Adding code to the main body of
`gawk'.
* New Ports:: Porting `gawk' to a new operating
system.
File: gawk.info, Node: Accessing The Source, Next: Adding Code, Up: Additions
C.2.1 Accessing The `gawk' Git Repository
-----------------------------------------
As `gawk' is Free Software, the source code is always available. *note
Gawk Distribution::, describes how to get and build the formal,
released versions of `gawk'.
However, if you want to modify `gawk' and contribute back your
changes, you will probably wish to work with the development version.
To do so, you will need to access the `gawk' source code repository.
The code is maintained using the Git distributed version control system
(http://git-scm.com/). You will need to install it if your system
doesn't have it. Once you have done so, use the command:
git clone git://git.savannah.gnu.org/gawk.git
This will clone the `gawk' repository. If you are behind a firewall
that will not allow you to use the Git native protocol, you can still
access the repository using:
git clone http://git.savannah.gnu.org/r/gawk.git
Once you have made changes, you can use `git diff' to produce a
patch, and send that to the `gawk' maintainer; see *note Bugs:: for how
to do that.
Finally, if you cannot install Git (e.g., if it hasn't been ported
yet to your operating system), you can use the Git-CVS gateway to check
out a copy using CVS, as follows:
cvs -d:pserver:anonymous@pserver.git.sv.gnu.org:/gawk.git co -d gawk master
File: gawk.info, Node: Adding Code, Next: New Ports, Prev: Accessing The Source, Up: Additions
C.2.2 Adding New Features
-------------------------
You are free to add any new features you like to `gawk'. However, if
you want your changes to be incorporated into the `gawk' distribution,
there are several steps that you need to take in order to make it
possible to include your changes:
1. Before building the new feature into `gawk' itself, consider
writing it as an extension module (*note Dynamic Extensions::).
If that's not possible, continue with the rest of the steps in
this list.
2. Be prepared to sign the appropriate paperwork. In order for the
FSF to distribute your changes, you must either place those
changes in the public domain and submit a signed statement to that
effect, or assign the copyright in your changes to the FSF. Both
of these actions are easy to do and _many_ people have done so
already. If you have questions, please contact me (*note Bugs::),
or <assign@gnu.org>.
3. Get the latest version. It is much easier for me to integrate
changes if they are relative to the most recent distributed
version of `gawk'. If your version of `gawk' is very old, I may
not be able to integrate them at all. (*Note Getting::, for
information on getting the latest version of `gawk'.)
4. See *note (Version)Top:: standards, GNU Coding Standards. This
document describes how GNU software should be written. If you
haven't read it, please do so, preferably _before_ starting to
modify `gawk'. (The `GNU Coding Standards' are available from the
GNU Project's web site
(http://www.gnu.org/prep/standards_toc.html). Texinfo, Info, and
DVI versions are also available.)
5. Use the `gawk' coding style. The C code for `gawk' follows the
instructions in the `GNU Coding Standards', with minor exceptions.
The code is formatted using the traditional "K&R" style,
particularly as regards to the placement of braces and the use of
TABs. In brief, the coding rules for `gawk' are as follows:
* Use ANSI/ISO style (prototype) function headers when defining
functions.
* Put the name of the function at the beginning of its own line.
* Put the return type of the function, even if it is `int', on
the line above the line with the name and arguments of the
function.
* Put spaces around parentheses used in control structures
(`if', `while', `for', `do', `switch', and `return').
* Do not put spaces in front of parentheses used in function
calls.
* Put spaces around all C operators and after commas in
function calls.
* Do not use the comma operator to produce multiple side
effects, except in `for' loop initialization and increment
parts, and in macro bodies.
* Use real TABs for indenting, not spaces.
* Use the "K&R" brace layout style.
* Use comparisons against `NULL' and `'\0'' in the conditions of
`if', `while', and `for' statements, as well as in the `case's
of `switch' statements, instead of just the plain pointer or
character value.
* Use the `TRUE', `FALSE' and `NULL' symbolic constants and the
character constant `'\0'' where appropriate, instead of `1'
and `0'.
* Provide one-line descriptive comments for each function.
* Do not use the `alloca()' function for allocating memory off
the stack. Its use causes more portability trouble than is
worth the minor benefit of not having to free the storage.
Instead, use `malloc()' and `free()'.
* Do not use comparisons of the form `! strcmp(a, b)' or
similar. As Henry Spencer once said, "`strcmp()' is not a
boolean!" Instead, use `strcmp(a, b) == 0'.
* If adding new bit flag values, use explicit hexadecimal
constants (`0x001', `0x002', `0x004', and son on) instead of
shifting one left by successive amounts (`(1<<0)', `(1<<1)',
and so on).
NOTE: If I have to reformat your code to follow the coding
style used in `gawk', I may not bother to integrate your
changes at all.
6. Update the documentation. Along with your new code, please supply
new sections and/or chapters for this Info file. If at all
possible, please use real Texinfo, instead of just supplying
unformatted ASCII text (although even that is better than no
documentation at all). Conventions to be followed in `GAWK:
Effective AWK Programming' are provided after the `@bye' at the
end of the Texinfo source file. If possible, please update the
`man' page as well.
You will also have to sign paperwork for your documentation
changes.
7. Submit changes as unified diffs. Use `diff -u -r -N' to compare
the original `gawk' source tree with your version. I recommend
using the GNU version of `diff'. Send the output produced by
either run of `diff' to me when you submit your changes. (*Note
Bugs::, for the electronic mail information.)
Using this format makes it easy for me to apply your changes to the
master version of the `gawk' source code (using `patch'). If I
have to apply the changes manually, using a text editor, I may not
do so, particularly if there are lots of changes.
8. Include an entry for the `ChangeLog' file with your submission.
This helps further minimize the amount of work I have to do,
making it easier for me to accept patches.
Although this sounds like a lot of work, please remember that while
you may write the new code, I have to maintain it and support it. If it
isn't possible for me to do that with a minimum of extra work, then I
probably will not.
File: gawk.info, Node: New Ports, Prev: Adding Code, Up: Additions
C.2.3 Porting `gawk' to a New Operating System
----------------------------------------------
If you want to port `gawk' to a new operating system, there are several
steps:
1. Follow the guidelines in *note Adding Code::, concerning coding
style, submission of diffs, and so on.
2. Be prepared to sign the appropriate paperwork. In order for the
FSF to distribute your code, you must either place your code in
the public domain and submit a signed statement to that effect, or
assign the copyright in your code to the FSF. Both of these
actions are easy to do and _many_ people have done so already. If
you have questions, please contact me, or <gnu@gnu.org>.
3. When doing a port, bear in mind that your code must coexist
peacefully with the rest of `gawk' and the other ports. Avoid
gratuitous changes to the system-independent parts of the code. If
at all possible, avoid sprinkling `#ifdef's just for your port
throughout the code.
If the changes needed for a particular system affect too much of
the code, I probably will not accept them. In such a case, you
can, of course, distribute your changes on your own, as long as
you comply with the GPL (*note Copying::).
4. A number of the files that come with `gawk' are maintained by other
people. Thus, you should not change them unless it is for a very
good reason; i.e., changes are not out of the question, but
changes to these files are scrutinized extra carefully. The files
are `dfa.c', `dfa.h', `getopt1.c', `getopt.c', `getopt.h',
`install-sh', `mkinstalldirs', `regcomp.c', `regex.c',
`regexec.c', `regexex.c', `regex.h', `regex_internal.c', and
`regex_internal.h'.
5. Be willing to continue to maintain the port. Non-Unix operating
systems are supported by volunteers who maintain the code needed
to compile and run `gawk' on their systems. If noone volunteers to
maintain a port, it becomes unsupported and it may be necessary to
remove it from the distribution.
6. Supply an appropriate `gawkmisc.???' file. Each port has its own
`gawkmisc.???' that implements certain operating system specific
functions. This is cleaner than a plethora of `#ifdef's scattered
throughout the code. The `gawkmisc.c' in the main source
directory includes the appropriate `gawkmisc.???' file from each
subdirectory. Be sure to update it as well.
Each port's `gawkmisc.???' file has a suffix reminiscent of the
machine or operating system for the port--for example,
`pc/gawkmisc.pc' and `vms/gawkmisc.vms'. The use of separate
suffixes, instead of plain `gawkmisc.c', makes it possible to move
files from a port's subdirectory into the main subdirectory,
without accidentally destroying the real `gawkmisc.c' file.
(Currently, this is only an issue for the PC operating system
ports.)
7. Supply a `Makefile' as well as any other C source and header files
that are necessary for your operating system. All your code
should be in a separate subdirectory, with a name that is the same
as, or reminiscent of, either your operating system or the
computer system. If possible, try to structure things so that it
is not necessary to move files out of the subdirectory into the
main source directory. If that is not possible, then be sure to
avoid using names for your files that duplicate the names of files
in the main source directory.
8. Update the documentation. Please write a section (or sections)
for this Info file describing the installation and compilation
steps needed to compile and/or install `gawk' for your system.
Following these steps makes it much easier to integrate your changes
into `gawk' and have them coexist happily with other operating systems'
code that is already there.
In the code that you supply and maintain, feel free to use a coding
style and brace layout that suits your taste.
File: gawk.info, Node: Dynamic Extensions, Next: Future Extensions, Prev: Additions, Up: Notes
C.3 Adding New Built-in Functions to `gawk'
===========================================
Danger Will Robinson! Danger!!
Warning! Warning!
The Robot
It is possible to add new built-in functions to `gawk' using
dynamically loaded libraries. This facility is available on systems
(such as GNU/Linux) that support the C `dlopen()' and `dlsym()'
functions. This minor node describes how to write and use dynamically
loaded extensions for `gawk'. Experience with programming in C or C++
is necessary when reading this minor node.
CAUTION: The facilities described in this minor node are very much
subject to change in a future `gawk' release. Be aware that you
may have to re-do everything, at some future time.
If you have written your own dynamic extensions, be sure to
recompile them for each new `gawk' release. There is no guarantee
of binary compatibility between different releases, nor will there
ever be such a guarantee.
NOTE: When `--sandbox' is specified, extensions are disabled
(*note Options::.
* Menu:
* Internals:: A brief look at some `gawk' internals.
* Plugin License:: A note about licensing.
* Loading Extensions:: How to load dynamic extensions.
* Sample Library:: A example of new functions.
File: gawk.info, Node: Internals, Next: Plugin License, Up: Dynamic Extensions
C.3.1 A Minimal Introduction to `gawk' Internals
------------------------------------------------
The truth is that `gawk' was not designed for simple extensibility.
The facilities for adding functions using shared libraries work, but
are something of a "bag on the side." Thus, this tour is brief and
simplistic; would-be `gawk' hackers are encouraged to spend some time
reading the source code before trying to write extensions based on the
material presented here. Of particular note are the files `awk.h',
`builtin.c', and `eval.c'. Reading `awkgram.y' in order to see how the
parse tree is built would also be of use.
With the disclaimers out of the way, the following types, structure
members, functions, and macros are declared in `awk.h' and are of use
when writing extensions. The next minor node shows how they are used:
`AWKNUM'
An `AWKNUM' is the internal type of `awk' floating-point numbers.
Typically, it is a C `double'.
`NODE'
Just about everything is done using objects of type `NODE'. These
contain both strings and numbers, as well as variables and arrays.
`AWKNUM force_number(NODE *n)'
This macro forces a value to be numeric. It returns the actual
numeric value contained in the node. It may end up calling an
internal `gawk' function.
`void force_string(NODE *n)'
This macro guarantees that a `NODE''s string value is current. It
may end up calling an internal `gawk' function. It also
guarantees that the string is zero-terminated.
`void force_wstring(NODE *n)'
Similarly, this macro guarantees that a `NODE''s wide-string value
is current. It may end up calling an internal `gawk' function.
It also guarantees that the wide string is zero-terminated.
`nargs'
Inside an extension function, this is the actual number of
parameters passed to the current function.
`n->stptr'
`n->stlen'
The data and length of a `NODE''s string value, respectively. The
string is _not_ guaranteed to be zero-terminated. If you need to
pass the string value to a C library function, save the value in
`n->stptr[n->stlen]', assign `'\0'' to it, call the routine, and
then restore the value.
`n->wstptr'
`n->wstlen'
The data and length of a `NODE''s wide-string value, respectively.
Use `force_wstring()' to make sure these values are current.
`n->type'
The type of the `NODE'. This is a C `enum'. Values should be one
of `Node_var', `Node_var_new', or `Node_var_array' for function
parameters.
`n->vname'
The "variable name" of a node. This is not of much use inside
externally written extensions.
`void assoc_clear(NODE *n)'
Clears the associative array pointed to by `n'. Make sure that
`n->type == Node_var_array' first.
`NODE **assoc_lookup(NODE *symbol, NODE *subs)'
Finds, and installs if necessary, array elements. `symbol' is the
array, `subs' is the subscript. This is usually a value created
with `make_string()' (see below).
`NODE *make_string(char *s, size_t len)'
Take a C string and turn it into a pointer to a `NODE' that can be
stored appropriately. This is permanent storage; understanding of
`gawk' memory management is helpful.
`NODE *make_number(AWKNUM val)'
Take an `AWKNUM' and turn it into a pointer to a `NODE' that can
be stored appropriately. This is permanent storage; understanding
of `gawk' memory management is helpful.
`NODE *dupnode(NODE *n)'
Duplicate a node. In most cases, this increments an internal
reference count instead of actually duplicating the entire `NODE';
understanding of `gawk' memory management is helpful.
`void unref(NODE *n)'
This macro releases the memory associated with a `NODE' allocated
with `make_string()' or `make_number()'. Understanding of `gawk'
memory management is helpful.
`void make_builtin(const char *name, NODE *(*func)(NODE *), int count)'
Register a C function pointed to by `func' as new built-in
function `name'. `name' is a regular C string. `count' is the
maximum number of arguments that the function takes. The function
should be written in the following manner:
/* do_xxx --- do xxx function for gawk */
NODE *
do_xxx(int nargs)
{
...
}
`NODE *get_argument(int i)'
This function is called from within a C extension function to get
the `i'-th argument from the function call. The first argument is
argument zero.
`NODE *get_actual_argument(int i,'
` int optional, int wantarray);'
This function retrieves a particular argument `i'. `wantarray' is
`TRUE' if the argument should be an array, `FALSE' otherwise. If
`optional' is `TRUE', the argument need not have been supplied.
If it wasn't, the return value is `NULL'. It is a fatal error if
`optional' is `TRUE' but the argument was not provided.
`get_scalar_argument(i, opt)'
This is a convenience macro that calls `get_actual_argument()'.
`get_array_argument(i, opt)'
This is a convenience macro that calls `get_actual_argument()'.
`void update_ERRNO(void)'
This function is called from within a C extension function to set
the value of `gawk''s `ERRNO' variable, based on the current value
of the C `errno' global variable. It is provided as a convenience.
`void update_ERRNO_saved(int errno_saved)'
This function is called from within a C extension function to set
the value of `gawk''s `ERRNO' variable, based on the error value
provided as the argument. It is provided as a convenience.
`void register_deferred_variable(const char *name, NODE *(*load_func)(void))'
This function is called to register a function to be called when a
reference to an undefined variable with the given name is
encountered. The callback function will never be called if the
variable exists already, so, unless the calling code is running at
program startup, it should first check whether a variable of the
given name already exists. The argument function must return a
pointer to a `NODE' containing the newly created variable. This
function is used to implement the builtin `ENVIRON' and `PROCINFO'
arrays, so you can refer to them for examples.
`void register_open_hook(void *(*open_func)(IOBUF *))'
This function is called to register a function to be called
whenever a new data file is opened, leading to the creation of an
`IOBUF' structure in `iop_alloc()'. After creating the new
`IOBUF', `iop_alloc()' will call (in reverse order of
registration, so the last function registered is called first)
each open hook until one returns non-`NULL'. If any hook returns
a non-`NULL' value, that value is assigned to the `IOBUF''s
`opaque' field (which will presumably point to a structure
containing additional state associated with the input processing),
and no further open hooks are called.
The function called will most likely want to set the `IOBUF''s
`get_record' method to indicate that future input records should
be retrieved by calling that method instead of using the standard
`gawk' input processing.
And the function will also probably want to set the `IOBUF''s
`close_func' method to be called when the file is closed to clean
up any state associated with the input.
Finally, hook functions should be prepared to receive an `IOBUF'
structure where the `fd' field is set to `INVALID_HANDLE', meaning
that `gawk' was not able to open the file itself. In this case,
the hook function must be able to successfully open the file and
place a valid file descriptor there.
Currently, for example, the hook function facility is used to
implement the XML parser shared library extension. For more info,
please look in `awk.h' and in `io.c'.
An argument that is supposed to be an array needs to be handled with
some extra code, in case the array being passed in is actually from a
function parameter.
The following boilerplate code shows how to do this:
NODE *the_arg;
/* assume need 3rd arg, 0-based */
the_arg = get_array_argument(2, FALSE);
Again, you should spend time studying the `gawk' internals; don't
just blindly copy this code.
File: gawk.info, Node: Plugin License, Next: Loading Extensions, Prev: Internals, Up: Dynamic Extensions
C.3.2 Extension Licensing
-------------------------
Every dynamic extension should define the global symbol
`plugin_is_GPL_compatible' to assert that it has been licensed under a
GPL-compatible license. If this symbol does not exist, `gawk' will
emit a fatal error and exit.
The declared type of the symbol should be `int'. It does not need
to be in any allocated section, though. The code merely asserts that
the symbol exists in the global scope. Something like this is enough:
int plugin_is_GPL_compatible;
File: gawk.info, Node: Loading Extensions, Next: Sample Library, Prev: Plugin License, Up: Dynamic Extensions
C.3.3 Loading a Dynamic Extension
---------------------------------
There are two ways to load a dynamically linked library. The first is
to use the builtin `extension()':
extension(libname, init_func)
where `libname' is the library to load, and `init_func' is the name
of the initialization or bootstrap routine to run once loaded.
The second method for dynamic loading of a library is to use the
command line option `-l':
$ gawk -l libname -f myprog
This will work only if the initialization routine is named
`dlload()'.
If you use `extension()', the library will be loaded at run time.
This means that the functions are available only to the rest of your
script. If you use the command line option `-l' instead, the library
will be loaded before `gawk' starts compiling the actual program. The
net effect is that you can use those functions anywhere in the program.
`gawk' has a list of directories where it searches for libraries.
By default, the list includes directories that depend upon how gawk was
built and installed (*note AWKPATH Variable::). If you want `gawk' to
look for libraries in your private directory, you have to tell it. The
way to do it is to set the `AWKPATH' environment variable (*note
AWKPATH Variable::). `gawk' supplies the default suffix `.so' if it is
not present in the name of the library. If the name of your library is
`mylib.so', you can simply type
$ gawk -l mylib -f myprog
and `gawk' will do everything necessary to load in your library, and
then call your `dlload()' routine.
You can always specify the library using an absolute pathname, in
which case `gawk' will not use `AWKPATH' to search for it.
File: gawk.info, Node: Sample Library, Prev: Loading Extensions, Up: Dynamic Extensions
C.3.4 Example: Directory and File Operation Built-ins
-----------------------------------------------------
Two useful functions that are not in `awk' are `chdir()' (so that an
`awk' program can change its directory) and `stat()' (so that an `awk'
program can gather information about a file). This minor node
implements these functions for `gawk' in an external extension library.
* Menu:
* Internal File Description:: What the new functions will do.
* Internal File Ops:: The code for internal file operations.
* Using Internal File Ops:: How to use an external extension.
File: gawk.info, Node: Internal File Description, Next: Internal File Ops, Up: Sample Library
C.3.4.1 Using `chdir()' and `stat()'
....................................
This minor node shows how to use the new functions at the `awk' level
once they've been integrated into the running `gawk' interpreter.
Using `chdir()' is very straightforward. It takes one argument, the new
directory to change to:
...
newdir = "/home/arnold/funstuff"
ret = chdir(newdir)
if (ret < 0) {
printf("could not change to %s: %s\n",
newdir, ERRNO) > "/dev/stderr"
exit 1
}
...
The return value is negative if the `chdir' failed, and `ERRNO'
(*note Built-in Variables::) is set to a string indicating the error.
Using `stat()' is a bit more complicated. The C `stat()' function
fills in a structure that has a fair amount of information. The right
way to model this in `awk' is to fill in an associative array with the
appropriate information:
file = "/home/arnold/.profile"
fdata[1] = "x" # force `fdata' to be an array
ret = stat(file, fdata)
if (ret < 0) {
printf("could not stat %s: %s\n",
file, ERRNO) > "/dev/stderr"
exit 1
}
printf("size of %s is %d bytes\n", file, fdata["size"])
The `stat()' function always clears the data array, even if the
`stat()' fails. It fills in the following elements:
`"name"'
The name of the file that was `stat()''ed.
`"dev"'
`"ino"'
The file's device and inode numbers, respectively.
`"mode"'
The file's mode, as a numeric value. This includes both the file's
type and its permissions.
`"nlink"'
The number of hard links (directory entries) the file has.
`"uid"'
`"gid"'
The numeric user and group ID numbers of the file's owner.
`"size"'
The size in bytes of the file.
`"blocks"'
The number of disk blocks the file actually occupies. This may not
be a function of the file's size if the file has holes.
`"atime"'
`"mtime"'
`"ctime"'
The file's last access, modification, and inode update times,
respectively. These are numeric timestamps, suitable for
formatting with `strftime()' (*note Built-in::).
`"pmode"'
The file's "printable mode." This is a string representation of
the file's type and permissions, such as what is produced by `ls
-l'--for example, `"drwxr-xr-x"'.
`"type"'
A printable string representation of the file's type. The value
is one of the following:
`"blockdev"'
`"chardev"'
The file is a block or character device ("special file").
`"directory"'
The file is a directory.
`"fifo"'
The file is a named-pipe (also known as a FIFO).
`"file"'
The file is just a regular file.
`"socket"'
The file is an `AF_UNIX' ("Unix domain") socket in the
filesystem.
`"symlink"'
The file is a symbolic link.
Several additional elements may be present depending upon the
operating system and the type of the file. You can test for them in
your `awk' program by using the `in' operator (*note Reference to
Elements::):
`"blksize"'
The preferred block size for I/O to the file. This field is not
present on all POSIX-like systems in the C `stat' structure.
`"linkval"'
If the file is a symbolic link, this element is the name of the
file the link points to (i.e., the value of the link).
`"rdev"'
`"major"'
`"minor"'
If the file is a block or character device file, then these values
represent the numeric device number and the major and minor
components of that number, respectively.
File: gawk.info, Node: Internal File Ops, Next: Using Internal File Ops, Prev: Internal File Description, Up: Sample Library
C.3.4.2 C Code for `chdir()' and `stat()'
.........................................
Here is the C code for these extensions. They were written for
GNU/Linux. The code needs some more work for complete portability to
other POSIX-compliant systems:(1)
#include "awk.h"
#include <sys/sysmacros.h>
int plugin_is_GPL_compatible;
/* do_chdir --- provide dynamically loaded chdir() builtin for gawk */
static NODE *
do_chdir(int nargs)
{
NODE *newdir;
int ret = -1;
if (do_lint && nargs != 1)
lintwarn("chdir: called with incorrect number of arguments");
newdir = get_scalar_argument(0, FALSE);
The file includes the `"awk.h"' header file for definitions for the
`gawk' internals. It includes `<sys/sysmacros.h>' for access to the
`major()' and `minor'() macros.
By convention, for an `awk' function `foo', the function that
implements it is called `do_foo'. The function should take a `int'
argument, usually called `nargs', that represents the number of defined
arguments for the function. The `newdir' variable represents the new
directory to change to, retrieved with `get_scalar_argument()'. Note
that the first argument is numbered zero.
This code actually accomplishes the `chdir()'. It first forces the
argument to be a string and passes the string value to the `chdir()'
system call. If the `chdir()' fails, `ERRNO' is updated.
(void) force_string(newdir);
ret = chdir(newdir->stptr);
if (ret < 0)
update_ERRNO();
Finally, the function returns the return value to the `awk' level:
return make_number((AWKNUM) ret);
}
The `stat()' built-in is more involved. First comes a function that
turns a numeric mode into a printable representation (e.g., 644 becomes
`-rw-r--r--'). This is omitted here for brevity:
/* format_mode --- turn a stat mode field into something readable */
static char *
format_mode(unsigned long fmode)
{
...
}
Next comes the `do_stat()' function. It starts with variable
declarations and argument checking:
/* do_stat --- provide a stat() function for gawk */
static NODE *
do_stat(int nargs)
{
NODE *file, *array, *tmp;
struct stat sbuf;
int ret;
NODE **aptr;
char *pmode; /* printable mode */
char *type = "unknown";
if (do_lint && nargs > 2)
lintwarn("stat: called with too many arguments");
Then comes the actual work. First, the function gets the arguments.
Then, it always clears the array. The code use `lstat()' (instead of
`stat()') to get the file information, in case the file is a symbolic
link. If there's an error, it sets `ERRNO' and returns:
/* file is first arg, array to hold results is second */
file = get_scalar_argument(0, FALSE);
array = get_array_argument(1, FALSE);
/* empty out the array */
assoc_clear(array);
/* lstat the file, if error, set ERRNO and return */
(void) force_string(file);
ret = lstat(file->stptr, & sbuf);
if (ret < 0) {
update_ERRNO();
return make_number((AWKNUM) ret);
}
Now comes the tedious part: filling in the array. Only a few of the
calls are shown here, since they all follow the same pattern:
/* fill in the array */
aptr = assoc_lookup(array, tmp = make_string("name", 4));
*aptr = dupnode(file);
unref(tmp);
aptr = assoc_lookup(array, tmp = make_string("mode", 4));
*aptr = make_number((AWKNUM) sbuf.st_mode);
unref(tmp);
aptr = assoc_lookup(array, tmp = make_string("pmode", 5));
pmode = format_mode(sbuf.st_mode);
*aptr = make_string(pmode, strlen(pmode));
unref(tmp);
When done, return the `lstat()' return value:
return make_number((AWKNUM) ret);
}
Finally, it's necessary to provide the "glue" that loads the new
function(s) into `gawk'. By convention, each library has a routine
named `dlload()' that does the job:
/* dlload --- load new builtins in this library */
NODE *
dlload(NODE *tree, void *dl)
{
make_builtin("chdir", do_chdir, 1);
make_builtin("stat", do_stat, 2);
return make_number((AWKNUM) 0);
}
And that's it! As an exercise, consider adding functions to
implement system calls such as `chown()', `chmod()', and `umask()'.
---------- Footnotes ----------
(1) This version is edited slightly for presentation. See
`extension/filefuncs.c' in the `gawk' distribution for the complete
version.
File: gawk.info, Node: Using Internal File Ops, Prev: Internal File Ops, Up: Sample Library
C.3.4.3 Integrating the Extensions
..................................
Now that the code is written, it must be possible to add it at runtime
to the running `gawk' interpreter. First, the code must be compiled.
Assuming that the functions are in a file named `filefuncs.c', and IDIR
is the location of the `gawk' include files, the following steps create
a GNU/Linux shared library:
$ gcc -fPIC -shared -DHAVE_CONFIG_H -c -O -g -IIDIR filefuncs.c
$ ld -o filefuncs.so -shared filefuncs.o
Once the library exists, it is loaded by calling the `extension()'
built-in function. This function takes two arguments: the name of the
library to load and the name of a function to call when the library is
first loaded. This function adds the new functions to `gawk'. It
returns the value returned by the initialization function within the
shared library:
# file testff.awk
BEGIN {
extension("./filefuncs.so", "dlload")
chdir(".") # no-op
data[1] = 1 # force `data' to be an array
print "Info for testff.awk"
ret = stat("testff.awk", data)
print "ret =", ret
for (i in data)
printf "data[\"%s\"] = %s\n", i, data[i]
print "testff.awk modified:",
strftime("%m %d %y %H:%M:%S", data["mtime"])
print "\nInfo for JUNK"
ret = stat("JUNK", data)
print "ret =", ret
for (i in data)
printf "data[\"%s\"] = %s\n", i, data[i]
print "JUNK modified:", strftime("%m %d %y %H:%M:%S", data["mtime"])
}
Here are the results of running the program:
$ gawk -f testff.awk
-| Info for testff.awk
-| ret = 0
-| data["size"] = 607
-| data["ino"] = 14945891
-| data["name"] = testff.awk
-| data["pmode"] = -rw-rw-r--
-| data["nlink"] = 1
-| data["atime"] = 1293993369
-| data["mtime"] = 1288520752
-| data["mode"] = 33204
-| data["blksize"] = 4096
-| data["dev"] = 2054
-| data["type"] = file
-| data["gid"] = 500
-| data["uid"] = 500
-| data["blocks"] = 8
-| data["ctime"] = 1290113572
-| testff.awk modified: 10 31 10 12:25:52
-|
-| Info for JUNK
-| ret = -1
-| JUNK modified: 01 01 70 02:00:00
File: gawk.info, Node: Future Extensions, Prev: Dynamic Extensions, Up: Notes
C.4 Probable Future Extensions
==============================
AWK is a language similar to PERL, only considerably more elegant.
Arnold Robbins
Hey!
Larry Wall
This minor node briefly lists extensions and possible improvements
that indicate the directions we are currently considering for `gawk'.
The file `FUTURES' in the `gawk' distribution lists these extensions as
well.
Following is a list of probable future changes visible at the `awk'
language level:
Loadable module interface
It is not clear that the `awk'-level interface to the modules
facility is as good as it should be. The interface needs to be
redesigned, particularly taking namespace issues into account, as
well as possibly including issues such as library search path order
and versioning.
`RECLEN' variable for fixed-length records
Along with `FIELDWIDTHS', this would speed up the processing of
fixed-length records. `PROCINFO["RS"]' would be `"RS"' or
`"RECLEN"', depending upon which kind of record processing is in
effect.
Databases
It may be possible to map a GDBM/NDBM/SDBM file into an `awk'
array.
More `lint' warnings
There are more things that could be checked for portability.
Following is a list of probable improvements that will make `gawk''s
source code easier to work with:
Loadable module mechanics
The current extension mechanism works (*note Dynamic Extensions::),
but is rather primitive. It requires a fair amount of manual work
to create and integrate a loadable module. Nor is the current
mechanism as portable as might be desired. The GNU `libtool'
package provides a number of features that would make using
loadable modules much easier. `gawk' should be changed to use
`libtool'.
Loadable module internals
The API to its internals that `gawk' "exports" should be revised.
Too many things are needlessly exposed. A new API should be
designed and implemented to make module writing easier.
Better array subscript management
`gawk''s management of array subscript storage could use revamping,
so that using the same value to index multiple arrays only stores
one copy of the index value.
Finally, the programs in the test suite could use documenting in
this Info file.
*Note Additions::, if you are interested in tackling any of these
projects.
File: gawk.info, Node: Basic Concepts, Next: Glossary, Prev: Notes, Up: Top
Appendix D Basic Programming Concepts
*************************************
This major node attempts to define some of the basic concepts and terms
that are used throughout the rest of this Info file. As this Info file
is specifically about `awk', and not about computer programming in
general, the coverage here is by necessity fairly cursory and
simplistic. (If you need more background, there are many other
introductory texts that you should refer to instead.)
* Menu:
* Basic High Level:: The high level view.
* Basic Data Typing:: A very quick intro to data types.
* Floating Point Issues:: Stuff to know about floating-point numbers.
File: gawk.info, Node: Basic High Level, Next: Basic Data Typing, Up: Basic Concepts
D.1 What a Program Does
=======================
At the most basic level, the job of a program is to process some input
data and produce results.
_______
+------+ / \ +---------+
| Data | -----> < Program > -----> | Results |
+------+ \_______/ +---------+
The "program" in the figure can be either a compiled program(1)
(such as `ls'), or it may be "interpreted". In the latter case, a
machine-executable program such as `awk' reads your program, and then
uses the instructions in your program to process the data.
When you write a program, it usually consists of the following, very
basic set of steps:
______
+----------------+ / More \ No +----------+
| Initialization | -------> < Data > -------> | Clean Up |
+----------------+ ^ \ ? / +----------+
| +--+-+
| | Yes
| |
| V
| +---------+
+-----+ Process |
+---------+
Initialization
These are the things you do before actually starting to process
data, such as checking arguments, initializing any data you need
to work with, and so on. This step corresponds to `awk''s `BEGIN'
rule (*note BEGIN/END::).
If you were baking a cake, this might consist of laying out all the
mixing bowls and the baking pan, and making sure you have all the
ingredients that you need.
Processing
This is where the actual work is done. Your program reads data,
one logical chunk at a time, and processes it as appropriate.
In most programming languages, you have to manually manage the
reading of data, checking to see if there is more each time you
read a chunk. `awk''s pattern-action paradigm (*note Getting
Started::) handles the mechanics of this for you.
In baking a cake, the processing corresponds to the actual labor:
breaking eggs, mixing the flour, water, and other ingredients, and
then putting the cake into the oven.
Clean Up
Once you've processed all the data, you may have things you need to
do before exiting. This step corresponds to `awk''s `END' rule
(*note BEGIN/END::).
After the cake comes out of the oven, you still have to wrap it in
plastic wrap to keep anyone from tasting it, as well as wash the
mixing bowls and utensils.
An "algorithm" is a detailed set of instructions necessary to
accomplish a task, or process data. It is much the same as a recipe
for baking a cake. Programs implement algorithms. Often, it is up to
you to design the algorithm and implement it, simultaneously.
The "logical chunks" we talked about previously are called "records",
similar to the records a company keeps on employees, a school keeps for
students, or a doctor keeps for patients. Each record has many
component parts, such as first and last names, date of birth, address,
and so on. The component parts are referred to as the "fields" of the
record.
The act of reading data is termed "input", and that of generating
results, not too surprisingly, is termed "output". They are often
referred to together as "input/output," and even more often, as "I/O"
for short. (You will also see "input" and "output" used as verbs.)
`awk' manages the reading of data for you, as well as the breaking
it up into records and fields. Your program's job is to tell `awk'
what to do with the data. You do this by describing "patterns" in the
data to look for, and "actions" to execute when those patterns are
seen. This "data-driven" nature of `awk' programs usually makes them
both easier to write and easier to read.
---------- Footnotes ----------
(1) Compiled programs are typically written in lower-level languages
such as C, C++, or Ada, and then translated, or "compiled", into a form
that the computer can execute directly.
File: gawk.info, Node: Basic Data Typing, Next: Floating Point Issues, Prev: Basic High Level, Up: Basic Concepts
D.2 Data Values in a Computer
=============================
In a program, you keep track of information and values in things called
"variables". A variable is just a name for a given value, such as
`first_name', `last_name', `address', and so on. `awk' has several
predefined variables, and it has special names to refer to the current
input record and the fields of the record. You may also group multiple
associated values under one name, as an array.
Data, particularly in `awk', consists of either numeric values, such
as 42 or 3.1415927, or string values. String values are essentially
anything that's not a number, such as a name. Strings are sometimes
referred to as "character data", since they store the individual
characters that comprise them. Individual variables, as well as
numeric and string variables, are referred to as "scalar" values.
Groups of values, such as arrays, are not scalars.
Within computers, there are two kinds of numeric values: "integers"
and "floating-point". In school, integer values were referred to as
"whole" numbers--that is, numbers without any fractional part, such as
1, 42, or -17. The advantage to integer numbers is that they represent
values exactly. The disadvantage is that their range is limited. On
most systems, this range is -2,147,483,648 to 2,147,483,647. However,
many systems now support a range from -9,223,372,036,854,775,808 to
9,223,372,036,854,775,807.
Integer values come in two flavors: "signed" and "unsigned". Signed
values may be negative or positive, with the range of values just
described. Unsigned values are always positive. On most systems, the
range is from 0 to 4,294,967,295. However, many systems now support a
range from 0 to 18,446,744,073,709,551,615.
Floating-point numbers represent what are called "real" numbers;
i.e., those that do have a fractional part, such as 3.1415927. The
advantage to floating-point numbers is that they can represent a much
larger range of values. The disadvantage is that there are numbers
that they cannot represent exactly. `awk' uses "double precision"
floating-point numbers, which can hold more digits than "single
precision" floating-point numbers. Floating-point issues are discussed
more fully in *note Floating Point Issues::.
At the very lowest level, computers store values as groups of binary
digits, or "bits". Modern computers group bits into groups of eight,
called "bytes". Advanced applications sometimes have to manipulate
bits directly, and `gawk' provides functions for doing so.
While you are probably used to the idea of a number without a value
(i.e., zero), it takes a bit more getting used to the idea of
zero-length character data. Nevertheless, such a thing exists. It is
called the "null string". The null string is character data that has
no value. In other words, it is empty. It is written in `awk' programs
like this: `""'.
Humans are used to working in decimal; i.e., base 10. In base 10,
numbers go from 0 to 9, and then "roll over" into the next column.
(Remember grade school? 42 is 4 times 10 plus 2.)
There are other number bases though. Computers commonly use base 2
or "binary", base 8 or "octal", and base 16 or "hexadecimal". In
binary, each column represents two times the value in the column to its
right. Each column may contain either a 0 or a 1. Thus, binary 1010
represents 1 times 8, plus 0 times 4, plus 1 times 2, plus 0 times 1,
or decimal 10. Octal and hexadecimal are discussed more in *note
Nondecimal-numbers::.
Programs are written in programming languages. Hundreds, if not
thousands, of programming languages exist. One of the most popular is
the C programming language. The C language had a very strong influence
on the design of the `awk' language.
There have been several versions of C. The first is often referred
to as "K&R" C, after the initials of Brian Kernighan and Dennis Ritchie,
the authors of the first book on C. (Dennis Ritchie created the
language, and Brian Kernighan was one of the creators of `awk'.)
In the mid-1980s, an effort began to produce an international
standard for C. This work culminated in 1989, with the production of
the ANSI standard for C. This standard became an ISO standard in 1990.
In 1999, a revised ISO C standard was approved and released. Where it
makes sense, POSIX `awk' is compatible with 1999 ISO C.
File: gawk.info, Node: Floating Point Issues, Prev: Basic Data Typing, Up: Basic Concepts
D.3 Floating-Point Number Caveats
=================================
As mentioned earlier, floating-point numbers represent what are called
"real" numbers, i.e., those that have a fractional part. `awk' uses
double precision floating-point numbers to represent all numeric
values. This minor node describes some of the issues involved in using
floating-point numbers.
There is a very nice paper on floating-point arithmetic
(http://www.validlab.com/goldberg/paper.pdf) by David Goldberg, "What
Every Computer Scientist Should Know About Floating-point Arithmetic,"
`ACM Computing Surveys' *23*, 1 (1991-03), 5-48. This is worth reading
if you are interested in the details, but it does require a background
in computer science.
* Menu:
* String Conversion Precision:: The String Value Can Lie.
* Unexpected Results:: Floating Point Numbers Are Not Abstract
Numbers.
* POSIX Floating Point Problems:: Standards Versus Existing Practice.
File: gawk.info, Node: String Conversion Precision, Next: Unexpected Results, Up: Floating Point Issues
D.3.1 The String Value Can Lie
------------------------------
Internally, `awk' keeps both the numeric value (double precision
floating-point) and the string value for a variable. Separately, `awk'
keeps track of what type the variable has (*note Typing and
Comparison::), which plays a role in how variables are used in
comparisons.
It is important to note that the string value for a number may not
reflect the full value (all the digits) that the numeric value actually
contains. The following program (`values.awk') illustrates this:
{
sum = $1 + $2
# see it for what it is
printf("sum = %.12g\n", sum)
# use CONVFMT
a = "<" sum ">"
print "a =", a
# use OFMT
print "sum =", sum
}
This program shows the full value of the sum of `$1' and `$2' using
`printf', and then prints the string values obtained from both
automatic conversion (via `CONVFMT') and from printing (via `OFMT').
Here is what happens when the program is run:
$ echo 3.654321 1.2345678 | awk -f values.awk
-| sum = 4.8888888
-| a = <4.88889>
-| sum = 4.88889
This makes it clear that the full numeric value is different from
what the default string representations show.
`CONVFMT''s default value is `"%.6g"', which yields a value with at
least six significant digits. For some applications, you might want to
change it to specify more precision. On most modern machines, most of
the time, 17 digits is enough to capture a floating-point number's
value exactly.(1)
---------- Footnotes ----------
(1) Pathological cases can require up to 752 digits (!), but we
doubt that you need to worry about this.
File: gawk.info, Node: Unexpected Results, Next: POSIX Floating Point Problems, Prev: String Conversion Precision, Up: Floating Point Issues
D.3.2 Floating Point Numbers Are Not Abstract Numbers
-----------------------------------------------------
Unlike numbers in the abstract sense (such as what you studied in high
school or college math), numbers stored in computers are limited in
certain ways. They cannot represent an infinite number of digits, nor
can they always represent things exactly. In particular,
floating-point numbers cannot always represent values exactly. Here is
an example:
$ awk '{ printf("%010d\n", $1 * 100) }'
515.79
-| 0000051579
515.80
-| 0000051579
515.81
-| 0000051580
515.82
-| 0000051582
Ctrl-d
This shows that some values can be represented exactly, whereas others
are only approximated. This is not a "bug" in `awk', but simply an
artifact of how computers represent numbers.
Another peculiarity of floating-point numbers on modern systems is
that they often have more than one representation for the number zero!
In particular, it is possible to represent "minus zero" as well as
regular, or "positive" zero.
This example shows that negative and positive zero are distinct
values when stored internally, but that they are in fact equal to each
other, as well as to "regular" zero:
$ gawk 'BEGIN { mz = -0 ; pz = 0
> printf "-0 = %g, +0 = %g, (-0 == +0) -> %d\n", mz, pz, mz == pz
> printf "mz == 0 -> %d, pz == 0 -> %d\n", mz == 0, pz == 0
> }'
-| -0 = -0, +0 = 0, (-0 == +0) -> 1
-| mz == 0 -> 1, pz == 0 -> 1
It helps to keep this in mind should you process numeric data that
contains negative zero values; the fact that the zero is negative is
noted and can affect comparisons.
File: gawk.info, Node: POSIX Floating Point Problems, Prev: Unexpected Results, Up: Floating Point Issues
D.3.3 Standards Versus Existing Practice
----------------------------------------
Historically, `awk' has converted any non-numeric looking string to the
numeric value zero, when required. Furthermore, the original
definition of the language and the original POSIX standards specified
that `awk' only understands decimal numbers (base 10), and not octal
(base 8) or hexadecimal numbers (base 16).
Changes in the language of the 2001 and 2004 POSIX standard can be
interpreted to imply that `awk' should support additional features.
These features are:
* Interpretation of floating point data values specified in
hexadecimal notation (`0xDEADBEEF'). (Note: data values, _not_
source code constants.)
* Support for the special IEEE 754 floating point values "Not A
Number" (NaN), positive Infinity ("inf") and negative Infinity
("-inf"). In particular, the format for these values is as
specified by the ISO 1999 C standard, which ignores case and can
allow machine-dependent additional characters after the `nan' and
allow either `inf' or `infinity'.
The first problem is that both of these are clear changes to
historical practice:
* The `gawk' maintainer feels that supporting hexadecimal floating
point values, in particular, is ugly, and was never intended by the
original designers to be part of the language.
* Allowing completely alphabetic strings to have valid numeric
values is also a very severe departure from historical practice.
The second problem is that the `gawk' maintainer feels that this
interpretation of the standard, which requires a certain amount of
"language lawyering" to arrive at in the first place, was not even
intended by the standard developers. In other words, "we see how you
got where you are, but we don't think that that's where you want to be."
The 2008 POSIX standard added explicit wording to allow, but not
require, that `awk' support hexadecimal floating point values and
special values for "Not A Number" and infinity.
Although the `gawk' maintainer continues to feel that providing
those features is inadvisable, nevertheless, on systems that support
IEEE floating point, it seems reasonable to provide _some_ way to
support NaN and Infinity values. The solution implemented in `gawk' is
as follows:
* With the `--posix' command-line option, `gawk' becomes "hands
off." String values are passed directly to the system library's
`strtod()' function, and if it successfully returns a numeric
value, that is what's used.(1) By definition, the results are not
portable across different systems. They are also a little
surprising:
$ echo nanny | gawk --posix '{ print $1 + 0 }'
-| nan
$ echo 0xDeadBeef | gawk --posix '{ print $1 + 0 }'
-| 3735928559
* Without `--posix', `gawk' interprets the four strings `+inf',
`-inf', `+nan', and `-nan' specially, producing the corresponding
special numeric values. The leading sign acts a signal to `gawk'
(and the user) that the value is really numeric. Hexadecimal
floating point is not supported (unless you also use
`--non-decimal-data', which is _not_ recommended). For example:
$ echo nanny | gawk '{ print $1 + 0 }'
-| 0
$ echo +nan | gawk '{ print $1 + 0 }'
-| nan
$ echo 0xDeadBeef | gawk '{ print $1 + 0 }'
-| 0
`gawk' does ignore case in the four special values. Thus `+nan'
and `+NaN' are the same.
---------- Footnotes ----------
(1) You asked for it, you got it.
File: gawk.info, Node: Glossary, Next: Copying, Prev: Basic Concepts, Up: Top
Glossary
********
Action
A series of `awk' statements attached to a rule. If the rule's
pattern matches an input record, `awk' executes the rule's action.
Actions are always enclosed in curly braces. (*Note Action
Overview::.)
Amazing `awk' Assembler
Henry Spencer at the University of Toronto wrote a retargetable
assembler completely as `sed' and `awk' scripts. It is thousands
of lines long, including machine descriptions for several eight-bit
microcomputers. It is a good example of a program that would have
been better written in another language. You can get it from
`http://awk.info/?awk100/aaa'.
Ada
A programming language originally defined by the U.S. Department of
Defense for embedded programming. It was designed to enforce good
Software Engineering practices.
Amazingly Workable Formatter (`awf')
Henry Spencer at the University of Toronto wrote a formatter that
accepts a large subset of the `nroff -ms' and `nroff -man'
formatting commands, using `awk' and `sh'. It is available from
`http://awk.info/?tools/awf'.
Anchor
The regexp metacharacters `^' and `$', which force the match to
the beginning or end of the string, respectively.
ANSI
The American National Standards Institute. This organization
produces many standards, among them the standards for the C and
C++ programming languages. These standards often become
international standards as well. See also "ISO."
Array
A grouping of multiple values under the same name. Most languages
just provide sequential arrays. `awk' provides associative arrays.
Assertion
A statement in a program that a condition is true at this point in
the program. Useful for reasoning about how a program is supposed
to behave.
Assignment
An `awk' expression that changes the value of some `awk' variable
or data object. An object that you can assign to is called an
"lvalue". The assigned values are called "rvalues". *Note
Assignment Ops::.
Associative Array
Arrays in which the indices may be numbers or strings, not just
sequential integers in a fixed range.
`awk' Language
The language in which `awk' programs are written.
`awk' Program
An `awk' program consists of a series of "patterns" and "actions",
collectively known as "rules". For each input record given to the
program, the program's rules are all processed in turn. `awk'
programs may also contain function definitions.
`awk' Script
Another name for an `awk' program.
Bash
The GNU version of the standard shell (the Bourne-Again SHell).
See also "Bourne Shell."
BBS
See "Bulletin Board System."
Bit
Short for "Binary Digit." All values in computer memory
ultimately reduce to binary digits: values that are either zero or
one. Groups of bits may be interpreted differently--as integers,
floating-point numbers, character data, addresses of other memory
objects, or other data. `awk' lets you work with floating-point
numbers and strings. `gawk' lets you manipulate bit values with
the built-in functions described in *note Bitwise Functions::.
Computers are often defined by how many bits they use to represent
integer values. Typical systems are 32-bit systems, but 64-bit
systems are becoming increasingly popular, and 16-bit systems have
essentially disappeared.
Boolean Expression
Named after the English mathematician Boole. See also "Logical
Expression."
Bourne Shell
The standard shell (`/bin/sh') on Unix and Unix-like systems,
originally written by Steven R. Bourne. Many shells (Bash, `ksh',
`pdksh', `zsh') are generally upwardly compatible with the Bourne
shell.
Built-in Function
The `awk' language provides built-in functions that perform various
numerical, I/O-related, and string computations. Examples are
`sqrt()' (for the square root of a number) and `substr()' (for a
substring of a string). `gawk' provides functions for timestamp
management, bit manipulation, array sorting, type checking, and
runtime string translation. (*Note Built-in::.)
Built-in Variable
`ARGC', `ARGV', `CONVFMT', `ENVIRON', `FILENAME', `FNR', `FS',
`NF', `NR', `OFMT', `OFS', `ORS', `RLENGTH', `RSTART', `RS', and
`SUBSEP' are the variables that have special meaning to `awk'. In
addition, `ARGIND', `BINMODE', `ERRNO', `FIELDWIDTHS', `FPAT',
`IGNORECASE', `LINT', `PROCINFO', `RT', and `TEXTDOMAIN' are the
variables that have special meaning to `gawk'. Changing some of
them affects `awk''s running environment. (*Note Built-in
Variables::.)
Braces
See "Curly Braces."
Bulletin Board System
A computer system allowing users to log in and read and/or leave
messages for other users of the system, much like leaving paper
notes on a bulletin board.
C
The system programming language that most GNU software is written
in. The `awk' programming language has C-like syntax, and this
Info file points out similarities between `awk' and C when
appropriate.
In general, `gawk' attempts to be as similar to the 1990 version
of ISO C as makes sense.
C++
A popular object-oriented programming language derived from C.
Character Set
The set of numeric codes used by a computer system to represent the
characters (letters, numbers, punctuation, etc.) of a particular
country or place. The most common character set in use today is
ASCII (American Standard Code for Information Interchange). Many
European countries use an extension of ASCII known as ISO-8859-1
(ISO Latin-1). The Unicode character set (http://www.unicode.org)
is becoming increasingly popular and standard, and is particularly
widely used on GNU/Linux systems.
CHEM
A preprocessor for `pic' that reads descriptions of molecules and
produces `pic' input for drawing them. It was written in `awk' by
Brian Kernighan and Jon Bentley, and is available from
`http://netlib.sandia.gov/netlib/typesetting/chem.gz'.
Coprocess
A subordinate program with which two-way communications is
possible.
Compiler
A program that translates human-readable source code into
machine-executable object code. The object code is then executed
directly by the computer. See also "Interpreter."
Compound Statement
A series of `awk' statements, enclosed in curly braces. Compound
statements may be nested. (*Note Statements::.)
Concatenation
Concatenating two strings means sticking them together, one after
another, producing a new string. For example, the string `foo'
concatenated with the string `bar' gives the string `foobar'.
(*Note Concatenation::.)
Conditional Expression
An expression using the `?:' ternary operator, such as `EXPR1 ?
EXPR2 : EXPR3'. The expression EXPR1 is evaluated; if the result
is true, the value of the whole expression is the value of EXPR2;
otherwise the value is EXPR3. In either case, only one of EXPR2
and EXPR3 is evaluated. (*Note Conditional Exp::.)
Comparison Expression
A relation that is either true or false, such as `a < b'.
Comparison expressions are used in `if', `while', `do', and `for'
statements, and in patterns to select which input records to
process. (*Note Typing and Comparison::.)
Curly Braces
The characters `{' and `}'. Curly braces are used in `awk' for
delimiting actions, compound statements, and function bodies.
Dark Corner
An area in the language where specifications often were (or still
are) not clear, leading to unexpected or undesirable behavior.
Such areas are marked in this Info file with "(d.c.)" in the text
and are indexed under the heading "dark corner."
Data Driven
A description of `awk' programs, where you specify the data you
are interested in processing, and what to do when that data is
seen.
Data Objects
These are numbers and strings of characters. Numbers are
converted into strings and vice versa, as needed. (*Note
Conversion::.)
Deadlock
The situation in which two communicating processes are each waiting
for the other to perform an action.
Debugger
A program used to help developers remove "bugs" from (de-bug)
their programs.
Double Precision
An internal representation of numbers that can have fractional
parts. Double precision numbers keep track of more digits than do
single precision numbers, but operations on them are sometimes
more expensive. This is the way `awk' stores numeric values. It
is the C type `double'.
Dynamic Regular Expression
A dynamic regular expression is a regular expression written as an
ordinary expression. It could be a string constant, such as
`"foo"', but it may also be an expression whose value can vary.
(*Note Computed Regexps::.)
Environment
A collection of strings, of the form NAME`='VAL, that each program
has available to it. Users generally place values into the
environment in order to provide information to various programs.
Typical examples are the environment variables `HOME' and `PATH'.
Empty String
See "Null String."
Epoch
The date used as the "beginning of time" for timestamps. Time
values in most systems are represented as seconds since the epoch,
with library functions available for converting these values into
standard date and time formats.
The epoch on Unix and POSIX systems is 1970-01-01 00:00:00 UTC.
See also "GMT" and "UTC."
Escape Sequences
A special sequence of characters used for describing nonprinting
characters, such as `\n' for newline or `\033' for the ASCII ESC
(Escape) character. (*Note Escape Sequences::.)
Extension
An additional feature or change to a programming language or
utility not defined by that language's or utility's standard.
`gawk' has (too) many extensions over POSIX `awk'.
FDL
See "Free Documentation License."
Field
When `awk' reads an input record, it splits the record into pieces
separated by whitespace (or by a separator regexp that you can
change by setting the built-in variable `FS'). Such pieces are
called fields. If the pieces are of fixed length, you can use the
built-in variable `FIELDWIDTHS' to describe their lengths. If you
wish to specify the contents of fields instead of the field
separator, you can use the built-in variable `FPAT' to do so.
(*Note Field Separators::, *note Constant Size::, and *note
Splitting By Content::.)
Flag
A variable whose truth value indicates the existence or
nonexistence of some condition.
Floating-Point Number
Often referred to in mathematical terms as a "rational" or real
number, this is just a number that can have a fractional part.
See also "Double Precision" and "Single Precision."
Format
Format strings are used to control the appearance of output in the
`strftime()' and `sprintf()' functions, and are used in the
`printf' statement as well. Also, data conversions from numbers
to strings are controlled by the format strings contained in the
built-in variables `CONVFMT' and `OFMT'. (*Note Control Letters::.)
Free Documentation License
This document describes the terms under which this Info file is
published and may be copied. (*Note GNU Free Documentation
License::.)
Function
A specialized group of statements used to encapsulate general or
program-specific tasks. `awk' has a number of built-in functions,
and also allows you to define your own. (*Note Functions::.)
FSF
See "Free Software Foundation."
Free Software Foundation
A nonprofit organization dedicated to the production and
distribution of freely distributable software. It was founded by
Richard M. Stallman, the author of the original Emacs editor. GNU
Emacs is the most widely used version of Emacs today.
`gawk'
The GNU implementation of `awk'.
General Public License
This document describes the terms under which `gawk' and its source
code may be distributed. (*Note Copying::.)
GMT
"Greenwich Mean Time." This is the old term for UTC. It is the
time of day used internally for Unix and POSIX systems. See also
"Epoch" and "UTC."
GNU
"GNU's not Unix". An on-going project of the Free Software
Foundation to create a complete, freely distributable,
POSIX-compliant computing environment.
GNU/Linux
A variant of the GNU system using the Linux kernel, instead of the
Free Software Foundation's Hurd kernel. The Linux kernel is a
stable, efficient, full-featured clone of Unix that has been
ported to a variety of architectures. It is most popular on
PC-class systems, but runs well on a variety of other systems too.
The Linux kernel source code is available under the terms of the
GNU General Public License, which is perhaps its most important
aspect.
GPL
See "General Public License."
Hexadecimal
Base 16 notation, where the digits are `0'-`9' and `A'-`F', with
`A' representing 10, `B' representing 11, and so on, up to `F' for
15. Hexadecimal numbers are written in C using a leading `0x', to
indicate their base. Thus, `0x12' is 18 (1 times 16 plus 2).
*Note Nondecimal-numbers::.
I/O
Abbreviation for "Input/Output," the act of moving data into and/or
out of a running program.
Input Record
A single chunk of data that is read in by `awk'. Usually, an
`awk' input record consists of one line of text. (*Note
Records::.)
Integer
A whole number, i.e., a number that does not have a fractional
part.
Internationalization
The process of writing or modifying a program so that it can use
multiple languages without requiring further source code changes.
Interpreter
A program that reads human-readable source code directly, and uses
the instructions in it to process data and produce results. `awk'
is typically (but not always) implemented as an interpreter. See
also "Compiler."
Interval Expression
A component of a regular expression that lets you specify repeated
matches of some part of the regexp. Interval expressions were not
originally available in `awk' programs.
ISO
The International Standards Organization. This organization
produces international standards for many things, including
programming languages, such as C and C++. In the computer arena,
important standards like those for C, C++, and POSIX become both
American national and ISO international standards simultaneously.
This Info file refers to Standard C as "ISO C" throughout.
Java
A modern programming language originally developed by Sun
Microsystems (now Oracle) supporting Object-Oriented programming.
Although usually implemented by compiling to the instructions for
a standard virtual machine (the JVM), the language can be compiled
to native code.
Keyword
In the `awk' language, a keyword is a word that has special
meaning. Keywords are reserved and may not be used as variable
names.
`gawk''s keywords are: `BEGIN', `BEGINFILE', `END', `ENDFILE',
`break', `case', `continue', `default' `delete', `do...while',
`else', `exit', `for...in', `for', `function', `func', `if',
`nextfile', `next', `switch', and `while'.
Lesser General Public License
This document describes the terms under which binary library
archives or shared objects, and their source code may be
distributed.
Linux
See "GNU/Linux."
LGPL
See "Lesser General Public License."
Localization
The process of providing the data necessary for an
internationalized program to work in a particular language.
Logical Expression
An expression using the operators for logic, AND, OR, and NOT,
written `&&', `||', and `!' in `awk'. Often called Boolean
expressions, after the mathematician who pioneered this kind of
mathematical logic.
Lvalue
An expression that can appear on the left side of an assignment
operator. In most languages, lvalues can be variables or array
elements. In `awk', a field designator can also be used as an
lvalue.
Matching
The act of testing a string against a regular expression. If the
regexp describes the contents of the string, it is said to "match"
it.
Metacharacters
Characters used within a regexp that do not stand for themselves.
Instead, they denote regular expression operations, such as
repetition, grouping, or alternation.
No-op
An operation that does nothing.
Null String
A string with no characters in it. It is represented explicitly in
`awk' programs by placing two double quote characters next to each
other (`""'). It can appear in input data by having two successive
occurrences of the field separator appear next to each other.
Number
A numeric-valued data object. Modern `awk' implementations use
double precision floating-point to represent numbers. Ancient
`awk' implementations used single precision floating-point.
Octal
Base-eight notation, where the digits are `0'-`7'. Octal numbers
are written in C using a leading `0', to indicate their base.
Thus, `013' is 11 (one times 8 plus 3). *Note
Nondecimal-numbers::.
P1003.1, P1003.2
See "POSIX."
Pattern
Patterns tell `awk' which input records are interesting to which
rules.
A pattern is an arbitrary conditional expression against which
input is tested. If the condition is satisfied, the pattern is
said to "match" the input record. A typical pattern might compare
the input record against a regular expression. (*Note Pattern
Overview::.)
POSIX
The name for a series of standards that specify a Portable
Operating System interface. The "IX" denotes the Unix heritage of
these standards. The main standard of interest for `awk' users is
`IEEE Standard for Information Technology, Standard 1003.1-2008'.
The 2008 POSIX standard can be found online at
`http://www.opengroup.org/onlinepubs/9699919799/'.
Precedence
The order in which operations are performed when operators are used
without explicit parentheses.
Private
Variables and/or functions that are meant for use exclusively by
library functions and not for the main `awk' program. Special care
must be taken when naming such variables and functions. (*Note
Library Names::.)
Range (of input lines)
A sequence of consecutive lines from the input file(s). A pattern
can specify ranges of input lines for `awk' to process or it can
specify single lines. (*Note Pattern Overview::.)
Recursion
When a function calls itself, either directly or indirectly. As
long as this is not clear, refer to the entry for "recursion." If
this is clear, stop, and proceed to the next entry.
Redirection
Redirection means performing input from something other than the
standard input stream, or performing output to something other
than the standard output stream.
You can redirect input to the `getline' statement using the `<',
`|', and `|&' operators. You can redirect the output of the
`print' and `printf' statements to a file or a system command,
using the `>', `>>', `|', and `|&' operators. (*Note Getline::,
and *note Redirection::.)
Regexp
See "Regular Expression."
Regular Expression
A regular expression ("regexp" for short) is a pattern that
denotes a set of strings, possibly an infinite set. For example,
the regular expression `R.*xp' matches any string starting with
the letter `R' and ending with the letters `xp'. In `awk',
regular expressions are used in patterns and in conditional
expressions. Regular expressions may contain escape sequences.
(*Note Regexp::.)
Regular Expression Constant
A regular expression constant is a regular expression written
within slashes, such as `/foo/'. This regular expression is chosen
when you write the `awk' program and cannot be changed during its
execution. (*Note Regexp Usage::.)
Rule
A segment of an `awk' program that specifies how to process single
input records. A rule consists of a "pattern" and an "action".
`awk' reads an input record; then, for each rule, if the input
record satisfies the rule's pattern, `awk' executes the rule's
action. Otherwise, the rule does nothing for that input record.
Rvalue
A value that can appear on the right side of an assignment
operator. In `awk', essentially every expression has a value.
These values are rvalues.
Scalar
A single value, be it a number or a string. Regular variables are
scalars; arrays and functions are not.
Search Path
In `gawk', a list of directories to search for `awk' program
source files. In the shell, a list of directories to search for
executable programs.
Seed
The initial value, or starting point, for a sequence of random
numbers.
`sed'
See "Stream Editor."
Shell
The command interpreter for Unix and POSIX-compliant systems. The
shell works both interactively, and as a programming language for
batch files, or shell scripts.
Short-Circuit
The nature of the `awk' logical operators `&&' and `||'. If the
value of the entire expression is determinable from evaluating just
the lefthand side of these operators, the righthand side is not
evaluated. (*Note Boolean Ops::.)
Side Effect
A side effect occurs when an expression has an effect aside from
merely producing a value. Assignment expressions, increment and
decrement expressions, and function calls have side effects.
(*Note Assignment Ops::.)
Single Precision
An internal representation of numbers that can have fractional
parts. Single precision numbers keep track of fewer digits than
do double precision numbers, but operations on them are sometimes
less expensive in terms of CPU time. This is the type used by
some very old versions of `awk' to store numeric values. It is
the C type `float'.
Space
The character generated by hitting the space bar on the keyboard.
Special File
A file name interpreted internally by `gawk', instead of being
handed directly to the underlying operating system--for example,
`/dev/stderr'. (*Note Special Files::.)
Stream Editor
A program that reads records from an input stream and processes
them one or more at a time. This is in contrast with batch
programs, which may expect to read their input files in entirety
before starting to do anything, as well as with interactive
programs which require input from the user.
String
A datum consisting of a sequence of characters, such as `I am a
string'. Constant strings are written with double quotes in the
`awk' language and may contain escape sequences. (*Note Escape
Sequences::.)
Tab
The character generated by hitting the `TAB' key on the keyboard.
It usually expands to up to eight spaces upon output.
Text Domain
A unique name that identifies an application. Used for grouping
messages that are translated at runtime into the local language.
Timestamp
A value in the "seconds since the epoch" format used by Unix and
POSIX systems. Used for the `gawk' functions `mktime()',
`strftime()', and `systime()'. See also "Epoch" and "UTC."
Unix
A computer operating system originally developed in the early
1970's at AT&T Bell Laboratories. It initially became popular in
universities around the world and later moved into commercial
environments as a software development system and network server
system. There are many commercial versions of Unix, as well as
several work-alike systems whose source code is freely available
(such as GNU/Linux, NetBSD (http://www.netbsd.org), FreeBSD
(http://www.freebsd.org), and OpenBSD (http://www.openbsd.org)).
UTC
The accepted abbreviation for "Universal Coordinated Time." This
is standard time in Greenwich, England, which is used as a
reference time for day and date calculations. See also "Epoch"
and "GMT."
Whitespace
A sequence of space, TAB, or newline characters occurring inside
an input record or a string.
File: gawk.info, Node: Copying, Next: GNU Free Documentation License, Prev: Glossary, Up: Top
GNU General Public License
**************************
Version 3, 29 June 2007
Copyright (C) 2007 Free Software Foundation, Inc. `http://fsf.org/'
Everyone is permitted to copy and distribute verbatim copies of this
license document, but changing it is not allowed.
Preamble
========
The GNU General Public License is a free, copyleft license for software
and other kinds of works.
The licenses for most software and other practical works are designed
to take away your freedom to share and change the works. By contrast,
the GNU General Public License is intended to guarantee your freedom to
share and change all versions of a program--to make sure it remains
free software for all its users. We, the Free Software Foundation, use
the GNU General Public License for most of our software; it applies
also to any other work released this way by its authors. You can apply
it to your programs, too.
When we speak of free software, we are referring to freedom, not
price. Our General Public Licenses are designed to make sure that you
have the freedom to distribute copies of free software (and charge for
them if you wish), that you receive source code or can get it if you
want it, that you can change the software or use pieces of it in new
free programs, and that you know you can do these things.
To protect your rights, we need to prevent others from denying you
these rights or asking you to surrender the rights. Therefore, you
have certain responsibilities if you distribute copies of the software,
or if you modify it: responsibilities to respect the freedom of others.
For example, if you distribute copies of such a program, whether
gratis or for a fee, you must pass on to the recipients the same
freedoms that you received. You must make sure that they, too, receive
or can get the source code. And you must show them these terms so they
know their rights.
Developers that use the GNU GPL protect your rights with two steps:
(1) assert copyright on the software, and (2) offer you this License
giving you legal permission to copy, distribute and/or modify it.
For the developers' and authors' protection, the GPL clearly explains
that there is no warranty for this free software. For both users' and
authors' sake, the GPL requires that modified versions be marked as
changed, so that their problems will not be attributed erroneously to
authors of previous versions.
Some devices are designed to deny users access to install or run
modified versions of the software inside them, although the
manufacturer can do so. This is fundamentally incompatible with the
aim of protecting users' freedom to change the software. The
systematic pattern of such abuse occurs in the area of products for
individuals to use, which is precisely where it is most unacceptable.
Therefore, we have designed this version of the GPL to prohibit the
practice for those products. If such problems arise substantially in
other domains, we stand ready to extend this provision to those domains
in future versions of the GPL, as needed to protect the freedom of
users.
Finally, every program is threatened constantly by software patents.
States should not allow patents to restrict development and use of
software on general-purpose computers, but in those that do, we wish to
avoid the special danger that patents applied to a free program could
make it effectively proprietary. To prevent this, the GPL assures that
patents cannot be used to render the program non-free.
The precise terms and conditions for copying, distribution and
modification follow.
TERMS AND CONDITIONS
====================
0. Definitions.
"This License" refers to version 3 of the GNU General Public
License.
"Copyright" also means copyright-like laws that apply to other
kinds of works, such as semiconductor masks.
"The Program" refers to any copyrightable work licensed under this
License. Each licensee is addressed as "you". "Licensees" and
"recipients" may be individuals or organizations.
To "modify" a work means to copy from or adapt all or part of the
work in a fashion requiring copyright permission, other than the
making of an exact copy. The resulting work is called a "modified
version" of the earlier work or a work "based on" the earlier work.
A "covered work" means either the unmodified Program or a work
based on the Program.
To "propagate" a work means to do anything with it that, without
permission, would make you directly or secondarily liable for
infringement under applicable copyright law, except executing it
on a computer or modifying a private copy. Propagation includes
copying, distribution (with or without modification), making
available to the public, and in some countries other activities as
well.
To "convey" a work means any kind of propagation that enables other
parties to make or receive copies. Mere interaction with a user
through a computer network, with no transfer of a copy, is not
conveying.
An interactive user interface displays "Appropriate Legal Notices"
to the extent that it includes a convenient and prominently visible
feature that (1) displays an appropriate copyright notice, and (2)
tells the user that there is no warranty for the work (except to
the extent that warranties are provided), that licensees may
convey the work under this License, and how to view a copy of this
License. If the interface presents a list of user commands or
options, such as a menu, a prominent item in the list meets this
criterion.
1. Source Code.
The "source code" for a work means the preferred form of the work
for making modifications to it. "Object code" means any
non-source form of a work.
A "Standard Interface" means an interface that either is an
official standard defined by a recognized standards body, or, in
the case of interfaces specified for a particular programming
language, one that is widely used among developers working in that
language.
The "System Libraries" of an executable work include anything,
other than the work as a whole, that (a) is included in the normal
form of packaging a Major Component, but which is not part of that
Major Component, and (b) serves only to enable use of the work
with that Major Component, or to implement a Standard Interface
for which an implementation is available to the public in source
code form. A "Major Component", in this context, means a major
essential component (kernel, window system, and so on) of the
specific operating system (if any) on which the executable work
runs, or a compiler used to produce the work, or an object code
interpreter used to run it.
The "Corresponding Source" for a work in object code form means all
the source code needed to generate, install, and (for an executable
work) run the object code and to modify the work, including
scripts to control those activities. However, it does not include
the work's System Libraries, or general-purpose tools or generally
available free programs which are used unmodified in performing
those activities but which are not part of the work. For example,
Corresponding Source includes interface definition files
associated with source files for the work, and the source code for
shared libraries and dynamically linked subprograms that the work
is specifically designed to require, such as by intimate data
communication or control flow between those subprograms and other
parts of the work.
The Corresponding Source need not include anything that users can
regenerate automatically from other parts of the Corresponding
Source.
The Corresponding Source for a work in source code form is that
same work.
2. Basic Permissions.
All rights granted under this License are granted for the term of
copyright on the Program, and are irrevocable provided the stated
conditions are met. This License explicitly affirms your unlimited
permission to run the unmodified Program. The output from running
a covered work is covered by this License only if the output,
given its content, constitutes a covered work. This License
acknowledges your rights of fair use or other equivalent, as
provided by copyright law.
You may make, run and propagate covered works that you do not
convey, without conditions so long as your license otherwise
remains in force. You may convey covered works to others for the
sole purpose of having them make modifications exclusively for
you, or provide you with facilities for running those works,
provided that you comply with the terms of this License in
conveying all material for which you do not control copyright.
Those thus making or running the covered works for you must do so
exclusively on your behalf, under your direction and control, on
terms that prohibit them from making any copies of your
copyrighted material outside their relationship with you.
Conveying under any other circumstances is permitted solely under
the conditions stated below. Sublicensing is not allowed; section
10 makes it unnecessary.
3. Protecting Users' Legal Rights From Anti-Circumvention Law.
No covered work shall be deemed part of an effective technological
measure under any applicable law fulfilling obligations under
article 11 of the WIPO copyright treaty adopted on 20 December
1996, or similar laws prohibiting or restricting circumvention of
such measures.
When you convey a covered work, you waive any legal power to forbid
circumvention of technological measures to the extent such
circumvention is effected by exercising rights under this License
with respect to the covered work, and you disclaim any intention
to limit operation or modification of the work as a means of
enforcing, against the work's users, your or third parties' legal
rights to forbid circumvention of technological measures.
4. Conveying Verbatim Copies.
You may convey verbatim copies of the Program's source code as you
receive it, in any medium, provided that you conspicuously and
appropriately publish on each copy an appropriate copyright notice;
keep intact all notices stating that this License and any
non-permissive terms added in accord with section 7 apply to the
code; keep intact all notices of the absence of any warranty; and
give all recipients a copy of this License along with the Program.
You may charge any price or no price for each copy that you convey,
and you may offer support or warranty protection for a fee.
5. Conveying Modified Source Versions.
You may convey a work based on the Program, or the modifications to
produce it from the Program, in the form of source code under the
terms of section 4, provided that you also meet all of these
conditions:
a. The work must carry prominent notices stating that you
modified it, and giving a relevant date.
b. The work must carry prominent notices stating that it is
released under this License and any conditions added under
section 7. This requirement modifies the requirement in
section 4 to "keep intact all notices".
c. You must license the entire work, as a whole, under this
License to anyone who comes into possession of a copy. This
License will therefore apply, along with any applicable
section 7 additional terms, to the whole of the work, and all
its parts, regardless of how they are packaged. This License
gives no permission to license the work in any other way, but
it does not invalidate such permission if you have separately
received it.
d. If the work has interactive user interfaces, each must display
Appropriate Legal Notices; however, if the Program has
interactive interfaces that do not display Appropriate Legal
Notices, your work need not make them do so.
A compilation of a covered work with other separate and independent
works, which are not by their nature extensions of the covered
work, and which are not combined with it such as to form a larger
program, in or on a volume of a storage or distribution medium, is
called an "aggregate" if the compilation and its resulting
copyright are not used to limit the access or legal rights of the
compilation's users beyond what the individual works permit.
Inclusion of a covered work in an aggregate does not cause this
License to apply to the other parts of the aggregate.
6. Conveying Non-Source Forms.
You may convey a covered work in object code form under the terms
of sections 4 and 5, provided that you also convey the
machine-readable Corresponding Source under the terms of this
License, in one of these ways:
a. Convey the object code in, or embodied in, a physical product
(including a physical distribution medium), accompanied by the
Corresponding Source fixed on a durable physical medium
customarily used for software interchange.
b. Convey the object code in, or embodied in, a physical product
(including a physical distribution medium), accompanied by a
written offer, valid for at least three years and valid for
as long as you offer spare parts or customer support for that
product model, to give anyone who possesses the object code
either (1) a copy of the Corresponding Source for all the
software in the product that is covered by this License, on a
durable physical medium customarily used for software
interchange, for a price no more than your reasonable cost of
physically performing this conveying of source, or (2) access
to copy the Corresponding Source from a network server at no
charge.
c. Convey individual copies of the object code with a copy of
the written offer to provide the Corresponding Source. This
alternative is allowed only occasionally and noncommercially,
and only if you received the object code with such an offer,
in accord with subsection 6b.
d. Convey the object code by offering access from a designated
place (gratis or for a charge), and offer equivalent access
to the Corresponding Source in the same way through the same
place at no further charge. You need not require recipients
to copy the Corresponding Source along with the object code.
If the place to copy the object code is a network server, the
Corresponding Source may be on a different server (operated
by you or a third party) that supports equivalent copying
facilities, provided you maintain clear directions next to
the object code saying where to find the Corresponding Source.
Regardless of what server hosts the Corresponding Source, you
remain obligated to ensure that it is available for as long
as needed to satisfy these requirements.
e. Convey the object code using peer-to-peer transmission,
provided you inform other peers where the object code and
Corresponding Source of the work are being offered to the
general public at no charge under subsection 6d.
A separable portion of the object code, whose source code is
excluded from the Corresponding Source as a System Library, need
not be included in conveying the object code work.
A "User Product" is either (1) a "consumer product", which means
any tangible personal property which is normally used for personal,
family, or household purposes, or (2) anything designed or sold for
incorporation into a dwelling. In determining whether a product
is a consumer product, doubtful cases shall be resolved in favor of
coverage. For a particular product received by a particular user,
"normally used" refers to a typical or common use of that class of
product, regardless of the status of the particular user or of the
way in which the particular user actually uses, or expects or is
expected to use, the product. A product is a consumer product
regardless of whether the product has substantial commercial,
industrial or non-consumer uses, unless such uses represent the
only significant mode of use of the product.
"Installation Information" for a User Product means any methods,
procedures, authorization keys, or other information required to
install and execute modified versions of a covered work in that
User Product from a modified version of its Corresponding Source.
The information must suffice to ensure that the continued
functioning of the modified object code is in no case prevented or
interfered with solely because modification has been made.
If you convey an object code work under this section in, or with,
or specifically for use in, a User Product, and the conveying
occurs as part of a transaction in which the right of possession
and use of the User Product is transferred to the recipient in
perpetuity or for a fixed term (regardless of how the transaction
is characterized), the Corresponding Source conveyed under this
section must be accompanied by the Installation Information. But
this requirement does not apply if neither you nor any third party
retains the ability to install modified object code on the User
Product (for example, the work has been installed in ROM).
The requirement to provide Installation Information does not
include a requirement to continue to provide support service,
warranty, or updates for a work that has been modified or
installed by the recipient, or for the User Product in which it
has been modified or installed. Access to a network may be denied
when the modification itself materially and adversely affects the
operation of the network or violates the rules and protocols for
communication across the network.
Corresponding Source conveyed, and Installation Information
provided, in accord with this section must be in a format that is
publicly documented (and with an implementation available to the
public in source code form), and must require no special password
or key for unpacking, reading or copying.
7. Additional Terms.
"Additional permissions" are terms that supplement the terms of
this License by making exceptions from one or more of its
conditions. Additional permissions that are applicable to the
entire Program shall be treated as though they were included in
this License, to the extent that they are valid under applicable
law. If additional permissions apply only to part of the Program,
that part may be used separately under those permissions, but the
entire Program remains governed by this License without regard to
the additional permissions.
When you convey a copy of a covered work, you may at your option
remove any additional permissions from that copy, or from any part
of it. (Additional permissions may be written to require their own
removal in certain cases when you modify the work.) You may place
additional permissions on material, added by you to a covered work,
for which you have or can give appropriate copyright permission.
Notwithstanding any other provision of this License, for material
you add to a covered work, you may (if authorized by the copyright
holders of that material) supplement the terms of this License
with terms:
a. Disclaiming warranty or limiting liability differently from
the terms of sections 15 and 16 of this License; or
b. Requiring preservation of specified reasonable legal notices
or author attributions in that material or in the Appropriate
Legal Notices displayed by works containing it; or
c. Prohibiting misrepresentation of the origin of that material,
or requiring that modified versions of such material be
marked in reasonable ways as different from the original
version; or
d. Limiting the use for publicity purposes of names of licensors
or authors of the material; or
e. Declining to grant rights under trademark law for use of some
trade names, trademarks, or service marks; or
f. Requiring indemnification of licensors and authors of that
material by anyone who conveys the material (or modified
versions of it) with contractual assumptions of liability to
the recipient, for any liability that these contractual
assumptions directly impose on those licensors and authors.
All other non-permissive additional terms are considered "further
restrictions" within the meaning of section 10. If the Program as
you received it, or any part of it, contains a notice stating that
it is governed by this License along with a term that is a further
restriction, you may remove that term. If a license document
contains a further restriction but permits relicensing or
conveying under this License, you may add to a covered work
material governed by the terms of that license document, provided
that the further restriction does not survive such relicensing or
conveying.
If you add terms to a covered work in accord with this section, you
must place, in the relevant source files, a statement of the
additional terms that apply to those files, or a notice indicating
where to find the applicable terms.
Additional terms, permissive or non-permissive, may be stated in
the form of a separately written license, or stated as exceptions;
the above requirements apply either way.
8. Termination.
You may not propagate or modify a covered work except as expressly
provided under this License. Any attempt otherwise to propagate or
modify it is void, and will automatically terminate your rights
under this License (including any patent licenses granted under
the third paragraph of section 11).
However, if you cease all violation of this License, then your
license from a particular copyright holder is reinstated (a)
provisionally, unless and until the copyright holder explicitly
and finally terminates your license, and (b) permanently, if the
copyright holder fails to notify you of the violation by some
reasonable means prior to 60 days after the cessation.
Moreover, your license from a particular copyright holder is
reinstated permanently if the copyright holder notifies you of the
violation by some reasonable means, this is the first time you have
received notice of violation of this License (for any work) from
that copyright holder, and you cure the violation prior to 30 days
after your receipt of the notice.
Termination of your rights under this section does not terminate
the licenses of parties who have received copies or rights from
you under this License. If your rights have been terminated and
not permanently reinstated, you do not qualify to receive new
licenses for the same material under section 10.
9. Acceptance Not Required for Having Copies.
You are not required to accept this License in order to receive or
run a copy of the Program. Ancillary propagation of a covered work
occurring solely as a consequence of using peer-to-peer
transmission to receive a copy likewise does not require
acceptance. However, nothing other than this License grants you
permission to propagate or modify any covered work. These actions
infringe copyright if you do not accept this License. Therefore,
by modifying or propagating a covered work, you indicate your
acceptance of this License to do so.
10. Automatic Licensing of Downstream Recipients.
Each time you convey a covered work, the recipient automatically
receives a license from the original licensors, to run, modify and
propagate that work, subject to this License. You are not
responsible for enforcing compliance by third parties with this
License.
An "entity transaction" is a transaction transferring control of an
organization, or substantially all assets of one, or subdividing an
organization, or merging organizations. If propagation of a
covered work results from an entity transaction, each party to that
transaction who receives a copy of the work also receives whatever
licenses to the work the party's predecessor in interest had or
could give under the previous paragraph, plus a right to
possession of the Corresponding Source of the work from the
predecessor in interest, if the predecessor has it or can get it
with reasonable efforts.
You may not impose any further restrictions on the exercise of the
rights granted or affirmed under this License. For example, you
may not impose a license fee, royalty, or other charge for
exercise of rights granted under this License, and you may not
initiate litigation (including a cross-claim or counterclaim in a
lawsuit) alleging that any patent claim is infringed by making,
using, selling, offering for sale, or importing the Program or any
portion of it.
11. Patents.
A "contributor" is a copyright holder who authorizes use under this
License of the Program or a work on which the Program is based.
The work thus licensed is called the contributor's "contributor
version".
A contributor's "essential patent claims" are all patent claims
owned or controlled by the contributor, whether already acquired or
hereafter acquired, that would be infringed by some manner,
permitted by this License, of making, using, or selling its
contributor version, but do not include claims that would be
infringed only as a consequence of further modification of the
contributor version. For purposes of this definition, "control"
includes the right to grant patent sublicenses in a manner
consistent with the requirements of this License.
Each contributor grants you a non-exclusive, worldwide,
royalty-free patent license under the contributor's essential
patent claims, to make, use, sell, offer for sale, import and
otherwise run, modify and propagate the contents of its
contributor version.
In the following three paragraphs, a "patent license" is any
express agreement or commitment, however denominated, not to
enforce a patent (such as an express permission to practice a
patent or covenant not to sue for patent infringement). To
"grant" such a patent license to a party means to make such an
agreement or commitment not to enforce a patent against the party.
If you convey a covered work, knowingly relying on a patent
license, and the Corresponding Source of the work is not available
for anyone to copy, free of charge and under the terms of this
License, through a publicly available network server or other
readily accessible means, then you must either (1) cause the
Corresponding Source to be so available, or (2) arrange to deprive
yourself of the benefit of the patent license for this particular
work, or (3) arrange, in a manner consistent with the requirements
of this License, to extend the patent license to downstream
recipients. "Knowingly relying" means you have actual knowledge
that, but for the patent license, your conveying the covered work
in a country, or your recipient's use of the covered work in a
country, would infringe one or more identifiable patents in that
country that you have reason to believe are valid.
If, pursuant to or in connection with a single transaction or
arrangement, you convey, or propagate by procuring conveyance of, a
covered work, and grant a patent license to some of the parties
receiving the covered work authorizing them to use, propagate,
modify or convey a specific copy of the covered work, then the
patent license you grant is automatically extended to all
recipients of the covered work and works based on it.
A patent license is "discriminatory" if it does not include within
the scope of its coverage, prohibits the exercise of, or is
conditioned on the non-exercise of one or more of the rights that
are specifically granted under this License. You may not convey a
covered work if you are a party to an arrangement with a third
party that is in the business of distributing software, under
which you make payment to the third party based on the extent of
your activity of conveying the work, and under which the third
party grants, to any of the parties who would receive the covered
work from you, a discriminatory patent license (a) in connection
with copies of the covered work conveyed by you (or copies made
from those copies), or (b) primarily for and in connection with
specific products or compilations that contain the covered work,
unless you entered into that arrangement, or that patent license
was granted, prior to 28 March 2007.
Nothing in this License shall be construed as excluding or limiting
any implied license or other defenses to infringement that may
otherwise be available to you under applicable patent law.
12. No Surrender of Others' Freedom.
If conditions are imposed on you (whether by court order,
agreement or otherwise) that contradict the conditions of this
License, they do not excuse you from the conditions of this
License. If you cannot convey a covered work so as to satisfy
simultaneously your obligations under this License and any other
pertinent obligations, then as a consequence you may not convey it
at all. For example, if you agree to terms that obligate you to
collect a royalty for further conveying from those to whom you
convey the Program, the only way you could satisfy both those
terms and this License would be to refrain entirely from conveying
the Program.
13. Use with the GNU Affero General Public License.
Notwithstanding any other provision of this License, you have
permission to link or combine any covered work with a work licensed
under version 3 of the GNU Affero General Public License into a
single combined work, and to convey the resulting work. The terms
of this License will continue to apply to the part which is the
covered work, but the special requirements of the GNU Affero
General Public License, section 13, concerning interaction through
a network will apply to the combination as such.
14. Revised Versions of this License.
The Free Software Foundation may publish revised and/or new
versions of the GNU General Public License from time to time.
Such new versions will be similar in spirit to the present
version, but may differ in detail to address new problems or
concerns.
Each version is given a distinguishing version number. If the
Program specifies that a certain numbered version of the GNU
General Public License "or any later version" applies to it, you
have the option of following the terms and conditions either of
that numbered version or of any later version published by the
Free Software Foundation. If the Program does not specify a
version number of the GNU General Public License, you may choose
any version ever published by the Free Software Foundation.
If the Program specifies that a proxy can decide which future
versions of the GNU General Public License can be used, that
proxy's public statement of acceptance of a version permanently
authorizes you to choose that version for the Program.
Later license versions may give you additional or different
permissions. However, no additional obligations are imposed on any
author or copyright holder as a result of your choosing to follow a
later version.
15. Disclaimer of Warranty.
THERE IS NO WARRANTY FOR THE PROGRAM, TO THE EXTENT PERMITTED BY
APPLICABLE LAW. EXCEPT WHEN OTHERWISE STATED IN WRITING THE
COPYRIGHT HOLDERS AND/OR OTHER PARTIES PROVIDE THE PROGRAM "AS IS"
WITHOUT WARRANTY OF ANY KIND, EITHER EXPRESSED OR IMPLIED,
INCLUDING, BUT NOT LIMITED TO, THE IMPLIED WARRANTIES OF
MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. THE ENTIRE
RISK AS TO THE QUALITY AND PERFORMANCE OF THE PROGRAM IS WITH YOU.
SHOULD THE PROGRAM PROVE DEFECTIVE, YOU ASSUME THE COST OF ALL
NECESSARY SERVICING, REPAIR OR CORRECTION.
16. Limitation of Liability.
IN NO EVENT UNLESS REQUIRED BY APPLICABLE LAW OR AGREED TO IN
WRITING WILL ANY COPYRIGHT HOLDER, OR ANY OTHER PARTY WHO MODIFIES
AND/OR CONVEYS THE PROGRAM AS PERMITTED ABOVE, BE LIABLE TO YOU
FOR DAMAGES, INCLUDING ANY GENERAL, SPECIAL, INCIDENTAL OR
CONSEQUENTIAL DAMAGES ARISING OUT OF THE USE OR INABILITY TO USE
THE PROGRAM (INCLUDING BUT NOT LIMITED TO LOSS OF DATA OR DATA
BEING RENDERED INACCURATE OR LOSSES SUSTAINED BY YOU OR THIRD
PARTIES OR A FAILURE OF THE PROGRAM TO OPERATE WITH ANY OTHER
PROGRAMS), EVEN IF SUCH HOLDER OR OTHER PARTY HAS BEEN ADVISED OF
THE POSSIBILITY OF SUCH DAMAGES.
17. Interpretation of Sections 15 and 16.
If the disclaimer of warranty and limitation of liability provided
above cannot be given local legal effect according to their terms,
reviewing courts shall apply local law that most closely
approximates an absolute waiver of all civil liability in
connection with the Program, unless a warranty or assumption of
liability accompanies a copy of the Program in return for a fee.
END OF TERMS AND CONDITIONS
===========================
How to Apply These Terms to Your New Programs
=============================================
If you develop a new program, and you want it to be of the greatest
possible use to the public, the best way to achieve this is to make it
free software which everyone can redistribute and change under these
terms.
To do so, attach the following notices to the program. It is safest
to attach them to the start of each source file to most effectively
state the exclusion of warranty; and each file should have at least the
"copyright" line and a pointer to where the full notice is found.
ONE LINE TO GIVE THE PROGRAM'S NAME AND A BRIEF IDEA OF WHAT IT DOES.
Copyright (C) YEAR NAME OF AUTHOR
This program is free software: you can redistribute it and/or modify
it under the terms of the GNU General Public License as published by
the Free Software Foundation, either version 3 of the License, or (at
your option) any later version.
This program is distributed in the hope that it will be useful, but
WITHOUT ANY WARRANTY; without even the implied warranty of
MERCHANTABILITY or FITNESS FOR A PARTICULAR PURPOSE. See the GNU
General Public License for more details.
You should have received a copy of the GNU General Public License
along with this program. If not, see `http://www.gnu.org/licenses/'.
Also add information on how to contact you by electronic and paper
mail.
If the program does terminal interaction, make it output a short
notice like this when it starts in an interactive mode:
PROGRAM Copyright (C) YEAR NAME OF AUTHOR
This program comes with ABSOLUTELY NO WARRANTY; for details type `show w'.
This is free software, and you are welcome to redistribute it
under certain conditions; type `show c' for details.
The hypothetical commands `show w' and `show c' should show the
appropriate parts of the General Public License. Of course, your
program's commands might be different; for a GUI interface, you would
use an "about box".
You should also get your employer (if you work as a programmer) or
school, if any, to sign a "copyright disclaimer" for the program, if
necessary. For more information on this, and how to apply and follow
the GNU GPL, see `http://www.gnu.org/licenses/'.
The GNU General Public License does not permit incorporating your
program into proprietary programs. If your program is a subroutine
library, you may consider it more useful to permit linking proprietary
applications with the library. If this is what you want to do, use the
GNU Lesser General Public License instead of this License. But first,
please read `http://www.gnu.org/philosophy/why-not-lgpl.html'.
File: gawk.info, Node: GNU Free Documentation License, Next: Index, Prev: Copying, Up: Top
GNU Free Documentation License
******************************
Version 1.3, 3 November 2008
Copyright (C) 2000, 2001, 2002, 2007, 2008 Free Software Foundation, Inc.
`http://fsf.org/'
Everyone is permitted to copy and distribute verbatim copies
of this license document, but changing it is not allowed.
0. PREAMBLE
The purpose of this License is to make a manual, textbook, or other
functional and useful document "free" in the sense of freedom: to
assure everyone the effective freedom to copy and redistribute it,
with or without modifying it, either commercially or
noncommercially. Secondarily, this License preserves for the
author and publisher a way to get credit for their work, while not
being considered responsible for modifications made by others.
This License is a kind of "copyleft", which means that derivative
works of the document must themselves be free in the same sense.
It complements the GNU General Public License, which is a copyleft
license designed for free software.
We have designed this License in order to use it for manuals for
free software, because free software needs free documentation: a
free program should come with manuals providing the same freedoms
that the software does. But this License is not limited to
software manuals; it can be used for any textual work, regardless
of subject matter or whether it is published as a printed book.
We recommend this License principally for works whose purpose is
instruction or reference.
1. APPLICABILITY AND DEFINITIONS
This License applies to any manual or other work, in any medium,
that contains a notice placed by the copyright holder saying it
can be distributed under the terms of this License. Such a notice
grants a world-wide, royalty-free license, unlimited in duration,
to use that work under the conditions stated herein. The
"Document", below, refers to any such manual or work. Any member
of the public is a licensee, and is addressed as "you". You
accept the license if you copy, modify or distribute the work in a
way requiring permission under copyright law.
A "Modified Version" of the Document means any work containing the
Document or a portion of it, either copied verbatim, or with
modifications and/or translated into another language.
A "Secondary Section" is a named appendix or a front-matter section
of the Document that deals exclusively with the relationship of the
publishers or authors of the Document to the Document's overall
subject (or to related matters) and contains nothing that could
fall directly within that overall subject. (Thus, if the Document
is in part a textbook of mathematics, a Secondary Section may not
explain any mathematics.) The relationship could be a matter of
historical connection with the subject or with related matters, or
of legal, commercial, philosophical, ethical or political position
regarding them.
The "Invariant Sections" are certain Secondary Sections whose
titles are designated, as being those of Invariant Sections, in
the notice that says that the Document is released under this
License. If a section does not fit the above definition of
Secondary then it is not allowed to be designated as Invariant.
The Document may contain zero Invariant Sections. If the Document
does not identify any Invariant Sections then there are none.
The "Cover Texts" are certain short passages of text that are
listed, as Front-Cover Texts or Back-Cover Texts, in the notice
that says that the Document is released under this License. A
Front-Cover Text may be at most 5 words, and a Back-Cover Text may
be at most 25 words.
A "Transparent" copy of the Document means a machine-readable copy,
represented in a format whose specification is available to the
general public, that is suitable for revising the document
straightforwardly with generic text editors or (for images
composed of pixels) generic paint programs or (for drawings) some
widely available drawing editor, and that is suitable for input to
text formatters or for automatic translation to a variety of
formats suitable for input to text formatters. A copy made in an
otherwise Transparent file format whose markup, or absence of
markup, has been arranged to thwart or discourage subsequent
modification by readers is not Transparent. An image format is
not Transparent if used for any substantial amount of text. A
copy that is not "Transparent" is called "Opaque".
Examples of suitable formats for Transparent copies include plain
ASCII without markup, Texinfo input format, LaTeX input format,
SGML or XML using a publicly available DTD, and
standard-conforming simple HTML, PostScript or PDF designed for
human modification. Examples of transparent image formats include
PNG, XCF and JPG. Opaque formats include proprietary formats that
can be read and edited only by proprietary word processors, SGML or
XML for which the DTD and/or processing tools are not generally
available, and the machine-generated HTML, PostScript or PDF
produced by some word processors for output purposes only.
The "Title Page" means, for a printed book, the title page itself,
plus such following pages as are needed to hold, legibly, the
material this License requires to appear in the title page. For
works in formats which do not have any title page as such, "Title
Page" means the text near the most prominent appearance of the
work's title, preceding the beginning of the body of the text.
The "publisher" means any person or entity that distributes copies
of the Document to the public.
A section "Entitled XYZ" means a named subunit of the Document
whose title either is precisely XYZ or contains XYZ in parentheses
following text that translates XYZ in another language. (Here XYZ
stands for a specific section name mentioned below, such as
"Acknowledgements", "Dedications", "Endorsements", or "History".)
To "Preserve the Title" of such a section when you modify the
Document means that it remains a section "Entitled XYZ" according
to this definition.
The Document may include Warranty Disclaimers next to the notice
which states that this License applies to the Document. These
Warranty Disclaimers are considered to be included by reference in
this License, but only as regards disclaiming warranties: any other
implication that these Warranty Disclaimers may have is void and
has no effect on the meaning of this License.
2. VERBATIM COPYING
You may copy and distribute the Document in any medium, either
commercially or noncommercially, provided that this License, the
copyright notices, and the license notice saying this License
applies to the Document are reproduced in all copies, and that you
add no other conditions whatsoever to those of this License. You
may not use technical measures to obstruct or control the reading
or further copying of the copies you make or distribute. However,
you may accept compensation in exchange for copies. If you
distribute a large enough number of copies you must also follow
the conditions in section 3.
You may also lend copies, under the same conditions stated above,
and you may publicly display copies.
3. COPYING IN QUANTITY
If you publish printed copies (or copies in media that commonly
have printed covers) of the Document, numbering more than 100, and
the Document's license notice requires Cover Texts, you must
enclose the copies in covers that carry, clearly and legibly, all
these Cover Texts: Front-Cover Texts on the front cover, and
Back-Cover Texts on the back cover. Both covers must also clearly
and legibly identify you as the publisher of these copies. The
front cover must present the full title with all words of the
title equally prominent and visible. You may add other material
on the covers in addition. Copying with changes limited to the
covers, as long as they preserve the title of the Document and
satisfy these conditions, can be treated as verbatim copying in
other respects.
If the required texts for either cover are too voluminous to fit
legibly, you should put the first ones listed (as many as fit
reasonably) on the actual cover, and continue the rest onto
adjacent pages.
If you publish or distribute Opaque copies of the Document
numbering more than 100, you must either include a
machine-readable Transparent copy along with each Opaque copy, or
state in or with each Opaque copy a computer-network location from
which the general network-using public has access to download
using public-standard network protocols a complete Transparent
copy of the Document, free of added material. If you use the
latter option, you must take reasonably prudent steps, when you
begin distribution of Opaque copies in quantity, to ensure that
this Transparent copy will remain thus accessible at the stated
location until at least one year after the last time you
distribute an Opaque copy (directly or through your agents or
retailers) of that edition to the public.
It is requested, but not required, that you contact the authors of
the Document well before redistributing any large number of
copies, to give them a chance to provide you with an updated
version of the Document.
4. MODIFICATIONS
You may copy and distribute a Modified Version of the Document
under the conditions of sections 2 and 3 above, provided that you
release the Modified Version under precisely this License, with
the Modified Version filling the role of the Document, thus
licensing distribution and modification of the Modified Version to
whoever possesses a copy of it. In addition, you must do these
things in the Modified Version:
A. Use in the Title Page (and on the covers, if any) a title
distinct from that of the Document, and from those of
previous versions (which should, if there were any, be listed
in the History section of the Document). You may use the
same title as a previous version if the original publisher of
that version gives permission.
B. List on the Title Page, as authors, one or more persons or
entities responsible for authorship of the modifications in
the Modified Version, together with at least five of the
principal authors of the Document (all of its principal
authors, if it has fewer than five), unless they release you
from this requirement.
C. State on the Title page the name of the publisher of the
Modified Version, as the publisher.
D. Preserve all the copyright notices of the Document.
E. Add an appropriate copyright notice for your modifications
adjacent to the other copyright notices.
F. Include, immediately after the copyright notices, a license
notice giving the public permission to use the Modified
Version under the terms of this License, in the form shown in
the Addendum below.
G. Preserve in that license notice the full lists of Invariant
Sections and required Cover Texts given in the Document's
license notice.
H. Include an unaltered copy of this License.
I. Preserve the section Entitled "History", Preserve its Title,
and add to it an item stating at least the title, year, new
authors, and publisher of the Modified Version as given on
the Title Page. If there is no section Entitled "History" in
the Document, create one stating the title, year, authors,
and publisher of the Document as given on its Title Page,
then add an item describing the Modified Version as stated in
the previous sentence.
J. Preserve the network location, if any, given in the Document
for public access to a Transparent copy of the Document, and
likewise the network locations given in the Document for
previous versions it was based on. These may be placed in
the "History" section. You may omit a network location for a
work that was published at least four years before the
Document itself, or if the original publisher of the version
it refers to gives permission.
K. For any section Entitled "Acknowledgements" or "Dedications",
Preserve the Title of the section, and preserve in the
section all the substance and tone of each of the contributor
acknowledgements and/or dedications given therein.
L. Preserve all the Invariant Sections of the Document,
unaltered in their text and in their titles. Section numbers
or the equivalent are not considered part of the section
titles.
M. Delete any section Entitled "Endorsements". Such a section
may not be included in the Modified Version.
N. Do not retitle any existing section to be Entitled
"Endorsements" or to conflict in title with any Invariant
Section.
O. Preserve any Warranty Disclaimers.
If the Modified Version includes new front-matter sections or
appendices that qualify as Secondary Sections and contain no
material copied from the Document, you may at your option
designate some or all of these sections as invariant. To do this,
add their titles to the list of Invariant Sections in the Modified
Version's license notice. These titles must be distinct from any
other section titles.
You may add a section Entitled "Endorsements", provided it contains
nothing but endorsements of your Modified Version by various
parties--for example, statements of peer review or that the text
has been approved by an organization as the authoritative
definition of a standard.
You may add a passage of up to five words as a Front-Cover Text,
and a passage of up to 25 words as a Back-Cover Text, to the end
of the list of Cover Texts in the Modified Version. Only one
passage of Front-Cover Text and one of Back-Cover Text may be
added by (or through arrangements made by) any one entity. If the
Document already includes a cover text for the same cover,
previously added by you or by arrangement made by the same entity
you are acting on behalf of, you may not add another; but you may
replace the old one, on explicit permission from the previous
publisher that added the old one.
The author(s) and publisher(s) of the Document do not by this
License give permission to use their names for publicity for or to
assert or imply endorsement of any Modified Version.
5. COMBINING DOCUMENTS
You may combine the Document with other documents released under
this License, under the terms defined in section 4 above for
modified versions, provided that you include in the combination
all of the Invariant Sections of all of the original documents,
unmodified, and list them all as Invariant Sections of your
combined work in its license notice, and that you preserve all
their Warranty Disclaimers.
The combined work need only contain one copy of this License, and
multiple identical Invariant Sections may be replaced with a single
copy. If there are multiple Invariant Sections with the same name
but different contents, make the title of each such section unique
by adding at the end of it, in parentheses, the name of the
original author or publisher of that section if known, or else a
unique number. Make the same adjustment to the section titles in
the list of Invariant Sections in the license notice of the
combined work.
In the combination, you must combine any sections Entitled
"History" in the various original documents, forming one section
Entitled "History"; likewise combine any sections Entitled
"Acknowledgements", and any sections Entitled "Dedications". You
must delete all sections Entitled "Endorsements."
6. COLLECTIONS OF DOCUMENTS
You may make a collection consisting of the Document and other
documents released under this License, and replace the individual
copies of this License in the various documents with a single copy
that is included in the collection, provided that you follow the
rules of this License for verbatim copying of each of the
documents in all other respects.
You may extract a single document from such a collection, and
distribute it individually under this License, provided you insert
a copy of this License into the extracted document, and follow
this License in all other respects regarding verbatim copying of
that document.
7. AGGREGATION WITH INDEPENDENT WORKS
A compilation of the Document or its derivatives with other
separate and independent documents or works, in or on a volume of
a storage or distribution medium, is called an "aggregate" if the
copyright resulting from the compilation is not used to limit the
legal rights of the compilation's users beyond what the individual
works permit. When the Document is included in an aggregate, this
License does not apply to the other works in the aggregate which
are not themselves derivative works of the Document.
If the Cover Text requirement of section 3 is applicable to these
copies of the Document, then if the Document is less than one half
of the entire aggregate, the Document's Cover Texts may be placed
on covers that bracket the Document within the aggregate, or the
electronic equivalent of covers if the Document is in electronic
form. Otherwise they must appear on printed covers that bracket
the whole aggregate.
8. TRANSLATION
Translation is considered a kind of modification, so you may
distribute translations of the Document under the terms of section
4. Replacing Invariant Sections with translations requires special
permission from their copyright holders, but you may include
translations of some or all Invariant Sections in addition to the
original versions of these Invariant Sections. You may include a
translation of this License, and all the license notices in the
Document, and any Warranty Disclaimers, provided that you also
include the original English version of this License and the
original versions of those notices and disclaimers. In case of a
disagreement between the translation and the original version of
this License or a notice or disclaimer, the original version will
prevail.
If a section in the Document is Entitled "Acknowledgements",
"Dedications", or "History", the requirement (section 4) to
Preserve its Title (section 1) will typically require changing the
actual title.
9. TERMINATION
You may not copy, modify, sublicense, or distribute the Document
except as expressly provided under this License. Any attempt
otherwise to copy, modify, sublicense, or distribute it is void,
and will automatically terminate your rights under this License.
However, if you cease all violation of this License, then your
license from a particular copyright holder is reinstated (a)
provisionally, unless and until the copyright holder explicitly
and finally terminates your license, and (b) permanently, if the
copyright holder fails to notify you of the violation by some
reasonable means prior to 60 days after the cessation.
Moreover, your license from a particular copyright holder is
reinstated permanently if the copyright holder notifies you of the
violation by some reasonable means, this is the first time you have
received notice of violation of this License (for any work) from
that copyright holder, and you cure the violation prior to 30 days
after your receipt of the notice.
Termination of your rights under this section does not terminate
the licenses of parties who have received copies or rights from
you under this License. If your rights have been terminated and
not permanently reinstated, receipt of a copy of some or all of
the same material does not give you any rights to use it.
10. FUTURE REVISIONS OF THIS LICENSE
The Free Software Foundation may publish new, revised versions of
the GNU Free Documentation License from time to time. Such new
versions will be similar in spirit to the present version, but may
differ in detail to address new problems or concerns. See
`http://www.gnu.org/copyleft/'.
Each version of the License is given a distinguishing version
number. If the Document specifies that a particular numbered
version of this License "or any later version" applies to it, you
have the option of following the terms and conditions either of
that specified version or of any later version that has been
published (not as a draft) by the Free Software Foundation. If
the Document does not specify a version number of this License,
you may choose any version ever published (not as a draft) by the
Free Software Foundation. If the Document specifies that a proxy
can decide which future versions of this License can be used, that
proxy's public statement of acceptance of a version permanently
authorizes you to choose that version for the Document.
11. RELICENSING
"Massive Multiauthor Collaboration Site" (or "MMC Site") means any
World Wide Web server that publishes copyrightable works and also
provides prominent facilities for anybody to edit those works. A
public wiki that anybody can edit is an example of such a server.
A "Massive Multiauthor Collaboration" (or "MMC") contained in the
site means any set of copyrightable works thus published on the MMC
site.
"CC-BY-SA" means the Creative Commons Attribution-Share Alike 3.0
license published by Creative Commons Corporation, a not-for-profit
corporation with a principal place of business in San Francisco,
California, as well as future copyleft versions of that license
published by that same organization.
"Incorporate" means to publish or republish a Document, in whole or
in part, as part of another Document.
An MMC is "eligible for relicensing" if it is licensed under this
License, and if all works that were first published under this
License somewhere other than this MMC, and subsequently
incorporated in whole or in part into the MMC, (1) had no cover
texts or invariant sections, and (2) were thus incorporated prior
to November 1, 2008.
The operator of an MMC Site may republish an MMC contained in the
site under CC-BY-SA on the same site at any time before August 1,
2009, provided the MMC is eligible for relicensing.
ADDENDUM: How to use this License for your documents
====================================================
To use this License in a document you have written, include a copy of
the License in the document and put the following copyright and license
notices just after the title page:
Copyright (C) YEAR YOUR NAME.
Permission is granted to copy, distribute and/or modify this document
under the terms of the GNU Free Documentation License, Version 1.3
or any later version published by the Free Software Foundation;
with no Invariant Sections, no Front-Cover Texts, and no Back-Cover
Texts. A copy of the license is included in the section entitled ``GNU
Free Documentation License''.
If you have Invariant Sections, Front-Cover Texts and Back-Cover
Texts, replace the "with...Texts." line with this:
with the Invariant Sections being LIST THEIR TITLES, with
the Front-Cover Texts being LIST, and with the Back-Cover Texts
being LIST.
If you have Invariant Sections without Cover Texts, or some other
combination of the three, merge those two alternatives to suit the
situation.
If your document contains nontrivial examples of program code, we
recommend releasing these examples in parallel under your choice of
free software license, such as the GNU General Public License, to
permit their use in free software.
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